CIK: 0001510281 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Feb 1, 2018
Total Value ($000): $1,102,822 (94.4% shares, 5.6% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK DEBT STRAT FD INC | 8,118,988 | $93,693 | 8.5% | $11.34 | — | COM NEW | 09255R202 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 7,379,266 | $78,220 | 7.1% | $10.04 | — | SH BEN INT | 18914E106 |
| — | FIRST TR HIGH INCOME L/S FD | 4,476,541 | $77,176 | 7.0% | $15.56 | — | COM | 33738E109 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 6,331,197 | $55,018 | 5.0% | $7.92 | — | COM SH BEN INT N | 021060207 |
| — | WELLS FARGO MULTI SECTOR INC | 3,326,688 | $44,411 | 4.0% | $12.52 | — | COM | 94987D101 |
| — | ADVENT CLAYMORE CV SECS & IN | 2,625,329 | $42,399 | 3.8% | $13.74 | — | COM | 00764C109 |
| — | CHESAPEAKE ENERGY CORP | 44,450,000 | $41,655 | 3.8% | $0.94 | — | NOTE 5.500% 9/1 | 165167CS4 |
| — | GENERAL AMERN INVS INC | 1,141,332 | $39,205 | 3.6% | $33.29 | — | COM | 368802104 |
| TSLA | TESLA INC | 100,000 | $36,161 | 3.3% | — | — | Put | 88160R101 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 3,551,383 | $35,372 | 3.2% | $9.27 | -1.4% | COM | 203668108 |
| — | ADVENT CLAY CONV SEC INC FD | 5,192,780 | $32,351 | 2.9% | $5.54 | — | COM | 007639107 |
| — | CLOUGH GLOBAL EQUITY FD | 2,546,667 | $32,139 | 2.9% | $11.45 | — | COM | 18914C100 |
| — | VALEANT PHARMACEUTICALS INTL | 1,622,688 | $28,073 | 2.5% | $13.98 | — | COM | 91911K102 |
| AAL | AMERICAN AIRLS GROUP INC | 550,000 | $27,676 | 2.5% | $43.78 | +3.0% | Put | 02376R102 |
| — | DEUTSCHE HIGH INCOME OPPORT | 1,728,353 | $25,718 | 2.3% | $14.21 | — | COM | 25158Y102 |
| — | CLOUGH GLOBAL DIVND AND INC | 1,814,145 | $24,201 | 2.2% | $12.19 | — | COM | 18913Y103 |
| — | CREDIT SUISSE ASSET MGMT INC | 5,945,208 | $20,035 | 1.8% | $2.97 | — | COM | 224916106 |
| — | WELLS FARGO GLOBAL DIVIDEND | 3,194,833 | $19,552 | 1.8% | $5.53 | — | COM | 94987C103 |
| — | WESTERN ASSET EMRG MKT DEBT | 1,162,573 | $18,101 | 1.6% | $15.09 | — | COM | 95766A101 |
| — | LEGG MASON BW GLB INC OPP FD | 1,245,560 | $16,479 | 1.5% | $14.14 | — | COM | 52469B100 |
| THC | TENET HEALTHCARE CORP | 810,262 | $15,670 | 1.4% | $18.52 | -5.8% | COM NEW | 88033G407 |
| GNW | GENWORTH FINL INC | 3,693,407 | $13,924 | 1.3% | $4.27 | -11.3% | COM CL A | 37247D106 |
| — | LIBERTY ALL STAR EQUITY FD | 2,429,484 | $13,751 | 1.2% | $5.23 | — | SH BEN INT | 530158104 |
| — | ANADARKO PETE CORP | 302,100 | $13,697 | 1.2% | $48.59 | — | Put | 032511107 |
| — | MORGAN STANLEY EMER MKTS DEB | 1,374,349 | $13,592 | 1.2% | $9.83 | — | COM | 61744H105 |
| — | HERTZ GLOBAL HLDGS INC | 1,104,410 | $12,701 | 1.2% | $14.58 | — | COM | 42806J106 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 1,405,086 | $12,365 | 1.1% | $8.30 | — | SHS | 25160E102 |
| — | INVESCO HIGH INCOME TR II | 807,399 | $12,046 | 1.1% | $14.21 | — | COM | 46131F101 |
| — | DELAWARE ENHANCED GBL DIV & | 1,047,343 | $11,940 | 1.1% | $10.36 | — | COM | 246060107 |
| — | ADVENT CLAYMORE ENH GRW & IN | 1,340,954 | $11,733 | 1.1% | $8.27 | — | COM | 00765E104 |
| — | FIRST TR STRATEGIC HIGH INC | 820,026 | $11,193 | 1.0% | $12.35 | — | COM SHS NEW | 337353304 |
