Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q1 2017 (← Previous) (Next →)
Filing Date: May 15, 2017
Total Value: $1.118B (98.7% shares, 1.3% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK DEBT STRAT FD INC | 8,118,988 | $93.53M | 8.4% | $11.52 | $11.34 | — | COM NEW | 09255R202 |
| — | WELLS FARGO MULTI SECTOR INC | 6,150,514 | $81.99M | 7.3% | $13.33 | $12.52 | — | COM | 94987D101 |
| — | FIRST TR HIGH INCOME L/S FD | 4,608,568 | $76.78M | 6.9% | $16.66 | $15.56 | — | COM | 33738E109 |
| AAL | AMERICAN AIRLS GROUP INC | 1,750,000 | $74.03M | 6.6% | $42.30 * | $43.78 | 0.0% | Put | 02376R102 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 5,454,549 | $56.13M | 5.0% | $10.29 | $9.84 | — | SH BEN INT | 18914E106 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 5,567,362 | $45.99M | 4.1% | $8.26 | $7.81 | — | COM SH BEN INT N | 021060207 |
| — | ADVENT CLAYMORE CV SECS & IN | 2,616,294 | $40.97M | 3.7% | $15.66 | $13.74 | — | COM | 00764C109 |
| — | GENERAL AMERN INVS INC | 1,180,791 | $39.57M | 3.5% | $33.51 | $33.29 | — | COM | 368802104 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 3,706,181 | $32.87M | 2.9% | $8.87 * | $9.27 | -15.9% | COM | 203668108 |
| — | ADVENT CLAY CONV SEC INC FD | 5,179,540 | $31.65M | 2.8% | $6.11 | $5.54 | — | COM | 007639107 |
| — | CLOUGH GLOBAL EQUITY FD | 2,473,734 | $31.27M | 2.8% | $12.64 | $11.42 | — | COM | 18914C100 |
| TSLA | TESLA INC | 100,000 | $27.83M | 2.5% | $278.30 * | $13.14 | +28.7% | Put | 88160R101 |
| — | DEUTSCHE HIGH INCOME OPPORT | 1,895,375 | $27.77M | 2.5% | $14.65 | $14.21 | — | COM | 25158Y102 |
| — | WESTERN ASSET EMRG MKT DEBT | 1,781,493 | $27.61M | 2.5% | $15.50 | $15.09 | — | COM | 95766A101 |
| — | VALEANT PHARMACEUTICALS INTL | 2,315,900 | $25.54M | 2.3% | $11.03 | $13.98 | — | COM | 91911K102 |
| — | CLOUGH GLOBAL DIVND AND INC | 1,780,311 | $23.64M | 2.1% | $13.28 | $12.17 | — | COM | 18913Y103 |
| — | FRANKLIN LTD DURATION INC TR | 1,715,080 | $20.53M | 1.8% | $11.97 | $11.58 | — | COM | 35472T101 |
| — | CREDIT SUISSE ASSET MGMT INC | 5,945,208 | $19.62M | 1.8% | $3.30 | $2.97 | — | COM | 224916106 |
| — | ANADARKO PETE CORP | 302,100 | $18.73M | 1.7% | $62.00 | $48.59 | — | Put | 032511107 |
| — | WELLS FARGO GLOBAL DIVIDEND | 3,085,529 | $17.96M | 1.6% | $5.82 | $5.51 | — | COM | 94987C103 |
| — | LEGG MASON BW GLB INC OPP FD | 1,374,096 | $17.56M | 1.6% | $12.78 | $14.14 | — | COM | 52469B100 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 1,960,714 | $17.06M | 1.5% | $8.70 | $8.30 | — | SHS | 25160E102 |
| — | ALLIANZGI NFJ DIVID INT & PR | 962,090 | $12.4M | 1.1% | $12.89 | $12.41 | — | COM | 01883A107 |
