Location: New York, NY
CIK: 0001510281 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $1.278B (95.6% shares, 4.4% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| — | BLACKROCK DEBT STRAT FD INC | 8,118,988 | $94.99M | 7.4% | $11.70 | $11.34 | — | COM NEW | 09255R202 |
| CSCO | CISCO SYS INC | 2,328,700 | $89.19M | 7.0% | $38.30 * | $27.97 | 0.0% | Put | 17275R102 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 9,110,636 | $86.28M | 6.8% | $9.47 | $8.28 | — | COM SH BEN INT N | 021060207 |
| — | TEMPLETON EMERG MKTS INCOME | 4,788,902 | $53.49M | 4.2% | $11.17 | $11.33 | — | COM | 880192109 |
| — | VALEANT PHARMACEUTICALS INTL | 2,570,500 | $53.41M | 4.2% | $20.78 | $13.98 | — | Put | 91911K102 |
| ORCL | ORACLE CORP | 1,028,800 | $48.64M | 3.8% | $47.28 * | $43.49 | 0.0% | Put | 68389X105 |
| MBI | MBIA INC | 8,157,800 | $45.17M | 3.5% | $5.54 * | $4.38 | -22.6% | Put | 55262C100 |
| — | CHESAPEAKE ENERGY CORP | 44,450,000 | $40.63M | 3.2% | $0.91 | $0.94 | — | NOTE 5.500% 9/1 | 165167CS4 |
| ADI | ANALOG DEVICES INC | 444,600 | $39.58M | 3.1% | $89.03 * | $76.11 | 0.0% | Put | 032654105 |
| PBI | PITNEY BOWES INC | 3,255,000 | $36.39M | 2.8% | $11.18 * | $11.78 | 0.0% | Put | 724479100 |
| TXN | TEXAS INSTRS INC | 300,000 | $31.33M | 2.5% | $104.44 * | $77.65 | 0.0% | Put | 882508104 |
| TSLA | TESLA INC | 98,000 | $30.51M | 2.4% | $311.35 | — | — | Put | 88160R101 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 6,828,207 | $29.09M | 2.3% | $4.26 * | $7.26 | -30.8% | COM | 203668108 |
| AAL | AMERICAN AIRLS GROUP INC | 550,000 | $28.62M | 2.2% | $52.03 | — | — | Put | 02376R102 |
| MSFT | MICROSOFT CORP | 330,000 | $28.23M | 2.2% | $85.54 * | $75.26 | 0.0% | Put | 594918104 |
| QCOM | QUALCOMM INC | 420,900 | $26.95M | 2.1% | $64.02 * | $49.00 | 0.0% | Put | 747525103 |
| — | DELAWARE ENHANCED GBL DIV & | 1,839,728 | $22.32M | 1.7% | $12.13 | $11.04 | — | COM | 246060107 |
| — | GENERAL AMERN INVS INC | 632,876 | $21.77M | 1.7% | $34.40 | $33.29 | — | COM | 368802104 |
| — | DEUTSCHE HIGH INCOME OPPORT | 1,134,535 | $17.04M | 1.3% | $15.02 | $14.21 | — | COM | 25158Y102 |
| THC | TENET HEALTHCARE CORP | 1,097,921 | $16.64M | 1.3% | $15.16 * | $17.92 | -21.5% | COM NEW | 88033G407 |
| — | WESTERN ASSET HIGH INCM OPP | 3,200,147 | $16.23M | 1.3% | $5.07 | $5.08 | — | COM | 95766K109 |
| — | ANADARKO PETE CORP | 302,100 | $16.2M | 1.3% | $53.64 | $48.59 | — | Put | 032511107 |
| — | CREDIT SUISSE ASSET MGMT INC | 4,895,139 | $16.2M | 1.3% | $3.31 | $2.97 | — | COM | 224916106 |
| ORCL | ORACLE CORP | 331,053 | $15.65M | 1.2% | $47.28 * | $43.49 | 0.0% | COM | 68389X105 |
| — | BLACKROCK CORPOR HI YLD FD I | 1,256,059 | $13.74M | 1.1% | $10.94 | $10.97 | — | COM | 09255P107 |
