CIK: 0001510281 · Show all filings
Period: Q1 2020 (← Previous) (Next →)
Filing Date: May 15, 2020
Total Value ($000): $1,901,171 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| HYG | ISHARES TR | 4,000,000 | $308,280 | 16.2% | $77.04 | — | Put | 464288513 |
| — | VOYA PRIME RATE TR | 35,789,338 | $132,778 | 7.0% | $4.55 | — | SH BEN INT | 92913A100 |
| CHTR | CHARTER COMMUNICATIONS INC N | 187,900 | $81,983 | 4.3% | $489.07 | 0.0% | Put | 16119P108 |
| — | EATON VANCE LTD DUR INCOME F | 6,275,718 | $66,334 | 3.5% | $12.56 | — | COM | 27828H105 |
| — | WESTERN ASSET GLOBAL HIGH IN | 8,351,378 | $62,468 | 3.3% | $9.08 | — | COM | 95766B109 |
| — | WESTERN ASSET HIGH INCM OPP | 12,912,550 | $54,362 | 2.9% | $4.84 | — | COM | 95766K109 |
| — | INVESCO DYNAMIC CR OPPORTUNI | 5,219,785 | $41,654 | 2.2% | $10.04 | — | COM | 46132R104 |
| YPF | YPF SOCIEDAD ANONIMA | 9,492,500 | $39,584 | 2.1% | $4.72 | — | Put | 984245100 |
| — | WESTERN ASSET HIGH INCM FD I | 7,454,061 | $37,345 | 2.0% | $6.34 | — | COM | 95766J102 |
| — | NEUBERGER BERMAN HIGH YIELD | 4,294,509 | $37,276 | 2.0% | $10.87 | — | COM | 64128C106 |
| — | INVESCO SR INCOME TR | 11,374,540 | $36,626 | 1.9% | $4.15 | — | COM | 46131H107 |
| — | PGIM GLOBAL HIGH YIELD FD FO | 3,095,445 | $34,236 | 1.8% | $12.44 | — | COM | 69346J106 |
| — | FIRST TR HIGH INCOME L/S FD | 2,665,400 | $32,438 | 1.7% | $13.32 | — | COM | 33738E109 |
| CNX | CNX RESOURCES CORPORATION | 5,896,700 | $31,371 | 1.7% | $6.65 | 0.0% | Put | 12653C108 |
| — | NUVEEN CR STRATEGIES INCOME | 5,072,582 | $28,762 | 1.5% | $6.98 | — | COM SHS | 67073D102 |
| — | BLACKROCK FLOATING RATE INCO | 2,671,028 | $26,737 | 1.4% | $12.46 | — | COM | 09255X100 |
| — | UNITED STATES STL CORP NEW | 4,206,600 | $26,543 | 1.4% | — | — | Put | 912909108 |
| — | NUVEEN PENNSYLVANIA QLT MUN | 1,965,337 | $26,159 | 1.4% | $13.17 | — | COM | 670972108 |
| — | PGIM HIGH YIELD BOND FUND IN | 2,063,512 | $23,895 | 1.3% | $12.23 | — | COM | 69346H100 |
| XPHDX | PIONEER FLOATING RATE TR | 2,955,011 | $22,606 | 1.2% | $10.42 | — | COM | 72369J102 |
| — | NUVEEN NEW YORK AMT QLT MUNI | 1,766,193 | $22,077 | 1.2% | $12.37 | — | COM | 670656107 |
| — | NUVEEN OHIO QLTY MUN INCOME | 1,482,385 | $21,836 | 1.1% | $14.64 | — | COM | 670980101 |
| HYD | VANECK VECTORS ETF TR | 414,006 | $21,636 | 1.1% | $52.26 | — | HIGH YLD MUN ETF | 92189H409 |
| — | NUVEEN FLOATING RATE INCOME | 2,803,197 | $21,164 | 1.1% | $7.55 | — | COM | 67072T108 |
| — | EATON VANCE FLTG RATE INCOM | 1,713,049 | $19,923 | 1.0% | $15.06 | — | COM SHS BEN INT | 278284104 |
| POST | POST HLDGS INC | 235,300 | $19,523 | 1.0% | $64.99 | 0.0% | Put | 737446104 |
| — | NUVEEN GLOBAL HIGH INCOME FD | 1,734,745 | $19,394 | 1.0% | $14.36 | — | SHS | 67075G103 |
