Location: Stamford, CT
CIK: 0001287978 · Show all filings
Period: Q3 2023 (← Previous) (Next →)
Filing Date: Nov 14, 2023
Total Value: $90.34M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD S&P 500 ETF | 52,950 | $20.79M | 23.0% | $392.70 | $365.51 | +7.4% | ETF | 922908363 |
| SPY | SPDR S&P 500 ETF TRUST | 36,062 | $15.42M | 17.1% | $427.48 | $398.49 | +7.3% | TR UNIT | 78462F103 |
| VTI | VANGUARD TOTAL STOCK MARKET ETF | 37,812 | $8.032M | 8.9% | $212.41 | $195.02 | +8.9% | TOTAL STK MKT | 922908769 |
| GLD | SPDR GOLD SHARES | 17,635 | $3.024M | 3.3% | $171.45 | $164.65 | +4.1% | GOLD SHS | 78463V107 |
| ET | ENERGY TRANSFER L P COM UT LTD PTN | 188,500 | $2.645M | 2.9% | $14.03 | $11.99 | — | COM UT LTD PTN | 29273V100 |
| AAPL | APPLE INC COM | 15,360 | $2.63M | 2.9% | $171.21 | $140.70 | +20.4% | COM | 037833100 |
| MSFT | MICROSOFT CORP COM | 8,186 | $2.585M | 2.9% | $315.75 | $235.98 | +31.6% | COM | 594918104 |
| MPLX | MPLX LP COM UNIT REP LTD | 66,950 | $2.381M | 2.6% | $35.57 | $32.84 | — | COM UNIT REP LTD | 55336V100 |
| OKE | ONEOK INC NEW COM | 32,927 | $2.089M | 2.3% | $63.43 * | $56.18 | +0.7% | COM | 682680103 |
| EPD | ENTERPRISE PRODS PARTNERS L P COM | 69,077 | $1.891M | 2.1% | $27.37 | $24.12 | — | COM | 293792107 |
| GOOGL | ALPHABET INC CAP STK CL A | 12,823 | $1.678M | 1.9% | $130.86 | $96.49 | +34.6% | CAP STK CL A | 02079K305 |
| DFUV | DIMENSIONAL US MARKETWIDE VALUE ETF | 48,610 | $1.654M | 1.8% | $34.02 | $33.23 | +2.4% | US MKTWIDE VALUE | 25434V724 |
| WHF | WHITEHORSE FIN INC COM | 122,138 | $1.56M | 1.7% | $12.77 | $12.63 | +1.1% | COM | 96524V106 |
| VGSH | VANGUARD SHORT-TERM TREASURY ETF | 25,014 | $1.441M | 1.6% | $57.60 | $57.83 | -0.4% | SHORT TERM TREAS | 92206C102 |
| FSK | FS KKR CAP CORP COM | 67,000 | $1.319M | 1.5% | $19.69 * | $11.47 | +22.5% | COM | 302635206 |
| WMB | WILLIAMS COS INC COM | 35,500 | $1.196M | 1.3% | $33.69 * | $28.24 | +9.0% | COM | 969457100 |
| WES | WESTERN MIDSTREAM PARTNERS LP COM UNIT LP INT | 41,150 | $1.121M | 1.2% | $27.23 | $26.85 | — | COM UNIT LP INT | 958669103 |
| — | UBER TECHNOLOGIES INC 12/15/2025 | 1,050,000 | $980K | 1.1% | $0.93 | $0.87 | — | NOTE 12/1 | 90353TAJ9 |
| BXSL | BLACKSTONE SECD LENDING FD COMMON STOCK | 35,000 | $958K | 1.1% | $27.36 * | $17.93 | +21.0% | COMMON STOCK | 09261X102 |
| DFAT | DIMENSIONAL U.S. TARGETED VALUE ETF | 20,303 | $928K | 1.0% | $45.69 | $43.92 | +4.0% | US TARGETED VLU | 25434V609 |
| DFAS | DIMENSIONAL U.S. SMALL CAP ETF | 16,131 | $847K | 0.9% | $52.49 | $51.48 | +2.0% | US SMALL CAP ETF | 25434V500 |
| PAA | PLAINS ALL AMERN PIPELINE L P UNIT LTD PARTN | 50,500 | $774K | 0.9% | $15.32 | $11.76 | — | UNIT LTD PARTN | 726503105 |
| RSP | INVESCO S&P 500 EQUAL WEIGHT ETF | 5,100 | $723K | 0.8% | $141.69 | $141.86 | -0.1% | S&P500 EQL WGT | 46137V357 |