| — | MORGAN STANLEY EMER MKTS DEB | 1,347,922 | $13.45M | 1.1% | $9.98 | $9.87 | — | COM | 61744H105 |
| GNW | GENWORTH FINL INC | 4,221,234 | $13.13M | 1.0% | $3.11 * | $4.15 | -16.6% | COM CL A | 37247D106 |
| — | INVESCO HIGH INCOME TR II | 807,355 | $11.88M | 0.9% | $14.71 | $14.21 | — | COM | 46131F101 |
| — | WELLS FARGO INCOME OPPORTUNI | 1,356,395 | $11.39M | 0.9% | $8.40 | $8.40 | — | WF INC OPPTY FD | 94987B105 |
| GOOG | ALPHABET INC | 10,580 | $11.07M | 0.9% | $1046.41 * | $50.52 | 0.0% | CAP STK CL C | 02079K107 |
| CSCO | CISCO SYS INC | 273,499 | $10.47M | 0.8% | $38.30 * | $27.97 | 0.0% | COM | 17275R102 |
| — | WESTERN ASSET GLB HI INCOME | 1,004,529 | $10.27M | 0.8% | $10.22 | $10.21 | — | COM | 95766B109 |
| — | LIBERTY ALL STAR EQUITY FD | 1,595,102 | $10.05M | 0.8% | $6.30 | $5.23 | — | SH BEN INT | 530158104 |
| — | ALLIANZGI NFJ DIVID INT & PR | 748,349 | $9.766M | 0.8% | $13.05 | $12.43 | — | COM | 01883A107 |
| — | WELLS FARGO MULTI SECTOR INC | 724,088 | $9.457M | 0.7% | $13.06 | $12.52 | — | COM | 94987D101 |
| — | ADVENT CLAYMORE CV SECS & IN | 555,844 | $8.827M | 0.7% | $15.88 | $13.74 | — | COM | 00764C109 |
| — | TESLA INC | 8,000,000 | $8.671M | 0.7% | $1.08 | $1.09 | — | NOTE 1.250% 3/0 | 88160RAC5 |
| — | ADVENT CLAY CONV SEC INC FD | 1,427,681 | $8.552M | 0.7% | $5.99 | $5.54 | — | COM | 007639107 |
| RIG | TRANSOCEAN LTD | 780,600 | $8.337M | 0.7% | $10.68 | — | — | Put | H8817H100 |
| — | AVON PRODS INC | 3,559,563 | $7.653M | 0.6% | $2.15 | $3.20 | — | COM | 054303102 |
| IBM | INTERNATIONAL BUSINESS MACHS | 47,829 | $7.338M | 0.6% | $153.42 * | $102.11 | 0.0% | COM | 459200101 |
| — | DEUTSCHE MULTI-MKT INCOME TR | 808,497 | $7.155M | 0.6% | $8.85 | $8.30 | — | SHS | 25160E102 |
| — | CLOUGH GLOBAL OPPORTUNITIES | 646,490 | $7.034M | 0.6% | $10.88 | $10.04 | — | SH BEN INT | 18914E106 |
| — | LEGG MASON BW GLB INC OPP FD | 548,902 | $7.009M | 0.5% | $12.77 | $14.14 | — | COM | 52469B100 |
| — | AK STL HLDG CORP | 1,216,064 | $6.883M | 0.5% | $5.66 | $6.34 | — | COM | 001547108 |
| — | SUPERVALU INC | 316,866 | $6.844M | 0.5% | $21.60 | $21.70 | — | COM NEW | 868536301 |
| — | NEUBERGER BERMAN HGH YLD FD | 571,468 | $6.72M | 0.5% | $11.76 | $12.79 | — | COM | 64128C106 |
| ADI | ANALOG DEVICES INC | 75,039 | $6.681M | 0.5% | $89.03 * | $76.11 | 0.0% | COM | 032654105 |
| — | WESTERN ASSET HGH YLD DFNDFD | 414,698 | $6.27M | 0.5% | $15.12 | $15.23 | — | COM | 95768B107 |
| — | HERTZ GLOBAL HLDGS INC | 278,975 | $6.165M | 0.5% | $22.10 | $15.73 | — | COM | 42806J106 |
| — | WELLS FARGO GLOBAL DIVIDEND | 1,004,965 | $5.959M | 0.5% | $5.93 | $5.53 | — | COM | 94987C103 |
| — | WESTERN ASSET HIGH INCM FD I | 782,480 | $5.454M | 0.4% | $6.97 | $6.97 | — | COM | 95766J102 |
