PARAGON ASSOCIATES & PARAGON ASSOCIATES II JOINT VENTURE Diversified Active

CIK: 0001047859 · Show all filings

Period: Q4 2018 (← Previous) (Next →)

Filing Date: Feb 13, 2019

Total Value ($000): $75,301 (97.4% shares, 2.6% debt)

Holdings (21)

— REATA PHARMACEUTICALS INC 18.3%

Value ($000) $13,745 Shares 245,000 Est. Cost $21.31 Unrealized —

NVGS NAVIGATOR HOLDINGS LTD 12.3%

Value ($000) $9,239 Shares 982,900 Est. Cost $16.63 Unrealized -33.0%

JPM JPMORGAN CHASE & CO 9.7%

Value ($000) $7,322 Shares 75,000 Est. Cost $87.53 Unrealized 0.0%

— ALLERGAN PLC 8.9%

Value ($000) $6,683 Shares 50,000 Est. Cost $160.43 Unrealized —

IRIX IRIDEX CORP 8.2%

Value ($000) $6,204 Shares 1,320,000 Est. Cost $7.87 Unrealized -36.8%

C CITIGROUP INC 6.9%

Value ($000) $5,206 Shares 100,000 Est. Cost $49.36 Unrealized 0.0%

PARR PAR PACIFIC HOLDINGS INC 6.1%

Value ($000) $4,609 Shares 325,000 Est. Cost $18.43 Unrealized -7.5%

CHTR CHARTER COMMUNICATIONS INC N 5.7%

Value ($000) $4,275 Shares 15,000 Est. Cost $305.24 Unrealized +2.8%

— QAD INC 4.2%

Value ($000) $3,146 Shares 80,000 Est. Cost $36.63 Unrealized —

CDNA CAREDX INC 3.3%

Value ($000) $2,514 Shares 100,000 Est. Cost $5.35 Unrealized +379.9%

DHX DHI GROUP INC 2.9%

Value ($000) $2,166 Shares 1,425,000 Est. Cost $2.03 Unrealized -14.8%

— FORESTAR GROUP INC 2.6%

Value ($000) $1,960 Shares 2,000,000 Est. Cost $0.89 Unrealized —

— COMMUNITY BANKERS TR CORP 2.4%

Value ($000) $1,805 Shares 250,000 Est. Cost $3.93 Unrealized —

XOM EXXON MOBIL CORP 2.3%

Value ($000) $1,705 Shares 25,000 Est. Cost $56.48 Unrealized -0.2%

— WPX ENERGY INC 2.3%

Value ($000) $1,703 Shares 150,000 Est. Cost $11.35 Unrealized —

— CBS CORP NEW 1.5%

Value ($000) $1,093 Shares 25,000 Est. Cost $43.72 Unrealized —

— TELENAV INC 0.8%

Value ($000) $609 Shares 150,000 Est. Cost $5.51 Unrealized —

— HOWARD HUGHES CORP 0.6%

Value ($000) $488 Shares 5,000 Est. Cost $111.09 Unrealized —

— NIELSEN HLDGS PLC 0.5%

Value ($000) $350 Shares 15,000 Est. Cost $27.67 Unrealized —

— TUESDAY MORNING CORP 0.4%

Value ($000) $278 Shares 163,709 Est. Cost $1.90 Unrealized —

AAT AMERICAN ASSETS TR INC 0.3%

Value ($000) $201 Shares 5,000 Est. Cost $40.20 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	REATA PHARMACEUTICALS INC	245,000	$13,745	18.3%	$21.31	—	CL A	75615P103
NVGS	NAVIGATOR HOLDINGS LTD	982,900	$9,239	12.3%	$16.63	-33.0%	SHS	Y62132108
JPM	JPMORGAN CHASE & CO	75,000	$7,322	9.7%	$87.53	0.0%	COM	46625H100
—	ALLERGAN PLC	50,000	$6,683	8.9%	$160.43	—	SHS	G0177J108
IRIX	IRIDEX CORP	1,320,000	$6,204	8.2%	$7.87	-36.8%	COM	462684101
C	CITIGROUP INC	100,000	$5,206	6.9%	$49.36	0.0%	COM NEW	172967424
PARR	PAR PACIFIC HOLDINGS INC	325,000	$4,609	6.1%	$18.43	-7.5%	COM NEW	69888T207
CHTR	CHARTER COMMUNICATIONS INC N	15,000	$4,275	5.7%	$305.24	+2.8%	CL A	16119P108
—	QAD INC	80,000	$3,146	4.2%	$36.63	—	CL A	74727D306
CDNA	CAREDX INC	100,000	$2,514	3.3%	$5.35	+379.9%	COM	14167L103
DHX	DHI GROUP INC	1,425,000	$2,166	2.9%	$2.03	-14.8%	COM	23331S100
—	FORESTAR GROUP INC	2,000,000	$1,960	2.6%	$0.89	—	NOTE 3.750% 3/0	346232AB7
—	COMMUNITY BANKERS TR CORP	250,000	$1,805	2.4%	$3.93	—	COM	203612106
XOM	EXXON MOBIL CORP	25,000	$1,705	2.3%	$56.48	-0.2%	COM	30231G102
—	WPX ENERGY INC	150,000	$1,703	2.3%	$11.35	—	COM	98212B103
—	CBS CORP NEW	25,000	$1,093	1.5%	$43.72	—	CL B	124857202
—	TELENAV INC	150,000	$609	0.8%	$5.51	—	COM	879455103
—	HOWARD HUGHES CORP	5,000	$488	0.6%	$111.09	—	COM	44267D107
—	NIELSEN HLDGS PLC	15,000	$350	0.5%	$27.67	—	SHS EUR	G6518L108
—	TUESDAY MORNING CORP	163,709	$278	0.4%	$1.90	—	COM NEW	899035505
AAT	AMERICAN ASSETS TR INC	5,000	$201	0.3%	$40.20	—	COM	024013104