CIK: 0001048703 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 15, 2017
Total Value ($000): $1,934,918 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD INDEX FDS S&P 500 ETF | 846,953 | $183,238 | 9.5% | $174.52 | — | COM | 922908363 |
| SHM | SPDR SERIES TRUST NUVN BR SHT MUNI ETF | 2,216,055 | $107,346 | 5.5% | $48.58 | — | COM | 78468R739 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 504,946 | $67,299 | 3.5% | $103.96 | — | COM | 922908751 |
| SPY | SPDR S&P 500 ETF | 279,656 | $65,926 | 3.4% | $217.49 | — | COM | 78462F103 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 1,192,533 | $61,499 | 3.2% | $52.04 | — | COM | 922042874 |
| — | BLACKROCK INCOME TR | 9,579,236 | $59,295 | 3.1% | $6.50 | — | COM | 09247F100 |
| — | ADAMS EXPRESS CO | 3,549,380 | $48,804 | 2.5% | $12.42 | — | COM | 006212104 |
| — | LIBERTY ALL STAR EQUITY FD | 8,036,686 | $43,880 | 2.3% | $5.36 | — | COM | 530158104 |
| — | BLACKROCK CR ALLCTN INC TR | 3,219,924 | $42,374 | 2.2% | $12.94 | — | COM | 092508100 |
| — | EATON VANCE MUN BD FD | 3,334,051 | $41,842 | 2.2% | $12.39 | — | COM | 27827X101 |
| — | MORGAN STANLEY TRUSTS INCOME SECS | 2,207,518 | $39,470 | 2.0% | $17.67 | — | COM | 61745P874 |
| — | FIRST TRUST ABERDEEN GLOBAL | 3,354,364 | $38,978 | 2.0% | $10.42 | — | COM | 337319107 |
| VPL | VANGUARD INTL EQUITY INDEX FD MEGA CAP GRO ETF | 589,726 | $37,318 | 1.9% | $57.68 | — | COM | 922042866 |
| VTI | VANGUARD US TOTAL STOCK MKT ETF | 264,046 | $32,034 | 1.7% | $103.95 | — | COM | 922908769 |
| BND | VANGUARD TOTAL BOND ETF | 394,446 | $31,982 | 1.7% | $82.71 | — | COM | 921937835 |
| — | TRI CONTL CORP | 1,283,204 | $29,668 | 1.5% | $18.94 | — | COM | 895436103 |
| — | MFS INVT GRADE MUN TR | 2,688,646 | $25,919 | 1.3% | $9.65 | — | COM | 59318B108 |
| SUB | ISHARES TR SHRT NAT MUN ETF | 241,697 | $25,521 | 1.3% | $105.11 | — | COM | 464288158 |
| — | MFS INTER INCOME TR | 5,802,501 | $25,009 | 1.3% | $4.64 | — | COM | 55273C107 |
| — | BLACKROCK SCIENCE & TECHNOLOGY TRUST | 1,171,094 | $24,780 | 1.3% | $17.27 | — | COM | 09258G104 |
| — | GENERAL AMERN INVS | 709,489 | $23,775 | 1.2% | $33.23 | — | COM | 368802104 |
| — | NUVEEN NY AMT-FREE MUN INCOME | 1,781,809 | $23,128 | 1.2% | $13.09 | — | COM | 670656107 |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX ETF | 164,816 | $22,354 | 1.2% | $101.14 | — | COM | 92204A702 |
| — | BLACKROCK INTL GRWTH & INC TR | 3,809,371 | $22,056 | 1.1% | $5.87 | — | COM | 092524107 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US ETF | 453,296 | $21,681 | 1.1% | $46.30 | — | COM | 922042775 |