| XOM | EXXON MOBIL CORP COM | 6,074 | $714K | 0.8% | $117.58 * | $99.61 | +9.1% | COM | 30231G102 |
| — | CLOUDFLARE INC 08/15/2026 | 800,000 | $680K | 0.8% | $0.85 | $0.86 | — | NOTE 8/1 | 18915MAC1 |
| — | BILL HOLDINGS INC 04/01/2027 | 800,000 | $648K | 0.7% | $0.81 | $0.79 | — | NOTE 4/0 | 090043AD2 |
| EPI | WISDOMTREE INDIA EARNINGS FUND | 16,850 | $619K | 0.7% | $36.76 | $35.37 | +3.9% | INDIA ERNGS FD | 97717W422 |
| — | DRAFTKINGS INC NEW 03/15/2028 | 800,000 | $605K | 0.7% | $0.76 | $0.65 | — | NOTE 3/1 | 26142RAB0 |
| DXJ | WISDOMTREE JAPAN HEDGED EQUITY FUND | 6,600 | $582K | 0.6% | $88.25 * | $240.02 | +10.3% | JAPN HEDGE EQT | 97717W851 |
| — | ACTIVISION BLIZZARD INC COM | 6,184 | $579K | 0.6% | $93.63 | $76.55 | — | COM | 00507V109 |
| — | BLOCK INC 0.25 11/01/2027 | 750,000 | $563K | 0.6% | $0.75 | $0.77 | — | NOTE 0.250%11/0 | 852234AK9 |
| — | BLACKSTONE MORTGAGE TRUST INC 5.5 03/15/2027 | 575,000 | $511K | 0.6% | $0.89 | $0.95 | — | NOTE 5.500% 3/1 | 09257WAE0 |
| QQQ | INVESCO QQQ TRUST SERIES I | 1,350 | $484K | 0.5% | $358.27 | $370.83 | -3.4% | UNIT SER 1 | 46090E103 |
| TRP | TC ENERGY CORP COM | 13,370 | $460K | 0.5% | $34.41 * | $36.81 | -15.4% | COM | 87807B107 |
| VO | VANGUARD MID-CAP ETF | 2,125 | $443K | 0.5% | $208.24 * | $50.94 | +2.2% | MID CAP ETF | 922908629 |
| XLE | ENERGY SELECT SECTOR SPDR FUND | 4,511 | $408K | 0.5% | $90.39 * | $43.53 | +3.8% | ENERGY | 81369Y506 |
| — | SHOPIFY INC 0.125 11/01/2025 | 410,000 | $366K | 0.4% | $0.89 | $0.85 | — | NOTE 0.125%11/0 | 82509LAA5 |
| VXF | VANGUARD EXTENDED MARKET ETF | 2,252 | $323K | 0.4% | $143.33 | $135.50 | +5.8% | EXTEND MKT ETF | 922908652 |
| PSX | PHILLIPS 66 COM | 2,612 | $314K | 0.3% | $120.15 * | $91.37 | +21.6% | COM | 718546104 |
| — | ENLINK MIDSTREAM LLC COM UNIT REP LTD | 25,000 | $306K | 0.3% | $12.22 | $12.30 | — | COM UNIT REP LTD | 29336T100 |
| LNG | CHENIERE ENERGY INC COM NEW | 1,825 | $303K | 0.3% | $165.96 | $163.91 | +1.2% | COM NEW | 16411R208 |
| TRGP | TARGA RES CORP COM | 3,500 | $300K | 0.3% | $85.72 * | $70.91 | +15.0% | COM | 87612G101 |
| AMZN | AMAZON COM INC COM | 2,336 | $297K | 0.3% | $127.12 | $114.20 | +11.3% | COM | 023135106 |
| VPU | VANGUARD UTILITIES ETF | 2,210 | $282K | 0.3% | $127.54 | $147.14 | -13.3% | UTILITIES ETF | 92204A876 |
| SOXX | ISHARES SEMICONDUCTOR ETF | 561 | $266K | 0.3% | $473.65 * | $136.28 | +15.9% | ISHARES SEMICDTR | 464287523 |
| VHT | VANGUARD HEALTH CARE ETF | 966 | $227K | 0.3% | $235.10 | $242.45 | -3.0% | HEALTH CAR ETF | 92204A504 |
| — | ETSY INC 0.25 06/15/2028 | 300,000 | $227K | 0.3% | $0.76 | $0.83 | — | NOTE 0.250% 6/1 | 29786AAN6 |
| — | NUSTAR ENERGY LP UNIT COM | 12,200 | $213K | 0.2% | $17.44 | $16.00 | — | UNIT COM | 67058H102 |
