Location: Stamford, CT
CIK: 0001713506 · Show all filings
Period: Q1 2021 (← Previous) (Next →)
Filing Date: May 17, 2021
Total Value: $111M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| ASH | ASHLAND GLOBAL HLDGS INC | 593,322 | $52.67M | 47.3% | $68.18 | +15.8% | COM | 044186104 |
| DD | DUPONT DE NEMOURS INC | 90,100 | $6.963M | 6.2% | $24.43 | +19.0% | COM | 26614N102 |
| — | VENATOR MATLS PLC | 1,213,088 | $5.617M | 5.0% | $4.13 | — | SHS | G9329Z100 |
| — | NV5 GLOBAL INC | 46,042 | $4.446M | 4.0% | $56.13 | — | COM | 62945V109 |
| — | FORTRESS TRANS INFRST INVS L | 148,737 | $4.193M | 3.8% | $17.74 | — | COM REP LTD LIAB | 34960P101 |
| — | HOUGHTON MIFFLIN HARCOURT CO | 444,703 | $3.389M | 3.0% | $3.33 | — | COM | 44157R109 |
| APG | API GROUP CORP | 159,907 | $3.307M | 3.0% | $7.57 | +65.9% | COM STK | 00187Y100 |
| GFL | GFL ENVIRONMENTAL INC | 80,267 | $2.805M | 2.5% | $18.69 | +64.3% | SUB VTG SHS | 36168Q104 |
| RILY | B. RILEY FINANCIAL INC | 49,300 | $2.78M | 2.5% | $19.29 | +179.5% | COM | 05580M108 |
| AGM | FEDERAL AGRIC MTG CORP | 26,500 | $2.669M | 2.4% | $61.12 | +20.8% | CL C | 313148306 |
| — | CEDAR REALTY TRUST INC | 158,163 | $2.357M | 2.1% | $11.18 | — | COM | 150602605 |
| ADUS | ADDUS HOMECARE CORP | 21,797 | $2.28M | 2.0% | $70.28 | +62.1% | COM | 006739106 |
| PLBY | PLBY GROUP INC | 104,500 | $2.047M | 1.8% | $13.56 | 0.0% | COM | 72814P109 |
| — | SP PLUS CORP | 49,966 | $1.638M | 1.5% | $17.95 | — | COM | 78469C103 |
| — | ATLANTIC AVE ACQUISITION COR | 120,334 | $1.166M | 1.0% | $10.08 | — | COM CL A | 04906P101 |
| — | ROTH CH ACQUISITION III CO | 100,000 | $1M | 0.9% | $10.00 | — | UNIT 02/26/2026 | 77867Q201 |
| — | VICKERS VANTAGE CORP I | 99,998 | $988K | 0.9% | $9.88 | — | SHS | G9440B107 |
| — | MEDICUS SCIENCES ACQUISITION | 92,400 | $910K | 0.8% | $9.85 | — | UNIT 99/99/9999 | G5960S116 |
| PCT | PURECYCLE TECHNOLOGIES INC | 31,592 | $806K | 0.7% | $22.89 | 0.0% | COM | 74623V103 |
| — | ROTH CH ACQUISITION II CO | 79,206 | $785K | 0.7% | $9.91 | — | COM | 778673103 |
| — | PROSHARES TR | 58,056 | $762K | 0.7% | $13.13 | — | ULTRAPRO SHT QQQ | 74347G861 |
| — | GROWTH CAP ACQUISITION CORP | 76,000 | $752K | 0.7% | $9.89 | — | UNIT 06/01/2027 | 39986V206 |
| PCTTW | PURECYCLE TECHNOLOGIES INC | 49,944 | $695K | 0.6% | $13.92 | — | W EXP 01/28/202 | 74623V111 |
| TZA | DIREXION SHS ETF TR | 19,700 | $671K | 0.6% | $34.06 | — | DAILY SM CP BEAR | 25460E232 |
| — | CHANGE HEALTHCARE INC | 29,163 | $645K | 0.6% | $11.21 | — | COM | 15912K100 |
| SRAX | SRAX INC | 113,548 | $538K | 0.5% | $4.74 | — | CL A | 78472M106 |
| — | LMF ACQUISITION OPPORTUNIT I | 42,473 | $432K | 0.4% | $10.17 | — | UNIT 99/99/9999 | 502015209 |
| SLV | ISHARES SILVER TR | 17,003 | $386K | 0.3% | $21.62 | — | ISHARES | 46428Q109 |
| — | PAVMED INC | 85,000 | $377K | 0.3% | $4.44 | — | COM | 70387R106 |
| REKR | REKOR SYSTEMS INC | 18,333 | $366K | 0.3% | $14.88 | 0.0% | COM | 759419104 |
| — | PROSHARES TR | 15,000 | $355K | 0.3% | $23.67 | — | ULTRAPRO SHORT S | 74347B110 |
| FLL | FULL HSE RESORTS INC | 40,000 | $340K | 0.3% | $6.70 | 0.0% | COM | 359678109 |
| MSOS | ADVISORSHARES TR | 7,530 | $319K | 0.3% | $42.36 | — | PURE US CANNABIS | 00768Y453 |
| GTLS | CHART INDS INC | 2,200 | $313K | 0.3% | $65.02 | +117.2% | COM | 16115Q308 |
| — | DRIVE SHACK INC | 95,000 | $305K | 0.3% | $3.21 | — | COM | 262077100 |
| — | BLUE WTR ACQUISITION CORP | 20,000 | $201K | 0.2% | $10.05 | — | COM CL A | 09607T104 |
| — | B RILEY PRINCIPAL 150 MERGER | 20,000 | $200K | 0.2% | $10.00 | — | UNIT 99/99/9999 | 05601V202 |
| — | 890 5TH AVE PARTNERS INC | 20,000 | $199K | 0.2% | $9.95 | — | UNIT 01/12/2026 | 28250A204 |
| — | WHOLE EARTH BRANDS INC | 14,077 | $184K | 0.2% | $8.17 | — | COM CL A | 96684W100 |
| IRWD | IRONWOOD PHARMACEUTICALS INC | 15,000 | $168K | 0.2% | $10.56 | 0.0% | COM CL A | 46333X108 |
| BW | BABCOCK & WILCOX ENTERPRISES | 10,000 | $95,000 | 0.1% | $6.42 | 0.0% | COM | 05614L209 |
| — | PORTMAN RIDGE FIN CORP | 31,901 | $69,000 | 0.1% | $1.91 | — | COM | 73688F102 |
| ARLO | ARLO TECHNOLOGIES INC | 10,000 | $63,000 | 0.1% | $7.83 | 0.0% | COM | 04206A101 |
| — | BOXLIGHT CORP | 25,000 | $63,000 | 0.1% | $2.52 | — | COM CL A | 103197109 |
| — | ROTH CH ACQUISITION II CO | 30,503 | $39,000 | 0.0% | $1.28 | — | W EXP 09/16/202 | 778673111 |
| — | ATLANTIC AVE ACQUISITION COR | 51,562 | $38,000 | 0.0% | $1.09 | — | W EXP 10/06/202 | 04906P119 |
| — | VICKERS VANTAGE CORP I | 49,999 | $22,000 | 0.0% | $0.44 | — | W EXP 09/15/202 | G9440B115 |
| — | BLUE WTR ACQUISITION CORP | 19,700 | $11,000 | 0.0% | $0.56 | — | W EXP 08/31/202 | 09607T112 |