| EWC | ISHARES MSCI CDA ETF | 788,341 | $21,191 | 1.1% | $25.83 | — | COM | 464286509 |
| — | POWERSHARES ETF TR II WK VRDO | 842,920 | $21,006 | 1.1% | $24.94 | — | COM | 73936t433 |
| BSV | VANGUARD SHORT-TERM BOND ETF | 251,950 | $20,085 | 1.0% | $80.49 | — | COM | 921937827 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE ETF | 501,902 | $19,936 | 1.0% | $37.72 | — | COM | 922042858 |
| — | FEDERATED PREMIER INT MUNI | 1,481,655 | $19,499 | 1.0% | $13.14 | — | COM | 31423M105 |
| — | ALLIANZGI EQUITY & CONVERTIB | 998,201 | $19,265 | 1.0% | $18.26 | — | COM | 018829101 |
| — | FIRST TR ENHANCED EQTY INC FD | 1,308,274 | $18,891 | 1.0% | $12.90 | — | COM | 337318109 |
| — | ASIA PAC FD | 1,539,013 | $18,822 | 1.0% | $11.00 | — | COM | 044901106 |
| — | MANAGED DURATION INVESTMENT GR | 1,414,845 | $18,676 | 1.0% | $13.60 | — | COM | 56165r103 |
| — | NUVEEN AMT-FREE MUN INCOME FD | 1,395,787 | $18,648 | 1.0% | $14.05 | — | COM | 670657105 |
| — | JAPAN SMALLER CAPTLZTN FD | 1,691,875 | $18,340 | 0.9% | $9.58 | — | COM | 47109U104 |
| — | BLACKROCK CORE BD TR | 1,357,655 | $18,125 | 0.9% | $13.11 | — | COM | 09249E101 |
| — | LAZARD WORLD DIVID & INCOME FD | 1,663,087 | $17,712 | 0.9% | $9.99 | — | COM | 521076109 |
| — | GABELLI EQUITY TRUST | 2,926,290 | $17,470 | 0.9% | $5.68 | — | COM | 362397101 |
| — | MADISON STRATEGIC SECTR PREM | 1,372,665 | $16,747 | 0.9% | $11.36 | — | COM | 558268108 |
| — | SWISS HELVETIA FD INC | 1,413,182 | $16,393 | 0.8% | $12.53 | — | COM | 870875101 |
| XMUIX | BLACKROCK MUNI INTERM DURATI | 1,173,449 | $16,252 | 0.8% | $14.17 | — | COM | 09253X102 |
| — | MADISON/CLAYMORE COVERED CAL | 1,990,347 | $15,982 | 0.8% | $7.66 | — | COM | 557437100 |
| — | HARMONY MERGER CORP | 1,528,800 | $15,609 | 0.8% | $9.91 | — | COM | 413247107 |
| EWJ | ISHARES INC MSCI JPN ETF | 302,902 | $15,599 | 0.8% | $48.86 | — | COM | 46434G822 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 1,659,141 | $15,281 | 0.8% | $9.58 | — | COM | 26432k108 |
| LII | LENNOX INTL INC | 87,249 | $14,597 | 0.8% | $54.01 | +169.0% | COM | 526107107 |
| — | BLACKROCK ENH CAP & INC FD I | 1,018,823 | $14,590 | 0.8% | $13.80 | — | COM | 09256A109 |
| — | WESTERN ASSET CLYM INFL OPP IN | 1,280,864 | $14,307 | 0.7% | $11.72 | — | COM | 95766R104 |
| — | NUVEEN DIVID ADVANTAGE MUN FD | 1,014,472 | $13,888 | 0.7% | $15.07 | — | COM | 67066V101 |
| — | VAN KAMP PENN VAL MUNI INCOM | 1,059,688 | $12,896 | 0.7% | $12.28 | — | COM | 46132K109 |
| — | VANGUARD SCOTTSDALE FDS INT-TERM CORP | 144,755 | $12,504 | 0.6% | $86.38 | — | COM | 92206c870 |
