Location: Central, Hong Kong
CIK: 0001569356 · Show all filings
Period: Q2 2016 (← Previous) (Next →)
Filing Date: Aug 9, 2016
Total Value: $415M (64.6% shares, 35.4% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SOUFUN HLDGS LTD | 50,000,000 | $49.31M | 11.9% | $1.07 | — | NOTE 2.000%12/1 | 836034AB4 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 7,841,300 | $44.44M | 10.7% | $6.06 | — | SPONSORED ADR | 86562M209 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 41,900,000 | $41.77M | 10.1% | $0.94 | — | NOTE 2.500% 9/1 | 74734MAB5 |
| SONY | SONY CORP | 1,307,856 | $37.85M | 9.1% | $25.83 | — | ADR NEW | 835699307 |
| — | CTRIP COM INTL LTD | 20,000,000 | $24.49M | 5.9% | $1.33 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | CTRIP COM INTL LTD | 20,000,000 | $21.71M | 5.2% | $1.09 | — | NOTE 1.990% 7/0 | 22943FAH3 |
| — | DIREXION SHS ETF TR | 456,920 | $19.97M | 4.8% | $50.01 | — | CSI300 CHINA1X | 25459Y116 |
| — | ADVANCED SEMICONDUCTOR ENGR | 2,849,612 | $16.19M | 3.9% | $5.73 | — | SPONSORED ADR | 00756M404 |
| — | E HOUSE CHINA HLDGS LTD | 2,180,796 | $14.11M | 3.4% | $6.48 | — | ADR | 26852W103 |
| TSM | TAIWAN SEMICONDUCTOR MFG LTD | 505,820 | $13.27M | 3.2% | $26.23 | — | SPONSORED ADR | 874039100 |
| GOOGL | ALPHABET INC | 14,400 | $10.13M | 2.4% | $36.43 | 0.0% | CAP STK CL A | 02079K305 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 2,271,979 | $10.03M | 2.4% | $4.75 | — | SPONSORED ADR | 606822104 |
| — | TERRAFORM PWR INC | 900,000 | $9.81M | 2.4% | $12.14 | — | CL A COM | 88104R100 |
| NMR | NOMURA HLDGS INC | 2,623,300 | $9.279M | 2.2% | $4.59 | — | SPONSORED ADR | 65535H208 |
| — | AU OPTRONICS CORP | 2,617,573 | $8.885M | 2.1% | $2.97 | — | SPONSORED ADR | 002255107 |
| — | CHINA UNICOM (HONG KONG) LTD | 698,550 | $7.221M | 1.7% | $11.86 | — | SPONSORED ADR | 16945R104 |
| — | YY INC | 7,000,000 | $6.895M | 1.7% | $0.98 | — | NOTE 2.250% 4/0 | 98426TAB2 |
| — | MULTI FINELINE ELECTRONIX IN | 222,439 | $5.161M | 1.2% | $23.21 | — | COM | 62541B101 |
| — | SPDR SERIES TRUST | 141,300 | $5.044M | 1.2% | $35.70 | — | BRC HGH YLD BD | 78464A417 |
| HMC | HONDA MOTOR LTD | 196,130 | $4.887M | 1.2% | $29.09 | — | AMERN SHS | 438128308 |
| — | SINA CORP | 72,932 | $3.783M | 0.9% | $51.87 | — | ORD | G81477104 |
| — | CHINA MOBILE LIMITED | 60,200 | $3.439M | 0.8% | $57.13 | — | SPONSORED ADR | 16941M109 |
| — | PETROCHINA CO LTD | 49,307 | $3.362M | 0.8% | $67.27 | — | SPONSORED ADR | 71646E100 |
| LPL | LG DISPLAY CO LTD | 288,956 | $3.312M | 0.8% | $11.60 | — | SPONS ADR REP | 50186V102 |
| EMB | ISHARES TR | 27,000 | $3.109M | 0.7% | $115.15 | — | JP MOR EM MK ETF | 464288281 |