| — | FIRST TR SR FLG RTE INCM FD | 1,895,399 | $18,025 | 0.9% | $11.86 | — | COM | 33733U108 |
| — | EATON VANCE FLTING RATE INC | 1,746,602 | $17,903 | 0.9% | $13.36 | — | COM | 278279104 |
| — | BLACKSTONE GSO STRATEGIC CR | 1,572,029 | $16,365 | 0.9% | $10.41 | — | COM SHS BEN IN | 09257R101 |
| — | NUVEEN MICHIGAN QLT MUN INC | 1,155,438 | $15,506 | 0.8% | $13.01 | — | COM | 670979103 |
| — | WELLS FARGO INCOME OPPORTUNI | 2,422,908 | $15,458 | 0.8% | $6.38 | — | WF INC OPPTY FD | 94987B105 |
| — | EATON VANCE SR FLTNG RTE TR | 1,541,223 | $15,227 | 0.8% | $10.16 | — | COM | 27828Q105 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 1,152,553 | $14,626 | 0.8% | $12.50 | — | SH BEN INT | 09248E102 |
| — | BLACKROCK MUNIHLDGS NY QLTY | 1,032,341 | $13,007 | 0.7% | $13.12 | — | COM | 09255C106 |
| HLF | HERBALIFE NUTRITION LTD | 431,100 | $12,571 | 0.7% | $37.23 | 0.0% | Put | G4412G101 |
| — | NUVEEN FLTNG RTE INCM OPP FD | 1,680,440 | $12,486 | 0.7% | $7.63 | — | COM SHS | 6706EN100 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 929,896 | $12,396 | 0.7% | $13.93 | — | COM | 09254L107 |
| — | EATON VANCE SR INCOME TR | 2,674,715 | $12,330 | 0.6% | $6.12 | — | SH BEN INT | 27826S103 |
| — | BRANDYWINEGBL GLBAL INM OPRT | 1,166,380 | $12,294 | 0.6% | $11.98 | — | COM | 10537L104 |
| — | BLACKROCK DEBT STRATEGIES FD | 1,421,179 | $12,009 | 0.6% | $10.30 | — | COM NEW | 09255R202 |
| — | GENERAL AMERN INVS INC | 437,323 | $11,996 | 0.6% | $33.16 | — | COM | 368802104 |
| — | WESTERN ASSET EMERGING MKTS | 1,094,757 | $11,528 | 0.6% | $10.53 | — | COM | 95766A101 |
| NGL | NGL ENERGY PARTNERS LP | 4,399,700 | $11,440 | 0.6% | — | — | Put | 62913M107 |
| RIG | TRANSOCEAN LTD | 9,766,900 | $11,329 | 0.6% | $3.90 | 0.0% | Put | H8817H100 |
| — | BLACKROCK LTD DURATION INC T | 883,469 | $11,149 | 0.6% | $12.62 | — | COM SHS | 09249W101 |
| TDG | TRANSDIGM GROUP INC | 33,800 | $10,823 | 0.6% | $452.74 | 0.0% | Put | 893641100 |
| — | BLACKROCK MULTI-SECTOR INC T | 823,043 | $9,934 | 0.5% | $12.07 | — | COM | 09258A107 |
| XXHYBXX | NEW AMER HIGH INCOME FD INC | 1,425,001 | $9,890 | 0.5% | $7.58 | — | COM NEW | 641876800 |
| — | NUVEEN NEW JERSEY QULT MUN F | 729,536 | $9,805 | 0.5% | $12.92 | — | COM | 67069Y102 |
| — | NUVEEN MARYLAND QLT MUN INC | 735,534 | $9,290 | 0.5% | $11.95 | — | COM | 67061Q107 |
| YPF | YPF SOCIEDAD ANONIMA | 2,160,341 | $9,009 | 0.5% | $4.72 | — | SPON ADR CL D | 984245100 |
| — | BLACKROCK FLOATING RATE INCO | 879,611 | $8,629 | 0.5% | $11.92 | — | COM | 091941104 |
| — | BLACKROCK MUNIYLD MICH QLTY | 629,913 | $8,346 | 0.4% | $12.94 | — | COM | 09254V105 |
| — | KKR INCOME OPPORTUNITIES FD | 729,762 | $7,779 | 0.4% | $10.66 | — | COM | 48249T106 |
| — | BLACKROCK MUNI N Y INTER DUR | 522,205 | $7,650 | 0.4% | $13.19 | — | COM | 09255F109 |