| JPM | JPMORGAN CHASE & CO COM | 1,451 | $210K | 0.2% | $145.02 * | $129.66 | +6.2% | COM | 46625H100 |
| EMXC | ISHARES MSCI EMERGING MARKETS EX CHINA ETF | 4,000 | $199K | 0.2% | $49.83 | $51.90 | -4.0% | MSCI EMRG CHN | 46434G764 |
| SCJ | ISHARES MSCI JAPAN SMALL-CAP ETF | 2,900 | $197K | 0.2% | $67.96 | $69.32 | -2.0% | MSCI JAPN SMCETF | 464286582 |
| EWJ | ISHARES MSCI JAPAN ETF | 3,200 | $193K | 0.2% | $60.29 | $61.35 | -1.7% | MSCI JPN ERF NEW | 46434G822 |
| HESM | HESS MIDSTREAM LP CL A SHS | 6,500 | $189K | 0.2% | $29.13 * | $24.64 | -2.8% | CL A SHS | 428103105 |
| — | HOLLY ENERGY PARTNERS L P COM UT LTD PTN | 8,400 | $184K | 0.2% | $21.96 | $18.50 | — | COM UT LTD PTN | 435763107 |
| MO | ALTRIA GROUP INC COM | 3,730 | $157K | 0.2% | $42.05 * | $36.57 | -3.5% | COM | 02209S103 |
| PBA | PEMBINA PIPELINE CORP COM | 5,001 | $150K | 0.2% | $30.06 * | $28.92 | -5.3% | COM | 706327103 |
| CSCO | CISCO SYS INC COM | 2,718 | $146K | 0.2% | $53.76 * | $46.74 | +7.2% | COM | 17275R102 |
| DD | DUPONT DE NEMOURS INC COM | 1,703 | $127K | 0.1% | $74.59 * | $27.17 | +9.7% | COM | 26614N102 |
| GIS | GENERAL MLS INC COM | 1,871 | $120K | 0.1% | $63.99 * | $76.31 | -23.4% | COM | 370334104 |
| ED | CONSOLIDATED EDISON INC COM | 1,347 | $115K | 0.1% | $85.53 * | $86.45 | -8.5% | COM | 209115104 |
| PFF | ISHARES PREFERRED & INCOME SECURITIES ETF | 3,800 | $115K | 0.1% | $30.15 | $30.60 | -1.5% | PFD AND INCM SEC | 464288687 |
| PEP | PEPSICO INC COM | 674 | $114K | 0.1% | $169.44 * | $160.89 | -2.6% | COM | 713448108 |
| AEE | AMEREN CORP COM | 1,523 | $114K | 0.1% | $74.83 * | $77.30 | -9.8% | COM | 023608102 |
| CAG | CONAGRA BRANDS INC COM | 4,060 | $111K | 0.1% | $27.42 * | $30.05 | -19.6% | COM | 205887102 |
| WY | WEYERHAEUSER CO MTN BE COM NEW | 3,552 | $109K | 0.1% | $30.66 * | $28.64 | -0.0% | COM NEW | 962166104 |
| CNQ | CANADIAN NAT RES LTD COM | 1,200 | $77,604 | 0.1% | $64.67 * | $25.69 | +15.6% | COM | 136385101 |
| SU | SUNCOR ENERGY INC NEW COM | 2,200 | $75,636 | 0.1% | $34.38 * | $27.12 | +17.3% | COM | 867224107 |
| BP | BP PLC SPONSORED ADR | 1,500 | $58,080 | 0.1% | $38.72 | $37.01 | +4.6% | SPONSORED ADR | 055622104 |
| DOW | DOW INC COM | 1,097 | $56,561 | 0.1% | $51.56 * | $45.25 | -0.9% | COM | 260557103 |
| TIP | ISHARES TIPS BOND ETF | 524 | $54,349 | 0.1% | $103.72 | $108.90 | -4.8% | TIPS BD ETF | 464287176 |
| GBDC | GOLUB CAP BDC INC COM | 3,300 | $48,411 | 0.1% | $14.67 * | $9.80 | +15.5% | COM | 38173M102 |
| MOAT | VANECK MORNINGSTAR WIDE MOAT ETF | 270 | $20,477 | 0.0% | $75.84 | $75.27 | +0.8% | MRNGSTR WDE MOAT | 92189F643 |
| IVW | ISHARES S&P 500 GROWTH ETF | 268 | $18,337 | 0.0% | $68.42 | $66.11 | +3.5% | S&P 500 GRWT ETF | 464287309 |
| EEMS | ISHARES MSCI EMERGING MARKETS SMALL CAP ETF | 76 | $4,150 | 0.0% | $54.61 | $51.80 | +5.4% | EM MKT SM-CP ETF | 464286475 |