S Squared Technology, LLC Diversified Active

CIK: 0001322924 · Show all filings

Period: Q4 2013 (← Previous) (Next →)

Filing Date: Feb 14, 2014

Total Value ($000): $64,263 (100.0% shares, 0.0% debt)

Holdings (40)

— TREE.COM INC 9.5%

Value ($000) $6,112 Shares 186,100 Est. Cost $17.14 Unrealized —

CALX CALIX INC. 7.8%

Value ($000) $5,015 Shares 520,186 Est. Cost $9.31 Unrealized +15.0%

— INPHI CORP 7.3%

Value ($000) $4,681 Shares 362,900 Est. Cost $11.00 Unrealized —

— WEB.COM GROUP INC 6.1%

Value ($000) $3,897 Shares 122,601 Est. Cost $27.68 Unrealized —

— NQ MOBILE INC 5.8%

Value ($000) $3,709 Shares 252,300 Est. Cost $8.15 Unrealized —

— ABSOLUTE SOFTWARE CORPORATION 5.7%

Value ($000) $3,655 Shares 562,000 Est. Cost $6.50 Unrealized —

— OPLINK COMMUNICATIONS 5.1%

Value ($000) $3,262 Shares 175,400 Est. Cost $17.51 Unrealized —

— MATTERSIGHT CORPORATION 5.0%

Value ($000) $3,201 Shares 668,327 Est. Cost $2.83 Unrealized —

— SHORTEL INC 4.5%

Value ($000) $2,894 Shares 311,800 Est. Cost $4.64 Unrealized —

— INTEVAC INC 4.5%

Value ($000) $2,876 Shares 387,110 Est. Cost $5.68 Unrealized —

— NANOMETRICS INC 4.4%

Value ($000) $2,848 Shares 149,500 Est. Cost $14.67 Unrealized —

— INTER-NAP NETWORK 4.0%

Value ($000) $2,552 Shares 339,300 Est. Cost $8.27 Unrealized —

— CYAN INC. 3.5%

Value ($000) $2,275 Shares 430,000 Est. Cost $5.29 Unrealized —

— ALLOT COMMUNICATIONS, LTD. 3.4%

Value ($000) $2,194 Shares 145,000 Est. Cost $13.71 Unrealized —

— CONSTANT CONTACT INC 3.1%

Value ($000) $2,007 Shares 64,600 Est. Cost $16.07 Unrealized —

— GSE SYSTEMS INC 2.8%

Value ($000) $1,827 Shares 1,141,800 Est. Cost $1.51 Unrealized —

— UNWIRED PLANET INC 2.8%

Value ($000) $1,798 Shares 1,302,800 Est. Cost $1.94 Unrealized —

— DEMAND MEDIA INC. 2.6%

Value ($000) $1,662 Shares 288,100 Est. Cost $5.89 Unrealized —

— CALLIDUS SOFTWARE 2.6%

Value ($000) $1,642 Shares 119,600 Est. Cost $6.59 Unrealized —

— INCONTACT INC 2.0%

Value ($000) $1,270 Shares 162,600 Est. Cost $8.22 Unrealized —

— 02 MICRO INTERNATIONAL 1.8%

Value ($000) $1,161 Shares 416,200 Est. Cost $2.81 Unrealized —

— HICKORYTECH CORP 1.6%

Value ($000) $1,055 Shares 82,207 Est. Cost $10.63 Unrealized —

— ACTUATE CORP. 1.2%

Value ($000) $763 Shares 99,000 Est. Cost $6.64 Unrealized —

— POWER SOLUTIONS INT'L 1.1%

Value ($000) $683 Shares 9,100 Est. Cost $59.12 Unrealized —

— REALD INC 0.8%

Value ($000) $529 Shares 61,900 Est. Cost $13.90 Unrealized —

— ZENITH EPIGENETICS 0.2%

Value ($000) $146 Shares 300,500 Est. Cost $0.49 Unrealized —

— ELOYALTY CORP. SERIES B CONV PF 0.2%

Value ($000) $115 Shares 22,475 Est. Cost $5.12 Unrealized —

— PEREGRINE SEMICONDUCTOR CORP 0.1%

Value ($000) $82 Shares 11,000 Est. Cost $10.91 Unrealized —

— INFORMATICA CORP 0.1%

Value ($000) $66 Shares 1,600 Est. Cost $34.98 Unrealized —

— TUCOWS INC 0.1%

Value ($000) $46 Shares 3,300 Est. Cost $1.87 Unrealized —

— RIVERBED TECHNOLOGY INC 0.1%

Value ($000) $42 Shares 2,300 Est. Cost $18.26 Unrealized —

— RACKSPACE HOSTING INC. 0.1%

Value ($000) $39 Shares 1,000 Est. Cost $39.00 Unrealized —

NOW SERVICENOW INC 0.1%