| — | BLACKROCK MUNIHLDGS NJ QLTY | 574,018 | $7,571 | 0.4% | $12.60 | — | COM | 09254X101 |
| — | BLACKROCK MUNIYIELD QLTY FD | 579,656 | $7,408 | 0.4% | $13.02 | — | COM | 09254E103 |
| — | ROYCE GLOBAL VALUE TR INC | 892,940 | $7,179 | 0.4% | $9.91 | — | COM | 78081T104 |
| — | NUVEEN SR INCOME FD | 1,621,869 | $7,169 | 0.4% | $5.36 | — | COM | 67067Y104 |
| — | BROOKFIELD REAL ASSETS INCOM | 481,540 | $7,069 | 0.4% | $14.68 | — | SHS BEN INT | 112830104 |
| CHTR | CHARTER COMMUNICATIONS INC N | 15,786 | $6,888 | 0.4% | $489.07 | 0.0% | CL A | 16119P108 |
| — | TEMPLETON GLOBAL INCOME FD | 1,211,436 | $6,481 | 0.3% | $5.35 | — | COM | 880198106 |
| — | APOLLO TACTICAL INCOME FD IN | 563,149 | $6,380 | 0.3% | $11.55 | — | COM | 037638103 |
| XPHTX | PIONEER HIGH INCOME TR | 953,353 | $6,121 | 0.3% | $6.42 | — | COM | 72369H106 |
| CLF | CLEVELAND CLIFFS INC | 1,543,000 | $6,095 | 0.3% | $6.19 | 0.0% | Put | 185899101 |
| ARLP | ALLIANCE RES PARTNER L P | 1,930,100 | $5,984 | 0.3% | — | — | Put | 01877R108 |
| — | NUVEEN GEORGIA QLTY MUN INC | 490,044 | $5,822 | 0.3% | $11.57 | — | COM | 67072B107 |
| — | ABERDEEN INCOME CR STRATEGIE | 788,026 | $5,792 | 0.3% | $7.35 | — | COM | 003057106 |
| KBH | KB HOME | 318,072 | $5,757 | 0.3% | $29.18 | 0.0% | COM | 48666K109 |
| CYH | COMMUNITY HEALTH SYS INC NEW | 1,710,545 | $5,713 | 0.3% | $5.90 | -31.3% | COM | 203668108 |
| — | WELLS FARGO MULTI SECTOR INC | 583,943 | $5,623 | 0.3% | $9.63 | — | COM | 94987D101 |
| — | ALLIANCEBERNSTEIN GLOBAL HIG | 597,225 | $5,530 | 0.3% | $9.26 | — | COM | 01879R106 |
| — | NUVEEN SHT DUR CR OPP FD | 503,962 | $5,483 | 0.3% | $12.51 | — | COM | 67074X107 |
| — | SOURCE CAP INC | 178,066 | $5,465 | 0.3% | $30.69 | — | COM | 836144105 |
| — | APOLLO SR FLOATING RATE FD I | 469,002 | $5,445 | 0.3% | $11.61 | — | COM | 037636107 |
| — | BLACKROCK NY MUNICIPAL BOND | 373,391 | $5,239 | 0.3% | $13.92 | — | COM | 09249P106 |
| — | IVY HIGH INCOME OPPORTUNITIE | 503,407 | $5,235 | 0.3% | $12.25 | — | COM | 465893105 |
| XEVMX | EATON VANCE CALIF MUN BD FD | 495,173 | $5,224 | 0.3% | $10.43 | — | COM | 27828A100 |
| — | BLACKROCK MUNIYIELD PA QLTY | 385,776 | $5,177 | 0.3% | $13.31 | — | COM | 09255G107 |
| — | WESTERN ASSET CORPORATE LN F | 712,073 | $5,056 | 0.3% | $9.28 | — | COM | 95790J102 |
| — | THL CR SR LN FD | 395,890 | $4,576 | 0.2% | $12.83 | — | COM | 87244R103 |
| — | DONNELLEY R R & SONS CO | 4,723,003 | $4,527 | 0.2% | $0.98 | — | COM | 257867200 |
| — | ARES DYNAMIC CR ALLOCATION F | 413,376 | $4,460 | 0.2% | $11.86 | — | COM | 04014F102 |
| CNX | CNX RESOURCES CORPORATION | 829,642 | $4,414 | 0.2% | $6.65 | 0.0% | COM | 12653C108 |
| — | BLACKSTONE GSO LNG SHRT CR I | 415,068 | $4,375 | 0.2% | $10.54 | — | COM SHS BN INT | 09257D102 |
