Cruiser Capital Advisors, LLC Diversified Active

CIK: 0001713506 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 14, 2019

Total Value ($000): $151,898 (100.0% shares, 0.0% debt)

Holdings (32)

ASH ASHLAND GLOBAL HOLDINGS INC 70.4%

Value ($000) $107,005 Shares 1,507,968 Est. Cost $68.19 Unrealized +0.1%

— FORTRESS TRANSPORTATION & IN 5.8%

Value ($000) $8,759 Shares 610,831 Est. Cost $18.71 Unrealized —

— DOWDUPONT INC 3.6%

Value ($000) $5,435 Shares 101,618 Est. Cost $70.05 Unrealized —

OEC ORION ENGINEERED CARBONS SAR 2.4%

Value ($000) $3,606 Shares 142,650 Est. Cost $25.81 Unrealized +1.1%

— NV5 GLOBAL INC 2.2%

Value ($000) $3,269 Shares 53,985 Est. Cost $54.16 Unrealized —

ADUS ADDUS HOMECARE CORP 2.1%

Value ($000) $3,170 Shares 46,700 Est. Cost $64.75 Unrealized +5.6%

— BGC PARTNERS INC CL A 1.7%

Value ($000) $2,582 Shares 499,510 Est. Cost $13.78 Unrealized —

NMRK NEWMARK GROUP INC-CLASS A 1.6%

Value ($000) $2,429 Shares 302,855 Est. Cost $8.81 Unrealized -3.7%

ET ENERGY TRANSFER EQUITY LP 1.4%

Value ($000) $2,148 Shares 162,594 Est. Cost $13.21 Unrealized —

— FERRO CORP 1.3%

Value ($000) $2,012 Shares 128,338 Est. Cost $23.13 Unrealized —

— PRIMO WATER CORP 1.2%

Value ($000) $1,793 Shares 128,010 Est. Cost $14.37 Unrealized —

CBT CABOT CORP 1.1%

Value ($000) $1,692 Shares 39,415 Est. Cost $53.13 Unrealized -21.6%

— EASTSIDE DISTILLING INC 0.5%

Value ($000) $817 Shares 132,157 Est. Cost $7.79 Unrealized —

— MICHAELS COS INC 0.5%

Value ($000) $812 Shares 60,000 Est. Cost — Unrealized —

AGX ARGAN INC 0.5%

Value ($000) $722 Shares 19,082 Est. Cost $33.11 Unrealized +5.0%

— GRACE W R & CO DEL NEW 0.4%

Value ($000) $649 Shares 10,000 Est. Cost — Unrealized —

— INTERNAP CORPORATION 0.4%

Value ($000) $618 Shares 148,862 Est. Cost $9.46 Unrealized —

RILY B RILEY FINANCIAL INC 0.4%

Value ($000) $607 Shares 42,734 Est. Cost $18.55 Unrealized -0.9%

— PATTERN ENERGY GROUP INC 0.4%

Value ($000) $545 Shares 29,248 Est. Cost $21.18 Unrealized —

— VERSO CORP - A 0.3%

Value ($000) $448 Shares 20,000 Est. Cost $17.56 Unrealized —

SSO ULTRA S&P500 PROSHARES 0.3%

Value ($000) $427 Shares 4,600 Est. Cost $92.83 Unrealized —

LYB LYONDELLBASELL INDU-CL A 0.3%

Value ($000) $425 Shares 5,109 Est. Cost $57.98 Unrealized 0.0%

— AROTECH CORP 0.2%

Value ($000) $356 Shares 135,919 Est. Cost $3.51 Unrealized —

— HIGHLAND FLOATING RATE OPPRT 0.2%

Value ($000) $305 Shares 23,850 Est. Cost $15.91 Unrealized —

— EVINE LIVE INC-CL A 0.2%

Value ($000) $293 Shares 734,776 Est. Cost $1.39 Unrealized —

— ARDMORE SHIPPING CORP 0.2%

Value ($000) $234 Shares 50,000 Est. Cost — Unrealized —

— THESTREET.COM INC 0.1%

