DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q2 2016 (← Previous) (Next →)

Filing Date: Aug 12, 2016

Total Value ($000): $974,310 (100.0% shares, 0.0% debt)

Holdings (24)

SPY SPDR S&P 500 ETF TR 23.8%

Value ($000) $231,697 Shares 1,105,793 Est. Cost $165.39 Unrealized —

EEM ISHARES TR 13.8%

Value ($000) $134,704 Shares 3,920,376 Est. Cost $38.31 Unrealized —

— AGROFRESH SOLUTIONS 9.5%

Value ($000) $92,925 Shares 17,500,000 Est. Cost $7.94 Unrealized —

IVV ISHARES TR 9.1%

Value ($000) $89,002 Shares 422,412 Est. Cost $180.24 Unrealized —

— JPMORGAN CHASE & CO 6.4%

Value ($000) $62,676 Shares 1,969,090 Est. Cost $43.40 Unrealized —

XLP SELECT SECTOR SPDR TR 5.3%

Value ($000) $51,991 Shares 942,723 Est. Cost $52.02 Unrealized —

XLK SELECT SECTOR SPDR TR 4.4%

Value ($000) $42,796 Shares 987,000 Est. Cost $41.75 Unrealized —

XLV SELECT SECTOR SPDR TR 3.7%

Value ($000) $36,507 Shares 509,021 Est. Cost $70.52 Unrealized —

XLF SELECT SECTOR SPDR TR 3.1%

Value ($000) $29,846 Shares 1,307,332 Est. Cost $21.33 Unrealized —

— FORTRESS TRANS INFRST INVS L 2.9%

Value ($000) $28,226 Shares 3,071,403 Est. Cost $9.95 Unrealized —

VNQ VANGUARD INDEX FDS 2.8%

Value ($000) $27,186 Shares 306,600 Est. Cost $70.62 Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 2.4%

Value ($000) $22,929 Shares 651,022 Est. Cost $38.78 Unrealized —

XLY SELECT SECTOR SPDR TR 2.2%

Value ($000) $21,650 Shares 277,388 Est. Cost $72.81 Unrealized —

XLU SELECT SECTOR SPDR TR 2.1%

Value ($000) $20,238 Shares 385,699 Est. Cost $43.40 Unrealized —

XLI SELECT SECTOR SPDR TR 2.1%

Value ($000) $20,089 Shares 358,997 Est. Cost $50.77 Unrealized —

— PFENEX INC 1.9%

Value ($000) $18,593 Shares 2,221,428 Est. Cost $15.94 Unrealized —

XLE SELECT SECTOR SPDR TR 1.3%

Value ($000) $12,996 Shares 190,448 Est. Cost $65.65 Unrealized —

— POWERSHARES DB CMDTY IDX TRA 1.2%

Value ($000) $11,942 Shares 777,950 Est. Cost $24.26 Unrealized —

GUNR FLEXSHARES TR 1.2%

Value ($000) $11,291 Shares 428,500 Est. Cost $35.07 Unrealized —

XLB SELECT SECTOR SPDR TR 0.5%

Value ($000) $4,537 Shares 97,899 Est. Cost $46.36 Unrealized —

XBI SPDR SERIES TRUST 0.1%

Value ($000) $1,352 Shares 25,000 Est. Cost $54.08 Unrealized —

— SPDR SERIES TRUST 0.1%

Value ($000) $522 Shares 15,000 Est. Cost $30.35 Unrealized —

XHB SPDR SERIES TRUST 0.0%

Value ($000) $335 Shares 10,000 Est. Cost $33.50 Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value ($000) $280 Shares 65,000 Est. Cost $7.46 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,105,793	$231,697	23.8%	$165.39	—	TR UNIT	78462F103
EEM	ISHARES TR	3,920,376	$134,704	13.8%	$38.31	—	MSCI EMG MKT ETF	464287234
—	AGROFRESH SOLUTIONS	17,500,000	$92,925	9.5%	$7.94	—	COM	00856G109
IVV	ISHARES TR	422,412	$89,002	9.1%	$180.24	—	CORE S&P500 ETF	464287200
—	JPMORGAN CHASE & CO	1,969,090	$62,676	6.4%	$43.40	—	ALERIAN ML ETN	46625H365
XLP	SELECT SECTOR SPDR TR	942,723	$51,991	5.3%	$52.02	—	SBI CONS STPLS	81369Y308
XLK	SELECT SECTOR SPDR TR	987,000	$42,796	4.4%	$41.75	—	TECHNOLOGY	81369Y803
XLV	SELECT SECTOR SPDR TR	509,021	$36,507	3.7%	$70.52	—	SBI HEALTHCARE	81369Y209
XLF	SELECT SECTOR SPDR TR	1,307,332	$29,846	3.1%	$21.33	—	SBI INT-FINL	81369Y605
—	FORTRESS TRANS INFRST INVS L	3,071,403	$28,226	2.9%	$9.95	—	COM REP LTD LIAB	34960P101
VNQ	VANGUARD INDEX FDS	306,600	$27,186	2.8%	$70.62	—	REIT ETF	922908553
VWO	VANGUARD INTL EQUITY INDEX F	651,022	$22,929	2.4%	$38.78	—	FTSE EMR MKT ETF	922042858
XLY	SELECT SECTOR SPDR TR	277,388	$21,650	2.2%	$72.81	—	SBI CONS DISCR	81369Y407
XLU	SELECT SECTOR SPDR TR	385,699	$20,238	2.1%	$43.40	—	SBI INT-UTILS	81369Y886
XLI	SELECT SECTOR SPDR TR	358,997	$20,089	2.1%	$50.77	—	SBI INT-INDS	81369Y704
—	PFENEX INC	2,221,428	$18,593	1.9%	$15.94	—	COM	717071104
XLE	SELECT SECTOR SPDR TR	190,448	$12,996	1.3%	$65.65	—	SBI INT-ENERGY	81369Y506
—	POWERSHARES DB CMDTY IDX TRA	777,950	$11,942	1.2%	$24.26	—	UNIT BEN INT	73935S105
GUNR	FLEXSHARES TR	428,500	$11,291	1.2%	$35.07	—	MORNSTAR UPSTR	33939L407
XLB	SELECT SECTOR SPDR TR	97,899	$4,537	0.5%	$46.36	—	SBI MATERIALS	81369Y100
XBI	SPDR SERIES TRUST	25,000	$1,352	0.1%	$54.08	—	S&P BIOTECH	78464A870
—	SPDR SERIES TRUST	15,000	$522	0.1%	$30.35	—	S&P OILGAS EXP	78464A730
XHB	SPDR SERIES TRUST	10,000	$335	0.0%	$33.50	—	S&P HOMEBUILD	78464A888
—	TETRAPHASE PHARMACEUTICALS I	65,000	$280	0.0%	$7.46	—	COM	88165N105