CIK: 0001048703 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Feb 14, 2017
Total Value ($000): $1,740,107 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| SHM | SPDR SER TR NUVN BR SHT MUNI | 1,731,728 | $83,019 | 4.8% | $48.61 | — | COM | 78468R739 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 473,422 | $61,053 | 3.5% | $102.01 | — | COM | 922908751 |
| — | BLACKROCK INCOME TR INC COM | 9,594,578 | $60,734 | 3.5% | $6.50 | — | COM | 09247F100 |
| SPY | SPDR S&P 500 ETF TR TR UNIT | 209,907 | $46,921 | 2.7% | $211.43 | — | COM | 78462F103 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 971,521 | $46,575 | 2.7% | $52.14 | — | COM | 922042874 |
| — | ADAMS DIVERSIFIED EQUITY FD COM | 3,625,483 | $46,080 | 2.6% | $12.42 | — | COM | 006212104 |
| — | LIBERTY ALL STAR EQUITY FD SH BEN INT | 8,401,517 | $43,352 | 2.5% | $5.36 | — | COM | 530158104 |
| — | BLACKROCK CR ALLCTN INC TR COM | 3,247,452 | $42,119 | 2.4% | $12.94 | — | COM | 092508100 |
| — | MORGAN STANLEY TRUSTS INCOME SECS INC | 2,100,937 | $37,691 | 2.2% | $17.66 | — | COM | 61745P874 |
| — | FIRST TR ABERDEEN GLBL OPP FD COM SHS | 3,362,491 | $37,525 | 2.2% | $10.42 | — | COM | 337319107 |
| — | EATON VANCE MUN BD FD COM | 2,870,196 | $35,619 | 2.0% | $12.36 | — | COM | 27827X101 |
| — | GENERAL AMERN INVS INC COM | 1,119,983 | $34,921 | 2.0% | $33.23 | — | COM | 368802104 |
| BND | VANGUARD BD INDEX FD INC TOTAL BND MRKT | 412,420 | $33,319 | 1.9% | $82.71 | — | COM | 921937835 |
| — | TRI CONTL CORP COM | 1,493,414 | $32,930 | 1.9% | $18.94 | — | COM | 895436103 |
| VPL | VANGUARD INTL EQUITY INDEX FD MEGA CAP GRO ETF | 556,309 | $32,333 | 1.9% | $57.34 | — | COM | 922042866 |
| VTI | VANGUARD INDEX FDS TOTAL STK MKT | 245,477 | $28,308 | 1.6% | $102.63 | — | COM | 922908769 |
| — | MFS INTER INCOME TR SH BEN INT | 5,941,205 | $26,379 | 1.5% | $4.64 | — | COM | 55273C107 |
| — | GABELLI EQUITY TRUST | 4,743,862 | $26,186 | 1.5% | $5.68 | — | COM | 362397101 |
| — | MFS INVT GRADE MUN TR SH BEN INT | 2,563,672 | $24,022 | 1.4% | $9.65 | — | COM | 59318B108 |
| SUB | ISHARES SHORT TERM NATIONAL MUNI BOND | 222,000 | $23,326 | 1.3% | $105.07 | — | COM | 464288158 |
| — | BLACKROCK SCIENCE & TECH TR SHS | 1,207,472 | $21,662 | 1.2% | $17.27 | — | COM | 09258G104 |
| — | BLACKROCK INTL GRWTH & INC TR COM BENE INTER | 3,893,447 | $21,453 | 1.2% | $5.87 | — | COM | 092524107 |
| — | NUVEEN NY AMT FREE MUN INCOME COM | 1,665,754 | $21,338 | 1.2% | $13.09 | — | COM | 670656107 |
| BSV | VANGUARD BD INDEX FD INC SHORT TRM BOND | 248,600 | $19,751 | 1.1% | $80.50 | — | COM | 921937827 |
