DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value: $455M (100.0% shares, 0.0% debt)

Holdings (14)

SPLV INVESCO EXCHNG TRADED FD TR 29.8%

Value $135M Shares 2,320,850 Est. Cost — Unrealized —

USMV ISHARES TR 29.2%

Value $133M Shares 2,024,319 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 11.9%

Value $54.18M Shares 21,001,151 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 8.0%

Value $36.19M Shares 1,851,907 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 6.4%

Value $29.09M Shares 450,212 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 2.9%

Value $13.35M Shares 145,614 Est. Cost — Unrealized —

XLRE SELECT SECTOR SPDR TR 2.6%

Value $11.63M Shares 300,665 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 2.3%

Value $10.57M Shares 167,851 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 2.0%

Value $8.92M Shares 87,568 Est. Cost — Unrealized —

LYFT LYFT INC 1.7%

Value $7.886M Shares 183,317 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 1.5%

Value $6.769M Shares 53,970 Est. Cost — Unrealized —

— PFENEX INC 1.4%

Value $6.274M Shares 571,428 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 0.4%

Value $1.859M Shares 22,823 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.0%

Value $26,000 Shares 3,000,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPLV	INVESCO EXCHNG TRADED FD TR	2,320,850	$135M	29.8%	—	—	S&P500 LOW VOL	46138E354
USMV	ISHARES TR	2,024,319	$133M	29.2%	—	—	MSCI MIN VOL ETF	46429B697
—	AGROFRESH SOLUTIONS	21,001,151	$54.18M	11.9%	—	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	1,851,907	$36.19M	8.0%	—	—	COM REP LTD LIAB	34960P101
XLU	SELECT SECTOR SPDR TR	450,212	$29.09M	6.4%	—	—	SBI INT-UTILS	81369Y886
XLK	SELECT SECTOR SPDR TR	145,614	$13.35M	2.9%	—	—	TECHNOLOGY	81369Y803
XLRE	SELECT SECTOR SPDR TR	300,665	$11.63M	2.6%	—	—	RL EST SEL SEC	81369Y860
XLP	SELECT SECTOR SPDR TR	167,851	$10.57M	2.3%	—	—	SBI CONS STPLS	81369Y308
XLV	SELECT SECTOR SPDR TR	87,568	$8.92M	2.0%	—	—	SBI HEALTHCARE	81369Y209
LYFT	LYFT INC	183,317	$7.886M	1.7%	—	—	CL A COM	55087P104
XLY	SELECT SECTOR SPDR TR	53,970	$6.769M	1.5%	—	—	SBI CONS DISCR	81369Y407
—	PFENEX INC	571,428	$6.274M	1.4%	—	—	COM	717071104
XLI	SELECT SECTOR SPDR TR	22,823	$1.859M	0.4%	—	—	SBI INT-INDS	81369Y704
—	AGROFRESH SOLUTIONS	3,000,000	$26,000	0.0%	—	—	WARRANTS	00856G117