CIK: 0001048703 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Nov 14, 2016
Total Value ($000): $1,892,317 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| VOO | VANGUARD INDEX FDS S&P 500 ETF | 709,014 | $140,874 | 7.4% | $173.99 | — | COM | 922908363 |
| — | BLACKROCK INCOME TR | 9,613,629 | $62,296 | 3.3% | $6.50 | — | COM | 09247F100 |
| SHM | SPDR SERIES TRUST NUVN BR SHT MUNI ETF | 1,226,777 | $59,928 | 3.2% | $48.89 | — | COM | 78468R739 |
| VGK | VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETF | 1,179,396 | $57,472 | 3.0% | $52.14 | — | COM | 922042874 |
| VB | VANGUARD INDEX FDS SMALL CP ETF | 454,545 | $55,536 | 2.9% | $100.89 | — | COM | 922908751 |
| — | ADAMS EXPRESS CO | 3,560,179 | $46,816 | 2.5% | $12.41 | — | COM | 006212104 |
| — | LIBERTY ALL STAR EQUITY FD | 8,304,047 | $43,015 | 2.3% | $5.37 | — | COM | 530158104 |
| — | GENERAL AMERN INVS | 1,295,554 | $42,300 | 2.2% | $33.23 | — | COM | 368802104 |
| — | MORGAN STANLEY TRUSTS INCOME SECS | 2,071,743 | $39,197 | 2.1% | $17.66 | — | COM | 61745P874 |
| — | BLACKROCK CR ALLCTN INC TR | 2,897,726 | $38,685 | 2.0% | $12.94 | — | COM | 092508100 |
| — | NUVEEN DIVID ADVANTAGE MUN FD | 2,566,326 | $38,675 | 2.0% | $15.07 | — | COM | 67066V101 |
| SPY | SPDR S&P 500 ETF | 176,778 | $38,237 | 2.0% | $209.16 | — | COM | 78462F103 |
| — | FIRST TRUST ABERDEEN GLOBAL | 3,162,891 | $37,259 | 2.0% | $10.37 | — | COM | 337319107 |
| BND | VANGUARD TOTAL BOND ETF | 404,117 | $34,002 | 1.8% | $82.75 | — | COM | 921937835 |
| — | TRI CONTL CORP | 1,539,053 | $32,905 | 1.7% | $18.94 | — | COM | 895436103 |
| VPL | VANGUARD INTL EQUITY INDEX FD MEGA CAP GRO ETF | 537,334 | $32,552 | 1.7% | $57.32 | — | COM | 922042866 |
| — | MFS INTER INCOME TR | 6,492,374 | $29,410 | 1.6% | $4.64 | — | COM | 55273C107 |
| VTI | VANGUARD US TOTAL STOCK MKT ETF | 249,686 | $27,798 | 1.5% | $102.63 | — | COM | 922908769 |
| — | GABELLI EQUITY TRUST | 4,740,213 | $26,735 | 1.4% | $5.68 | — | COM | 362397101 |
| — | NUVEEN GLOBAL VALUE OPP FUND | 2,160,139 | $25,792 | 1.4% | $12.09 | — | COM | 6706EH103 |
| — | MFS INVT GRADE MUN TR | 2,313,753 | $24,040 | 1.3% | $9.68 | — | COM | 59318B108 |
| — | BLACKROCK SCIENCE & TECHNOLOGY TRUST | 1,278,413 | $23,817 | 1.3% | $17.27 | — | COM | 09258G104 |
| — | BOULDER GROWTH & INCOME FD I | 2,829,707 | $23,713 | 1.3% | $8.45 | — | COM | 101507101 |
| — | NUVEEN DIV ADV MUNI FD 3 | 1,319,449 | $20,768 | 1.1% | $13.00 | — | COM | 67070X101 |
