Gagnon Advisors, LLC Long-Term Concentrated

CIK: 0001599466 · Show all filings

Period: Q4 2013 (Next →)

Filing Date: Feb 6, 2014

Total Value ($000): $172,838 (100.0% shares, 0.0% debt)

Holdings (28)

— NOVADAQ TECHNOLOGIES INC COMMON 8.0%

Value ($000) $13,880 Shares 841,718 Est. Cost $16.49 Unrealized —

— GENERAL FINANCE CORPORATION 7.0%

Value ($000) $12,138 Shares 2,012,989 Est. Cost $6.03 Unrealized —

— NEOVASC INC 6.0%

Value ($000) $10,346 Shares 2,687,269 Est. Cost $3.85 Unrealized —

— ATHENAHEALTH INC 5.4%

Value ($000) $9,391 Shares 69,824 Est. Cost $134.50 Unrealized —

AL AIR LEASE CORPORATION CL A 5.3%

Value ($000) $9,191 Shares 295,733 Est. Cost $25.91 Unrealized 0.0%

— RED HAT INC 5.3%

Value ($000) $9,139 Shares 163,079 Est. Cost $56.04 Unrealized —

— EQUINIX INC 5.1%

Value ($000) $8,788 Shares 49,524 Est. Cost $177.45 Unrealized —

AMRC AMERESCO INC CL A 4.7%

Value ($000) $8,165 Shares 845,211 Est. Cost $9.58 Unrealized 0.0%

— CONSTANT CONTACT INC 4.7%

Value ($000) $8,058 Shares 259,356 Est. Cost $31.07 Unrealized —

PSIX POWER SOLUTIONS INTERNATIONAL INC 4.4%

Value ($000) $7,591 Shares 101,079 Est. Cost $65.56 Unrealized 0.0%

— TANGOE INC 4.0%

Value ($000) $6,869 Shares 381,426 Est. Cost $18.01 Unrealized —

— E2OPEN INC COM 3.8%

Value ($000) $6,639 Shares 277,663 Est. Cost $23.91 Unrealized —

— RALLY SOFTWARE DEV CORP COM 3.6%

Value ($000) $6,177 Shares 317,578 Est. Cost $19.45 Unrealized —

AOSL ALPHA & OMEGA SEMICONDUCTOR LIMITED 3.5%

Value ($000) $6,001 Shares 778,354 Est. Cost $7.68 Unrealized 0.0%

— RUDOLPH TECHNOLOGIES INC 3.2%

Value ($000) $5,568 Shares 474,288 Est. Cost $11.74 Unrealized —

CBKCQ CHRISTOPHER & BANKS CORP 3.0%

Value ($000) $5,156 Shares 603,710 Est. Cost $6.73 Unrealized 0.0%

KMX CARMAX INC 3.0%

Value ($000) $5,142 Shares 109,360 Est. Cost $49.02 Unrealized 0.0%

— MARKETO INC COM 2.5%

Value ($000) $4,394 Shares 118,542 Est. Cost $37.07 Unrealized —

— FXCM INC COM CL A 2.5%

Value ($000) $4,362 Shares 244,511 Est. Cost $17.84 Unrealized —

— NETSUITE INC 2.5%

Value ($000) $4,267 Shares 41,416 Est. Cost $103.03 Unrealized —

GASS STEALTHGAS INC 2.1%

Value ($000) $3,567 Shares 350,000 Est. Cost $11.39 Unrealized 0.0%

— RTI SURGICAL INC 2.0%

Value ($000) $3,378 Shares 954,336 Est. Cost $3.54 Unrealized —

NSSC NAPCO SECURITY TECHNOLOGIES INC 1.9%

Value ($000) $3,269 Shares 520,510 Est. Cost $2.83 Unrealized 0.0%