| — | ALLIANZGI EQUITY & CONVERTIB | 1,059,079 | $19,508 | 1.1% | $18.26 | — | COM | 018829101 |
| — | BOULDER GROWTH & INCOME FD INC COM | 2,176,007 | $19,454 | 1.1% | $8.45 | — | COM | 101507101 |
| — | EASTERLY ACQ CORP; TNT ACQ DT: 08/14/2017; CASH: $10.00 | 1,953,091 | $19,238 | 1.1% | $9.76 | — | COM | 27616l102 |
| VGT | VANGUARD WORLD FDS INF TECH ETF | 157,157 | $19,095 | 1.1% | $99.45 | — | COM | 92204A702 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE EMR MKT ETF | 525,755 | $18,812 | 1.1% | $37.72 | — | COM | 922042858 |
| — | HARMONY MERGER ACQ CORP; TNT ACQ DT: 03/31/2017; CASH: $10.20 | 1,850,031 | $18,722 | 1.1% | $9.91 | — | COM | 413247107 |
| — | POWERSHARES VRDO TAX-FREE WEEKLY PORTFOLIO | 750,000 | $18,705 | 1.1% | $24.94 | — | COM | 73936t433 |
| — | MANAGED DURATION INVT GRD FUND COM | 1,400,838 | $18,379 | 1.1% | $13.60 | — | COM | 56165r103 |
| — | FIRST TR ENHANCED EQTY INC FD COM | 1,349,895 | $18,237 | 1.0% | $12.90 | — | COM | 337318109 |
| — | BLACKROCK CORE BD TR SHS BEN INT | 1,378,397 | $17,933 | 1.0% | $13.11 | — | COM | 09249E101 |
| EWC | ISHARES MSCI CDA ETF | 685,391 | $17,923 | 1.0% | $25.67 | — | COM | 464286509 |
| — | NUVEEN DIVID ADVANTAGE MUN FD COM | 1,246,982 | $17,408 | 1.0% | $15.07 | — | COM | 67066V101 |
| VEU | VANGUARD INTL EQUITY INDEX FD ALLWRLD EX US | 393,007 | $17,363 | 1.0% | $46.07 | — | COM | 922042775 |
| — | JAPAN SMALLER CAPTLZTN FD INC COM | 1,756,571 | $17,080 | 1.0% | $9.58 | — | COM | 47109U104 |
| — | FEDERATED PREM INTR MUN INC FD COM | 1,342,387 | $16,995 | 1.0% | $13.14 | — | COM | 31423M105 |
| XMUIX | BLACKROCK MUNI INTER DR FD INC COM | 1,183,302 | $16,330 | 0.9% | $14.17 | — | COM | 09253X102 |
| — | MADISON STRTG SECTOR PREM FD COM | 1,372,764 | $16,322 | 0.9% | $11.36 | — | COM | 558268108 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 1,704,733 | $16,093 | 0.9% | $9.58 | — | COM | 26432k108 |
| — | LAZARD WORLD DIVID & INCOME FD COM | 1,496,935 | $14,835 | 0.9% | $9.91 | — | COM | 521076109 |
| EWJ | ISHARES MSCI JAPAN ETF | 301,717 | $14,742 | 0.8% | $48.86 | — | COM | 46434G822 |
| — | SWISS HELVETIA FD INC COM | 1,442,536 | $14,728 | 0.8% | $12.53 | — | COM | 870875101 |
| — | GABELLI DIVD & INCOME TR COM | 733,782 | $14,705 | 0.8% | $18.58 | — | COM | 36242H104 |
| — | WESTERN ASSET CLYM INFL OPP IN COM | 1,303,539 | $14,521 | 0.8% | $11.72 | — | COM | 95766R104 |
| — | ASIA PAC FD INC COM | 1,415,051 | $13,754 | 0.8% | $10.90 | — | COM | 044901106 |