| — | EASTERLY ACQUISITION CORP | 1,248,616 | $12,435 | 0.6% | $9.76 | — | COM | 27616l102 |
| — | M III ACQUISITION CORP | 1,256,642 | $12,315 | 0.6% | $9.77 | — | COM | 55378T104 |
| — | NEW IRELAND FUND INC | 946,034 | $11,977 | 0.6% | $12.58 | — | COM | 645673104 |
| — | QUINPARIO ACQ CORP | 1,141,400 | $11,380 | 0.6% | $9.90 | — | COM | 74874u101 |
| — | BLACKROCK GLOBAL OPPORTUNITIES EQUITY TRST | 875,661 | $10,858 | 0.6% | $12.99 | — | COM | 092501105 |
| — | NEW GERMANY FD INC | 704,809 | $10,410 | 0.5% | $14.77 | — | COM | 644465106 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 998,858 | $10,278 | 0.5% | $9.19 | — | COM | 18914e106 |
| — | NUVEEN CORE EQUITY ALPHA FUND | 675,996 | $9,417 | 0.5% | $13.67 | — | COM | 67090X107 |
| — | GABELLI HLTHCARE & WELLNESS TR | 934,671 | $9,337 | 0.5% | $10.95 | — | COM | 36246K103 |
| — | BLACKROCK MUNIYLD MICH QLTY FD | 670,618 | $9,120 | 0.5% | $13.65 | — | COM | 09254V105 |
| — | ALLIANCE NATIONAL MUNI | 658,664 | $8,813 | 0.5% | $13.42 | — | COM | 01864u106 |
| BLV | VANGUARD LONG-TERM BOND ETF | 95,300 | $8,581 | 0.4% | $98.02 | — | COM | 921937793 |
| — | EATON VANCE MUN BD FD II | 692,486 | $8,504 | 0.4% | $12.47 | — | COM | 27827K109 |
| — | NFJ DVD INTEREST & PR STRAT | 632,656 | $8,155 | 0.4% | $12.28 | — | COM | 01883a107 |
| — | STELLAR ACQUISITION III INC | 808,943 | $8,130 | 0.4% | $10.05 | — | COM | y8172w107 |
| — | KOREA EQUITY FD | 887,871 | $7,796 | 0.4% | $8.78 | — | COM | 50063B104 |
| — | BARINGTON HILCO ACQUISITION | 751,568 | $7,666 | 0.4% | $9.98 | — | COM | 06759v101 |
| — | BOULDER GROWTH & INCOME FD I | 822,281 | $7,647 | 0.4% | $8.45 | — | COM | 101507101 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND | 947,582 | $7,543 | 0.4% | $7.50 | — | COM | 00306J109 |
| — | NUVEEN INT DUR QUAL MUN TRM FD | 554,940 | $7,170 | 0.4% | $12.20 | — | COM | 670677103 |
| — | NUVEEN OHIO QUALITY INC MUNI | 478,303 | $7,074 | 0.4% | $15.02 | — | COM | 670980101 |
| ACWX | ISHARES MSCI ACWI EX US ETF | 144,833 | $6,318 | 0.3% | $39.33 | — | COM | 464288240 |
| — | TEKLA HEALTHCARE OPPORTUNITIES | 351,143 | $6,110 | 0.3% | $17.39 | — | COM | 879105104 |
| — | JENSYN ACQ CORP | 568,975 | $5,832 | 0.3% | $10.05 | — | COM | 47632b102 |
| — | JOHN HANCOCK INCOME SECS TR | 363,041 | $5,133 | 0.3% | $14.02 | — | COM | 410123103 |
| — | NUVEEN DIV ADV MUNI FD 3 | 348,806 | $5,019 | 0.3% | $13.00 | — | COM | 67070X101 |
| — | VIRTUS GLOBAL MULTI-SECTOR INCOME FUND | 306,029 | $4,952 | 0.3% | $15.14 | — | COM | 92829b101 |