| — | CNX MIDSTREAM PARTNERS LP | 481,200 | $3,897 | 0.2% | — | — | Put | 12654A101 |
| — | CREDIT SUISSE HIGH YLD BND F | 1,998,202 | $3,657 | 0.2% | $1.83 | — | SH BEN INT | 22544F103 |
| — | BNY MELLON HIGH YIELD STRATE | 1,455,172 | $3,303 | 0.2% | $2.27 | — | SH BEN INT | 09660L105 |
| UBER | UBER TECHNOLOGIES INC | 116,700 | $3,258 | 0.2% | $32.91 | 0.0% | Put | 90353T100 |
| XVMMX | DELAWARE INVTS MINN MUN INCO | 256,946 | $3,178 | 0.2% | $11.86 | — | COM | 24610V103 |
| — | DIVIDEND & INCOME FUND | 343,204 | $3,017 | 0.2% | $11.64 | — | COM NEW | 25538A204 |
| — | INVESCO HIGH INCOME TR II | 260,825 | $2,793 | 0.1% | $13.82 | — | COM | 46131F101 |
| — | YUNHONG INTL | 275,000 | $2,668 | 0.1% | $9.70 | — | UNIT 99/99/9999 | G98882114 |
| RIG | TRANSOCEAN LTD | 2,086,611 | $2,420 | 0.1% | $3.90 | 0.0% | REG SHS | H8817H100 |
| BZH | BEAZER HOMES USA INC | 360,420 | $2,321 | 0.1% | $12.38 | 0.0% | COM NEW | 07556Q881 |
| — | MFS MULTIMARKET INCOME TR | 457,692 | $2,302 | 0.1% | $5.03 | — | SH BEN INT | 552737108 |
| — | ALLIANZGI NFJ DIVID INT & PR | 235,729 | $2,265 | 0.1% | $12.60 | — | COM | 01883A107 |
| — | EATON VANCE NY MUNI INCOME T | 172,586 | $2,140 | 0.1% | $11.89 | — | SH BEN INT | 27826W104 |
| — | L BRANDS INC | 185,000 | $2,139 | 0.1% | $11.55 | — | Put | 501797104 |
| — | DIAMONDPEAK HLDGS COR | 201,175 | $2,092 | 0.1% | $10.40 | — | COM CL A | 25280H100 |
| CLF | CLEVELAND CLIFFS INC | 522,800 | $2,065 | 0.1% | $6.19 | 0.0% | COM | 185899101 |
| HLF | HERBALIFE NUTRITION LTD | 70,777 | $2,064 | 0.1% | $37.23 | 0.0% | COM SHS | G4412G101 |
| — | BARINGS GLOBAL SHORT DURATIO | 183,967 | $2,048 | 0.1% | $11.13 | — | COM | 06760L100 |
| — | DFP HEALTHCARE ACQUISITNS CO | 207,458 | $2,043 | 0.1% | $9.85 | — | UNIT 03/31/2025 | 23343Q209 |
| — | BLACKROCK NY MUNI INC QLTY T | 154,503 | $1,931 | 0.1% | $12.75 | — | COM | 09249U105 |
| XNBOX | NEUBERGER BRMAN NY MUNI FD I | 165,093 | $1,910 | 0.1% | $11.95 | — | COM | 64124K102 |
| — | CREDIT SUISSE ASSET MGMT INC | 783,964 | $1,874 | 0.1% | $2.39 | — | COM | 224916106 |
| — | MFS CHARTER INCOME TR | 245,185 | $1,814 | 0.1% | $7.40 | — | SH BEN INT | 552727109 |
| SABR | SABRE CORP | 298,054 | $1,767 | 0.1% | $16.72 | 0.0% | COM | 78573M104 |
| TDG | TRANSDIGM GROUP INC | 5,433 | $1,740 | 0.1% | $452.74 | 0.0% | COM | 893641100 |
| — | MORGAN STANLEY EMER MKTS DEB | 203,612 | $1,558 | 0.1% | $9.87 | — | COM | 61744H105 |
| — | BLACKSTONE GSO FLTING RTE FU | 128,371 | $1,507 | 0.1% | $11.74 | — | COM | 09256U105 |
| UBER | UBER TECHNOLOGIES INC | 47,227 | $1,319 | 0.1% | $32.91 | 0.0% | COM | 90353T100 |
| CCIF | VERTICAL CAP INCOME FD | 150,307 | $1,260 | 0.1% | $9.47 | — | SHS BEN INT | 92535C104 |
| — | VIRTUS GLOBAL MULTI-SEC INC | 128,486 | $1,240 | 0.1% | $9.65 | — | COM | 92829B101 |