| BSV | VANGUARD SHORT-TERM BOND ETF | 254,315 | $20,556 | 1.1% | $80.50 | — | COM | 921937827 |
| — | NUVEEN DIVID ADVANTAGE MUN INC | 1,259,126 | $20,234 | 1.1% | $15.20 | — | COM | 67071L106 |
| VWO | VANGUARD INTL EQUITY INDEX FD FTSE ETF | 534,160 | $20,100 | 1.1% | $37.72 | — | COM | 922042858 |
| — | ALLIANZGI EQUITY & CONVERTIB | 1,073,597 | $20,098 | 1.1% | $18.26 | — | COM | 018829101 |
| — | ARP CAP ACQUISITION CORP | 1,978,127 | $19,564 | 1.0% | $9.87 | — | COM | 00191r109 |
| — | EASTERLY ACQUISITION CORP | 1,960,691 | $19,489 | 1.0% | $9.76 | — | COM | 27616l102 |
| — | COHEN & STEERS INFRASTRUCTURE | 903,500 | $19,461 | 1.0% | $21.15 | — | COM | 19248A109 |
| — | JAPAN SMALLER CAPTLZTN FD | 1,841,078 | $19,423 | 1.0% | $9.58 | — | COM | 47109U104 |
| — | HARMONY MERGER CORP | 1,913,811 | $19,253 | 1.0% | $9.91 | — | COM | 413247107 |
| — | BLACKROCK CORE BD TR | 1,326,515 | $18,850 | 1.0% | $13.12 | — | COM | 09249E101 |
| — | SWISS HELVETIA FD INC | 1,730,148 | $18,495 | 1.0% | $12.53 | — | COM | 870875101 |
| VGT | VANGUARD INFORMATION TECHNOLOGY INDEX ETF | 151,610 | $18,249 | 1.0% | $98.65 | — | COM | 92204A702 |
| — | NUVEEN NY AMT-FREE MUN INCOME | 1,288,603 | $18,195 | 1.0% | $13.18 | — | COM | 670656107 |
| — | VOYA INFRASTRUCTURE INDUSTRIALS | 1,322,141 | $17,822 | 0.9% | $13.45 | — | COM | 92912X101 |
| — | FIRST TR ENHANCED EQTY INC FD | 1,326,131 | $17,717 | 0.9% | $12.89 | — | COM | 337318109 |
| — | ZWEIG FD | 1,361,737 | $17,634 | 0.9% | $13.06 | — | COM | 989834205 |
| — | DUFF & PHELPS UTILITY & CORPORATE BOND TR | 1,773,083 | $17,323 | 0.9% | $9.58 | — | COM | 26432k108 |
| EWC | ISHARES MSCI CDA ETF | 668,504 | $17,174 | 0.9% | $25.66 | — | COM | 464286509 |
| — | MANAGED DURATION INVESTMENT GR | 1,154,034 | $16,572 | 0.9% | $13.71 | — | COM | 56165r103 |
| — | FEDERATED PREMIER INT MUNI | 1,144,451 | $16,160 | 0.9% | $13.22 | — | COM | 31423M105 |
| — | EATON VANCE MUN BD FD | 1,184,716 | $16,136 | 0.9% | $12.29 | — | COM | 27827X101 |
| — | GABELLI DIVD & INCOME TR | 833,874 | $16,019 | 0.8% | $18.58 | — | COM | 36242H104 |
| — | NUVEEN AMT-FREE MUN INCOME FD | 1,053,541 | $15,382 | 0.8% | $14.53 | — | COM | 670657105 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US ETF | 334,064 | $15,177 | 0.8% | $46.40 | — | COM | 922042775 |
| XMUIX | BLACKROCK MUNI INTERM DURATI | 963,612 | $14,608 | 0.8% | $14.25 | — | COM | 09253X102 |