| — | NUVEEN DOW30 DYNAMIC OVERWRITE FUND | 316,150 | $4,948 | 0.3% | $14.17 | — | COM | 67075F105 |
| — | EUROPEAN EQUITY FUND | 518,500 | $4,314 | 0.2% | $7.39 | — | COM | 298768102 |
| — | VOYA GLOBAL EQUITY DIVIDEND & PREM OPP FD | 529,270 | $3,885 | 0.2% | $7.20 | — | COM | 92912T100 |
| XXCHNXX | CHINA FD INC | 223,032 | $3,706 | 0.2% | $19.87 | — | COM | 169373107 |
| — | ABERDEEN SINGAPORE FUND | 321,067 | $3,435 | 0.2% | $12.60 | — | COM | 003244100 |
| — | MACQUARIE GLBL INFRA TOTL RETN | 144,498 | $3,302 | 0.2% | $19.54 | — | COM | 55608D101 |
| — | VOYA GLBL ADV & PREM OPP FD | 314,623 | $3,297 | 0.2% | $9.83 | — | COM | 92912R104 |
| — | WELLS FARGO ADVANTAGE GLOBAL | 530,246 | $3,086 | 0.2% | $5.95 | — | COM | 94987C103 |
| — | VOYA EMERGING MKTS HIGH DIV EQ FD | 342,277 | $2,957 | 0.2% | $9.67 | — | COM | 92912P108 |
| — | EATON VANCE ENHANCED EQ INC | 212,360 | $2,784 | 0.1% | $12.40 | — | COM | 278274105 |
| — | VANECK VECTORS ETF TR AMT FREE SHORT | 154,443 | $2,695 | 0.1% | $17.47 | — | COM | 92189f528 |
| — | COHEN & STEERS GLOBAL INC BLDR | 285,336 | $2,614 | 0.1% | $8.59 | — | COM | 19248M103 |
| — | INVESCO MUN TR | 197,580 | $2,476 | 0.1% | $12.18 | — | COM | 46131J103 |
| — | VANGUARD INTERMEDIATE TERM GOVT BD ETF | 38,115 | $2,451 | 0.1% | $66.83 | — | COM | 92206c706 |
| — | TEMPLETON EMERGING MKTS FD | 173,822 | $2,437 | 0.1% | $14.17 | — | COM | 880191101 |
| — | ALPINE GLOBAL DYNAMIC DIVIDEND FUND | 215,489 | $2,103 | 0.1% | $8.60 | — | COM | 02082E205 |
| — | BLACKROCK NY INS MUN | 159,399 | $2,090 | 0.1% | $13.00 | — | COM | 09249U105 |
| — | MORGAN STANLEY EMER MKTS FD | 138,117 | $2,037 | 0.1% | $14.61 | — | COM | 61744G107 |
| — | MORGAN STANLEY ASIA PAC FD | 119,849 | $1,840 | 0.1% | $15.45 | — | COM | 61744U106 |
| — | DWS HIGH INCOME OPPORTUNITIES | 105,000 | $1,538 | 0.1% | $13.06 | — | COM | 25158y102 |
| XMHIX | PIONEER MUN HIGH INCOME TR | 131,201 | $1,525 | 0.1% | $11.62 | — | COM | 723763108 |
| — | INVESCO BD FD | 79,322 | $1,502 | 0.1% | $18.15 | — | COM | 46132L107 |
| — | EATON VANCE TX ADV GLBL DIV | 87,731 | $1,375 | 0.1% | $14.07 | — | COM | 27828s101 |
| — | MORGAN STANLEY INDIA INVS FD | 43,547 | $1,373 | 0.1% | $26.68 | — | COM | 61745C105 |
| — | EATON VANCE MI MUNI INCOME TR | 103,735 | $1,350 | 0.1% | $12.33 | — | COM | 27826D106 |
| — | JPMORGAN CHINA REGION FUND | 72,323 | $1,326 | 0.1% | $15.91 | — | COM | 48126T104 |
| IEV | ISHARES TR EUROPE ETF | 30,325 | $1,269 | 0.1% | $38.81 | — | COM | 464287861 |
| — | VIRTUS GLOBAL DIVIDEND & INCOME FUND | 103,381 | $1,214 | 0.1% | $12.04 | — | COM | 92835W107 |
