S SQUARED TECHNOLOGY, LLC Diversified Active

Location: Rye, NY

CIK: 0001322924 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value: $78.54M (100.0% shares, 0.0% debt)

Holdings (47)

CALX CALIX INC. 9.5%

Value $7.425M Shares 583,286 Est. Cost $9.31 Unrealized +31.5%

— TREE.COM INC 7.8%

Value $6.111M Shares 232,700 Est. Cost $17.14 Unrealized —

— NQ MOBILE INC 6.9%

Value $5.443M Shares 249,800 Est. Cost $8.08 Unrealized —

— INPHI CORP 6.6%

Value $5.201M Shares 387,300 Est. Cost $11.00 Unrealized —

— ABSOLUTE SOFTWARE CORPORATION 6.2%

Value $4.872M Shares 696,000 Est. Cost $6.50 Unrealized —

— CALLIDUS SOFTWARE 5.4%

Value $4.256M Shares 464,100 Est. Cost $6.59 Unrealized —

— UNWIRED PLANET INC 4.6%

Value $3.627M Shares 2,096,500 Est. Cost $1.94 Unrealized —

— REAL NETWORKS INC 4.6%

Value $3.617M Shares 422,999 Est. Cost $7.56 Unrealized —

— INTER-NAP NETWORK 3.8%

Value $2.998M Shares 431,300 Est. Cost $8.27 Unrealized —

— OPLINK COMMUNICATIONS 3.7%

Value $2.928M Shares 155,600 Est. Cost $17.37 Unrealized —

— POWER SOLUTIONS INT'L 3.7%

Value $2.879M Shares 48,700 Est. Cost $59.12 Unrealized —

— WEB.COM GROUP INC 3.4%

Value $2.633M Shares 81,401 Est. Cost $25.60 Unrealized —

— ALLOT COMMUNICATIONS, LTD. 3.2%

Value $2.53M Shares 200,000 Est. Cost $13.71 Unrealized —

— MATTERSIGHT CORPORATION 3.2%

Value $2.499M Shares 659,427 Est. Cost $2.80 Unrealized —

— NANOMETRICS INC 3.1%

Value $2.41M Shares 149,500 Est. Cost $14.67 Unrealized —

— INTEVAC INC 2.9%

Value $2.239M Shares 382,110 Est. Cost $5.66 Unrealized —

— SHORTEL INC 2.8%

Value $2.166M Shares 358,600 Est. Cost $4.64 Unrealized —

— CONSTANT CONTACT INC 2.6%

Value $2.003M Shares 84,600 Est. Cost $16.07 Unrealized —

— PEREGRINE SEMICONDUCTOR CORP 2.4%

Value $1.883M Shares 209,900 Est. Cost $10.91 Unrealized —

— GSE SYSTEMS INC 2.3%

Value $1.793M Shares 1,141,800 Est. Cost $1.51 Unrealized —

— INCONTACT INC 2.1%

Value $1.657M Shares 200,800 Est. Cost $8.22 Unrealized —

— REALD INC 1.3%

Value $1.014M Shares 144,800 Est. Cost $13.90 Unrealized —

— DEMAND MEDIA INC. 1.2%

Value $964K Shares 152,600 Est. Cost $6.00 Unrealized —

— HICKORYTECH CORP 1.2%

Value $936K Shares 82,207 Est. Cost $10.63 Unrealized —

— ACTUATE CORP. 0.9%

Value $728K Shares 99,000 Est. Cost $6.64 Unrealized —

QLYS QUALYS INC 0.7%

Value $577K Shares 26,973 Est. Cost $12.98 Unrealized +44.5%