| — | DYNEGY INC NEW DEL | 431,811 | $5.117M | 0.4% | $11.85 | $9.49 | — | COM | 26817R108 |
| SM | SM ENERGY CO | 226,173 | $4.994M | 0.4% | $22.08 * | $17.78 | +2.0% | COM | 78454L100 |
| — | ROWAN COMPANIES PLC | 304,578 | $4.77M | 0.4% | $15.66 | $10.57 | — | SHS CL A | G7665A101 |
| SGRY | SURGERY PARTNERS INC | 337,789 | $4.087M | 0.3% | $12.10 * | $13.65 | -30.0% | COM | 86881A100 |
| — | PENNEY J C INC | 1,221,860 | $3.861M | 0.3% | $3.16 | $5.27 | — | COM | 708160106 |
| — | ALPINE GLOBAL DYNAMIC DIVD F | 350,377 | $3.798M | 0.3% | $10.84 | $8.77 | — | COM NEW | 02082E205 |
| — | CLOUGH GLOBAL DIVND AND INC | 268,049 | $3.576M | 0.3% | $13.34 | $12.19 | — | COM | 18913Y103 |
| — | TESLA INC | 3,000,000 | $3.497M | 0.3% | $1.17 | $1.04 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | CLOUGH GLOBAL EQUITY FD | 258,662 | $3.458M | 0.3% | $13.37 | $11.45 | — | COM | 18914C100 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 234,813 | $3.384M | 0.3% | $14.41 | $14.70 | — | COM | 74433A109 |
| — | PARKER DRILLING CO | 3,326,089 | $3.326M | 0.3% | $1.00 | $1.00 | — | COM | 701081101 |
| NGD | NEW GOLD INC CDA | 987,387 | $3.249M | 0.3% | $3.29 * | $3.24 | +3.5% | COM | 644535106 |
| — | SOLARCITY CORP | 3,475,000 | $3.23M | 0.3% | $0.93 | $0.90 | — | NOTE 1.625%11/0 | 83416TAC4 |
| — | DEUTSCHE STRATEGIC INCOME TR | 256,525 | $3.199M | 0.3% | $12.47 | $11.74 | — | SHS | 25160F109 |
| — | FIRST TR STRATEGIC HIGH INC | 245,732 | $3.163M | 0.2% | $12.87 | $12.35 | — | COM SHS NEW | 337353304 |
| — | WESTERN ASSET EMRG MKT DEBT | 200,398 | $3.116M | 0.2% | $15.55 | $15.51 | — | COM | 95766A101 |
| OMF | ONEMAIN HLDGS INC | 115,163 | $2.993M | 0.2% | $25.99 * | $24.56 | +12.5% | COM | 68268W103 |
| — | SEARS HLDGS CORP | 792,540 | $2.837M | 0.2% | $3.58 | $3.58 | — | COM | 812350106 |
| INTC | INTEL CORP | 60,879 | $2.81M | 0.2% | $46.16 * | $36.55 | 0.0% | COM | 458140100 |
| — | INVESCO DYNAMIC CR OPP FD | 237,128 | $2.777M | 0.2% | $11.71 | $11.71 | — | COM | 46132R104 |
| MSFT | MICROSOFT CORP | 31,216 | $2.67M | 0.2% | $85.53 * | $75.26 | 0.0% | COM | 594918104 |
| QCOM | QUALCOMM INC | 41,045 | $2.628M | 0.2% | $64.03 * | $49.00 | 0.0% | COM | 747525103 |
| UIS | UNISYS CORP | 318,892 | $2.599M | 0.2% | $8.15 | $8.73 | -6.1% | COM NEW | 909214306 |
| — | OCEAN RIG UDW INC | 96,794 | $2.594M | 0.2% | $26.80 | $23.77 | — | COM CL A | G66964118 |
| — | DELAWARE INVTS DIV & INCOME | 230,754 | $2.485M | 0.2% | $10.77 | $9.75 | — | COM | 245915103 |
| RDN | RADIAN GROUP INC | 119,300 | $2.459M | 0.2% | $20.61 * | $9.38 | +82.1% | Put | 750236101 |
| — | VALEANT PHARMACEUTICALS INTL | 104,759 | $2.177M | 0.2% | $20.78 | $13.98 | — | COM | 91911K102 |
| — | VOYA PRIME RATE TR | 405,097 | $2.054M | 0.2% | $5.07 | $5.07 | — | SH BEN INT | 92913A100 |