| — | LIBERTY ALL STAR EQUITY FD | 2,190,809 | $11.96M | 1.1% | $5.46 | $5.18 | — | SH BEN INT | 530158104 |
| — | ADVENT CLAYMORE ENH GRW & IN | 1,331,810 | $11.24M | 1.0% | $8.44 | $8.27 | — | COM | 00765E104 |
| GNW | GENWORTH FINL INC | 2,588,820 | $10.67M | 1.0% | $4.12 * | $4.48 | -14.0% | COM CL A | 37247D106 |
| — | INVESCO HIGH INCOME TR II | 726,551 | $10.48M | 0.9% | $14.42 | $14.13 | — | COM | 46131F101 |
| RIG | TRANSOCEAN LTD | 780,600 | $9.719M | 0.9% | $12.45 | — | — | Put | H8817H100 |
| — | DELAWARE ENHANCED GBL DIV & | 868,610 | $9.546M | 0.9% | $10.99 | $10.14 | — | COM | 246060107 |
| — | FIRST TR STRATEGIC HIGH INC | 717,347 | $9.347M | 0.8% | $13.03 | $12.16 | — | COM SHS NEW | 337353304 |
| — | NEUBERGER BERMAN HGH YLD FD | 758,703 | $9.013M | 0.8% | $11.88 | $12.88 | — | COM | 64128C106 |
| — | HERTZ GLOBAL HLDGS INC | 501,433 | $8.795M | 0.8% | $17.54 | $18.27 | — | COM | 42806J106 |
| THC | TENET HEALTHCARE CORP | 494,382 | $8.756M | 0.8% | $17.71 * | $19.21 | -3.4% | COM NEW | 88033G407 |
| — | PENNEY J C INC | 1,409,000 | $8.679M | 0.8% | $6.16 | $6.16 | — | COM | 708160106 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 877,639 | $8.566M | 0.8% | $9.76 | $8.77 | — | COM NEW | 02082E205 |
| — | SEADRILL LIMITED | 5,180,800 | $8.548M | 0.8% | $1.65 | — | — | Put | G7945E105 |
| AAL | AMERICAN AIRLS GROUP INC | 201,408 | $8.52M | 0.8% | $42.30 * | $43.78 | 0.0% | COM | 02376R102 |
| — | ENERGY XXI GULF COAST INC | 260,601 | $7.81M | 0.7% | $29.97 | $29.97 | — | COM | 29276K101 |
| — | NIMBLE STORAGE INC | 617,100 | $7.714M | 0.7% | $12.50 | — | — | Call | 65440R101 |
| OMF | ONEMAIN HLDGS INC | 243,800 | $6.058M | 0.5% | $24.85 | $24.56 | +2.2% | COM | 68268W103 |
| — | MFS CHARTER INCOME TR | 673,976 | $5.803M | 0.5% | $8.61 | $8.46 | — | SH BEN INT | 552727109 |
| — | TESLA INC | 5,500,000 | $5.739M | 0.5% | $1.04 | $1.04 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | ROYCE VALUE TR INC | 396,064 | $5.545M | 0.5% | $14.00 | $13.24 | — | COM | 780910105 |
| — | DEUTSCHE STRATEGIC INCOME TR | 411,347 | $5.031M | 0.4% | $12.23 | $11.53 | — | SHS | 25160F109 |
| — | ALLERGAN PLC | 20,203 | $4.827M | 0.4% | $238.92 | $210.01 | — | SHS | G0177J108 |
| — | DIVIDEND & INCOME FUND | 305,255 | $3.681M | 0.3% | $12.06 | $11.65 | — | COM NEW | 25538A204 |
| — | CONSOL ENERGY INC | 215,164 | $3.61M | 0.3% | $16.78 | $16.78 | — | COM | 20854P109 |
| — | WESTERN ASSET GLB HI INCOME | 342,271 | $3.457M | 0.3% | $10.10 | $10.19 | — | COM | 95766B109 |
| — | DELAWARE INVTS DIV & INCOME | 327,067 | $3.379M | 0.3% | $10.33 | $9.75 | — | COM | 245915103 |
