S Squared Technology, LLC Diversified Active

CIK: 0001322924 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $78,544 (100.0% shares, 0.0% debt)

Holdings (47)

CALX CALIX INC. 9.5%

Value ($000) $7,425 Shares 583,286 Est. Cost $9.31 Unrealized +31.5%

— TREE.COM INC 7.8%

Value ($000) $6,111 Shares 232,700 Est. Cost $17.14 Unrealized —

— NQ MOBILE INC 6.9%

Value ($000) $5,443 Shares 249,800 Est. Cost $8.08 Unrealized —

— INPHI CORP 6.6%

Value ($000) $5,201 Shares 387,300 Est. Cost $11.00 Unrealized —

— ABSOLUTE SOFTWARE CORPORATION 6.2%

Value ($000) $4,872 Shares 696,000 Est. Cost $6.50 Unrealized —

— CALLIDUS SOFTWARE 5.4%

Value ($000) $4,256 Shares 464,100 Est. Cost $6.59 Unrealized —

— UNWIRED PLANET INC 4.6%

Value ($000) $3,627 Shares 2,096,500 Est. Cost $1.94 Unrealized —

— REAL NETWORKS INC 4.6%

Value ($000) $3,617 Shares 422,999 Est. Cost $7.56 Unrealized —

— INTER-NAP NETWORK 3.8%

Value ($000) $2,998 Shares 431,300 Est. Cost $8.27 Unrealized —

— OPLINK COMMUNICATIONS 3.7%

Value ($000) $2,928 Shares 155,600 Est. Cost $17.37 Unrealized —

— POWER SOLUTIONS INT'L 3.7%

Value ($000) $2,879 Shares 48,700 Est. Cost $59.12 Unrealized —

— WEB.COM GROUP INC 3.4%

Value ($000) $2,633 Shares 81,401 Est. Cost $25.60 Unrealized —

— ALLOT COMMUNICATIONS, LTD. 3.2%

Value ($000) $2,530 Shares 200,000 Est. Cost $13.71 Unrealized —

— MATTERSIGHT CORPORATION 3.2%

Value ($000) $2,499 Shares 659,427 Est. Cost $2.80 Unrealized —

— NANOMETRICS INC 3.1%

Value ($000) $2,410 Shares 149,500 Est. Cost $14.67 Unrealized —

— INTEVAC INC 2.9%

Value ($000) $2,239 Shares 382,110 Est. Cost $5.66 Unrealized —

— SHORTEL INC 2.8%

Value ($000) $2,166 Shares 358,600 Est. Cost $4.64 Unrealized —

— CONSTANT CONTACT INC 2.6%

Value ($000) $2,003 Shares 84,600 Est. Cost $16.07 Unrealized —

— PEREGRINE SEMICONDUCTOR CORP 2.4%

Value ($000) $1,883 Shares 209,900 Est. Cost $10.91 Unrealized —

— GSE SYSTEMS INC 2.3%

Value ($000) $1,793 Shares 1,141,800 Est. Cost $1.51 Unrealized —

— INCONTACT INC 2.1%

Value ($000) $1,657 Shares 200,800 Est. Cost $8.22 Unrealized —

— REALD INC 1.3%

Value ($000) $1,014 Shares 144,800 Est. Cost $13.90 Unrealized —

— DEMAND MEDIA INC. 1.2%

Value ($000) $964 Shares 152,600 Est. Cost $6.00 Unrealized —

— HICKORYTECH CORP 1.2%

Value ($000) $936 Shares 82,207 Est. Cost $10.63 Unrealized —

— ACTUATE CORP. 0.9%

Value ($000) $728 Shares 99,000 Est. Cost $6.64 Unrealized —