Value ($000) $177 Shares 87,426 Est. Cost $1.45 Unrealized —

GWRS GLOBAL WTR RES INC 0.1%

Value ($000) $174 Shares 17,200 Est. Cost $8.18 Unrealized +7.1%

HDSN HUDSON TECHNOLOGIES INC 0.1%

Value ($000) $162 Shares 182,400 Est. Cost $1.77 Unrealized -37.9%

— THL CREDIT INC 0.1%

Value ($000) $148 Shares 24,308 Est. Cost $6.09 Unrealized —

— 180 DEGREE CAPITAL CORP 0.0%

Value ($000) $61 Shares 35,000 Est. Cost $1.97 Unrealized —

— HUDSON TECHNOLOGIES INC. 0.0%

Value ($000) $18 Shares 20,000 Est. Cost — Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ASH	ASHLAND GLOBAL HOLDINGS INC	1,507,968	$107,005	70.4%	$68.19	+0.1%	COM	044186104
—	FORTRESS TRANSPORTATION & IN	610,831	$8,759	5.8%	$18.71	—	COM REP LTD LIAB	34960P101
—	DOWDUPONT INC	101,618	$5,435	3.6%	$70.05	—	COM	26078J100
OEC	ORION ENGINEERED CARBONS SAR	142,650	$3,606	2.4%	$25.81	+1.1%	COM	L72967109
—	NV5 GLOBAL INC	53,985	$3,269	2.2%	$54.16	—	COM	62945V109
ADUS	ADDUS HOMECARE CORP	46,700	$3,170	2.1%	$64.75	+5.6%	COM	006739106
—	BGC PARTNERS INC CL A	499,510	$2,582	1.7%	$13.78	—	CL A	05541T101
NMRK	NEWMARK GROUP INC-CLASS A	302,855	$2,429	1.6%	$8.81	-3.7%	CL A	65158N102
ET	ENERGY TRANSFER EQUITY LP	162,594	$2,148	1.4%	$13.21	—	COM UT LTD PTN	29273V100
—	FERRO CORP	128,338	$2,012	1.3%	$23.13	—	COM	315405100
—	PRIMO WATER CORP	128,010	$1,793	1.2%	$14.37	—	COM	74165N105
CBT	CABOT CORP	39,415	$1,692	1.1%	$53.13	-21.6%	COM	127055101
—	EASTSIDE DISTILLING INC	132,157	$817	0.5%	$7.79	—	COM PAR	277802302
—	MICHAELS COS INC	60,000	$812	0.5%	—	—	Call	59408Q906
AGX	ARGAN INC	19,082	$722	0.5%	$33.11	+5.0%	COM	04010E109
—	GRACE W R & CO DEL NEW	10,000	$649	0.4%	—	—	Call	38388F908
—	INTERNAP CORPORATION	148,862	$618	0.4%	$9.46	—	COM PAR	45885A409
RILY	B RILEY FINANCIAL INC	42,734	$607	0.4%	$18.55	-0.9%	COM	05580M108
—	PATTERN ENERGY GROUP INC	29,248	$545	0.4%	$21.18	—	CL A	70338P100
—	VERSO CORP - A	20,000	$448	0.3%	$17.56	—	CL A	92531L207
SSO	ULTRA S&P500 PROSHARES	4,600	$427	0.3%	$92.83	—	PSHS ULT S&P 500	74347R107
LYB	LYONDELLBASELL INDU-CL A	5,109	$425	0.3%	$57.98	0.0%	SHS - A -	N53745100
—	AROTECH CORP	135,919	$356	0.2%	$3.51	—	COM	042682203
—	HIGHLAND FLOATING RATE OPPRT	23,850	$305	0.2%	$15.91	—	SHS BEN INT	43010E404
—	EVINE LIVE INC-CL A	734,776	$293	0.2%	$1.39	—	CL A	300487105
—	ARDMORE SHIPPING CORP	50,000	$234	0.2%	—	—	Call	Y0207T900
—	THESTREET.COM INC	87,426	$177	0.1%	$1.45	—	COM	88368Q103
GWRS	GLOBAL WTR RES INC	17,200	$174	0.1%	$8.18	+7.1%	COM	379463102
HDSN	HUDSON TECHNOLOGIES INC	182,400	$162	0.1%	$1.77	-37.9%	COM	444144109
—	THL CREDIT INC	24,308	$148	0.1%	$6.09	—	COM	872438106
—	180 DEGREE CAPITAL CORP	35,000	$61	0.0%	$1.97	—	COM	68235B109
—	HUDSON TECHNOLOGIES INC.	20,000	$18	0.0%	—	—	Call	444144909