PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q3 2015 (← Previous) (Next →)

Filing Date: Nov 13, 2015

Total Value ($000): $93,594 (100.0% shares, 0.0% debt)

Holdings (19)

PARR PAR PETE CORP 15.3%

Value ($000) $14,318 Shares 687,367 Est. Cost $19.05 Unrealized +1.1%

— CASCADE MICROTECH INC 14.6%

Value ($000) $13,680 Shares 967,500 Est. Cost $10.60 Unrealized —

DAL DELTA AIR LINES INC DEL 12.0%

Value ($000) $11,218 Shares 250,000 Est. Cost $40.65 Unrealized -2.7%

NVGS NAVIGATOR HOLDINGS LTD 11.0%

Value ($000) $10,298 Shares 771,420 Est. Cost $19.75 Unrealized -18.9%

IRIX IRIDEX CORP 10.2%

Value ($000) $9,513 Shares 1,250,000 Est. Cost $7.90 Unrealized -8.8%

— BROADSOFT INC 8.0%

Value ($000) $7,490 Shares 250,000 Est. Cost $32.36 Unrealized —

— RENTECH NITROGEN PARTNERS L 6.0%

Value ($000) $5,605 Shares 475,000 Est. Cost $10.71 Unrealized —

— COMMUNITY BANKERS TR CORP 5.8%

Value ($000) $5,436 Shares 1,085,000 Est. Cost $3.93 Unrealized —

— INTERNATIONAL SPEEDWAY CORP 5.1%

Value ($000) $4,761 Shares 150,000 Est. Cost $36.67 Unrealized —

GLD SPDR GOLD TRUST 3.4%

Value ($000) $3,206 Shares 30,000 Est. Cost $112.52 Unrealized —

AAL AMERICAN AIRLS GROUP INC 2.1%

Value ($000) $1,942 Shares 50,000 Est. Cost $24.81 Unrealized +57.7%

CDNA CAREDX INC 1.8%

Value ($000) $1,648 Shares 395,316 Est. Cost $6.61 Unrealized 0.0%

GNE GENIE ENERGY LTD 1.6%

Value ($000) $1,479 Shares 179,734 Est. Cost $10.83 Unrealized -9.9%

PGC PEAPACK-GLADSTONE FINL CORP 1.1%

Value ($000) $1,059 Shares 50,000 Est. Cost $19.50 Unrealized +2.1%

— DIME CMNTY BANCSHARES 0.9%

Value ($000) $845 Shares 50,000 Est. Cost $16.93 Unrealized —

HTBK HERITAGE COMMERCE CORP 0.7%

Value ($000) $680 Shares 60,000 Est. Cost $9.40 Unrealized +14.3%

HON HONEYWELL INTL INC 0.3%

Value ($000) $237 Shares 2,500 Est. Cost $73.33 Unrealized 0.0%

MET METLIFE INC 0.2%

Value ($000) $165 Shares 3,500 Est. Cost $31.22 Unrealized +5.4%

UAMY UNITED STATES ANTIMONY CORP 0.0%

Value ($000) $14 Shares 40,986 Est. Cost $0.94 Unrealized -39.2%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PARR	PAR PETE CORP	687,367	$14,318	15.3%	$19.05	+1.1%	COM NEW	69888T207
—	CASCADE MICROTECH INC	967,500	$13,680	14.6%	$10.60	—	COM	147322101
DAL	DELTA AIR LINES INC DEL	250,000	$11,218	12.0%	$40.65	-2.7%	COM NEW	247361702
NVGS	NAVIGATOR HOLDINGS LTD	771,420	$10,298	11.0%	$19.75	-18.9%	SHS	Y62132108
IRIX	IRIDEX CORP	1,250,000	$9,513	10.2%	$7.90	-8.8%	COM	462684101
—	BROADSOFT INC	250,000	$7,490	8.0%	$32.36	—	COM	11133B409
—	RENTECH NITROGEN PARTNERS L	475,000	$5,605	6.0%	$10.71	—	COM UNIT	760113100
—	COMMUNITY BANKERS TR CORP	1,085,000	$5,436	5.8%	$3.93	—	COM	203612106
—	INTERNATIONAL SPEEDWAY CORP	150,000	$4,761	5.1%	$36.67	—	CL A	460335201
GLD	SPDR GOLD TRUST	30,000	$3,206	3.4%	$112.52	—	GOLD SHS	78463V107
AAL	AMERICAN AIRLS GROUP INC	50,000	$1,942	2.1%	$24.81	+57.7%	COM	02376R102
CDNA	CAREDX INC	395,316	$1,648	1.8%	$6.61	0.0%	COM	14167L103
GNE	GENIE ENERGY LTD	179,734	$1,479	1.6%	$10.83	-9.9%	CL B	372284208
PGC	PEAPACK-GLADSTONE FINL CORP	50,000	$1,059	1.1%	$19.50	+2.1%	COM	704699107
—	DIME CMNTY BANCSHARES	50,000	$845	0.9%	$16.93	—	COM	253922108
HTBK	HERITAGE COMMERCE CORP	60,000	$680	0.7%	$9.40	+14.3%	COM	426927109
HON	HONEYWELL INTL INC	2,500	$237	0.3%	$73.33	0.0%	COM	438516106
MET	METLIFE INC	3,500	$165	0.2%	$31.22	+5.4%	COM	59156R108
UAMY	UNITED STATES ANTIMONY CORP	40,986	$14	0.0%	$0.94	-39.2%	COM	911549103