DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 13, 2016

Total Value: $1.033B (100.0% shares, 0.0% debt)

Holdings (27)

SPY SPDR S&P 500 ETF TR 23.4%

Value $242M Shares 1,175,793 Est. Cost — Unrealized —

EEM ISHARES TR 13.0%

Value $134M Shares 3,920,376 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 10.8%

Value $112M Shares 17,500,000 Est. Cost — Unrealized —

IVV ISHARES TR 7.9%

Value $81.71M Shares 395,412 Est. Cost — Unrealized —

— JPMORGAN CHASE & CO 5.2%

Value $53.34M Shares 1,969,090 Est. Cost — Unrealized —

HYG ISHARES TR 4.6%

Value $47.69M Shares 583,800 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 4.3%

Value $44.14M Shares 995,000 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 3.9%

Value $40.35M Shares 813,262 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 3.8%

Value $38.94M Shares 1,729,778 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 3.0%

Value $30.56M Shares 3,071,403 Est. Cost — Unrealized —

VNQ VANGUARD INDEX FDS 2.5%

Value $25.69M Shares 306,600 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 2.4%

Value $24.93M Shares 367,752 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 2.3%

Value $23.66M Shares 299,280 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 2.2%

Value $22.68M Shares 427,420 Est. Cost — Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 2.2%

Value $22.51M Shares 651,022 Est. Cost — Unrealized —

— PFENEX INC 2.1%

Value $21.84M Shares 2,221,428 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 2.1%

Value $21.2M Shares 382,152 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 1.2%

Value $12.16M Shares 196,460 Est. Cost — Unrealized —

GUNR FLEXSHARES TR 1.0%

Value $10.37M Shares 428,500 Est. Cost — Unrealized —

— POWERSHARES DB CMDTY IDX TRA 1.0%

Value $10.34M Shares 777,950 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.6%

Value $6M Shares 6,000,000 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 0.4%

Value $4.387M Shares 97,901 Est. Cost — Unrealized —

— SPDR SERIES TRUST 0.1%

Value $1.305M Shares 43,000 Est. Cost — Unrealized —

— MARKET VECTORS ETF TR 0.0%

Value $346K Shares 13,000 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value $301K Shares 65,000 Est. Cost — Unrealized —

FOLD AMICUS THERAPEUTICS 0.0%

Value $124K Shares 14,674 Est. Cost — Unrealized —

ARDX ARDELYX INC 0.0%

Value $14,000 Shares 1,798 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,175,793	$242M	23.4%	—	—	TR UNIT	78462F103
EEM	ISHARES TR	3,920,376	$134M	13.0%	—	—	MSCI EMG MKT ETF	464287234
—	AGROFRESH SOLUTIONS	17,500,000	$112M	10.8%	—	—	COM	00856G109
IVV	ISHARES TR	395,412	$81.71M	7.9%	—	—	CORE S&P500 ETF	464287200
—	JPMORGAN CHASE & CO	1,969,090	$53.34M	5.2%	—	—	ALERIAN ML ETN	46625H365
HYG	ISHARES TR	583,800	$47.69M	4.6%	—	—	IBOXX HI YD ETF	464288513
XLK	SELECT SECTOR SPDR TR	995,000	$44.14M	4.3%	—	—	TECHNOLOGY	81369Y803
XLU	SELECT SECTOR SPDR TR	813,262	$40.35M	3.9%	—	—	SBI INT-UTILS	81369Y886
XLF	SELECT SECTOR SPDR TR	1,729,778	$38.94M	3.8%	—	—	SBI INT-FINL	81369Y605
—	FORTRESS TRANS INFRST INVS L	3,071,403	$30.56M	3.0%	—	—	COM REP LTD LIAB	34960P101
VNQ	VANGUARD INDEX FDS	306,600	$25.69M	2.5%	—	—	REIT ETF	922908553
XLV	SELECT SECTOR SPDR TR	367,752	$24.93M	2.4%	—	—	SBI HEALTHCARE	81369Y209
XLY	SELECT SECTOR SPDR TR	299,280	$23.66M	2.3%	—	—	SBI CONS DISCR	81369Y407
XLP	SELECT SECTOR SPDR TR	427,420	$22.68M	2.2%	—	—	SBI CONS STPLS	81369Y308
VWO	VANGUARD INTL EQUITY INDEX F	651,022	$22.51M	2.2%	—	—	FTSE EMR MKT ETF	922042858
—	PFENEX INC	2,221,428	$21.84M	2.1%	—	—	COM	717071104
XLI	SELECT SECTOR SPDR TR	382,152	$21.2M	2.1%	—	—	SBI INT-INDS	81369Y704
XLE	SELECT SECTOR SPDR TR	196,460	$12.16M	1.2%	—	—	SBI INT-ENERGY	81369Y506
GUNR	FLEXSHARES TR	428,500	$10.37M	1.0%	—	—	MORNSTAR UPSTR	33939L407
—	POWERSHARES DB CMDTY IDX TRA	777,950	$10.34M	1.0%	—	—	UNIT BEN INT	73935S105
—	AGROFRESH SOLUTIONS	6,000,000	$6M	0.6%	—	—	WARRANTS	00856G117
XLB	SELECT SECTOR SPDR TR	97,901	$4.387M	0.4%	—	—	SBI MATERIALS	81369Y100
—	SPDR SERIES TRUST	43,000	$1.305M	0.1%	—	—	S&P OILGAS EXP	78464A730
—	MARKET VECTORS ETF TR	13,000	$346K	0.0%	—	—	OIL SVCS ETF	57060U191
—	TETRAPHASE PHARMACEUTICALS I	65,000	$301K	0.0%	—	—	COM	88165N105
FOLD	AMICUS THERAPEUTICS	14,674	$124K	0.0%	—	—	COM	03152W109
ARDX	ARDELYX INC	1,798	$14,000	0.0%	—	—	COM	039697107