Cruiser Capital Advisors, LLC Diversified Active

CIK: 0001713506 · Show all filings

Period: Q4 2020 (← Previous) (Next →)

Filing Date: Feb 16, 2021

Total Value ($000): $105,716 (100.0% shares, 0.0% debt)

Holdings (38)

ASH ASHLAND GLOBAL HLDGS INC 44.9%

Value ($000) $47,509 Shares 599,862 Est. Cost $68.18 Unrealized +1.0%

— FORTRESS TRANS INFRST INVS L 7.7%

Value ($000) $8,112 Shares 345,792 Est. Cost $17.74 Unrealized —

DD DUPONT DE NEMOURS INC 5.3%

Value ($000) $5,589 Shares 78,600 Est. Cost $23.76 Unrealized -0.2%

APG API GROUP CORP 5.2%

Value ($000) $5,494 Shares 302,727 Est. Cost $7.57 Unrealized +39.9%

ADUS ADDUS HOMECARE CORP 5.1%

Value ($000) $5,384 Shares 45,989 Est. Cost $70.28 Unrealized +46.9%

— NV5 GLOBAL INC 4.9%

Value ($000) $5,173 Shares 65,673 Est. Cost $56.13 Unrealized —

GFL GFL ENVIRONMENTAL INC 3.8%

Value ($000) $4,058 Shares 139,122 Est. Cost $18.69 Unrealized +30.1%

— HOUGHTON MIFFLIN HARCOURT CO 2.3%

Value ($000) $2,479 Shares 744,711 Est. Cost $3.33 Unrealized —

RILY B. RILEY FINANCIAL INC 2.0%

Value ($000) $2,153 Shares 48,700 Est. Cost $18.86 Unrealized +70.8%

— SP PLUS CORP 2.0%

Value ($000) $2,111 Shares 73,239 Est. Cost $17.95 Unrealized —

BABA ALIBABA GROUP HLDG LTD 1.5%

Value ($000) $1,629 Shares 7,000 Est. Cost $232.71 Unrealized —

— CEDAR REALTY TRUST INC 1.2%

Value ($000) $1,248 Shares 123,262 Est. Cost $10.12 Unrealized —

— AVID TECHNOLOGY INC 1.2%

Value ($000) $1,243 Shares 78,334 Est. Cost $7.90 Unrealized —

— ATLANTIC AVE ACQUISITION COR 1.2%

Value ($000) $1,232 Shares 122,265 Est. Cost $10.08 Unrealized —

AGM FEDERAL AGRIC MTG CORP 1.2%

Value ($000) $1,225 Shares 16,500 Est. Cost $53.42 Unrealized +10.2%

— VENATOR MATLS PLC 1.0%

Value ($000) $1,097 Shares 331,675 Est. Cost $2.79 Unrealized —

— ROTH CH ACQUISITION II CO 1.0%

Value ($000) $1,040 Shares 100,000 Est. Cost $10.40 Unrealized —

— CHANGE HEALTHCARE INC 1.0%

Value ($000) $1,020 Shares 54,700 Est. Cost $11.21 Unrealized —

— ATLANTIC AVE ACQUISITION COR 0.9%

Value ($000) $973 Shares 91,876 Est. Cost $10.59 Unrealized —

PFE PFIZER INC 0.9%

Value ($000) $908 Shares 24,670 Est. Cost $28.63 Unrealized 0.0%

— WHOLE EARTH BRANDS INC 0.7%

Value ($000) $757 Shares 69,465 Est. Cost $8.17 Unrealized —

— ROTH CH ACQUISITION I CO 0.7%

Value ($000) $710 Shares 38,407 Est. Cost $18.49 Unrealized —

SLV ISHARES SILVER TR 0.6%

Value ($000) $671 Shares 27,339 Est. Cost $21.62 Unrealized —

— ROTH CH ACQUISITION I CO 0.6%

Value ($000) $670 Shares 41,592 Est. Cost $10.05 Unrealized —

TLS TELOS CORP MD 0.4%

Value ($000) $465 Shares 14,100 Est. Cost $23.85 Unrealized 0.0%

— XPERI HOLDING CORP 0.4%

Value ($000) $448 Shares 21,436 Est. Cost $11.47 Unrealized —

PAR PAR TECHNOLOGY CORP 0.3%

Value ($000) $309 Shares 4,929 Est. Cost $49.09 Unrealized 0.0%

— PRIMO WATER CORPORATION 0.3%

Value ($000) $301 Shares 19,254 Est. Cost $9.06 Unrealized —

— CF FINANCE ACQUISITION CORP 0.3%

Value ($000) $295 Shares 25,000 Est. Cost $11.80 Unrealized —

GTLS CHART INDS INC 0.3%

Value ($000) $270 Shares 2,300 Est. Cost $65.02 Unrealized +48.5%

— BGC PARTNERS INC 0.2%

Value ($000) $261 Shares 65,366 Est. Cost $8.21 Unrealized —

— ROTH CH ACQUISITION I CO 0.2%

Value ($000) $219 Shares 49,944 Est. Cost $4.38 Unrealized —

