PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q4 2015 (← Previous) (Next →)

Filing Date: Feb 16, 2016

Total Value ($000): $117,020 (100.0% shares, 0.0% debt)

Holdings (18)

PARR PAR PACIFIC HOLDINGS INC 14.7%

Value ($000) $17,186 Shares 730,067 Est. Cost $19.29 Unrealized +20.0%

— CASCADE MICROTECH INC 13.0%

Value ($000) $15,164 Shares 933,180 Est. Cost $10.60 Unrealized —

DAL DELTA AIR LINES INC DEL 10.8%

Value ($000) $12,673 Shares 250,000 Est. Cost $40.65 Unrealized +7.4%

IRIX IRIDEX CORP 9.9%

Value ($000) $11,613 Shares 1,250,000 Est. Cost $7.90 Unrealized +13.0%

NVGS NAVIGATOR HOLDINGS LTD 9.7%

Value ($000) $11,380 Shares 833,719 Est. Cost $19.26 Unrealized -31.6%

— BROADSOFT INC 7.6%

Value ($000) $8,840 Shares 250,000 Est. Cost $32.36 Unrealized —

— LEGG MASON INC 5.9%

Value ($000) $6,865 Shares 175,000 Est. Cost $39.23 Unrealized —

AAL AMERICAN AIRLS GROUP INC 5.8%

Value ($000) $6,776 Shares 160,000 Est. Cost $36.20 Unrealized +14.3%

— COMMUNITY BANKERS TR CORP 5.0%

Value ($000) $5,826 Shares 1,085,000 Est. Cost $3.93 Unrealized —

— RENTECH NITROGEN PARTNERS L 4.7%

Value ($000) $5,459 Shares 515,000 Est. Cost $10.70 Unrealized —

— INTERNATIONAL SPEEDWAY CORP 4.3%

Value ($000) $5,058 Shares 150,000 Est. Cost $36.67 Unrealized —

CDNA CAREDX INC 4.1%

Value ($000) $4,800 Shares 750,000 Est. Cost $6.06 Unrealized -10.1%

GNE GENIE ENERGY LTD 1.6%

Value ($000) $1,850 Shares 165,924 Est. Cost $10.83 Unrealized +4.6%

HTBK HERITAGE COMMERCE CORP 1.0%

Value ($000) $1,196 Shares 100,000 Est. Cost $10.04 Unrealized +9.6%

PGC PEAPACK-GLADSTONE FINL CORP 0.9%

Value ($000) $1,031 Shares 50,000 Est. Cost $19.50 Unrealized +4.0%

— DIME CMNTY BANCSHARES 0.7%

Value ($000) $875 Shares 50,000 Est. Cost $16.93 Unrealized —

HON HONEYWELL INTL INC 0.2%

Value ($000) $259 Shares 2,500 Est. Cost $73.33 Unrealized +1.3%

MET METLIFE INC 0.1%

Value ($000) $169 Shares 3,500 Est. Cost $31.22 Unrealized -0.1%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
PARR	PAR PACIFIC HOLDINGS INC	730,067	$17,186	14.7%	$19.29	+20.0%	COM NEW	69888T207
—	CASCADE MICROTECH INC	933,180	$15,164	13.0%	$10.60	—	COM	147322101
DAL	DELTA AIR LINES INC DEL	250,000	$12,673	10.8%	$40.65	+7.4%	COM NEW	247361702
IRIX	IRIDEX CORP	1,250,000	$11,613	9.9%	$7.90	+13.0%	COM	462684101
NVGS	NAVIGATOR HOLDINGS LTD	833,719	$11,380	9.7%	$19.26	-31.6%	SHS	Y62132108
—	BROADSOFT INC	250,000	$8,840	7.6%	$32.36	—	COM	11133B409
—	LEGG MASON INC	175,000	$6,865	5.9%	$39.23	—	COM	524901105
AAL	AMERICAN AIRLS GROUP INC	160,000	$6,776	5.8%	$36.20	+14.3%	COM	02376R102
—	COMMUNITY BANKERS TR CORP	1,085,000	$5,826	5.0%	$3.93	—	COM	203612106
—	RENTECH NITROGEN PARTNERS L	515,000	$5,459	4.7%	$10.70	—	COM UNIT	760113100
—	INTERNATIONAL SPEEDWAY CORP	150,000	$5,058	4.3%	$36.67	—	CL A	460335201
CDNA	CAREDX INC	750,000	$4,800	4.1%	$6.06	-10.1%	COM	14167L103
GNE	GENIE ENERGY LTD	165,924	$1,850	1.6%	$10.83	+4.6%	CL B	372284208
HTBK	HERITAGE COMMERCE CORP	100,000	$1,196	1.0%	$10.04	+9.6%	COM	426927109
PGC	PEAPACK-GLADSTONE FINL CORP	50,000	$1,031	0.9%	$19.50	+4.0%	COM	704699107
—	DIME CMNTY BANCSHARES	50,000	$875	0.7%	$16.93	—	COM	253922108
HON	HONEYWELL INTL INC	2,500	$259	0.2%	$73.33	+1.3%	COM	438516106
MET	METLIFE INC	3,500	$169	0.1%	$31.22	-0.1%	COM	59156R108