| LQD | ISHARES TR | 25,200 | $3.093M | 0.7% | $122.74 | — | IBOXX INV CP ETF | 464287242 |
| BND | VANGUARD BD INDEX FD INC | 36,200 | $3.052M | 0.7% | $82.79 | — | TOTAL BND MRKT | 921937835 |
| AGG | ISHARES TR | 27,100 | $3.051M | 0.7% | $112.58 | — | CORE US AGGBD ET | 464287226 |
| BIV | VANGUARD BD INDEX FD INC | 34,600 | $3.047M | 0.7% | $88.06 | — | INTERMED TERM | 921937819 |
| VCSH | VANGUARD SCOTTSDALE FDS | 37,500 | $3.032M | 0.7% | $80.85 | — | SHRT TRM CORP BD | 92206C409 |
| BSV | VANGUARD BD INDEX FD INC | 37,200 | $3.015M | 0.7% | $81.05 | — | SHORT TRM BOND | 921937827 |
| — | POWERSHARES ETF TRUST II | 119,102 | $2.736M | 0.7% | $22.97 | — | SENIOR LN PORT | 73936Q769 |
| — | CHESAPEAKE ENERGY CORP | 3,319,000 | $2.705M | 0.7% | $0.34 | — | NOTE 2.250%12/1 | 165167CB1 |
| TM | TOYOTA MOTOR CORP | 26,037 | $2.548M | 0.6% | $101.47 | — | SP ADR REP2COM | 892331307 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 33,266 | $2.43M | 0.6% | $74.41 | — | ADS | 74734M109 |
| ATHM | AUTOHOME INC | 72,200 | $1.452M | 0.3% | $27.94 | — | SP ADR RP CL A | 05278C107 |
| — | INGRAM MICRO INC | 41,600 | $1.447M | 0.3% | $35.91 | — | CL A | 457153104 |
| — | AIRMEDIA GROUP INC | 302,296 | $1.037M | 0.2% | $5.51 | — | SPONSORED ADR | 009411109 |
| — | ZHAOPIN LTD | 41,150 | $598K | 0.1% | $15.88 | — | SPONSORED ADR | 98954L103 |
| HLF | HERBALIFE LTD | 10,130 | $593K | 0.1% | $29.12 | +2.8% | COM USD SHS | G4412G101 |
| — | PIMCO CORPORATE & INCOME OPP | 41,614 | $586K | 0.1% | $14.08 | — | COM | 72201B101 |
| — | NUVEEN CR STRATEGIES INCM FD | 66,900 | $541K | 0.1% | $7.91 | — | COM SHS | 67073D102 |
| — | BLACKSTONE GSO STRATEGIC CR | 32,400 | $466K | 0.1% | $14.38 | — | COM SHS BEN IN | 09257R101 |
| — | ALPINE TOTAL DYNAMIC DIVID F | 50,370 | $366K | 0.1% | $7.27 | — | COM SH BEN INT N | 021060207 |
| — | ABERDEEN ASIA PACIFIC INCOM | 63,515 | $318K | 0.1% | $4.94 | — | COM | 003009107 |
| — | ALLIANCEBERNSTEIN GBL HGH IN | 24,700 | $303K | 0.1% | $12.27 | — | COM | 01879R106 |
| — | EATON VANCE LTD DUR INCOME F | 19,700 | $265K | 0.1% | $13.45 | — | COM | 27828H105 |
| — | WESTERN ASSET EMRG MKT DEBT | 16,280 | $250K | 0.1% | $14.49 | — | COM | 95766A101 |
| — | TEMPLETON GLOBAL INCOME FD | 36,402 | $232K | 0.1% | $6.50 | — | COM | 880198106 |
| — | EATON VANCE TX ADV GLBL DIV | 12,900 | $186K | 0.0% | $14.42 | — | COM | 27828S101 |
| — | INVESCO SR INCOME TR | 36,729 | $154K | 0.0% | $4.04 | — | COM | 46131H107 |
| RDY | DR REDDYS LABS LTD | 2,700 | $135K | 0.0% | $47.15 | — | ADR | 256135203 |
| — | INVESCO DYNAMIC CR OPP FD | 11,400 | $126K | 0.0% | $10.69 | — | COM | 46132R104 |
| — | INDIA FD INC | 2,901 | $70,000 | 0.0% | $24.13 | — | COM | 454089103 |