Value ($000) $39 Shares 700 Est. Cost $7.63 Unrealized +38.5%

— ZENITH EPIGENETICS WTS 6/14/1 0.1%

Value ($000) $35 Shares 152,750 Est. Cost $0.23 Unrealized —

— TIBCO SOFTWARE INC. 0.0%

Value ($000) $31 Shares 1,400 Est. Cost $21.40 Unrealized —

— CITRIX SYS INC 0.0%

Value ($000) $25 Shares 400 Est. Cost $60.34 Unrealized —

CVLT COMMVAULT SYSTEMS INC 0.0%

Value ($000) $15 Shares 200 Est. Cost $78.27 Unrealized 0.0%

— GIGAMON INC. 0.0%

Value ($000) $14 Shares 500 Est. Cost $28.00 Unrealized —

— OCZ TECHNOLOGY WTS EXP 11/01/1 0.0%

Value ($000) $0 Shares 267,749 Est. Cost — Unrealized —

— RESVERLOGIX CORP WTS 06/14/16 0.0%

Value ($000) $0 Shares 152,750 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	TREE.COM INC	186,100	$6,112	9.5%	$17.14	—	COM	894675107
CALX	CALIX INC.	520,186	$5,015	7.8%	$9.31	+15.0%	COM	13100M509
—	INPHI CORP	362,900	$4,681	7.3%	$11.00	—	COM	45772F107
—	WEB.COM GROUP INC	122,601	$3,897	6.1%	$27.68	—	COM	94733A104
—	NQ MOBILE INC	252,300	$3,709	5.8%	$8.15	—	COM	64118U108
—	ABSOLUTE SOFTWARE CORPORATION	562,000	$3,655	5.7%	$6.50	—	COM	00386B109
—	OPLINK COMMUNICATIONS	175,400	$3,262	5.1%	$17.51	—	COM	68375Q106
—	MATTERSIGHT CORPORATION	668,327	$3,201	5.0%	$2.83	—	COM	577097108
—	SHORTEL INC	311,800	$2,894	4.5%	$4.64	—	COM	825211105
—	INTEVAC INC	387,110	$2,876	4.5%	$5.68	—	COM	461148108
—	NANOMETRICS INC	149,500	$2,848	4.4%	$14.67	—	COM	630077105
—	INTER-NAP NETWORK	339,300	$2,552	4.0%	$8.27	—	COM	45885A300
—	CYAN INC.	430,000	$2,275	3.5%	$5.29	—	COM	23247W104
—	ALLOT COMMUNICATIONS, LTD.	145,000	$2,194	3.4%	$13.71	—	COM	IL0010996
—	CONSTANT CONTACT INC	64,600	$2,007	3.1%	$16.07	—	COM	210313102
—	GSE SYSTEMS INC	1,141,800	$1,827	2.8%	$1.51	—	COM	36227K106
—	UNWIRED PLANET INC	1,302,800	$1,798	2.8%	$1.94	—	COM	683718308
—	DEMAND MEDIA INC.	288,100	$1,662	2.6%	$5.89	—	COM	24802N109
—	CALLIDUS SOFTWARE	119,600	$1,642	2.6%	$6.59	—	COM	13123E500
—	INCONTACT INC	162,600	$1,270	2.0%	$8.22	—	COM	45336E109
—	02 MICRO INTERNATIONAL	416,200	$1,161	1.8%	$2.81	—	ADR	67107W100
—	HICKORYTECH CORP	82,207	$1,055	1.6%	$10.63	—	COM	429060106
—	ACTUATE CORP.	99,000	$763	1.2%	$6.64	—	COM	00508B102
—	POWER SOLUTIONS INT'L	9,100	$683	1.1%	$59.12	—	COM	74437C101
—	REALD INC	61,900	$529	0.8%	$13.90	—	COM	75604L105
—	ZENITH EPIGENETICS	300,500	$146	0.2%	$0.49	—	PRIVATE	000000000
—	ELOYALTY CORP. SERIES B CONV PF	22,475	$115	0.2%	$5.12	—	CVPF	290152990
—	PEREGRINE SEMICONDUCTOR CORP	11,000	$82	0.1%	$10.91	—	COM	71366R703
—	INFORMATICA CORP	1,600	$66	0.1%	$34.98	—	COM	45666Q102
—	TUCOWS INC	3,300	$46	0.1%	$1.87	—	COM	898697107
—	RIVERBED TECHNOLOGY INC	2,300	$42	0.1%	$18.26	—	COM	768573107
—	RACKSPACE HOSTING INC.	1,000	$39	0.1%	$39.00	—	COM	750086100
NOW	SERVICENOW INC	700	$39	0.1%	$7.63	+38.5%	COM	81762P102
—	ZENITH EPIGENETICS WTS 6/14/1	152,750	$35	0.1%	$0.23	—	WNT	989353115
—	TIBCO SOFTWARE INC.	1,400	$31	0.0%	$21.40	—	COM	88632Q103
—	CITRIX SYS INC	400	$25	0.0%	$60.34	—	COM	177376100
CVLT	COMMVAULT SYSTEMS INC	200	$15	0.0%	$78.27	0.0%	COM	204166102
—	GIGAMON INC.	500	$14	0.0%	$28.00	—	COM	37518B102
—	OCZ TECHNOLOGY WTS EXP 11/01/1	267,749	$0	0.0%	—	—	WNT	6709949R5
—	RESVERLOGIX CORP WTS 06/14/16	152,750	$0	0.0%	—	—	WNT	76128M165