Cruiser Capital Advisors, LLC Diversified Active

CIK: 0001713506 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 15, 2019

Total Value ($000): $193,156 (100.0% shares, 0.0% debt)

Holdings (41)

ASH ASHLAND GLOBAL HOLDINGS INC 65.3%

Value ($000) $126,179 Shares 1,614,991 Est. Cost $68.21 Unrealized +0.3%

— FORTRESS TRANSPORTATION & IN 6.0%

Value ($000) $11,650 Shares 680,901 Est. Cost $18.54 Unrealized —

— DOWDUPONT INC 3.3%

Value ($000) $6,430 Shares 120,618 Est. Cost $67.41 Unrealized —

— ASHLAND GLOBAL HOLDINGS INC. 3.1%

Value ($000) $5,938 Shares 76,000 Est. Cost — Unrealized —

— NV5 GLOBAL INC 2.5%

Value ($000) $4,768 Shares 80,326 Est. Cost $55.86 Unrealized —

ET ENERGY TRANSFER EQUITY LP 1.7%

Value ($000) $3,351 Shares 217,994 Est. Cost $13.76 Unrealized —

CBT CABOT CORP 1.6%

Value ($000) $3,183 Shares 76,450 Est. Cost $45.74 Unrealized -17.2%

ADUS ADDUS HOMECARE CORP 1.6%

Value ($000) $3,131 Shares 49,242 Est. Cost $64.72 Unrealized -0.7%

OEC ORION ENGINEERED CARBONS SAR 1.4%

Value ($000) $2,774 Shares 146,065 Est. Cost $25.80 Unrealized -2.6%

— BGC PARTNERS INC CL A 1.4%

Value ($000) $2,716 Shares 511,410 Est. Cost $13.59 Unrealized —

NMRK NEWMARK GROUP INC-CLASS A 1.3%

Value ($000) $2,512 Shares 301,212 Est. Cost $8.81 Unrealized -2.7%

— FERRO CORP 1.2%

Value ($000) $2,312 Shares 122,138 Est. Cost $23.13 Unrealized —

— PRIMO WATER CORP 1.0%

Value ($000) $1,979 Shares 128,010 Est. Cost $14.37 Unrealized —

— FORTRESS TRANSPORTATION & IN. 0.9%

Value ($000) $1,711 Shares 100,000 Est. Cost — Unrealized —

TGLS TECNOGLASS INC 0.8%

Value ($000) $1,638 Shares 225,000 Est. Cost $7.26 Unrealized 0.0%

WD WALKER & DUNLOP INC 0.7%

Value ($000) $1,273 Shares 25,000 Est. Cost $42.49 Unrealized 0.0%

PZZA PAPA JOHNS INTL INC 0.5%

Value ($000) $1,059 Shares 20,000 Est. Cost $37.31 Unrealized 0.0%

— INTERNAP CORPORATION 0.5%

Value ($000) $1,039 Shares 209,471 Est. Cost $8.16 Unrealized —

— OMNOVA SOLUTIONS INC 0.5%

Value ($000) $1,033 Shares 147,146 Est. Cost $7.02 Unrealized —

AGX ARGAN INC 0.5%

Value ($000) $903 Shares 18,082 Est. Cost $33.11 Unrealized +12.6%

— EASTSIDE DISTILLING INC 0.4%

Value ($000) $768 Shares 132,157 Est. Cost $7.79 Unrealized —

RILY B RILEY FINANCIAL INC 0.4%

Value ($000) $713 Shares 42,734 Est. Cost $18.55 Unrealized -14.1%

MOD MODINE MANUFACTURING CO 0.3%

Value ($000) $559 Shares 40,312 Est. Cost $14.03 Unrealized 0.0%

— EVINE LIVE INC-CL A 0.2%

Value ($000) $448 Shares 955,555 Est. Cost $1.18 Unrealized —

— VERSO CORP - A 0.2%

Value ($000) $428 Shares 20,000 Est. Cost $17.56 Unrealized —

— UNIVAR INC 0.2%

Value ($000) $421 Shares 19,000 Est. Cost $22.16 Unrealized —

— NEW SENIOR INVESTMENT GROUP 0.2%

Value ($000) $409 Shares 75,000 Est. Cost $5.45 Unrealized —

— KRATON Corporation 0.2%

Value ($000) $400 Shares 12,416 Est. Cost $32.22 Unrealized —

— AROTECH CORP 0.2%

Value ($000) $398 Shares 135,919 Est. Cost $3.51 Unrealized —

HDSN HUDSON TECHNOLOGIES INC 0.2%

Value ($000) $391 Shares 202,400 Est. Cost $1.74 Unrealized -18.9%

— WillScot Corporation 0.2%

Value ($000) $388 Shares 35,000 Est. Cost $11.09 Unrealized —

OMF ONEMAIN HOLDINGS INC 0.2%

Value ($000) $365 Shares 11,500 Est. Cost $30.95 Unrealized 0.0%

— HIGHLAND FLTNG RTE OPPORT 0.2%

Value ($000) $331 Shares 23,850 Est. Cost $15.91 Unrealized —

— CENTURYLINK INC 0.2%

Value ($000) $299 Shares 24,900 Est. Cost $12.01 Unrealized —

FICO FAIR ISAAC INC 0.1%