| — | SUPERVALU INC | 848,860 | $3.277M | 0.3% | $3.86 | $3.86 | — | COM | 868536103 |
| — | SOLARCITY CORP | 3,333,000 | $3.233M | 0.3% | $0.97 | $0.96 | — | NOTE 2.750%11/0 | 83416TAA8 |
| — | DEUTSCHE GLOBAL HIGH INCOME | 377,197 | $3.202M | 0.3% | $8.49 | $7.61 | — | COM | 25158V108 |
| — | MFS MULTIMARKET INCOME TR | 516,508 | $3.161M | 0.3% | $6.12 | $5.98 | — | SH BEN INT | 552737108 |
| — | SOLARCITY CORP | 3,475,000 | $3.115M | 0.3% | $0.90 | $0.90 | — | NOTE 1.625%11/0 | 83416TAC4 |
| — | AVON PRODS INC | 694,224 | $3.055M | 0.3% | $4.40 | $4.40 | — | COM | 054303102 |
| MTG | MGIC INVT CORP WIS | 278,587 | $2.822M | 0.3% | $10.13 * | $6.81 | +54.6% | COM | 552848103 |
| — | PUTMAN HIGH INCOME SEC FUND | 324,901 | $2.817M | 0.3% | $8.67 | $8.28 | — | SHS BEN INT | 746779107 |
| — | MORGAN STANLEY EM MKTS DM DE | 363,485 | $2.755M | 0.2% | $7.58 | $12.74 | — | COM | 617477104 |
| MBI | MBIA INC | 317,342 | $2.688M | 0.2% | $8.47 * | $4.39 | 0.0% | COM | 55262C100 |
| NGD | NEW GOLD INC CDA | 772,282 | $2.301M | 0.2% | $2.98 * | $3.43 | -5.9% | COM | 644535106 |
| RDN | RADIAN GROUP INC | 119,300 | $2.143M | 0.2% | $17.96 * | $9.38 | +63.4% | Put | 750236101 |
| — | RITE AID CORP | 471,700 | $2.005M | 0.2% | $4.25 | $4.25 | — | COM | 767754104 |
| — | TESLA INC | 2,000,000 | $1.961M | 0.2% | $0.98 | $0.87 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | HOSTESS BRANDS INC | 659,572 | $1.86M | 0.2% | $2.82 | $2.82 | — | *W EXP 11/04/202 | 44109J114 |
| — | BLACKROCK CORPOR HI YLD FD I | 166,826 | $1.822M | 0.2% | $10.92 | $10.92 | — | COM | 09255P107 |
| — | PACHOLDER HIGH YIELD FD INC | 207,724 | $1.606M | 0.1% | $7.73 | $6.77 | — | COM | 693742108 |
| HYG | ISHARES TR | 14,300 | $1.255M | 0.1% | $87.76 | $86.55 | — | IBOXX HI YD ETF | 464288513 |
| — | OFFICE DEPOT INC | 261,500 | $1.22M | 0.1% | $4.67 | $4.96 | — | COM | 676220106 |
| — | BLACKROCK GLOBAL OPP EQTY TR | 97,307 | $1.207M | 0.1% | $12.40 | $12.40 | — | COM | 092501105 |
| UIS | UNISYS CORP | 81,644 | $1.139M | 0.1% | $13.95 | $10.16 | +36.3% | COM NEW | 909214306 |
| — | MORGAN STANLEY EMER MKTS DEB | 99,090 | $926K | 0.1% | $9.35 | $9.10 | — | COM | 61744H105 |
| — | VOYA GLBL EQTY DIV & PREM OP | 120,000 | $881K | 0.1% | $7.34 | $7.34 | — | COM | 92912T100 |
| — | BROOKFIELD REAL ASSETS INCOM | 34,301 | $781K | 0.1% | $22.77 | $22.30 | — | SHS BEN INT | 112830104 |
| — | ILG INC | 37,208 | $780K | 0.1% | $20.96 | $18.18 | — | COM | 44967H101 |
| — | LAZARD GLB TTL RET&INCM FD I | 50,360 | $755K | 0.1% | $14.99 | $13.97 | — | COM | 52106W103 |
| — | ELLSWORTH GROWTH & INCOME FD | 81,843 | $706K | 0.1% | $8.63 | $7.60 | — | COM | 289074106 |