| — | VIRTUS GLOBAL DIVIDEND & INCOME FUND | 1,178,099 | $14,184 | 0.7% | $12.04 | — | COM | 92835W107 |
| — | ASIA PAC FD | 1,334,049 | $14,101 | 0.7% | $10.97 | — | COM | 044901106 |
| HEWJ | ISHARES CURRENCY HEDGED MSCI JAPAN ETF | 568,550 | $14,089 | 0.7% | $23.37 | — | COM | 46434V886 |
| — | BLACKROCK GLOBAL OPPORTUNITIES EQUITY TRST | 1,139,356 | $13,957 | 0.7% | $12.99 | — | COM | 092501105 |
| LII | LENNOX INTL INC | 88,031 | $13,824 | 0.7% | $54.01 | +157.3% | COM | 526107107 |
| — | NUVEEN INT DUR QUAL MUN TRM FD | 981,098 | $13,588 | 0.7% | $12.20 | — | COM | 670677103 |
| — | TEKLA HEALTHCARE OPPORTUNITIES | 766,677 | $13,402 | 0.7% | $17.39 | — | COM | 879105104 |
| — | BLACKROCK INTL GRWTH & INC TR | 2,173,347 | $12,888 | 0.7% | $6.15 | — | COM | 092524107 |
| — | WESTERN ASSET CLYM INFL OPP IN | 1,108,020 | $12,399 | 0.7% | $11.82 | — | COM | 95766R104 |
| — | QUINPARIO ACQ CORP | 1,223,101 | $12,121 | 0.6% | $9.90 | — | COM | 74874u101 |
| — | LAZARD WORLD DIVID & INCOME FD | 1,196,959 | $12,089 | 0.6% | $9.91 | — | COM | 521076109 |
| — | MADISON STRATEGIC SECTR PREM | 967,750 | $11,371 | 0.6% | $11.14 | — | COM | 558268108 |
| — | NEW IRELAND FUND INC | 879,792 | $10,769 | 0.6% | $12.57 | — | COM | 645673104 |
| — | GABELLI HLTHCARE & WELLNESS TR | 980,850 | $10,211 | 0.5% | $10.95 | — | COM | 36246K103 |
| — | NUVEEN DOW30 DYNAMIC OVERWRITE FUND | 651,632 | $9,397 | 0.5% | $14.17 | — | COM | 67075F105 |
| BLV | VANGUARD LONG-TERM BOND ETF | 94,665 | $9,334 | 0.5% | $98.30 | — | COM | 921937793 |
| — | CAPITOL ACQUISITION CORP III | 928,776 | $9,102 | 0.5% | $9.73 | — | COM | 14055m106 |
| — | INVESCO BD FD | 443,748 | $8,587 | 0.5% | $18.15 | — | COM | 46132L107 |
| — | NFJ DVD INTEREST & PR STRAT | 674,877 | $8,530 | 0.5% | $12.28 | — | COM | 01883a107 |
| — | MADISON/CLAYMORE COVERED CAL | 1,096,294 | $8,529 | 0.5% | $7.51 | — | COM | 557437100 |
| — | VAN KAMP PENN VAL MUNI INCOM | 622,234 | $8,444 | 0.4% | $12.37 | — | COM | 46132K109 |
| — | ELECTRUM SPECIAL ACQ CORP | 841,675 | $8,282 | 0.4% | $9.83 | — | COM | G3105C104 |
| — | BARINGTON HILCO ACQUISITION | 818,466 | $8,226 | 0.4% | $9.98 | — | COM | 06759v101 |
| — | VANGUARD INTERMEDIATE TERM GOVT BD ETF | 123,085 | $8,220 | 0.4% | $66.83 | — | COM | 92206c706 |
| — | JOHN HANCOCK INCOME SECS TR | 549,616 | $8,162 | 0.4% | $14.02 | — | COM | 410123103 |
| — | EATON VANCE MUN BD FD II | 598,283 | $8,077 | 0.4% | $12.50 | — | COM | 27827K109 |
| ACWX | ISHARES MSCI ACWI EX US ETF | 189,626 | $7,866 | 0.4% | $39.33 | — | COM | 464288240 |
| — | VOYA GLOBAL EQUITY DIVIDEND & PREM OPP FD | 1,049,182 | $7,617 | 0.4% | $7.20 | — | COM | 92912T100 |
| — | WELLS FARGO ADVANTAGE GLOBAL | 1,301,059 | $7,559 | 0.4% | $5.95 | — | COM | 94987C103 |
| XJEQX | ABERDEEN JAPAN EQUITY FUND | 816,086 | $6,708 | 0.4% | $7.46 | — | COM | 00306J109 |
| — | NUVEEN CORE EQUITY ALPHA FUND | 439,705 | $6,037 | 0.3% | $13.83 | — | COM | 67090X107 |
| — | NEW GERMANY FD INC | 415,846 | $5,967 | 0.3% | $15.71 | — | COM | 644465106 |
| — | ALLIANCE NATIONAL MUNI | 389,033 | $5,730 | 0.3% | $13.45 | — | COM | 01864u106 |
| — | JENSYN ACQ CORP | 510,725 | $5,123 | 0.3% | $10.03 | — | COM | 47632b102 |
| — | VIRTUS GLOBAL MULTI-SECTOR INCOME FUND | 310,994 | $4,942 | 0.3% | $14.93 | — | COM | 92829b101 |
| — | DIVIDEND AND INCOME FUND | 429,746 | $4,817 | 0.3% | $11.03 | — | COM | 25538a204 |
| — | NUVEEN OHIO QUALITY INC MUNI | 283,025 | $4,667 | 0.2% | $15.20 | — | COM | 670980101 |
| — | EUROPEAN EQUITY FUND | 583,610 | $4,611 | 0.2% | $7.39 | — | COM | 298768102 |
| — | HENNESSY CAP ACQUISITION CORP | 451,820 | $4,428 | 0.2% | $9.75 | — | COM | 42588j100 |
| — | BLACKROCK MUNIYLD MICH QLTY FD | 271,204 | $4,101 | 0.2% | $13.73 | — | COM | 09254V105 |
| — | ABERDEEN SINGAPORE FUND | 404,062 | $3,786 | 0.2% | $12.60 | — | COM | 003244100 |
| — | VOYA EMERGING MKTS HIGH DIV EQ FD | 418,352 | $3,426 | 0.2% | $9.67 | — | COM | 92912P108 |
| XXCHNXX | CHINA FD INC | 201,554 | $3,314 | 0.2% | $20.41 | — | COM | 169373107 |
| — | INVESCO QUALITY MUNI INC TRST | 231,405 | $3,193 | 0.2% | $11.91 | — | COM | 46133G107 |
| — | MACQUARIE GLBL INFRA TOTL RETN | 141,733 | $3,090 | 0.2% | $19.50 | — | COM | 55608D101 |
| XEGFX | BLACKROCK ENHANCED GOVERNMENT FUND | 204,450 | $2,815 | 0.1% | $13.78 | — | COM | 09255K108 |
| — | LAZARD GLB TTL RET&INCM FD | 195,649 | $2,733 | 0.1% | $14.70 | — | COM | 52106W103 |
| — | ALPINE GLOBAL DYNAMIC DIVIDEND FUND | 305,765 | $2,660 | 0.1% | $8.59 | — | COM | 02082E205 |
| — | CLOUGH GLBL OPPORTUNITIES FD | 271,293 | $2,623 | 0.1% | $9.67 | — | COM | 18914e106 |
| — | BLACKROCK ENHANCED EQT DIV TR | 298,614 | $2,356 | 0.1% | $7.75 | — | COM | 09251A104 |
| — | CF CORP | 231,400 | $2,265 | 0.1% | $9.79 | — | COM | g20307107 |
| — | DOUBLE EAGLE ACQ CORP | 223,050 | $2,208 | 0.1% | $9.80 | — | COM | g28195124 |
