DOW CHEMICAL CO /DE/ Diversified Active

CIK: 0000029915 · Show all filings

Period: Q3 2019 (← Previous) (Next →)

Filing Date: Nov 8, 2019

Total Value ($000): $448,298 (100.0% shares, 0.0% debt)

Holdings (17)

SPLV INVESCO EXCHNG TRADED FD TR 30.0%

Value ($000) $134,377 Shares 2,320,850 Est. Cost $49.52 Unrealized —

USMV ISHARES TR 28.9%

Value ($000) $129,759 Shares 2,024,319 Est. Cost $57.04 Unrealized —

— AGROFRESH SOLUTIONS 12.3%

Value ($000) $55,233 Shares 21,001,151 Est. Cost $7.57 Unrealized —

— FORTRESS TRANS INFRST INVS L 6.3%

Value ($000) $28,056 Shares 1,851,907 Est. Cost $10.15 Unrealized —

XLU SELECT SECTOR SPDR TR 5.7%

Value ($000) $25,751 Shares 397,764 Est. Cost $54.99 Unrealized —

XLP SELECT SECTOR SPDR TR 3.5%

Value ($000) $15,671 Shares 255,151 Est. Cost $59.26 Unrealized —

LYFT LYFT INC 2.6%

Value ($000) $11,635 Shares 284,903 Est. Cost $54.63 Unrealized 0.0%

XLK SELECT SECTOR SPDR TR 2.5%

Value ($000) $11,372 Shares 141,215 Est. Cost $67.05 Unrealized —

— PFENEX INC 2.4%

Value ($000) $10,731 Shares 1,271,428 Est. Cost $15.94 Unrealized —

XLRE SELECT SECTOR SPDR TR 2.3%

Value ($000) $10,128 Shares 257,444 Est. Cost $35.89 Unrealized —

XLE SELECT SECTOR SPDR TR 0.9%

Value ($000) $3,990 Shares 67,395 Est. Cost $59.20 Unrealized —

XLB SELECT SECTOR SPDR TR 0.7%

Value ($000) $3,291 Shares 56,545 Est. Cost $56.85 Unrealized —

XLF SELECT SECTOR SPDR TR 0.7%

Value ($000) $3,063 Shares 109,398 Est. Cost $25.22 Unrealized —

XLI SELECT SECTOR SPDR TR 0.7%

Value ($000) $3,049 Shares 39,278 Est. Cost $75.14 Unrealized —

XLY SELECT SECTOR SPDR TR 0.3%

Value ($000) $1,524 Shares 12,627 Est. Cost $100.73 Unrealized —

XLV SELECT SECTOR SPDR TR 0.1%

Value ($000) $651 Shares 7,218 Est. Cost $83.27 Unrealized —

— AGROFRESH SOLUTIONS 0.0%

Value ($000) $17 Shares 3,000,000 Est. Cost $0.78 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPLV	INVESCO EXCHNG TRADED FD TR	2,320,850	$134,377	30.0%	$49.52	—	S&P500 LOW VOL	46138E354
USMV	ISHARES TR	2,024,319	$129,759	28.9%	$57.04	—	MSCI MIN VOL ETF	46429B697
—	AGROFRESH SOLUTIONS	21,001,151	$55,233	12.3%	$7.57	—	COM	00856G109
—	FORTRESS TRANS INFRST INVS L	1,851,907	$28,056	6.3%	$10.15	—	COM REP LTD LIAB	34960P101
XLU	SELECT SECTOR SPDR TR	397,764	$25,751	5.7%	$54.99	—	SBI INT-UTILS	81369Y886
XLP	SELECT SECTOR SPDR TR	255,151	$15,671	3.5%	$59.26	—	SBI CONS STPLS	81369Y308
LYFT	LYFT INC	284,903	$11,635	2.6%	$54.63	0.0%	CL A COM	55087P104
XLK	SELECT SECTOR SPDR TR	141,215	$11,372	2.5%	$67.05	—	TECHNOLOGY	81369Y803
—	PFENEX INC	1,271,428	$10,731	2.4%	$15.94	—	COM	717071104
XLRE	SELECT SECTOR SPDR TR	257,444	$10,128	2.3%	$35.89	—	RL EST SEL SEC	81369Y860
XLE	SELECT SECTOR SPDR TR	67,395	$3,990	0.9%	$59.20	—	ENERGY	81369Y506
XLB	SELECT SECTOR SPDR TR	56,545	$3,291	0.7%	$56.85	—	SBI MATERIALS	81369Y100
XLF	SELECT SECTOR SPDR TR	109,398	$3,063	0.7%	$25.22	—	SBI INT-FINL	81369Y605
XLI	SELECT SECTOR SPDR TR	39,278	$3,049	0.7%	$75.14	—	SBI INT-INDS	81369Y704
XLY	SELECT SECTOR SPDR TR	12,627	$1,524	0.3%	$100.73	—	SBI CONS DISCR	81369Y407
XLV	SELECT SECTOR SPDR TR	7,218	$651	0.1%	$83.27	—	SBI HEALTHCARE	81369Y209
—	AGROFRESH SOLUTIONS	3,000,000	$17	0.0%	$0.78	—	WARRANTS	00856G117