| LII | LENNOX INTL INC COM | 87,294 | $13,371 | 0.8% | $54.01 | +153.5% | COM | 526107107 |
| — | VIRTUS GLOBAL DIVIDEND & INCOME FUND | 1,054,264 | $12,693 | 0.7% | $12.04 | — | COM | 92835W107 |
| — | MADISON CVRED CALL & EQ STR FD COM | 1,637,086 | $12,606 | 0.7% | $7.57 | — | COM | 557437100 |
| — | ZWEIG FD COM NEW | 999,223 | $12,080 | 0.7% | $13.06 | — | COM | 989834205 |
| — | BLACKROCK ENH CAP & INC FD INC COM | 876,207 | $12,013 | 0.7% | $13.71 | — | COM | 09256A109 |
| — | QUINPARIO ACQ CORP; TNT ACQ DT: 02/13/2017; CASH: $10.00 | 1,201,650 | $11,956 | 0.7% | $9.90 | — | COM | 74874u101 |
| — | NUVEEN ENHANCED MUN CREDIT OPP COM SH BEN INT | 845,309 | $11,953 | 0.7% | $13.00 | — | COM | 67070X101 |
| — | COHEN & STEERS INFRASTRUCTURE COM | 592,716 | $11,475 | 0.7% | $21.15 | — | COM | 19248A109 |
| — | BLACKROCK GLOBAL OPP EQTY TR COM | 990,536 | $11,461 | 0.7% | $12.99 | — | COM | 092501105 |
| — | NUVEEN AMT-FREE MUN INCOME FD COM | 819,160 | $10,928 | 0.6% | $14.53 | — | COM | 670657105 |
| — | INVESCO PA VALUE MUN INCOME TR COM | 849,420 | $10,329 | 0.6% | $12.31 | — | COM | 46132K109 |
| — | NEW IRELAND FUND INC COM | 861,233 | $10,309 | 0.6% | $12.57 | — | COM | 645673104 |
| — | VIRTUS GLOBAL MULTI-SECTOR INCOME FUND | 660,031 | $10,118 | 0.6% | $15.14 | — | COM | 92829b101 |
| — | ELECTRUM SPECIAL ACQ CORP; TNT ACT DT: 6/30/2017; CASH: $10.00 | 946,765 | $9,373 | 0.5% | $9.84 | — | COM | G3105C104 |
| — | CAPITAL ACQ CORP III; TNT ACQ DT: 10/19/2017; CASH: $10.00 | 927,876 | $9,232 | 0.5% | $9.73 | — | COM | 14055m106 |
| — | TEKLA HEALTHCARE OPPORTUNIT FD SHS | 577,056 | $8,956 | 0.5% | $17.39 | — | COM | 879105104 |
| — | GABELLI HLTHCARE & WELLNESS TR SHS | 949,162 | $8,956 | 0.5% | $10.95 | — | COM | 36246K103 |
| — | BLACKROCK MUNIYLD MICH QLTY FD COM | 645,604 | $8,774 | 0.5% | $13.65 | — | COM | 09254V105 |
| BLV | VANGUARD BD INDEX FD INC LONG TERM BOND | 97,570 | $8,696 | 0.5% | $98.02 | — | COM | 921937793 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 967,458 | $8,659 | 0.5% | $9.15 | — | COM | 18914e106 |
| — | ALLIANZGI NFJ DIVID INT & PREM COM | 670,792 | $8,459 | 0.5% | $12.28 | — | COM | 01883a107 |
| — | NEW GERMANY FD INC COM | 645,890 | $8,442 | 0.5% | $14.77 | — | COM | 644465106 |
| — | NUVEEN DOW 30 DYN OVERWRITE SHS | 538,637 | $8,080 | 0.5% | $14.17 | — | COM | 67075F105 |
| IEV | ISHARES TR EUROPE ETF | 208,185 | $8,080 | 0.5% | $38.81 | — | COM | 464287861 |
| — | VOYA INFRASTRUCTURE INDUSTRIALS | 614,797 | $7,980 | 0.5% | $13.45 | — | COM | 92912X101 |