QLYS QUALYS INC 0.7%

Value ($000) $577 Shares 26,973 Est. Cost $12.98 Unrealized +44.5%

— NEOPHOTONICS CORPORATION 0.6%

Value ($000) $494 Shares 66,800 Est. Cost $8.69 Unrealized —

— INFORMATICA CORP 0.6%

Value ($000) $452 Shares 11,600 Est. Cost $34.98 Unrealized —

CTSH COGNIZANT TECHNOLOGY SOL 0.4%

Value ($000) $328 Shares 4,000 Est. Cost $29.46 Unrealized +11.7%

— CITRIX SYS INC 0.4%

Value ($000) $311 Shares 4,400 Est. Cost $60.34 Unrealized —

— COVISINT CORPORATION 0.4%

Value ($000) $289 Shares 22,500 Est. Cost $12.84 Unrealized —

GPN GLOBAL PAYMENTS INC. 0.3%

Value ($000) $271 Shares 5,300 Est. Cost $22.14 Unrealized +3.6%

— TIBCO SOFTWARE 0.2%

Value ($000) $187 Shares 7,300 Est. Cost $21.40 Unrealized —

— ZENITH EPIGENETICS 0.2%

Value ($000) $146 Shares 300,500 Est. Cost $0.49 Unrealized —

— COMVERSE INC. 0.2%

Value ($000) $137 Shares 4,300 Est. Cost $29.66 Unrealized —

— RED HAT INC 0.2%

Value ($000) $129 Shares 2,800 Est. Cost $47.83 Unrealized —

— ELOYALTY CORP. SERIES B CONV PF 0.1%

Value ($000) $115 Shares 22,475 Est. Cost $5.12 Unrealized —

— 02 MICRO INTERNATIONAL 0.1%

Value ($000) $67 Shares 21,700 Est. Cost $3.09 Unrealized —

RNG RINGCENTRAL INC 0.1%

Value ($000) $45 Shares 2,500 Est. Cost $18.11 Unrealized 0.0%

— FIREYE INC 0.1%

Value ($000) $42 Shares 1,000 Est. Cost $42.00 Unrealized —

NOW SERVICENOW INC 0.0%

Value ($000) $36 Shares 700 Est. Cost $7.63 Unrealized +20.5%

— TUCOWS INC 0.0%

Value ($000) $36 Shares 15,000 Est. Cost $1.87 Unrealized —

— ZENITH EPIGENETICS WTS 6/14/1 0.0%

Value ($000) $35 Shares 152,750 Est. Cost $0.23 Unrealized —

PAYX PAYCHEX INC 0.0%

Value ($000) $20 Shares 500 Est. Cost $25.02 Unrealized +8.0%

— VIOLIN MEMORY INC 0.0%

Value ($000) $15 Shares 2,000 Est. Cost $7.50 Unrealized —

— OCZ TECHNOLOGY WTS EXP 11/01/1 0.0%

Value ($000) $0 Shares 267,749 Est. Cost — Unrealized —

— RESVERLOGIX CORP WTS 06/14/16 0.0%

Value ($000) $0 Shares 152,750 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
CALX	CALIX INC.	583,286	$7,425	9.5%	$9.31	+31.5%	COM	13100M509
—	TREE.COM INC	232,700	$6,111	7.8%	$17.14	—	COM	894675107
—	NQ MOBILE INC	249,800	$5,443	6.9%	$8.08	—	COM	64118U108
—	INPHI CORP	387,300	$5,201	6.6%	$11.00	—	COM	45772F107
—	ABSOLUTE SOFTWARE CORPORATION	696,000	$4,872	6.2%	$6.50	—	COM	00386B109
—	CALLIDUS SOFTWARE	464,100	$4,256	5.4%	$6.59	—	COM	13123E500
—	UNWIRED PLANET INC	2,096,500	$3,627	4.6%	$1.94	—	COM	683718308