| — | ABERDEEN ASIA-PACIFIC INCOME | 347,623 | $1,175 | 0.1% | $3.38 | — | COM | 003009107 |
| CAR | AVIS BUDGET GROUP | 83,106 | $1,155 | 0.1% | $28.44 | 0.0% | COM | 053774105 |
| — | BLACKROCK MUNIYIELD NY QLTY | 86,814 | $1,062 | 0.1% | $12.23 | — | COM | 09255E102 |
| — | RIVERNORTH / DOUBLELINE STRA | 81,643 | $1,045 | 0.1% | $12.80 | — | COM | 76882G107 |
| POST | POST HLDGS INC | 12,090 | $1,003 | 0.1% | $64.99 | 0.0% | COM | 737446104 |
| — | L BRANDS INC | 77,032 | $890 | 0.0% | $11.55 | — | COM | 501797104 |
| — | NEUBERGER BRMAN CLIFRN MUNI | 65,982 | $868 | 0.0% | $12.24 | — | COM | 64123C101 |
| UNFI | UNITED NAT FOODS INC | 93,871 | $862 | 0.0% | $9.67 | -18.0% | COM | 911163103 |
| MD | MEDNAX INC | 53,700 | $625 | 0.0% | $20.62 | 0.0% | Put | 58502B106 |
| — | ANGEL OAK FINL STRATEGIES IN | 34,689 | $593 | 0.0% | $17.09 | — | COM BEN INT | 03464A100 |
| — | STANDARD DIVERSIFIED INC | 47,569 | $519 | 0.0% | $17.95 | — | COM CL A | 85336L109 |
| — | HANCOCK JOHN INVS TR | 39,621 | $498 | 0.0% | $12.57 | — | COM | 410142103 |
| XENWX | EATON VANCE NEW YORK MUN BD | 39,587 | $458 | 0.0% | $11.57 | — | COM | 27827Y109 |
| — | FRANKLIN LTD DURATION INCOME | 54,276 | $426 | 0.0% | $7.85 | — | COM | 35472T101 |
| — | BLACKROCK MUNIYIELD CALIF FD | 29,225 | $387 | 0.0% | $13.24 | — | COM | 09254M105 |
| HYG | ISHARES TR | 4,790 | $369 | 0.0% | $77.04 | — | IBOXX HI YD ETF | 464288513 |
| OII | OCEANEERING INTL INC | 121,105 | $356 | 0.0% | $10.44 | 0.0% | COM | 675232102 |
| — | ALLIANZGI DIVERSIFIED INCOME | 18,529 | $333 | 0.0% | $17.97 | — | COM | 01883J108 |
| — | SEADRILL LTD | 661,204 | $284 | 0.0% | $20.54 | — | COM | G7998G106 |
| — | ABERDEEN TOTAL DYNAMIC DIVD | 41,674 | $274 | 0.0% | $6.57 | — | COM SH BEN INT | 00326L100 |
| MD | MEDNAX INC | 19,233 | $224 | 0.0% | $20.62 | 0.0% | COM | 58502B106 |
| — | NUVEEN ARIZONA QLTY MUN INC | 11,560 | $143 | 0.0% | $11.87 | — | COM | 67061W104 |
| USAC | USA COMPRESSION PARTNERS LP | 25,400 | $143 | 0.0% | — | — | Put | 90290N109 |
| — | NUVEEN NEW JERSEY MUN VALUE | 10,169 | $130 | 0.0% | $12.48 | — | SHS | 670702109 |
| — | CITIC CAPITAL ACQUISITION CO | 11,070 | $110 | 0.0% | $9.94 | — | UNIT 99/99/9999 | G21513125 |
| XHTAX | INVESCO HIGH INCOME 2024 TAR | 14,546 | $107 | 0.0% | $7.36 | — | COM | 46136K105 |
| XFEOX | FIRST TR/ABERDEEN EMERG OPT | 10,732 | $106 | 0.0% | $9.88 | — | COM | 33731K102 |
| XHNWX | PIONEER DIVERSIFIED HIGH INC | 10,000 | $105 | 0.0% | $10.50 | — | COM | 723653101 |
| — | HOSTESS BRANDS INC | 181,293 | $103 | 0.0% | $2.51 | — | *W EXP 11/04/202 | 44109J114 |
| — | TCW STRATEGIC INCOME FD INC | 18,198 | $94 | 0.0% | $5.17 | — | COM | 872340104 |
| — | ELLSWORTH GROWTH & INCOME FD | 10,000 | $86 | 0.0% | $8.60 | — | COM | 289074106 |