| — | VANGUARD INTERMEDIATE TERM GOVT BD ETF | 122,775 | $7,848 | 0.5% | $66.83 | — | COM | 92206c706 |
| — | NUVEEN CORE EQUITY ALPHA FUND COM | 590,675 | $7,726 | 0.4% | $13.64 | — | COM | 67090X107 |
| — | NUVEEN INT DUR QUAL MUN TRM FD COM | 627,829 | $7,722 | 0.4% | $12.20 | — | COM | 670677103 |
| — | BARINGTON/HILCO ACQ CORP; TNT ACQ DT: 02/26/2017; CASH: $10.16 | 755,868 | $7,680 | 0.4% | $9.98 | — | COM | 06759v101 |
| ACWX | ISHARES TR MSCI ACWI EX US | 189,726 | $7,640 | 0.4% | $39.33 | — | COM | 464288240 |
| — | HENNESSY CAPITAL ACQ CORP II; TNT ACQ DT: 08/14/2017; CASH: $10.00 | 750,975 | $7,570 | 0.4% | $9.88 | — | COM | 42588j100 |
| — | EATON VANCE MUN BD FD II COM | 590,185 | $7,259 | 0.4% | $12.50 | — | COM | 27827K109 |
| — | M III ACQ CORP; TNT ACQ DT: 07/07/2018; CASH: $10.00 | 707,950 | $6,903 | 0.4% | $9.75 | — | COM | 55378T104 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND INC | 866,047 | $6,378 | 0.4% | $7.45 | — | COM | 00306J109 |
| — | HANCOCK JOHN INCOME SECS TR COM | 406,847 | $5,703 | 0.3% | $14.02 | — | COM | 410123103 |
| — | JENSYN ACQ CORP; TNT ACQ DT: 3/23/2018; CASH: $10.35 | 536,575 | $5,457 | 0.3% | $10.04 | — | COM | 47632b102 |
| — | NUVEEN ENHANCED AMT FREE MUNI COM | 353,419 | $5,110 | 0.3% | $15.20 | — | COM | 67071L106 |
| — | ALLIANCEBERNSTEIN NATL MUNI IN COM | 359,570 | $4,754 | 0.3% | $13.45 | — | COM | 01864u106 |
| — | NUVEEN OHIO QUALITY INCOME MUN COM | 312,779 | $4,545 | 0.3% | $15.14 | — | COM | 670980101 |
| — | EUROPEAN EQUITY FUND COM | 559,301 | $4,318 | 0.2% | $7.39 | — | COM | 298768102 |
| — | GP INVESTMENTS ACQ CORP;TNT ACQ DT:05/26/17;CASH: $10.00 | 413,825 | $4,097 | 0.2% | $9.90 | — | COM | g40357124 |
| — | VOYA GLBL EQTY DIV & PREM OPP COM | 537,430 | $3,644 | 0.2% | $7.20 | — | COM | 92912T100 |
| — | WELLS FARGO GLOBAL DIVIDEND OP WF GLOBAL OPPTY | 655,100 | $3,570 | 0.2% | $5.95 | — | COM | 94987C103 |
| — | MACQUARIE GLBL INFRA TOTL RETN COM | 175,447 | $3,462 | 0.2% | $19.54 | — | COM | 55608D101 |
| XXCHNXX | CHINA FD INC COM | 224,097 | $3,373 | 0.2% | $19.87 | — | COM | 169373107 |
| — | INVESCO BD FD COM | 172,991 | $3,199 | 0.2% | $18.15 | — | COM | 46132L107 |
| — | VOYA GLOBAL ADVANTAGE AND PREMIUM OPP | 313,778 | $3,084 | 0.2% | $9.83 | — | COM | 92912R104 |
| — | EATON VANCE TX ADV GLBL DIV FD COM | 217,072 | $3,054 | 0.2% | $14.07 | — | COM | 27828s101 |
| — | ALPINE GLOBAL DYNAMIC DIVD FD COM NEW | 332,698 | $2,918 | 0.2% | $8.60 | — | COM | 02082E205 |
| — | ABERDEEN SINGAPORE FD INC COM | 334,882 | $2,900 | 0.2% | $12.60 | — | COM | 003244100 |