— BLUE WTR ACQUISITION CORP 0.2%

Value ($000) $207 Shares 20,000 Est. Cost $10.35 Unrealized —

— VERSO CORP 0.1%

Value ($000) $155 Shares 12,903 Est. Cost $15.03 Unrealized —

— PORTMAN RIDGE FIN CORP 0.1%

Value ($000) $99 Shares 51,901 Est. Cost $1.91 Unrealized —

— HARVEST CAP CR CORP 0.1%

Value ($000) $90 Shares 12,000 Est. Cost $7.50 Unrealized —

— ATLANTIC AVE ACQUISITION COR 0.1%

Value ($000) $67 Shares 61,562 Est. Cost $1.09 Unrealized —

— EROS STX GLOBAL CORPORATION 0.0%

Value ($000) $45 Shares 25,000 Est. Cost $1.80 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
ASH	ASHLAND GLOBAL HLDGS INC	599,862	$47,509	44.9%	$68.18	+1.0%	COM	044186104
—	FORTRESS TRANS INFRST INVS L	345,792	$8,112	7.7%	$17.74	—	COM REP LTD LIAB	34960P101
DD	DUPONT DE NEMOURS INC	78,600	$5,589	5.3%	$23.76	-0.2%	COM	26614N102
APG	API GROUP CORP	302,727	$5,494	5.2%	$7.57	+39.9%	COM STK	00187Y100
ADUS	ADDUS HOMECARE CORP	45,989	$5,384	5.1%	$70.28	+46.9%	COM	006739106
—	NV5 GLOBAL INC	65,673	$5,173	4.9%	$56.13	—	COM	62945V109
GFL	GFL ENVIRONMENTAL INC	139,122	$4,058	3.8%	$18.69	+30.1%	SUB VTG SHS	36168Q104
—	HOUGHTON MIFFLIN HARCOURT CO	744,711	$2,479	2.3%	$3.33	—	COM	44157R109
RILY	B. RILEY FINANCIAL INC	48,700	$2,153	2.0%	$18.86	+70.8%	COM	05580M108
—	SP PLUS CORP	73,239	$2,111	2.0%	$17.95	—	COM	78469C103
BABA	ALIBABA GROUP HLDG LTD	7,000	$1,629	1.5%	$232.71	—	SPONSORED ADS	01609W102
—	CEDAR REALTY TRUST INC	123,262	$1,248	1.2%	$10.12	—	COM	150602605
—	AVID TECHNOLOGY INC	78,334	$1,243	1.2%	$7.90	—	COM	05367P100
—	ATLANTIC AVE ACQUISITION COR	122,265	$1,232	1.2%	$10.08	—	COM CL A	04906P101
AGM	FEDERAL AGRIC MTG CORP	16,500	$1,225	1.2%	$53.42	+10.2%	CL C	313148306
—	VENATOR MATLS PLC	331,675	$1,097	1.0%	$2.79	—	SHS	G9329Z100
—	ROTH CH ACQUISITION II CO	100,000	$1,040	1.0%	$10.40	—	UNIT 12/11/2025	778673202
—	CHANGE HEALTHCARE INC	54,700	$1,020	1.0%	$11.21	—	COM	15912K100
—	ATLANTIC AVE ACQUISITION COR	91,876	$973	0.9%	$10.59	—	UNIT 99/99/9999	04906P200
PFE	PFIZER INC	24,670	$908	0.9%	$28.63	0.0%	COM	717081103
—	WHOLE EARTH BRANDS INC	69,465	$757	0.7%	$8.17	—	COM CL A	96684W100
—	ROTH CH ACQUISITION I CO	38,407	$710	0.7%	$18.49	—	UNIT 01/28/2025	778675207
SLV	ISHARES SILVER TR	27,339	$671	0.6%	$21.62	—	ISHARES	46428Q109
—	ROTH CH ACQUISITION I CO	41,592	$670	0.6%	$10.05	—	COM	778675108
TLS	TELOS CORP MD	14,100	$465	0.4%	$23.85	0.0%	COM	87969B101
—	XPERI HOLDING CORP	21,436	$448	0.4%	$11.47	—	COM	98390M103
PAR	PAR TECHNOLOGY CORP	4,929	$309	0.3%	$49.09	0.0%	COM	698884103
—	PRIMO WATER CORPORATION	19,254	$301	0.3%	$9.06	—	COM	74167P108
—	CF FINANCE ACQUISITION CORP	25,000	$295	0.3%	$11.80	—	UNIT 08/01/2027	15725Q203
GTLS	CHART INDS INC	2,300	$270	0.3%	$65.02	+48.5%	COM PAR $0.01	16115Q308
—	BGC PARTNERS INC	65,366	$261	0.2%	$8.21	—	CL A	05541T101
—	ROTH CH ACQUISITION I CO	49,944	$219	0.2%	$4.38	—	W EXP 01/28/202	778675116
—	BLUE WTR ACQUISITION CORP	20,000	$207	0.2%	$10.35	—	UNIT 08/31/2027	09607T203
—	VERSO CORP	12,903	$155	0.1%	$15.03	—	CL A	92531L207
—	PORTMAN RIDGE FIN CORP	51,901	$99	0.1%	$1.91	—	COM	73688F102
—	HARVEST CAP CR CORP	12,000	$90	0.1%	$7.50	—	COM	41753F109
—	ATLANTIC AVE ACQUISITION COR	61,562	$67	0.1%	$1.09	—	W EXP 10/06/202	04906P119
—	EROS STX GLOBAL CORPORATION	25,000	$45	0.0%	$1.80	—	SHS	G3788M114