| — | MORGAN STANLEY EMER MKTS FD | 142,081 | $2,067 | 0.1% | $14.60 | — | COM | 61744G107 |
| — | TEMPLETON EMERGING MKTS FD | 161,982 | $2,046 | 0.1% | $14.31 | — | COM | 880191101 |
| — | MORGAN STANLEY ASIA PAC FD | 133,022 | $2,007 | 0.1% | $15.45 | — | COM | 61744U106 |
| VEA | VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF | 52,586 | $1,967 | 0.1% | $36.13 | — | COM | 921943858 |
| — | HYDRA INDS ACQUISITION CORP | 196,682 | $1,959 | 0.1% | $9.91 | — | COM | 448740100 |
| NXDT | NEXPOINT CREDIT STRATEGIES | 80,395 | $1,787 | 0.1% | $20.44 | — | COM | 65340G205 |
| — | EATON VANCE MI MUNI INCOME TR | 108,213 | $1,531 | 0.1% | $12.33 | — | COM | 27826D106 |
| — | DWS HIGH INCOME OPPORTUNITIES | 105,000 | $1,486 | 0.1% | $13.06 | — | COM | 25158y102 |
| — | JPMORGAN CHINA REGION FUND | 81,100 | $1,397 | 0.1% | $15.20 | — | COM | 48126T104 |
| — | VOYA ASIA PACIFIC HIGH DIVIDEND | 133,337 | $1,312 | 0.1% | $10.33 | — | COM | 92912J102 |
| — | VANECK VECTORS ETF TR AMT FREE SHORT | 72,700 | $1,284 | 0.1% | $17.72 | — | COM | 92189f528 |
| — | MORGAN STANLEY INDIA INVS FD | 43,471 | $1,236 | 0.1% | $26.70 | — | COM | 61745C105 |
| — | VIRTUS TOTAL RETURN FUND | 248,515 | $1,178 | 0.1% | $4.74 | — | COM | 92829a103 |
| — | BLACKROCK NY INS MUN | 79,577 | $1,170 | 0.1% | $12.89 | — | COM | 09249U105 |
| — | EATON VANCE PA MUNI INCOME TR | 85,416 | $1,122 | 0.1% | $11.81 | — | COM | 27826T101 |
| — | GLOBAL PARTNER ACQ CORP | 113,533 | $1,115 | 0.1% | $9.82 | — | COM | 37954x105 |
| — | BOULEVARD ACQ CORP II | 109,200 | $1,072 | 0.1% | $9.75 | — | COM | 10157q102 |
| — | ROYCE VALUE TR INC | 84,531 | $1,070 | 0.1% | $11.72 | — | COM | 780910105 |
| — | TEMPLETON DRAGON FD INC | 59,600 | $1,051 | 0.1% | $25.17 | — | COM | 88018T101 |
| — | JM GLOBAL ACQ CORP | 97,050 | $960 | 0.1% | $9.81 | — | COM | 46590H101 |
| — | KLR ENERGY ACQ CORP | 92,325 | $934 | 0.0% | $10.10 | — | COM | 49877m108 |
| XOM | EXXON MOBIL CORP | 10,668 | $931 | 0.0% | $57.99 | +0.9% | COM | 30231G102 |
| — | ABERDEEN LATIN AMER EQTY FD | 43,233 | $919 | 0.0% | $29.51 | — | COM | 00306K106 |
| — | DREYFUS MUN BD INFRSTRCTR FD | 61,200 | $859 | 0.0% | $12.39 | — | COM | 26203D101 |
| — | GABELLI GLOBAL SMALL & M | 75,290 | $814 | 0.0% | $10.56 | — | COM | 36249W104 |
| EEM | ISHARES MSCI EMERGING MKT INDEX ETF | 21,670 | $812 | 0.0% | $32.18 | — | COM | 464287234 |
| XFDEX | FIRST TRUST DYNAMIC EUROPE EQUITY | 50,276 | $790 | 0.0% | $16.52 | — | COM | 33740D107 |