— NEOPHOTONICS CORPORATION 0.6%

Value $494K Shares 66,800 Est. Cost $8.69 Unrealized —

— INFORMATICA CORP 0.6%

Value $452K Shares 11,600 Est. Cost $34.98 Unrealized —

CTSH COGNIZANT TECHNOLOGY SOL 0.4%

Value $328K Shares 4,000 Est. Cost $29.46 Unrealized +11.7%

— CITRIX SYS INC 0.4%

Value $311K Shares 4,400 Est. Cost $60.34 Unrealized —

— COVISINT CORPORATION 0.4%

Value $289K Shares 22,500 Est. Cost $12.84 Unrealized —

GPN GLOBAL PAYMENTS INC. 0.3%

Value $271K Shares 5,300 Est. Cost $22.14 Unrealized +3.6%

— TIBCO SOFTWARE 0.2%

Value $187K Shares 7,300 Est. Cost $21.40 Unrealized —

— ZENITH EPIGENETICS 0.2%

Value $146K Shares 300,500 Est. Cost $0.49 Unrealized —

— COMVERSE INC. 0.2%

Value $137K Shares 4,300 Est. Cost $29.66 Unrealized —

— RED HAT INC 0.2%

Value $129K Shares 2,800 Est. Cost $47.83 Unrealized —

— ELOYALTY CORP. SERIES B CONV PF 0.1%

Value $115K Shares 22,475 Est. Cost $5.12 Unrealized —

— 02 MICRO INTERNATIONAL 0.1%

Value $67,000 Shares 21,700 Est. Cost $3.09 Unrealized —

RNG RINGCENTRAL INC 0.1%

Value $45,000 Shares 2,500 Est. Cost $18.11 Unrealized 0.0%

— FIREYE INC 0.1%

Value $42,000 Shares 1,000 Est. Cost $42.00 Unrealized —

NOW SERVICENOW INC 0.0%

Value $36,000 Shares 700 Est. Cost $7.63 Unrealized +20.5%

— TUCOWS INC 0.0%

Value $36,000 Shares 15,000 Est. Cost $1.87 Unrealized —

— ZENITH EPIGENETICS WTS 6/14/1 0.0%

Value $35,000 Shares 152,750 Est. Cost $0.23 Unrealized —

PAYX PAYCHEX INC 0.0%

Value $20,000 Shares 500 Est. Cost $25.02 Unrealized +8.0%

— VIOLIN MEMORY INC 0.0%

Value $15,000 Shares 2,000 Est. Cost $7.50 Unrealized —

— OCZ TECHNOLOGY WTS EXP 11/01/1 0.0%

Value $0 Shares 267,749 Est. Cost — Unrealized —

— RESVERLOGIX CORP WTS 06/14/16 0.0%

Value $0 Shares 152,750 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
CALX	CALIX INC.	583,286	$7.425M	9.5%	$9.31	+31.5%	COM	13100M509
—	TREE.COM INC	232,700	$6.111M	7.8%	$17.14	—	COM	894675107
—	NQ MOBILE INC	249,800	$5.443M	6.9%	$8.08	—	COM	64118U108
—	INPHI CORP	387,300	$5.201M	6.6%	$11.00	—	COM	45772F107
—	ABSOLUTE SOFTWARE CORPORATION	696,000	$4.872M	6.2%	$6.50	—	COM	00386B109
—	CALLIDUS SOFTWARE	464,100	$4.256M	5.4%	$6.59	—	COM	13123E500
—	UNWIRED PLANET INC	2,096,500	$3.627M	4.6%	$1.94	—	COM	683718308
—	REAL NETWORKS INC	422,999	$3.617M	4.6%	$7.56	—	COM	75605L708
—	INTER-NAP NETWORK	431,300	$2.998M	3.8%	$8.27	—	COM	45885A300