| — | INVESCO MUN TR COM | 223,267 | $2,737 | 0.2% | $12.18 | — | COM | 46131J103 |
| — | COHEN & STEERS GLOBAL INC BLDR COM | 317,667 | $2,710 | 0.2% | $8.59 | — | COM | 19248M103 |
| — | EATON VANCE ENHANCED EQ INC FD COM | 217,760 | $2,700 | 0.2% | $12.40 | — | COM | 278274105 |
| — | VOYA EMERGING MKTS HIGH DIV EQ FD | 359,442 | $2,678 | 0.2% | $9.67 | — | COM | 92912P108 |
| — | VANECK VECTORS ETF TR AMT FREE SHORT M | 154,443 | $2,664 | 0.2% | $17.47 | — | COM | 92189f528 |
| — | CF ACQ CORP; TNT ACQ DT: 5/19/2018; CASH $10.00 | 231,400 | $2,295 | 0.1% | $9.79 | — | COM | g20307107 |
| — | DOUBLE EAGLE ACQ CORP; TNT ACQ DT: 9/25/17; CASH $10.00 | 221,850 | $2,196 | 0.1% | $9.80 | — | COM | g28195124 |
| EEM | ISHARES TR MSCI EMG MKT ETF | 60,980 | $2,135 | 0.1% | $34.00 | — | COM | 464287234 |
| — | TEMPLETON EMERGING MKTS FD INC COM | 173,192 | $2,094 | 0.1% | $14.17 | — | COM | 880191101 |
| — | MORGAN STANLEY ASIA PAC FD INC COM | 127,650 | $1,723 | 0.1% | $15.45 | — | COM | 61744U106 |
| — | MORGAN STANLEY EMER MKTS FD COM | 129,482 | $1,707 | 0.1% | $14.60 | — | COM | 61744G107 |
| XFDEX | FIRST TR DYNAMIC EUROPE EQT FD COM SHS | 105,104 | $1,631 | 0.1% | $16.00 | — | COM | 33740D107 |
| — | BLACKROCK NY MUNI INC QLTY TR COM | 122,601 | $1,607 | 0.1% | $12.96 | — | COM | 09249U105 |
| — | EATON VANCE TX MGD DIV EQ INCM COM | 153,950 | $1,593 | 0.1% | $10.35 | — | COM | 27828N102 |
| — | DEUTSCHE HIGH INCOME OPPORT FD COM | 105,000 | $1,513 | 0.1% | $13.06 | — | COM | 25158y102 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 39,399 | $1,440 | 0.1% | $36.13 | — | COM | 921943858 |
| — | EATON VANCE MI MUNI INCOME TR SH BEN INT | 106,247 | $1,364 | 0.1% | $12.33 | — | COM | 27826D106 |
| — | GLOBAL PARTNER ACQ CORP; TNT ACQ DT: 8/14/2017; CASH: $10.00 | 114,955 | $1,143 | 0.1% | $9.82 | — | COM | 37954x105 |
| — | MORGAN STANLEY INDIA INVS FD COM | 44,217 | $1,133 | 0.1% | $26.68 | — | COM | 61745C105 |
| — | ROYCE VALUE TR INC COM | 83,831 | $1,122 | 0.1% | $11.72 | — | COM | 780910105 |
| — | VIRTUS TOTAL RETURN FUND | 248,315 | $1,110 | 0.1% | $4.74 | — | COM | 92829a103 |
| — | BOULEVARD ACQ CORP II; TNT ACQ DT: 1/8/18 CASH; $10.00 | 109,200 | $1,080 | 0.1% | $9.75 | — | COM | 10157q102 |
| — | INVESCO VALUE MUN INCOME TR COM | 72,685 | $1,063 | 0.1% | $15.48 | — | COM | 46132P108 |
| — | EATON VANCE PA MUNI INCOME TR SH BEN INT | 83,363 | $1,010 | 0.1% | $11.81 | — | COM | 27826T101 |
| — | VOYA ASIA PAC DIVID EQUITY IN COM | 113,299 | $987 | 0.1% | $10.33 | — | COM | 92912J102 |