| TXN | TEXAS INSTRS INC | 18,899 | $1.974M | 0.2% | $104.45 * | $77.65 | 0.0% | COM | 882508104 |
| — | TREEHOUSE FOODS INC | 30,352 | $1.501M | 0.1% | $49.45 | $49.45 | — | COM | 89469A104 |
| — | ENERGY XXI GULF COAST INC | 260,601 | $1.496M | 0.1% | $5.74 | $29.97 | — | COM | 29276K101 |
| — | CBRE CLARION GLOBAL REAL EST | 178,120 | $1.411M | 0.1% | $7.92 | $7.92 | — | COM | 12504G100 |
| — | DIVIDEND & INCOME FUND | 103,556 | $1.391M | 0.1% | $13.43 | $11.66 | — | COM NEW | 25538A204 |
| — | ENSCO PLC | 205,000 | $1.212M | 0.1% | $5.91 | $5.51 | — | SHS CLASS A | G3157S106 |
| — | PRUDENTIAL SHT DURATION HG Y | 81,613 | $1.205M | 0.1% | $14.76 | $15.05 | — | COM | 74442F107 |
| — | EATON VANCE SR INCOME TR | 182,829 | $1.192M | 0.1% | $6.52 | $6.52 | — | SH BEN INT | 27826S103 |
| — | ADVENT CLAYMORE ENH GRW & IN | 141,640 | $1.181M | 0.1% | $8.34 | $8.27 | — | COM | 00765E104 |
| — | OCWEN FINL CORP | 370,340 | $1.159M | 0.1% | $3.13 | $2.69 | — | COM NEW | 675746309 |
| — | DONNELLEY R R & SONS CO | 122,099 | $1.137M | 0.1% | $9.31 | $9.31 | — | COM | 257867200 |
| — | ROYCE GLOBAL VALUE TR INC | 105,133 | $1.136M | 0.1% | $10.81 | $10.81 | — | COM | 78081T104 |
| — | DEAN FOODS CO NEW | 92,900 | $1.074M | 0.1% | $11.56 | $10.88 | — | COM NEW | 242370203 |
| — | MFS CHARTER INCOME TR | 126,486 | $1.073M | 0.1% | $8.48 | $8.47 | — | SH BEN INT | 552727109 |
| — | NUVEEN CR STRATEGIES INCM FD | 114,151 | $938K | 0.1% | $8.22 | $8.22 | — | COM SHS | 67073D102 |
| CAR | AVIS BUDGET GROUP | 21,230 | $932K | 0.1% | $43.90 * | $37.79 | 0.0% | COM | 053774105 |
| — | MORGAN STANLEY EM MKTS DM DE | 118,345 | $911K | 0.1% | $7.70 | $12.74 | — | COM | 617477104 |
| — | BARRETT BILL CORP | 177,358 | $910K | 0.1% | $5.13 | $3.07 | — | COM | 06846N104 |
| HYG | ISHARES TR | 10,000 | $873K | 0.1% | $87.30 | $87.30 | — | IBOXX HI YD ETF | 464288513 |
| — | EATON VANCE LTD DUR INCOME F | 63,299 | $864K | 0.1% | $13.65 | $13.65 | — | COM | 27828H105 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 49,359 | $835K | 0.1% | $16.92 | $16.92 | — | SHS | 67075G103 |
| — | ELLSWORTH GROWTH & INCOME FD | 79,071 | $744K | 0.1% | $9.41 | $7.60 | — | COM | 289074106 |
| — | DASEKE INC | 354,368 | $723K | 0.1% | $2.04 | $2.04 | — | *W EXP 02/27/202 | 23753F115 |
| — | LAZARD WORLD DIVID & INCOME | 61,223 | $712K | 0.1% | $11.63 | $10.12 | — | COM | 521076109 |
| GOOGL | ALPHABET INC | 65,000 | $694K | 0.1% | $10.68 | — | — | Put | 02079K305 |
| — | FRONTIER COMMUNICATIONS CORP | 99,098 | $670K | 0.1% | $6.76 | $11.79 | — | COM NEW | 35906A306 |
| — | INVESCO SR INCOME TR | 142,151 | $624K | 0.0% | $4.39 | $4.39 | — | COM | 46131H107 |
| M | MACYS INC | 2,549,800 | $590K | 0.0% | $0.23 | — | — | Put | 55616P104 |
