DOW CHEMICAL CO /DE/ Diversified Active

Location: Midland, MI

CIK: 0000029915 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 8, 2019

Total Value: $448M (100.0% shares, 0.0% debt)

Holdings (17)

SPLV INVESCO EXCHNG TRADED FD TR 30.0%

Value $134M Shares 2,320,850 Est. Cost — Unrealized —

USMV ISHARES TR 28.9%

Value $130M Shares 2,024,319 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 12.3%

Value $55.23M Shares 21,001,151 Est. Cost — Unrealized —

— FORTRESS TRANS INFRST INVS L 6.3%

Value $28.06M Shares 1,851,907 Est. Cost — Unrealized —

XLU SELECT SECTOR SPDR TR 5.7%

Value $25.75M Shares 397,764 Est. Cost — Unrealized —

XLP SELECT SECTOR SPDR TR 3.5%

Value $15.67M Shares 255,151 Est. Cost — Unrealized —

LYFT LYFT INC 2.6%

Value $11.63M Shares 284,903 Est. Cost — Unrealized —

XLK SELECT SECTOR SPDR TR 2.5%

Value $11.37M Shares 141,215 Est. Cost — Unrealized —

— PFENEX INC 2.4%

Value $10.73M Shares 1,271,428 Est. Cost — Unrealized —

XLRE SELECT SECTOR SPDR TR 2.3%

Value $10.13M Shares 257,444 Est. Cost — Unrealized —

XLE SELECT SECTOR SPDR TR 0.9%

Value $3.99M Shares 67,395 Est. Cost — Unrealized —

XLB SELECT SECTOR SPDR TR 0.7%

Value $3.291M Shares 56,545 Est. Cost — Unrealized —

XLF SELECT SECTOR SPDR TR 0.7%

Value $3.063M Shares 109,398 Est. Cost — Unrealized —

XLI SELECT SECTOR SPDR TR 0.7%

Value $3.049M Shares 39,278 Est. Cost — Unrealized —

XLY SELECT SECTOR SPDR TR 0.3%

Value $1.524M Shares 12,627 Est. Cost — Unrealized —

XLV SELECT SECTOR SPDR TR 0.1%

Value $651K Shares 7,218 Est. Cost — Unrealized —

— AGROFRESH SOLUTIONS 0.0%

Value $17,000 Shares 3,000,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value	%	Est. Cost	Unrealized	Class	CUSIP
SPLV	INVESCO EXCHNG TRADED FD TR	2,320,850	$134M	30.0%	—	—	S&P500 LOW VOL	46138E354
USMV	ISHARES TR	2,024,319	$130M	28.9%	—	—	MSCI MIN VOL ETF	46429B697
—	AGROFRESH SOLUTIONS	21,001,151	$55.23M	12.3%	—	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	1,851,907	$28.06M	6.3%	—	—	COM REP LTD LIAB	34960P101
XLU	SELECT SECTOR SPDR TR	397,764	$25.75M	5.7%	—	—	SBI INT-UTILS	81369Y886
XLP	SELECT SECTOR SPDR TR	255,151	$15.67M	3.5%	—	—	SBI CONS STPLS	81369Y308
LYFT	LYFT INC	284,903	$11.63M	2.6%	—	—	CL A COM	55087P104
XLK	SELECT SECTOR SPDR TR	141,215	$11.37M	2.5%	—	—	TECHNOLOGY	81369Y803
—	PFENEX INC	1,271,428	$10.73M	2.4%	—	—	COM	717071104
XLRE	SELECT SECTOR SPDR TR	257,444	$10.13M	2.3%	—	—	RL EST SEL SEC	81369Y860
XLE	SELECT SECTOR SPDR TR	67,395	$3.99M	0.9%	—	—	ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	56,545	$3.291M	0.7%	—	—	SBI MATERIALS	81369Y100
XLF	SELECT SECTOR SPDR TR	109,398	$3.063M	0.7%	—	—	SBI INT-FINL	81369Y605
XLI	SELECT SECTOR SPDR TR	39,278	$3.049M	0.7%	—	—	SBI INT-INDS	81369Y704
XLY	SELECT SECTOR SPDR TR	12,627	$1.524M	0.3%	—	—	SBI CONS DISCR	81369Y407
XLV	SELECT SECTOR SPDR TR	7,218	$651K	0.1%	—	—	SBI HEALTHCARE	81369Y209
—	AGROFRESH SOLUTIONS	3,000,000	$17,000	0.0%	—	—	WARRANTS	00856G117