—	OPLINK COMMUNICATIONS	155,600	$2.928M	3.7%	$17.37	—	COM	68375Q106
—	POWER SOLUTIONS INT'L	48,700	$2.879M	3.7%	$59.12	—	COM	74437C101
—	WEB.COM GROUP INC	81,401	$2.633M	3.4%	$25.60	—	COM	94733A104
—	ALLOT COMMUNICATIONS, LTD.	200,000	$2.53M	3.2%	$13.71	—	COM	IL0010996
—	MATTERSIGHT CORPORATION	659,427	$2.499M	3.2%	$2.80	—	COM	577097108
—	NANOMETRICS INC	149,500	$2.41M	3.1%	$14.67	—	COM	630077105
—	INTEVAC INC	382,110	$2.239M	2.9%	$5.66	—	COM	461148108
—	SHORTEL INC	358,600	$2.166M	2.8%	$4.64	—	COM	825211105
—	CONSTANT CONTACT INC	84,600	$2.003M	2.6%	$16.07	—	COM	210313102
—	PEREGRINE SEMICONDUCTOR CORP	209,900	$1.883M	2.4%	$10.91	—	COM	71366R703
—	GSE SYSTEMS INC	1,141,800	$1.793M	2.3%	$1.51	—	COM	36227K106
—	INCONTACT INC	200,800	$1.657M	2.1%	$8.22	—	COM	45336E109
—	REALD INC	144,800	$1.014M	1.3%	$13.90	—	COM	75604L105
—	DEMAND MEDIA INC.	152,600	$964K	1.2%	$6.00	—	COM	24802N109
—	HICKORYTECH CORP	82,207	$936K	1.2%	$10.63	—	COM	429060106
—	ACTUATE CORP.	99,000	$728K	0.9%	$6.64	—	COM	00508B102
QLYS	QUALYS INC	26,973	$577K	0.7%	$12.98	+44.5%	COM	74758T303
—	NEOPHOTONICS CORPORATION	66,800	$494K	0.6%	$8.69	—	COM	64051T100
—	INFORMATICA CORP	11,600	$452K	0.6%	$34.98	—	COM	45666Q102
CTSH	COGNIZANT TECHNOLOGY SOL	4,000	$328K	0.4%	$29.46	+11.7%	COM	192446102
—	CITRIX SYS INC	4,400	$311K	0.4%	$60.34	—	COM	177376100
—	COVISINT CORPORATION	22,500	$289K	0.4%	$12.84	—	COM	22357R103
GPN	GLOBAL PAYMENTS INC.	5,300	$271K	0.3%	$22.14	+3.6%	COM	37940X102
—	TIBCO SOFTWARE	7,300	$187K	0.2%	$21.40	—	COM	88632Q103
—	ZENITH EPIGENETICS	300,500	$146K	0.2%	$0.49	—	PRIVATE	000000000
—	COMVERSE INC.	4,300	$137K	0.2%	$29.66	—	COM	20585P105
—	RED HAT INC	2,800	$129K	0.2%	$47.83	—	COM	756577102
—	ELOYALTY CORP. SERIES B CONV PF	22,475	$115K	0.1%	$5.12	—	CVPF	290152990
—	02 MICRO INTERNATIONAL	21,700	$67,000	0.1%	$3.09	—	ADR	67107W100
RNG	RINGCENTRAL INC	2,500	$45,000	0.1%	$18.11	0.0%	COM	76680R206
—	FIREYE INC	1,000	$42,000	0.1%	$42.00	—	COM	31816Q101
NOW	SERVICENOW INC	700	$36,000	0.0%	$7.63	+20.5%	COM	81762P102
—	TUCOWS INC	15,000	$36,000	0.0%	$1.87	—	COM	898697107
—	ZENITH EPIGENETICS WTS 6/14/1	152,750	$35,000	0.0%	$0.23	—	WNT	989353115
PAYX	PAYCHEX INC	500	$20,000	0.0%	$25.02	+8.0%	COM	704326107
—	VIOLIN MEMORY INC	2,000	$15,000	0.0%	$7.50	—	COM	92763A101
—	OCZ TECHNOLOGY WTS EXP 11/01/1	267,749	$0	0.0%	—	—	WNT	6709949R5
—	RESVERLOGIX CORP WTS 06/14/16	152,750	$0	0.0%	—	—	WNT	76128M165