| — | KLR ENERGY ACQ CORP; TNT ACQ DT: 3/11/2018; CASH: $10.40 | 93,451 | $970 | 0.1% | $10.11 | — | COM | 49877m108 |
| — | JPMORGAN CHINA REGION FD INC COM | 55,983 | $872 | 0.1% | $15.20 | — | COM | 48126T104 |
| — | ABERDEEN LATIN AMER EQTY FD COM | 38,218 | $756 | 0.0% | $29.51 | — | COM | 00306K106 |
| — | GUGGENHEIM BUILD AMERICA BONDS MANAGED DURATION TRUST | 35,250 | $755 | 0.0% | $21.42 | — | COM | 401664107 |
| — | GABELLI GLB SML & MD CP VAL TR COM | 70,890 | $751 | 0.0% | $10.56 | — | COM | 36249W104 |
| — | DREYFUS MUN BD INFRSTRCTR FD SHS | 61,155 | $749 | 0.0% | $12.39 | — | COM | 26203D101 |
| — | NUVEEN SELECT TAX FREE INCM PT SH BEN INT | 53,128 | $707 | 0.0% | $13.31 | — | COM | 67063C106 |
| — | INVESCO TR INVT GRADE MUNS COM | 55,263 | $705 | 0.0% | $12.76 | — | COM | 46131M106 |
| — | TEMPLETON DRAGON FD INC COM | 42,555 | $697 | 0.0% | $25.17 | — | COM | 88018T101 |
| — | BLACKROCK MUNI NY INT DUR FD | 50,303 | $683 | 0.0% | $13.58 | — | COM | 09255F109 |
| — | INVESCO ADVANTAGE MUNICIPAL IN SH BEN INT | 60,263 | $674 | 0.0% | $11.18 | — | COM | 46132E103 |
| — | EATON VANCE OH MUNI INCOME TR SH BEN INT | 43,410 | $589 | 0.0% | $13.31 | — | COM | 27826G109 |
| XENWX | EATON VANCE NEW YORK MUN BD FD COM | 47,519 | $584 | 0.0% | $12.29 | — | COM | 27827Y109 |
| — | NUVEEN SELECT TAX FREE INCM 3 SH BEN INT | 39,025 | $553 | 0.0% | $14.17 | — | COM | 67063X100 |
| — | PUTNAM MANAGED MUN INCOM TR COM | 73,251 | $518 | 0.0% | $7.07 | — | COM | 746823103 |
| — | WESTERN ASSET GLOBAL CP DEFINE COM | 29,475 | $505 | 0.0% | $17.13 | — | COM | 95790C107 |
| — | JM GLOBAL ACQ CORP; TNT ACT DT: 8/14/2017; CASH:$10.00 | 45,775 | $451 | 0.0% | $9.81 | — | COM | 46590H101 |
| — | M I ACQ CORP; TNT ACQ DT: 09/15/2018; CASH: $10.38 | 43,700 | $437 | 0.0% | $10.00 | — | COM | 55304a104 |
| — | PACHOLDER HIGH YIELD FD INC COM | 56,032 | $403 | 0.0% | $7.01 | — | COM | 693742108 |
| — | INVESCO TRUST FOR INVESTMENT GRADE NEW YORK MUNICIPALS | 29,600 | $393 | 0.0% | $13.28 | — | COM | 46131t101 |
| NOVT | NOVANTA INC | 15,342 | $322 | 0.0% | $14.96 | +27.3% | COM | 67000B104 |
| — | INVESCO QUALITY MUNI INC TRST COM | 24,199 | $300 | 0.0% | $11.91 | — | COM | 46133G107 |
| VOO | VANGUARD INDEX FDS S&P 500 ETF SH | 733,991 | $258 | 0.0% | $168.08 | — | COM | 922908363 |
| — | EATON VANCE PA MUN BD FD COM | 18,000 | $227 | 0.0% | $12.61 | — | COM | 27828W102 |
| — | NEUBERGER BERMAN NY INTMD MU | 17,155 | $215 | 0.0% | $12.53 | — | COM | 64124k102 |
| — | PUTNAM MUN OPPORTUNITIES TR SH BEN INT | 17,324 | $207 | 0.0% | $11.71 | — | COM | 746922103 |