| STZ | CONSTELLATION BRANDS INC-A | 4,240 | $706 | 0.0% | $96.33 | +48.5% | COM | 21036P108 |
| — | EATON VANCE OH MUNICIPAL | 43,410 | $656 | 0.0% | $13.31 | — | COM | 27826G109 |
| — | COHEN & STEERS GLOBAL INC BLDR | 73,817 | $656 | 0.0% | $8.77 | — | COM | 19248M103 |
| IEI | ISHARES 3-7 YR TR BD ETF | 4,700 | $595 | 0.0% | $126.83 | — | COM | 464288661 |
| — | INVESCO VALUE MUN INCOME TR | 35,800 | $586 | 0.0% | $16.37 | — | COM | 46132P108 |
| — | INVESCO MUN TR | 42,100 | $581 | 0.0% | $11.84 | — | COM | 46131J103 |
| — | ABERDEEN AUSTRALIA EQUITY FD | 94,593 | $551 | 0.0% | $6.89 | — | COM | 003011103 |
| — | CONSTELLATION BRANDS INC-B | 2,696 | $450 | 0.0% | $116.10 | — | COM | 21036p207 |
| KMB | KIMBERLY CLARK CORP | 3,342 | $422 | 0.0% | $63.47 | +47.3% | COM | 494368103 |
| HD | HOME DEPOT INC | 2,741 | $353 | 0.0% | $94.22 | +12.9% | COM | 437076102 |
| IEUR | ISHARES CORE MSCI EUROPE ETF | 7,300 | $302 | 0.0% | $42.21 | — | COM | 46434V738 |
| PAYX | PAYCHEX INC | 4,765 | $276 | 0.0% | $25.02 | +81.2% | COM | 704326107 |
| DIS | DISNEY WALT CO COM DISNEY | 2,944 | $274 | 0.0% | $75.08 | +18.4% | COM | 254687106 |
| NOVT | NOVANTA INC | 15,342 | $266 | 0.0% | $14.96 | +10.0% | COM | 67000B104 |
| PEP | PEPSICO INC | 2,370 | $258 | 0.0% | $69.27 | +17.1% | COM | 713448108 |
| WPC | W P CAREY INC | 3,889 | $251 | 0.0% | $62.23 | — | COM | 92936U109 |
| JNJ | JOHNSON & JOHNSON COM | 2,076 | $245 | 0.0% | $75.93 | +23.3% | COM | 478160104 |
| MSFT | MICROSOFT CORP | 3,872 | $223 | 0.0% | $50.29 | 0.0% | COM | 594918104 |
| PG | PROCTER & GAMBLE CO | 2,484 | $223 | 0.0% | $57.94 | +16.5% | COM | 742718109 |
| IBM | INTERNATIONAL BUSINESS MACHS | 1,400 | $222 | 0.0% | $84.07 | +21.0% | COM | 459200101 |
| SRE | SEMPRA ENERGY | 2,050 | $219 | 0.0% | $35.23 | +14.5% | COM | 816851109 |
| — | PROSHARES TR SHRT 20+YR TREASURY ETF | 10,000 | $210 | 0.0% | $21.10 | — | COM | 74347x849 |
| NUE | NUCOR CORP | 4,168 | $206 | 0.0% | $39.15 | +5.2% | COM | 670346105 |
| — | BLACKROCK NEW YORK MUNI BOND | 10,340 | $162 | 0.0% | $14.29 | — | COM | 09249P106 |
| — | GABELLI GLOBAL MULTIMEDIA TR | 19,185 | $148 | 0.0% | $7.54 | — | COM | 36239q109 |
| — | NUVEEN MULTI-STRATEGY INC & GTH 2 | 17,200 | $146 | 0.0% | $8.91 | — | COM | 67073D102 |
| — | PUTNAM MUN OPPORTUNITIES TR | 10,874 | $145 | 0.0% | $11.57 | — | COM | 746922103 |
| — | PACHOLDER HIGH YIELD FUND, INC | 10,000 | $71 | 0.0% | $6.16 | — | COM | 693742108 |