| — | AK STL HLDG CORP | 92,000 | $661K | 0.1% | $7.18 | $7.18 | — | COM | 001547108 |
| — | LAZARD WORLD DIVID & INCOME | 61,223 | $652K | 0.1% | $10.65 | $10.12 | — | COM | 521076109 |
| — | WESTERN ASSET HGH YLD DFNDFD | 34,354 | $528K | 0.0% | $15.37 | $15.37 | — | COM | 95768B107 |
| — | ABERDEEN ASIA PACIFIC INCOM | 77,924 | $389K | 0.0% | $4.99 | $5.79 | — | COM | 003009107 |
| — | TREEHOUSE FOODS INC | 4,529 | $383K | 0.0% | $84.57 | $72.18 | — | COM | 89469A104 |
| — | EUROPEAN EQUITY FUND | 45,222 | $376K | 0.0% | $8.31 | $7.72 | — | COM | 298768102 |
| — | FIRST TR ABERDEEN GLBL OPP F | 32,005 | $372K | 0.0% | $11.62 | $10.97 | — | COM SHS | 337319107 |
| — | BANCROFT FUND LTD | 15,970 | $336K | 0.0% | $21.04 | $17.97 | — | COM | 059695106 |
| — | ADAMS DIVERSIFIED EQUITY FD | 24,000 | $330K | 0.0% | $13.75 | $13.75 | — | COM | 006212104 |
| — | BLACKROCK MULTI-SECTOR INC T | 18,100 | $313K | 0.0% | $17.29 | $17.06 | — | COM | 09258A107 |
| — | WELLS FARGO INCOME OPPORTUNI | 35,071 | $295K | 0.0% | $8.41 | $8.80 | — | WF INC OPPTY FD | 94987B105 |
| — | NEUBERGER BERMAN RE ES SEC F | 53,762 | $286K | 0.0% | $5.32 | $5.49 | — | COM | 64190A103 |
| — | ANADARKO PETE CORP | 4,347 | $270K | 0.0% | $62.11 | $48.59 | — | COM | 032511107 |
| — | VIRTUS TOTAL RETURN FD | 54,836 | $240K | 0.0% | $4.38 | $4.24 | — | COM | 92829A103 |
| — | MFS INTERMEDIATE HIGH INC FD | 88,302 | $233K | 0.0% | $2.64 | $2.66 | — | SH BEN INT | 59318T109 |
| — | MADISON STRTG SECTOR PREM FD | 18,887 | $230K | 0.0% | $12.18 | $11.27 | — | COM | 558268108 |
| ASHR | DBX ETF TR | 8,900 | $224K | 0.0% | $25.17 | $24.49 | — | DBXTR HAR CS 300 | 233051879 |
| — | WESTERN ASSET HIGH INCM OPP | 40,600 | $205K | 0.0% | $5.05 | $5.05 | — | COM | 95766K109 |
| — | ZWEIG FD | 17,066 | $190K | 0.0% | $11.13 | $12.05 | — | COM NEW | 989834205 |
| RDN | RADIAN GROUP INC | 10,000 | $180K | 0.0% | $18.00 * | $9.38 | +63.4% | COM | 750236101 |
| — | LMP CAP & INCOME FD INC | 11,589 | $165K | 0.0% | $14.24 | $15.04 | — | COM | 50208A102 |
| — | MVC CAPITAL INC | 18,000 | $162K | 0.0% | $9.00 | $8.06 | — | COM | 553829102 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 15,050 | $142K | 0.0% | $9.44 | $8.66 | — | COM NEW | 641876800 |
| — | NUVEEN MULTI MKT INCOME FD | 17,285 | $128K | 0.0% | $7.41 | $7.51 | — | COM | 67075J107 |
| — | SWISS HELVETIA FD INC | 10,000 | $116K | 0.0% | $11.60 | $11.60 | — | COM | 870875101 |
| — | DYNEGY INC NEW DEL | 1,394,423 | $55,000 | 0.0% | $0.04 | $0.79 | — | *W EXP 10/02/201 | 26817R116 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $7,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |