DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q1 2016 (← Previous) (Next →)

Filing Date: May 13, 2016

Total Value ($000): $1,032,554 (100.0% shares, 0.0% debt)

Holdings (27)

SPY SPDR S&P 500 ETF TR 23.4%

Value ($000) $241,696 Shares 1,175,793 Est. Cost $165.39 Unrealized —

EEM ISHARES TR 13.0%

Value ($000) $134,273 Shares 3,920,376 Est. Cost $38.31 Unrealized —

— AGROFRESH SOLUTIONS 10.8%

Value ($000) $112,000 Shares 17,500,000 Est. Cost $7.94 Unrealized —

IVV ISHARES TR 7.9%

Value ($000) $81,712 Shares 395,412 Est. Cost $178.16 Unrealized —

— JPMORGAN CHASE & CO 5.2%

Value ($000) $53,343 Shares 1,969,090 Est. Cost $43.40 Unrealized —

HYG ISHARES TR 4.6%

Value ($000) $47,691 Shares 583,800 Est. Cost $83.29 Unrealized —

XLK SELECT SECTOR SPDR TR 4.3%

Value ($000) $44,138 Shares 995,000 Est. Cost $41.75 Unrealized —

XLU SELECT SECTOR SPDR TR 3.9%

Value ($000) $40,354 Shares 813,262 Est. Cost $43.40 Unrealized —

XLF SELECT SECTOR SPDR TR 3.8%

Value ($000) $38,937 Shares 1,729,778 Est. Cost $21.33 Unrealized —

— FORTRESS TRANS INFRST INVS L 3.0%

Value ($000) $30,560 Shares 3,071,403 Est. Cost $9.95 Unrealized —

VNQ VANGUARD INDEX FDS 2.5%

Value ($000) $25,693 Shares 306,600 Est. Cost $70.62 Unrealized —

XLV SELECT SECTOR SPDR TR 2.4%

Value ($000) $24,926 Shares 367,752 Est. Cost $70.05 Unrealized —

XLY SELECT SECTOR SPDR TR 2.3%

Value ($000) $23,658 Shares 299,280 Est. Cost $72.81 Unrealized —

XLP SELECT SECTOR SPDR TR 2.2%

Value ($000) $22,675 Shares 427,420 Est. Cost $48.26 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 2.2%

Value ($000) $22,512 Shares 651,022 Est. Cost $38.78 Unrealized —

— PFENEX INC 2.1%

Value ($000) $21,837 Shares 2,221,428 Est. Cost $15.94 Unrealized —

XLI SELECT SECTOR SPDR TR 2.1%

Value ($000) $21,198 Shares 382,152 Est. Cost $50.77 Unrealized —

XLE SELECT SECTOR SPDR TR 1.2%

Value ($000) $12,165 Shares 196,460 Est. Cost $65.65 Unrealized —

GUNR FLEXSHARES TR 1.0%

Value ($000) $10,370 Shares 428,500 Est. Cost $35.07 Unrealized —

— POWERSHARES DB CMDTY IDX TRA 1.0%

Value ($000) $10,339 Shares 777,950 Est. Cost $24.26 Unrealized —

— AGROFRESH SOLUTIONS 0.6%

Value ($000) $6,000 Shares 6,000,000 Est. Cost $1.00 Unrealized —

XLB SELECT SECTOR SPDR TR 0.4%

Value ($000) $4,387 Shares 97,901 Est. Cost $46.36 Unrealized —

— SPDR SERIES TRUST 0.1%

Value ($000) $1,305 Shares 43,000 Est. Cost $30.35 Unrealized —

— MARKET VECTORS ETF TR 0.0%

Value ($000) $346 Shares 13,000 Est. Cost $26.62 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value ($000) $301 Shares 65,000 Est. Cost $7.46 Unrealized —

FOLD AMICUS THERAPEUTICS 0.0%

Value ($000) $124 Shares 14,674 Est. Cost $9.01 Unrealized -21.4%

ARDX ARDELYX INC 0.0%

Value ($000) $14 Shares 1,798 Est. Cost $9.84 Unrealized 0.0%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,175,793	$241,696	23.4%	$165.39	—	TR UNIT	78462F103
EEM	ISHARES TR	3,920,376	$134,273	13.0%	$38.31	—	MSCI EMG MKT ETF	464287234
—	AGROFRESH SOLUTIONS	17,500,000	$112,000	10.8%	$7.94	—	COM	00856G109
IVV	ISHARES TR	395,412	$81,712	7.9%	$178.16	—	CORE S&P500 ETF	464287200
—	JPMORGAN CHASE & CO	1,969,090	$53,343	5.2%	$43.40	—	ALERIAN ML ETN	46625H365
HYG	ISHARES TR	583,800	$47,691	4.6%	$83.29	—	IBOXX HI YD ETF	464288513
XLK	SELECT SECTOR SPDR TR	995,000	$44,138	4.3%	$41.75	—	TECHNOLOGY	81369Y803
XLU	SELECT SECTOR SPDR TR	813,262	$40,354	3.9%	$43.40	—	SBI INT-UTILS	81369Y886
XLF	SELECT SECTOR SPDR TR	1,729,778	$38,937	3.8%	$21.33	—	SBI INT-FINL	81369Y605
—	FORTRESS TRANS INFRST INVS L	3,071,403	$30,560	3.0%	$9.95	—	COM REP LTD LIAB	34960P101
VNQ	VANGUARD INDEX FDS	306,600	$25,693	2.5%	$70.62	—	REIT ETF	922908553
XLV	SELECT SECTOR SPDR TR	367,752	$24,926	2.4%	$70.05	—	SBI HEALTHCARE	81369Y209
XLY	SELECT SECTOR SPDR TR	299,280	$23,658	2.3%	$72.81	—	SBI CONS DISCR	81369Y407
XLP	SELECT SECTOR SPDR TR	427,420	$22,675	2.2%	$48.26	—	SBI CONS STPLS	81369Y308
VWO	VANGUARD INTL EQUITY INDEX F	651,022	$22,512	2.2%	$38.78	—	FTSE EMR MKT ETF	922042858
—	PFENEX INC	2,221,428	$21,837	2.1%	$15.94	—	COM	717071104
XLI	SELECT SECTOR SPDR TR	382,152	$21,198	2.1%	$50.77	—	SBI INT-INDS	81369Y704
XLE	SELECT SECTOR SPDR TR	196,460	$12,165	1.2%	$65.65	—	SBI INT-ENERGY	81369Y506
GUNR	FLEXSHARES TR	428,500	$10,370	1.0%	$35.07	—	MORNSTAR UPSTR	33939L407
—	POWERSHARES DB CMDTY IDX TRA	777,950	$10,339	1.0%	$24.26	—	UNIT BEN INT	73935S105
—	AGROFRESH SOLUTIONS	6,000,000	$6,000	0.6%	$1.00	—	WARRANTS	00856G117
XLB	SELECT SECTOR SPDR TR	97,901	$4,387	0.4%	$46.36	—	SBI MATERIALS	81369Y100
—	SPDR SERIES TRUST	43,000	$1,305	0.1%	$30.35	—	S&P OILGAS EXP	78464A730
—	MARKET VECTORS ETF TR	13,000	$346	0.0%	$26.62	—	OIL SVCS ETF	57060U191
—	TETRAPHASE PHARMACEUTICALS I	65,000	$301	0.0%	$7.46	—	COM	88165N105
FOLD	AMICUS THERAPEUTICS	14,674	$124	0.0%	$9.01	-21.4%	COM	03152W109
ARDX	ARDELYX INC	1,798	$14	0.0%	$9.84	0.0%	COM	039697107