DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q4 2019 (← Previous) (Next →)

Filing Date: Feb 14, 2020

Total Value ($000): $454,935 (100.0% shares, 0.0% debt)

Holdings (14)

SPLV INVESCO EXCHNG TRADED FD TR 29.8%

Value ($000) $135,398 Shares 2,320,850 Est. Cost $49.52 Unrealized —

USMV ISHARES TR 29.2%

Value ($000) $132,795 Shares 2,024,319 Est. Cost $57.04 Unrealized —

— AGROFRESH SOLUTIONS 11.9%

Value ($000) $54,183 Shares 21,001,151 Est. Cost $7.57 Unrealized —

— FORTRESS TRANS INFRST INVS L 8.0%

Value ($000) $36,186 Shares 1,851,907 Est. Cost $10.15 Unrealized —

XLU SELECT SECTOR SPDR TR 6.4%

Value ($000) $29,093 Shares 450,212 Est. Cost $56.11 Unrealized —

XLK SELECT SECTOR SPDR TR 2.9%

Value ($000) $13,348 Shares 145,614 Est. Cost $67.79 Unrealized —

XLRE SELECT SECTOR SPDR TR 2.6%

Value ($000) $11,627 Shares 300,665 Est. Cost $36.29 Unrealized —

XLP SELECT SECTOR SPDR TR 2.3%

Value ($000) $10,571 Shares 167,851 Est. Cost $59.26 Unrealized —

XLV SELECT SECTOR SPDR TR 2.0%

Value ($000) $8,920 Shares 87,568 Est. Cost $100.33 Unrealized —

LYFT LYFT INC 1.7%

Value ($000) $7,886 Shares 183,317 Est. Cost $54.63 Unrealized -19.8%

XLY SELECT SECTOR SPDR TR 1.5%

Value ($000) $6,769 Shares 53,970 Est. Cost $119.65 Unrealized —

— PFENEX INC 1.4%

Value ($000) $6,274 Shares 571,428 Est. Cost $15.94 Unrealized —

XLI SELECT SECTOR SPDR TR 0.4%

Value ($000) $1,859 Shares 22,823 Est. Cost $75.14 Unrealized —

— AGROFRESH SOLUTIONS 0.0%

Value ($000) $26 Shares 3,000,000 Est. Cost $0.78 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPLV	INVESCO EXCHNG TRADED FD TR	2,320,850	$135,398	29.8%	$49.52	—	S&P500 LOW VOL	46138E354
USMV	ISHARES TR	2,024,319	$132,795	29.2%	$57.04	—	MSCI MIN VOL ETF	46429B697
—	AGROFRESH SOLUTIONS	21,001,151	$54,183	11.9%	$7.57	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	1,851,907	$36,186	8.0%	$10.15	—	COM REP LTD LIAB	34960P101
XLU	SELECT SECTOR SPDR TR	450,212	$29,093	6.4%	$56.11	—	SBI INT-UTILS	81369Y886
XLK	SELECT SECTOR SPDR TR	145,614	$13,348	2.9%	$67.79	—	TECHNOLOGY	81369Y803
XLRE	SELECT SECTOR SPDR TR	300,665	$11,627	2.6%	$36.29	—	RL EST SEL SEC	81369Y860
XLP	SELECT SECTOR SPDR TR	167,851	$10,571	2.3%	$59.26	—	SBI CONS STPLS	81369Y308
XLV	SELECT SECTOR SPDR TR	87,568	$8,920	2.0%	$100.33	—	SBI HEALTHCARE	81369Y209
LYFT	LYFT INC	183,317	$7,886	1.7%	$54.63	-19.8%	CL A COM	55087P104
XLY	SELECT SECTOR SPDR TR	53,970	$6,769	1.5%	$119.65	—	SBI CONS DISCR	81369Y407
—	PFENEX INC	571,428	$6,274	1.4%	$15.94	—	COM	717071104
XLI	SELECT SECTOR SPDR TR	22,823	$1,859	0.4%	$75.14	—	SBI INT-INDS	81369Y704
—	AGROFRESH SOLUTIONS	3,000,000	$26	0.0%	$0.78	—	WARRANTS	00856G117