PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 14, 2014

Total Value ($000): $134,718 (100.0% shares, 0.0% debt)

Holdings (17)

C CITIGROUP INC 13.5%

Value ($000) $18,137 Shares 350,000 Est. Cost $36.85 Unrealized +1.6%

AAL AMERICAN AIRLS GROUP INC 13.2%

Value ($000) $17,740 Shares 500,000 Est. Cost $24.81 Unrealized +49.7%

BAC BANK AMER CORP 12.7%

Value ($000) $17,050 Shares 1,000,000 Est. Cost $12.37 Unrealized +1.6%

HON HONEYWELL INTL INC 8.6%

Value ($000) $11,640 Shares 125,000 Est. Cost $63.74 Unrealized +5.3%

GLD SPDR GOLD TRUST 8.6%

Value ($000) $11,621 Shares 100,000 Est. Cost $122.08 Unrealized —

MET METLIFE INC 7.0%

Value ($000) $9,401 Shares 175,000 Est. Cost $30.13 Unrealized +10.5%

— LEGG MASON INC 5.7%

Value ($000) $7,674 Shares 150,000 Est. Cost $45.64 Unrealized —

— CASCADE MICROTECH INC 5.6%

Value ($000) $7,598 Shares 750,000 Est. Cost $9.53 Unrealized —

IRIX IRIDEX CORP 4.8%

Value ($000) $6,475 Shares 925,000 Est. Cost $8.00 Unrealized -2.0%

DAL DELTA AIR LINES INC DEL 4.7%

Value ($000) $6,326 Shares 175,000 Est. Cost $32.87 Unrealized +1.5%

— ROYAL BK SCOTLAND GROUP PLC 4.0%

Value ($000) $5,369 Shares 450,000 Est. Cost $11.58 Unrealized —

PARR PAR PETE CORP 3.8%

Value ($000) $5,075 Shares 304,618 Est. Cost $20.02 Unrealized -8.5%

— COMMUNITY BANKERS TR CORP 2.8%

Value ($000) $3,811 Shares 872,117 Est. Cost $3.76 Unrealized —

NVGS NAVIGATOR HOLDINGS LTD 2.1%

Value ($000) $2,783 Shares 100,000 Est. Cost $32.48 Unrealized -13.6%

GNE GENIE ENERGY LTD 1.8%

Value ($000) $2,390 Shares 340,000 Est. Cost $10.83 Unrealized -32.6%

ORKLY ORKLA ASA-SPON ADR 1.0%

Value ($000) $1,362 Shares 150,000 Est. Cost $8.99 Unrealized —

— SPECTRANETICS CORP 0.2%

Value ($000) $266 Shares 10,000 Est. Cost $25.00 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
C	CITIGROUP INC	350,000	$18,137	13.5%	$36.85	+1.6%	COM NEW	172967424
AAL	AMERICAN AIRLS GROUP INC	500,000	$17,740	13.2%	$24.81	+49.7%	COM	02376R102
BAC	BANK AMER CORP	1,000,000	$17,050	12.7%	$12.37	+1.6%	COM	060505104
HON	HONEYWELL INTL INC	125,000	$11,640	8.6%	$63.74	+5.3%	COM	438516106
GLD	SPDR GOLD TRUST	100,000	$11,621	8.6%	$122.08	—	GOLD SHS	78463V107
MET	METLIFE INC	175,000	$9,401	7.0%	$30.13	+10.5%	COM	59156R108
—	LEGG MASON INC	150,000	$7,674	5.7%	$45.64	—	COM	524901105
—	CASCADE MICROTECH INC	750,000	$7,598	5.6%	$9.53	—	COM	147322101
IRIX	IRIDEX CORP	925,000	$6,475	4.8%	$8.00	-2.0%	COM	462684101
DAL	DELTA AIR LINES INC DEL	175,000	$6,326	4.7%	$32.87	+1.5%	COM NEW	247361702
—	ROYAL BK SCOTLAND GROUP PLC	450,000	$5,369	4.0%	$11.58	—	SPONS ADR 20 ORD	780097689
PARR	PAR PETE CORP	304,618	$5,075	3.8%	$20.02	-8.5%	COM NEW	69888T207
—	COMMUNITY BANKERS TR CORP	872,117	$3,811	2.8%	$3.76	—	COM	203612106
NVGS	NAVIGATOR HOLDINGS LTD	100,000	$2,783	2.1%	$32.48	-13.6%	SHS	Y62132108
GNE	GENIE ENERGY LTD	340,000	$2,390	1.8%	$10.83	-32.6%	CL B	372284208
ORKLY	ORKLA ASA-SPON ADR	150,000	$1,362	1.0%	$8.99	—	CL B	686331109
—	SPECTRANETICS CORP	10,000	$266	0.2%	$25.00	—	COM	84760C107