— ICG GROUP INC 1.7%

Value ($000) $2,876 Shares 154,352 Est. Cost $18.63 Unrealized —

CVLT COMMVAULT SYSTEMS INC 1.5%

Value ($000) $2,645 Shares 35,337 Est. Cost $78.27 Unrealized 0.0%

— DURECT CORP 1.4%

Value ($000) $2,420 Shares 1,398,777 Est. Cost $1.73 Unrealized —

— FINANCIAL ENGINES INC 1.2%

Value ($000) $2,040 Shares 29,367 Est. Cost $69.47 Unrealized —

— CNINSURE INC SPONSORED ADR 0.8%

Value ($000) $1,381 Shares 228,658 Est. Cost $6.04 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	NOVADAQ TECHNOLOGIES INC COMMON	841,718	$13,880	8.0%	$16.49	—	COM	66987G102
—	GENERAL FINANCE CORPORATION	2,012,989	$12,138	7.0%	$6.03	—	COM	369822101
—	NEOVASC INC	2,687,269	$10,346	6.0%	$3.85	—	COM	64065J106
—	ATHENAHEALTH INC	69,824	$9,391	5.4%	$134.50	—	COM	04685W103
AL	AIR LEASE CORPORATION CL A	295,733	$9,191	5.3%	$25.91	0.0%	COM	00912X302
—	RED HAT INC	163,079	$9,139	5.3%	$56.04	—	COM	756577102
—	EQUINIX INC	49,524	$8,788	5.1%	$177.45	—	COM	29444U502
AMRC	AMERESCO INC CL A	845,211	$8,165	4.7%	$9.58	0.0%	COM	02361E108
—	CONSTANT CONTACT INC	259,356	$8,058	4.7%	$31.07	—	COM	210313102
PSIX	POWER SOLUTIONS INTERNATIONAL INC	101,079	$7,591	4.4%	$65.56	0.0%	COM New	73933G202
—	TANGOE INC	381,426	$6,869	4.0%	$18.01	—	COM	87582Y108
—	E2OPEN INC COM	277,663	$6,639	3.8%	$23.91	—	COM	29788A104
—	RALLY SOFTWARE DEV CORP COM	317,578	$6,177	3.6%	$19.45	—	COM	751198102
AOSL	ALPHA & OMEGA SEMICONDUCTOR LIMITED	778,354	$6,001	3.5%	$7.68	0.0%	COM	G6331P104
—	RUDOLPH TECHNOLOGIES INC	474,288	$5,568	3.2%	$11.74	—	COM	781270103
CBKCQ	CHRISTOPHER & BANKS CORP	603,710	$5,156	3.0%	$6.73	0.0%	COM	171046105
KMX	CARMAX INC	109,360	$5,142	3.0%	$49.02	0.0%	COM	143130102
—	MARKETO INC COM	118,542	$4,394	2.5%	$37.07	—	COM	57063L107
—	FXCM INC COM CL A	244,511	$4,362	2.5%	$17.84	—	COM	302693106
—	NETSUITE INC	41,416	$4,267	2.5%	$103.03	—	COM	64118Q107
GASS	STEALTHGAS INC	350,000	$3,567	2.1%	$11.39	0.0%	SHS	Y81669106
—	RTI SURGICAL INC	954,336	$3,378	2.0%	$3.54	—	COM	74975N105
NSSC	NAPCO SECURITY TECHNOLOGIES INC	520,510	$3,269	1.9%	$2.83	0.0%	COM	630402105
—	ICG GROUP INC	154,352	$2,876	1.7%	$18.63	—	COM	44928D108
CVLT	COMMVAULT SYSTEMS INC	35,337	$2,645	1.5%	$78.27	0.0%	COM	204166102
—	DURECT CORP	1,398,777	$2,420	1.4%	$1.73	—	COM	266605104
—	FINANCIAL ENGINES INC	29,367	$2,040	1.2%	$69.47	—	COM	317485100
—	CNINSURE INC SPONSORED ADR	228,658	$1,381	0.8%	$6.04	—	SPONSORED ADR	18976M103