PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q3 2018 (← Previous) (Next →)

Filing Date: Nov 14, 2018

Total Value ($000): $87,704 (97.7% shares, 2.3% debt)

Holdings (19)

— REATA PHARMACEUTICALS INC 22.4%

Value ($000) $19,622 Shares 240,000 Est. Cost $20.58 Unrealized —

NVGS NAVIGATOR HOLDINGS LTD 13.6%

Value ($000) $11,893 Shares 982,900 Est. Cost $16.63 Unrealized -28.6%

IRIX IRIDEX CORP 9.6%

Value ($000) $8,382 Shares 1,320,000 Est. Cost $7.87 Unrealized -5.6%

— ALLERGAN PLC 8.7%

Value ($000) $7,619 Shares 40,000 Est. Cost $167.13 Unrealized —

PARR PAR PACIFIC HOLDINGS INC 6.3%

Value ($000) $5,508 Shares 270,000 Est. Cost $18.71 Unrealized -1.8%

XOM EXXON MOBIL CORP 5.8%

Value ($000) $5,101 Shares 60,000 Est. Cost $56.48 Unrealized +3.0%

— QAD INC 5.8%

Value ($000) $5,099 Shares 90,000 Est. Cost $36.63 Unrealized —

CHTR CHARTER COMMUNICATIONS INC N 5.6%

Value ($000) $4,888 Shares 15,000 Est. Cost $305.24 Unrealized 0.0%

CDNA CAREDX INC 4.9%

Value ($000) $4,328 Shares 150,000 Est. Cost $5.35 Unrealized +249.5%

DVN DEVON ENERGY CORP NEW 4.1%

Value ($000) $3,595 Shares 90,000 Est. Cost $28.82 Unrealized +5.3%

DHX DHI GROUP INC 3.3%

Value ($000) $2,888 Shares 1,375,000 Est. Cost $2.04 Unrealized +3.5%

— COMMUNITY BANKERS TR CORP 2.5%

Value ($000) $2,200 Shares 250,000 Est. Cost $3.93 Unrealized —

— FORESTAR GROUP INC 2.3%

Value ($000) $1,985 Shares 2,000,000 Est. Cost $0.89 Unrealized —

— AMC ENTMT HLDGS INC 2.2%

Value ($000) $1,948 Shares 95,000 Est. Cost $15.90 Unrealized —

— TELENAV INC 0.9%

Value ($000) $758 Shares 150,000 Est. Cost $5.51 Unrealized —

— HOWARD HUGHES CORP 0.7%

Value ($000) $621 Shares 5,000 Est. Cost $111.09 Unrealized —

— TUESDAY MORNING CORP 0.6%

Value ($000) $524 Shares 163,709 Est. Cost $1.90 Unrealized —

— NIELSEN HLDGS PLC 0.5%

Value ($000) $415 Shares 15,000 Est. Cost $27.67 Unrealized —

— NUVECTRA CORP 0.4%

Value ($000) $330 Shares 15,000 Est. Cost $20.52 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	REATA PHARMACEUTICALS INC	240,000	$19,622	22.4%	$20.58	—	CL A	75615P103
NVGS	NAVIGATOR HOLDINGS LTD	982,900	$11,893	13.6%	$16.63	-28.6%	SHS	Y62132108
IRIX	IRIDEX CORP	1,320,000	$8,382	9.6%	$7.87	-5.6%	COM	462684101
—	ALLERGAN PLC	40,000	$7,619	8.7%	$167.13	—	SHS	G0177J108
PARR	PAR PACIFIC HOLDINGS INC	270,000	$5,508	6.3%	$18.71	-1.8%	COM NEW	69888T207
XOM	EXXON MOBIL CORP	60,000	$5,101	5.8%	$56.48	+3.0%	COM	30231G102
—	QAD INC	90,000	$5,099	5.8%	$36.63	—	CL A	74727D306
CHTR	CHARTER COMMUNICATIONS INC N	15,000	$4,888	5.6%	$305.24	0.0%	CL A	16119P108
CDNA	CAREDX INC	150,000	$4,328	4.9%	$5.35	+249.5%	COM	14167L103
DVN	DEVON ENERGY CORP NEW	90,000	$3,595	4.1%	$28.82	+5.3%	COM	25179M103
DHX	DHI GROUP INC	1,375,000	$2,888	3.3%	$2.04	+3.5%	COM	23331S100
—	COMMUNITY BANKERS TR CORP	250,000	$2,200	2.5%	$3.93	—	COM	203612106
—	FORESTAR GROUP INC	2,000,000	$1,985	2.3%	$0.89	—	NOTE 3.750% 3/0	346232AB7
—	AMC ENTMT HLDGS INC	95,000	$1,948	2.2%	$15.90	—	CL A COM	00165C104
—	TELENAV INC	150,000	$758	0.9%	$5.51	—	COM	879455103
—	HOWARD HUGHES CORP	5,000	$621	0.7%	$111.09	—	COM	44267D107
—	TUESDAY MORNING CORP	163,709	$524	0.6%	$1.90	—	COM NEW	899035505
—	NIELSEN HLDGS PLC	15,000	$415	0.5%	$27.67	—	SHS EUR	G6518L108
—	NUVECTRA CORP	15,000	$330	0.4%	$20.52	—	COM	67075N108