Value ($000) $258 Shares 948 Est. Cost $234.95 Unrealized 0.0%

HAIN HAIN CELESTIAL GROUP INC 0.1%

Value ($000) $231 Shares 10,000 Est. Cost $19.27 Unrealized 0.0%

— THESTREET.COM INC 0.1%

Value ($000) $204 Shares 87,426 Est. Cost $1.45 Unrealized —

— LIONS GATE ENTERTAINMENT-B 0.1%

Value ($000) $174 Shares 11,500 Est. Cost $15.13 Unrealized —

GWRS GLOBAL WATER RESOURCES INC 0.1%

Value ($000) $169 Shares 17,200 Est. Cost $8.18 Unrealized -0.6%

TIPT TIPTREE INC 0.1%

Value ($000) $158 Shares 24,976 Est. Cost $6.00 Unrealized 0.0%

— 180 DEGREE CAPITAL CORP 0.0%

Value ($000) $65 Shares 35,000 Est. Cost $1.97 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ASH	ASHLAND GLOBAL HOLDINGS INC	1,614,991	$126,179	65.3%	$68.21	+0.3%	COM	044186104
—	FORTRESS TRANSPORTATION & IN	680,901	$11,650	6.0%	$18.54	—	COM REP LTD LIAB	34960P101
—	DOWDUPONT INC	120,618	$6,430	3.3%	$67.41	—	COM	26078J100
—	ASHLAND GLOBAL HOLDINGS INC.	76,000	$5,938	3.1%	—	—	Put	044186954
—	NV5 GLOBAL INC	80,326	$4,768	2.5%	$55.86	—	COM	62945V109
ET	ENERGY TRANSFER EQUITY LP	217,994	$3,351	1.7%	$13.76	—	COM UT LTD PTN	29273V100
CBT	CABOT CORP	76,450	$3,183	1.6%	$45.74	-17.2%	COM	127055101
ADUS	ADDUS HOMECARE CORP	49,242	$3,131	1.6%	$64.72	-0.7%	COM	006739106
OEC	ORION ENGINEERED CARBONS SAR	146,065	$2,774	1.4%	$25.80	-2.6%	COM	L72967109
—	BGC PARTNERS INC CL A	511,410	$2,716	1.4%	$13.59	—	CL A	05541T101
NMRK	NEWMARK GROUP INC-CLASS A	301,212	$2,512	1.3%	$8.81	-2.7%	CL A	65158N102
—	FERRO CORP	122,138	$2,312	1.2%	$23.13	—	COM	315405100
—	PRIMO WATER CORP	128,010	$1,979	1.0%	$14.37	—	COM	74165N105
—	FORTRESS TRANSPORTATION & IN.	100,000	$1,711	0.9%	—	—	Call	34960P901
TGLS	TECNOGLASS INC	225,000	$1,638	0.8%	$7.26	0.0%	SHS	G87264100
WD	WALKER & DUNLOP INC	25,000	$1,273	0.7%	$42.49	0.0%	COM	93148P102
PZZA	PAPA JOHNS INTL INC	20,000	$1,059	0.5%	$37.31	0.0%	COM	698813102
—	INTERNAP CORPORATION	209,471	$1,039	0.5%	$8.16	—	COM PAR	45885A409
—	OMNOVA SOLUTIONS INC	147,146	$1,033	0.5%	$7.02	—	COM	682129101
AGX	ARGAN INC	18,082	$903	0.5%	$33.11	+12.6%	COM	04010E109
—	EASTSIDE DISTILLING INC	132,157	$768	0.4%	$7.79	—	COM PAR	277802302
RILY	B RILEY FINANCIAL INC	42,734	$713	0.4%	$18.55	-14.1%	COM	05580M108
MOD	MODINE MANUFACTURING CO	40,312	$559	0.3%	$14.03	0.0%	COM	607828100
—	EVINE LIVE INC-CL A	955,555	$448	0.2%	$1.18	—	CL A	300487105
—	VERSO CORP - A	20,000	$428	0.2%	$17.56	—	CL A	92531L207
—	UNIVAR INC	19,000	$421	0.2%	$22.16	—	COM	91336L107
—	NEW SENIOR INVESTMENT GROUP	75,000	$409	0.2%	$5.45	—	COM	648691103
—	KRATON Corporation	12,416	$400	0.2%	$32.22	—	COM	50077C106
—	AROTECH CORP	135,919	$398	0.2%	$3.51	—	COM	042682203
HDSN	HUDSON TECHNOLOGIES INC	202,400	$391	0.2%	$1.74	-18.9%	COM	444144109
—	WillScot Corporation	35,000	$388	0.2%	$11.09	—	COM	971375126
OMF	ONEMAIN HOLDINGS INC	11,500	$365	0.2%	$30.95	0.0%	COM	68268W103
—	HIGHLAND FLTNG RTE OPPORT	23,850	$331	0.2%	$15.91	—	SHS BEN INT	43010E404
—	CENTURYLINK INC	24,900	$299	0.2%	$12.01	—	COM	156700106
FICO	FAIR ISAAC INC	948	$258	0.1%	$234.95	0.0%	COM	303250104
HAIN	HAIN CELESTIAL GROUP INC	10,000	$231	0.1%	$19.27	0.0%	COM	405217100
—	THESTREET.COM INC	87,426	$204	0.1%	$1.45	—	COM	88368Q103
—	LIONS GATE ENTERTAINMENT-B	11,500	$174	0.1%	$15.13	—	CL B NON VTG	535919500
GWRS	GLOBAL WATER RESOURCES INC	17,200	$169	0.1%	$8.18	-0.6%	COM	379463102
TIPT	TIPTREE INC	24,976	$158	0.1%	$6.00	0.0%	COM	88822Q103
—	180 DEGREE CAPITAL CORP	35,000	$65	0.0%	$1.97	—	COM	68235B109