—	REAL NETWORKS INC	422,999	$3,617	4.6%	$7.56	—	COM	75605L708
—	INTER-NAP NETWORK	431,300	$2,998	3.8%	$8.27	—	COM	45885A300
—	OPLINK COMMUNICATIONS	155,600	$2,928	3.7%	$17.37	—	COM	68375Q106
—	POWER SOLUTIONS INT'L	48,700	$2,879	3.7%	$59.12	—	COM	74437C101
—	WEB.COM GROUP INC	81,401	$2,633	3.4%	$25.60	—	COM	94733A104
—	ALLOT COMMUNICATIONS, LTD.	200,000	$2,530	3.2%	$13.71	—	COM	IL0010996
—	MATTERSIGHT CORPORATION	659,427	$2,499	3.2%	$2.80	—	COM	577097108
—	NANOMETRICS INC	149,500	$2,410	3.1%	$14.67	—	COM	630077105
—	INTEVAC INC	382,110	$2,239	2.9%	$5.66	—	COM	461148108
—	SHORTEL INC	358,600	$2,166	2.8%	$4.64	—	COM	825211105
—	CONSTANT CONTACT INC	84,600	$2,003	2.6%	$16.07	—	COM	210313102
—	PEREGRINE SEMICONDUCTOR CORP	209,900	$1,883	2.4%	$10.91	—	COM	71366R703
—	GSE SYSTEMS INC	1,141,800	$1,793	2.3%	$1.51	—	COM	36227K106
—	INCONTACT INC	200,800	$1,657	2.1%	$8.22	—	COM	45336E109
—	REALD INC	144,800	$1,014	1.3%	$13.90	—	COM	75604L105
—	DEMAND MEDIA INC.	152,600	$964	1.2%	$6.00	—	COM	24802N109
—	HICKORYTECH CORP	82,207	$936	1.2%	$10.63	—	COM	429060106
—	ACTUATE CORP.	99,000	$728	0.9%	$6.64	—	COM	00508B102
QLYS	QUALYS INC	26,973	$577	0.7%	$12.98	+44.5%	COM	74758T303
—	NEOPHOTONICS CORPORATION	66,800	$494	0.6%	$8.69	—	COM	64051T100
—	INFORMATICA CORP	11,600	$452	0.6%	$34.98	—	COM	45666Q102
CTSH	COGNIZANT TECHNOLOGY SOL	4,000	$328	0.4%	$29.46	+11.7%	COM	192446102
—	CITRIX SYS INC	4,400	$311	0.4%	$60.34	—	COM	177376100
—	COVISINT CORPORATION	22,500	$289	0.4%	$12.84	—	COM	22357R103
GPN	GLOBAL PAYMENTS INC.	5,300	$271	0.3%	$22.14	+3.6%	COM	37940X102
—	TIBCO SOFTWARE	7,300	$187	0.2%	$21.40	—	COM	88632Q103
—	ZENITH EPIGENETICS	300,500	$146	0.2%	$0.49	—	PRIVATE	000000000
—	COMVERSE INC.	4,300	$137	0.2%	$29.66	—	COM	20585P105
—	RED HAT INC	2,800	$129	0.2%	$47.83	—	COM	756577102
—	ELOYALTY CORP. SERIES B CONV PF	22,475	$115	0.1%	$5.12	—	CVPF	290152990
—	02 MICRO INTERNATIONAL	21,700	$67	0.1%	$3.09	—	ADR	67107W100
RNG	RINGCENTRAL INC	2,500	$45	0.1%	$18.11	0.0%	COM	76680R206
—	FIREYE INC	1,000	$42	0.1%	$42.00	—	COM	31816Q101
NOW	SERVICENOW INC	700	$36	0.0%	$7.63	+20.5%	COM	81762P102
—	TUCOWS INC	15,000	$36	0.0%	$1.87	—	COM	898697107
—	ZENITH EPIGENETICS WTS 6/14/1	152,750	$35	0.0%	$0.23	—	WNT	989353115
PAYX	PAYCHEX INC	500	$20	0.0%	$25.02	+8.0%	COM	704326107
—	VIOLIN MEMORY INC	2,000	$15	0.0%	$7.50	—	COM	92763A101
—	OCZ TECHNOLOGY WTS EXP 11/01/1	267,749	$0	0.0%	—	—	WNT	6709949R5
—	RESVERLOGIX CORP WTS 06/14/16	152,750	$0	0.0%	—	—	WNT	76128M165