| — | HOSTESS BRANDS INC | 238,772 | $556K | 0.0% | $2.33 | $2.82 | — | *W EXP 11/04/202 | 44109J114 |
| — | ROYCE MICRO-CAP TR INC | 57,852 | $546K | 0.0% | $9.44 | $9.41 | — | COM | 780915104 |
| PBI | PITNEY BOWES INC | 48,649 | $544K | 0.0% | $11.18 * | $11.78 | 0.0% | COM | 724479100 |
| — | LAZARD GLB TTL RET&INCM FD I | 29,813 | $537K | 0.0% | $18.01 | $13.97 | — | COM | 52106W103 |
| — | ARES DYNAMIC CR ALLOCATION F | 27,335 | $449K | 0.0% | $16.43 | $16.43 | — | COM | 04014F102 |
| IEF | ISHARES TR | 1,800,000 | $416K | 0.0% | $0.23 | — | — | Put | 464287440 |
| IEF | ISHARES TR | 1,800,000 | $416K | 0.0% | $0.23 | — | — | Call | 464287440 |
| — | ALLIANZGI EQUITY & CONV INCO | 19,094 | $403K | 0.0% | $21.11 | $20.69 | — | COM | 018829101 |
| — | BANCROFT FUND LTD | 15,970 | $348K | 0.0% | $21.79 | $17.97 | — | COM | 059695106 |
| XHNWX | PIONEER DIV HIGH INCOME TRUS | 18,012 | $284K | 0.0% | $15.77 | $15.77 | — | COM | 723653101 |
| ASHR | DBX ETF TR | 8,900 | $276K | 0.0% | $31.01 | $24.49 | — | XTRACK HRVST CSI | 233051879 |
| — | XEROX CORP | 9,200 | $268K | 0.0% | $29.13 | — | — | Put | 984121608 |
| — | VOYA GLBL ADV & PREM OPP FD | 20,629 | $236K | 0.0% | $11.44 | $10.81 | — | COM | 92912R104 |
| INTC | INTEL CORP | 1,009,100 | $233K | 0.0% | $0.23 * | $36.55 | 0.0% | Put | 458140100 |
| RDN | RADIAN GROUP INC | 10,000 | $206K | 0.0% | $20.60 * | $9.38 | +82.1% | COM | 750236101 |
| — | PUTMAN HIGH INCOME SEC FUND | 21,834 | $197K | 0.0% | $9.02 | $8.28 | — | SHS BEN INT | 746779107 |
| — | FIRST TR ABERDEEN GLBL OPP F | 16,112 | $188K | 0.0% | $11.67 | $10.97 | — | COM SHS | 337319107 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 12,210 | $156K | 0.0% | $12.78 | $13.02 | — | COM | 01879R106 |
| — | COHEN & STEERS GLOBAL INC BL | 15,725 | $155K | 0.0% | $9.86 | $9.73 | — | COM | 19248M103 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 15,888 | $149K | 0.0% | $9.38 | $8.69 | — | COM NEW | 641876800 |
| — | NUVEEN MULTI MKT INCOME FD | 17,285 | $132K | 0.0% | $7.64 | $7.51 | — | COM | 67075J107 |
| — | SIMPLY GOOD FOODS CO | 29,700 | $116K | 0.0% | $3.91 | $3.91 | — | *W EXP 07/07/202 | 82900L110 |
| XPHTX | PIONEER HIGH INCOME TR | 10,000 | $97,000 | 0.0% | $9.70 | $9.70 | — | COM | 72369H106 |
| IBM | INTERNATIONAL BUSINESS MACHS | 385,500 | $89,000 | 0.0% | $0.23 * | $102.11 | 0.0% | Put | 459200101 |
| — | FRANKLIN UNVL TR | 10,145 | $73,000 | 0.0% | $7.20 | $7.29 | — | SH BEN INT | 355145103 |
| — | HOVNANIAN ENTERPRISES INC | 238,400 | $55,000 | 0.0% | $0.23 | — | — | Call | 442487203 |
| — | PENNEY J C INC | 154,100 | $36,000 | 0.0% | $0.23 | $5.27 | — | Put | 708160106 |
| — | COMMUNITY HEALTH SYS INC NEW | 795,108 | $6,000 | 0.0% | $0.01 | $0.06 | — | RIGHT 99/99/9999 | 203668116 |