| — | INVESCO VALUE MUN INCOME TR | 81,685 | $1,192 | 0.1% | $15.39 | — | COM | 46132P108 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 29,498 | $1,159 | 0.1% | $36.13 | — | COM | 921943858 |
| — | ROYCE VALUE TR INC | 82,256 | $1,152 | 0.1% | $11.72 | — | COM | 780910105 |
| — | VOYA ASIA PACIFIC HIGH DIVIDEND | 113,299 | $1,149 | 0.1% | $10.33 | — | COM | 92912J102 |
| — | ZWEIG FD | 101,601 | $1,130 | 0.1% | $13.06 | — | COM | 989834205 |
| — | EATON VANCE PA MUNI INCOME TR | 83,363 | $1,005 | 0.1% | $11.81 | — | COM | 27826T101 |
| — | NUVEEN DIVID ADVANTAGE MUN INC | 68,317 | $999 | 0.1% | $15.20 | — | COM | 67071L106 |
| — | GABELLI DIVD & INCOME TR | 43,423 | $906 | 0.0% | $18.58 | — | COM | 36242H104 |
| — | ABERDEEN LATIN AMER EQTY FD | 37,843 | $890 | 0.0% | $29.51 | — | COM | 00306K106 |
| XOM | EXXON MOBIL CORP | 10,668 | $875 | 0.0% | $56.11 | 0.0% | COM | 30231G102 |
| XENWX | EATON VANCE NEW YORK MUN BD | 66,417 | $820 | 0.0% | $12.31 | — | COM | 27827Y109 |
| — | GABELLI GLOBAL SMALL & M | 70,974 | $808 | 0.0% | $10.56 | — | COM | 36249W104 |
| — | TEMPLETON DRAGON FD INC | 42,115 | $791 | 0.0% | $25.17 | — | COM | 88018T101 |
| — | NUVEEN SELECT TAX FREE INCM SH | 57,255 | $768 | 0.0% | $13.32 | — | COM | 67063C106 |
| EEM | ISHARES MSCI EMERGING MKT INDEX ETF | 18,760 | $739 | 0.0% | $34.00 | — | COM | 464287234 |
| — | BLACKROCK MUNI N Y INTER DUR | 52,557 | $723 | 0.0% | $13.59 | — | COM | 09255F109 |
| — | INVESCO TR INVT GRADE MUNS | 55,263 | $718 | 0.0% | $12.76 | — | COM | 46131M106 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 54,855 | $695 | 0.0% | $12.39 | — | COM | 26203D101 |
| STZ | CONSTELLATION BRANDS INC-A | 4,240 | $687 | 0.0% | $135.96 | 0.0% | COM | 21036P108 |
| — | M I ACQUISITIONS INC | 67,925 | $679 | 0.0% | $10.00 | — | COM | 55304a104 |
| — | INVESCO ADVANTAGE MUNICIPAL | 60,263 | $675 | 0.0% | $11.18 | — | COM | 46132E103 |
| — | EATON VANCE OH MUNICIPAL | 43,818 | $595 | 0.0% | $13.31 | — | COM | 27826G109 |
| — | NUVEEN SELECT TAX FREE INCM SH | 41,221 | $586 | 0.0% | $14.17 | — | COM | 67063X100 |
| — | WESTERN ASSET MUN HI INCM FD | 80,884 | $585 | 0.0% | $7.23 | — | COM | 95766N103 |
| — | EATON VANCE CA MUNI INCOME TR | 45,269 | $555 | 0.0% | $12.26 | — | COM | 27826F101 |
| — | WESTERN ASSET GLOBAL CP DEFI | 29,475 | $513 | 0.0% | $17.13 | — | COM | 95790C107 |
| — | PACHOLDER HIGH YIELD FUND, INC | 63,908 | $493 | 0.0% | $7.10 | — | COM | 693742108 |
| — | JM GLOBAL ACQ CORP | 45,775 | $456 | 0.0% | $9.81 | — | COM | 46590H101 |
| IEI | ISHARES 3-7 YR TR BD ETF | 3,700 | $455 | 0.0% | $122.97 | — | COM | 464288661 |
| — | CONSTELLATION BRANDS INC-B | 2,696 | $438 | 0.0% | $162.46 | — | COM | 21036p207 |
| NOVT | NOVANTA INC | 15,342 | $407 | 0.0% | $14.96 | +63.1% | COM | 67000B104 |
| HD | HOME DEPOT INC | 2,741 | $402 | 0.0% | $114.37 | 0.0% | COM | 437076102 |
| — | INVESCO TR INVT GRADE NY MUN | 29,600 | $399 | 0.0% | $13.28 | — | COM | 46131t101 |
| DIS | DISNEY WALT CO COM DISNEY | 2,944 | $382 | 0.0% | $103.01 | 0.0% | COM | 254687106 |
| KMB | KIMBERLY CLARK CORP | 2,697 | $355 | 0.0% | $92.60 | 0.0% | COM | 494368103 |
| IEUR | ISHARES CORE MSCI EUROPE ETF | 7,300 | $321 | 0.0% | $43.97 | — | COM | 46434V738 |
| — | NEUBERGER BERMAN NY INT MUN | 25,576 | $320 | 0.0% | $12.53 | — | COM | 64124k102 |
| — | EATON VANCE NY MUNI INCOME | 23,701 | $304 | 0.0% | $12.83 | — | COM | 27826w104 |
| — | INVESCO QUALITY MUNI INC TRST | 23,699 | $295 | 0.0% | $11.91 | — | COM | 46133G107 |
| PAYX | PAYCHEX INC | 4,726 | $278 | 0.0% | $46.69 | 0.0% | COM | 704326107 |
| — | EATON VANCE TX MGD DIV EQ IN | 23,920 | $265 | 0.0% | $10.35 | — | COM | 27828N102 |
| PEP | PEPSICO INC | 2,370 | $265 | 0.0% | $81.92 | 0.0% | COM | 713448108 |
| — | BLACKROCK NEW YORK MUNI BOND | 18,502 | $261 | 0.0% | $14.11 | — | COM | 09249P106 |
| JNJ | JOHNSON & JOHNSON COM | 2,076 | $259 | 0.0% | $93.39 | 0.0% | COM | 478160104 |
| MSFT | MICROSOFT CORP | 3,872 | $255 | 0.0% | $57.84 | 0.0% | COM | 594918104 |
| NUE | NUCOR CORP | 4,168 | $249 | 0.0% | $50.16 | 0.0% | COM | 670346105 |
| WPC | W P CAREY INC | 3,889 | $242 | 0.0% | $62.23 | — | COM | 92936U109 |
| — | WESTERN ASSET HGH YLD DFNDFD | 15,500 | $238 | 0.0% | $15.35 | — | COM | 95768b107 |
| — | EATON VANCE PA MUN BD FD | 18,000 | $229 | 0.0% | $12.61 | — | COM | 27828W102 |
| SRE | SEMPRA ENERGY | 2,050 | $227 | 0.0% | $39.94 | 0.0% | COM | 816851109 |
| PG | PROCTER & GAMBLE CO | 2,484 | $223 | 0.0% | $70.03 | 0.0% | COM | 742718109 |
| BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | 1,250 | $208 | 0.0% | $167.31 | 0.0% | COM | 084670702 |
| — | ALLIANCE CALIF MUN INCOME FD | 15,500 | $206 | 0.0% | $13.29 | — | COM | 018546101 |
| — | BLACKSTONE GSO STRATEGIC CR | 10,600 | $168 | 0.0% | $15.85 | — | COM | 09257R101 |
| — | TURKISH INVT FD | 19,637 | $163 | 0.0% | $8.30 | — | COM | 900145103 |
| — | FIRST TR STRATEGIC HIGH INC | 12,180 | $159 | 0.0% | $13.05 | — | COM | 337353304 |
| XPMAX | PIONEER MUN HIGH INCOME ADV | 10,000 | $110 | 0.0% | $11.00 | — | COM | 723762100 |
| — | PUTNAM MANAGED MUN INCOM TR | 14,600 | $106 | 0.0% | $7.07 | — | COM | 746823103 |