| — | ALLIANZGI NFJ DIVID INT & PR | 833,660 | $10,913 | 1.0% | $12.41 | — | COM | 01883A107 |
| — | NEUBERGER BERMAN HGH YLD FD | 758,703 | $9,021 | 0.8% | $12.88 | — | COM | 64128C106 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 753,182 | $7,705 | 0.7% | $8.77 | — | COM NEW | 02082E205 |
| — | AVON PRODS INC | 1,900,095 | $7,220 | 0.7% | $4.02 | — | COM | 054303102 |
| — | TESLA INC | 5,500,000 | $6,935 | 0.6% | $1.04 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| RIG | TRANSOCEAN LTD | 780,600 | $6,424 | 0.6% | — | — | Put | H8817H100 |
| — | CONSOL ENERGY INC | 415,966 | $6,215 | 0.6% | $15.89 | — | COM | 20854P109 |
| — | TESLA INC | 5,000,000 | $5,801 | 0.5% | $1.04 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| OMF | ONEMAIN HLDGS INC | 233,083 | $5,732 | 0.5% | $24.56 | -4.3% | COM | 68268W103 |
| — | AK STL HLDG CORP | 867,390 | $5,699 | 0.5% | $6.64 | — | COM | 001547108 |
| — | PENNEY J C INC | 1,216,100 | $5,655 | 0.5% | $6.16 | — | COM | 708160106 |
| — | ENERGY XXI GULF COAST INC | 260,601 | $4,839 | 0.4% | $29.97 | — | COM | 29276K101 |
| SM | SM ENERGY CO | 283,526 | $4,687 | 0.4% | $17.78 | 0.0% | COM | 78454L100 |
| — | ROYCE VALUE TR INC | 321,167 | $4,686 | 0.4% | $13.24 | — | COM | 780910105 |
| NGD | NEW GOLD INC CDA | 1,438,265 | $4,574 | 0.4% | $3.23 | -7.2% | COM | 644535106 |
| — | TEMPLETON EMERG MKTS INCOME | 383,769 | $4,306 | 0.4% | $11.22 | — | COM | 880192109 |
| — | DIVIDEND & INCOME FUND | 310,255 | $3,832 | 0.3% | $11.66 | — | COM NEW | 25538A204 |
| — | SUPERVALU INC | 1,152,860 | $3,793 | 0.3% | $3.71 | — | COM | 868536103 |
| — | ROWAN COMPANIES PLC | 342,052 | $3,503 | 0.3% | $10.24 | — | SHS CL A | G7665A101 |
| — | FRANKLIN LTD DURATION INC TR | 283,039 | $3,348 | 0.3% | $11.58 | — | COM | 35472T101 |
| — | SOLARCITY CORP | 3,475,000 | $3,299 | 0.3% | $0.90 | — | NOTE 1.625%11/0 | 83416TAC4 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 377,197 | $3,285 | 0.3% | $7.61 | — | COM | 25158V108 |
| — | DELAWARE INVTS DIV & INCOME | 306,317 | $3,204 | 0.3% | $9.75 | — | COM | 245915103 |
| — | WESTERN ASSET GLB HI INCOME | 318,007 | $3,199 | 0.3% | $10.19 | — | COM | 95766B109 |
| — | PUTMAN HIGH INCOME SEC FUND | 324,901 | $2,856 | 0.3% | $8.28 | — | SHS BEN INT | 746779107 |
| — | DEUTSCHE STRATEGIC INCOME TR | 200,716 | $2,487 | 0.2% | $11.53 | — | SHS | 25160F109 |
| — | SOLARCITY CORP | 2,333,000 | $2,338 | 0.2% | $0.96 | — | NOTE 2.750%11/0 | 83416TAA8 |
| — | DYNEGY INC NEW DEL | 272,346 | $2,252 | 0.2% | $8.27 | — | COM | 26817R108 |
| MBI | MBIA INC | 224,342 | $2,116 | 0.2% | $4.39 | -15.5% | COM | 55262C100 |
| RDN | RADIAN GROUP INC | 119,300 | $1,950 | 0.2% | $9.38 | +51.1% | Put | 750236101 |
| — | HOSTESS BRANDS INC | 659,572 | $1,919 | 0.2% | $2.82 | — | *W EXP 11/04/202 | 44109J114 |
| — | MORGAN STANLEY EM MKTS DM DE | 241,723 | $1,917 | 0.2% | $12.74 | — | COM | 617477104 |
| — | VOYA GLBL ADV & PREM OPP FD | 174,755 | $1,889 | 0.2% | $10.81 | — | COM | 92912R104 |
| — | BLACKROCK CORPOR HI YLD FD I | 167,750 | $1,839 | 0.2% | $10.92 | — | COM | 09255P107 |
| — | BARRETT BILL CORP | 532,035 | $1,633 | 0.1% | $3.07 | — | COM | 06846N104 |
| — | PACHOLDER HIGH YIELD FD INC | 203,224 | $1,618 | 0.1% | $6.77 | — | COM | 693742108 |
