DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q3 2016 (← Previous) (Next →)

Filing Date: Nov 14, 2016

Total Value: $1.023B (100.0% shares, 0.0% debt)

Holdings (30)

SPY SPDR S&P 500 ETF TR 21.4%

Value $219M Shares 1,010,893 Est. Cost — Unrealized —

EEM ISHARES TR 14.4%

Value $147M Shares 3,920,376 Est. Cost — Unrealized —

IVV ISHARES TR 10.6%

Value $108M Shares 497,412 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 9.1%

Value $92.58M Shares 17,500,000 Est. Cost — Unrealized —

— JPMORGAN CHASE & CO 6.1%

Value $62.03M Shares 1,969,090 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 4.7%

Value $48.26M Shares 1,010,000 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 4.1%

Value $41.76M Shares 3,338,482 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 3.9%

Value $39.99M Shares 554,607 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 2.9%

Value $29.46M Shares 553,607 Est. Cost — Unrealized —

VNQ VANGUARD INDEX FDS 2.6%

Value $26.59M Shares 306,600 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 2.5%

Value $25.71M Shares 1,332,332 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 2.5%

Value $25.19M Shares 514,189 Est. Cost — Unrealized —

VWO VANGUARD INTL EQUITY INDEX F 2.4%

Value $24.5M Shares 651,022 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 2.2%

Value $22.2M Shares 277,393 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 2.0%

Value $20.08M Shares 343,997 Est. Cost — Unrealized —

— PFENEX INC 1.9%

Value $19.88M Shares 2,221,428 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 1.6%

Value $15.85M Shares 224,527 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 1.5%

Value $15.3M Shares 320,410 Est. Cost — Unrealized —

GUNR FLEXSHARES TR 1.2%

Value $11.8M Shares 428,500 Est. Cost — Unrealized —

— POWERSHARES DB CMDTY IDX TRA 1.1%

Value $11.68M Shares 777,950 Est. Cost — Unrealized —

XLRE SELECT SECTOR SPDR TR 0.6%

Value $6.44M Shares 196,520 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.5%

Value $4.68M Shares 6,000,000 Est. Cost — Unrealized —

XBI SPDR SERIES TRUST 0.2%

Value $1.989M Shares 30,000 Est. Cost — Unrealized —

— SPDR SERIES TRUST 0.1%

Value $1.435M Shares 37,321 Est. Cost — Unrealized —

VGT VANGUARD WORLD FDS 0.1%

Value $602K Shares 5,000 Est. Cost — Unrealized —

— VANECK VECTORS ETF TR 0.0%

Value $439K Shares 15,000 Est. Cost — Unrealized —

— TETRAPHASE PHARMACEUTICALS I 0.0%

Value $249K Shares 65,000 Est. Cost — Unrealized —

ORI OLD REPUBLIC INTL CORP 0.0%

Value $218K Shares 12,375 Est. Cost — Unrealized —

FOLD AMICUS THERAPEUTICS INC 0.0%

Value $109K Shares 14,674 Est. Cost — Unrealized —

ARDX ARDELYX INC 0.0%

Value $23,000 Shares 1,798 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,010,893	$219M	21.4%	—	—	TR UNIT	78462F103
EEM	ISHARES TR	3,920,376	$147M	14.4%	—	—	MSCI EMG MKT ETF	464287234
IVV	ISHARES TR	497,412	$108M	10.6%	—	—	CORE S&P500 ETF	464287200
—	AGROFRESH SOLUTIONS	17,500,000	$92.58M	9.1%	—	—	COM	00856G109
—	JPMORGAN CHASE & CO	1,969,090	$62.03M	6.1%	—	—	ALERIAN ML ETN	46625H365
XLK	SELECT SECTOR SPDR TR	1,010,000	$48.26M	4.7%	—	—	TECHNOLOGY	81369Y803
—	FORTRESS TRANS INFRST INVS L	3,338,482	$41.76M	4.1%	—	—	COM REP LTD LIAB	34960P101
XLV	SELECT SECTOR SPDR TR	554,607	$39.99M	3.9%	—	—	SBI HEALTHCARE	81369Y209
XLP	SELECT SECTOR SPDR TR	553,607	$29.46M	2.9%	—	—	SBI CONS STPLS	81369Y308
VNQ	VANGUARD INDEX FDS	306,600	$26.59M	2.6%	—	—	REIT ETF	922908553
XLF	SELECT SECTOR SPDR TR	1,332,332	$25.71M	2.5%	—	—	SBI INT-FINL	81369Y605
XLU	SELECT SECTOR SPDR TR	514,189	$25.19M	2.5%	—	—	SBI INT-UTILS	81369Y886
VWO	VANGUARD INTL EQUITY INDEX F	651,022	$24.5M	2.4%	—	—	FTSE EMR MKT ETF	922042858
XLY	SELECT SECTOR SPDR TR	277,393	$22.2M	2.2%	—	—	SBI CONS DISCR	81369Y407
XLI	SELECT SECTOR SPDR TR	343,997	$20.08M	2.0%	—	—	SBI INT-INDS	81369Y704
—	PFENEX INC	2,221,428	$19.88M	1.9%	—	—	COM	717071104
XLE	SELECT SECTOR SPDR TR	224,527	$15.85M	1.6%	—	—	SBI INT-ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	320,410	$15.3M	1.5%	—	—	SBI MATERIALS	81369Y100
GUNR	FLEXSHARES TR	428,500	$11.8M	1.2%	—	—	MORNSTAR UPSTR	33939L407
—	POWERSHARES DB CMDTY IDX TRA	777,950	$11.68M	1.1%	—	—	UNIT BEN INT	73935S105
XLRE	SELECT SECTOR SPDR TR	196,520	$6.44M	0.6%	—	—	RL EST SEL SEC	81369Y860
—	AGROFRESH SOLUTIONS	6,000,000	$4.68M	0.5%	—	—	WARRANTS	00856G117
XBI	SPDR SERIES TRUST	30,000	$1.989M	0.2%	—	—	S&P BIOTECH	78464A870
—	SPDR SERIES TRUST	37,321	$1.435M	0.1%	—	—	S&P OILGAS EXP	78464A730
VGT	VANGUARD WORLD FDS	5,000	$602K	0.1%	—	—	INF TECH ETF	92204A702
—	VANECK VECTORS ETF TR	15,000	$439K	0.0%	—	—	OIL SVCS ETF	92189F718
—	TETRAPHASE PHARMACEUTICALS I	65,000	$249K	0.0%	—	—	COM	88165N105
ORI	OLD REPUBLIC INTL CORP	12,375	$218K	0.0%	—	—	COM	680223104
FOLD	AMICUS THERAPEUTICS INC	14,674	$109K	0.0%	—	—	COM	03152W109
ARDX	ARDELYX INC	1,798	$23,000	0.0%	—	—	COM	039697107