| — | FRONTIER COMMUNICATIONS CORP | 1,340,139 | $1,555 | 0.1% | $1.16 | — | COM | 35906A108 |
| — | TESLA INC | 1,250,000 | $1,432 | 0.1% | $1.15 | — | NOTE 0.250% 3/0 | 88160RAB7 |
| — | OCWEN FINL CORP | 494,461 | $1,330 | 0.1% | $2.69 | — | COM NEW | 675746309 |
| — | SEADRILL LIMITED | 3,605,900 | $1,302 | 0.1% | — | — | Put | G7945E105 |
| — | SEARS HLDGS CORP | 124,325 | $1,102 | 0.1% | $8.86 | — | COM | 812350106 |
| HYG | ISHARES TR | 11,300 | $999 | 0.1% | $86.55 | — | IBOXX HI YD ETF | 464288513 |
| — | LAZARD GLB TTL RET&INCM FD I | 50,360 | $823 | 0.1% | $13.97 | — | COM | 52106W103 |
| — | MFS CHARTER INCOME TR | 93,815 | $811 | 0.1% | $8.46 | — | SH BEN INT | 552727109 |
| — | BROOKFIELD REAL ASSETS INCOM | 34,301 | $795 | 0.1% | $22.30 | — | SHS BEN INT | 112830104 |
| UIS | UNISYS CORP | 60,944 | $780 | 0.1% | $10.16 | +19.7% | COM NEW | 909214306 |
| — | ELLSWORTH GROWTH & INCOME FD | 80,143 | $731 | 0.1% | $7.60 | — | COM | 289074106 |
| — | BLACKROCK ENHANCED GBL DIV T | 54,728 | $725 | 0.1% | $12.40 | — | COM | 092501105 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 47,225 | $702 | 0.1% | $14.87 | — | COM | 74433A109 |
| — | LAZARD WORLD DIVID & INCOME | 61,223 | $675 | 0.1% | $10.12 | — | COM | 521076109 |
| — | WESTERN ASSET HGH YLD DFNDFD | 43,354 | $662 | 0.1% | $15.35 | — | COM | 95768B107 |
| — | ENSCO PLC | 116,570 | $602 | 0.1% | $5.16 | — | SHS CLASS A | G3157S106 |
| — | PARKER DRILLING CO | 430,824 | $582 | 0.1% | $1.35 | — | COM | 701081101 |
| — | PIONEER ENERGY SVCS CORP | 240,025 | $492 | 0.0% | $2.05 | — | COM | 723664108 |
| — | EUROPEAN EQUITY FUND | 45,222 | $415 | 0.0% | $7.72 | — | COM | 298768102 |
| XZFGX | VIRTUS TOTAL RETURN FUND INC | 31,366 | $384 | 0.0% | $12.24 | — | COM | 92837G100 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 22,704 | $383 | 0.0% | $16.87 | — | SHS | 67075G103 |
| — | BANCROFT FUND LTD | 15,970 | $345 | 0.0% | $17.97 | — | COM | 059695106 |
| — | BLACKROCK MULTI-SECTOR INC T | 18,100 | $328 | 0.0% | $17.06 | — | COM | 09258A107 |
| — | NEUBERGER BERMAN RE ES SEC F | 53,762 | $290 | 0.0% | $5.49 | — | COM | 64190A103 |
| ASHR | DBX ETF TR | 8,900 | $243 | 0.0% | $24.49 | — | DBXTR HAR CS 300 | 233051879 |
| — | ANADARKO PETE CORP | 4,347 | $197 | 0.0% | $48.59 | — | COM | 032511107 |
| — | FIRST TR ABERDEEN GLBL OPP F | 16,112 | $188 | 0.0% | $10.97 | — | COM SHS | 337319107 |
| — | MVC CAPITAL INC | 18,000 | $177 | 0.0% | $8.06 | — | COM | 553829102 |
| — | LMP CAP & INCOME FD INC | 11,589 | $165 | 0.0% | $15.04 | — | COM | 50208A102 |
| RDN | RADIAN GROUP INC | 10,000 | $164 | 0.0% | $9.38 | +51.1% | COM | 750236101 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 15,050 | $143 | 0.0% | $8.66 | — | COM NEW | 641876800 |
| — | NUVEEN MULTI MKT INCOME FD | 17,285 | $130 | 0.0% | $7.51 | — | COM | 67075J107 |
| — | VOYA GLBL EQTY DIV & PREM OP | 14,560 | $110 | 0.0% | $7.34 | — | COM | 92912T100 |
| — | DYNEGY INC NEW DEL | 1,394,423 | $95 | 0.0% | $0.79 | — | *W EXP 10/02/201 | 26817R116 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $16 | 0.0% | $0.06 | — | RIGHT 99/99/9999 | 203668116 |
| BONTQ | BON-TON STORES INC | 30,005 | $13 | 0.0% | $0.61 | 0.0% | COM | 09776J101 |