Location: Central, Hong Kong
CIK: 0001569356 · Show all filings
Period: Q1 2016 (← Previous) (Next →)
Filing Date: May 16, 2016
Total Value: $535M (78.2% shares, 21.8% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | SOUFUN HLDGS LTD | 50,000,000 | $48.75M | 9.1% | $1.07 | — | NOTE 2.000%12/1 | 836034AB4 |
| SMFG | SUMITOMO MITSUI FINL GROUP I | 6,990,295 | $42.39M | 7.9% | $6.11 | — | SPONSORED ADR | 86562M209 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 40,000,000 | $39.95M | 7.5% | $0.93 | — | NOTE 2.500% 9/1 | 74734MAB5 |
| — | YOUKU TUDOU INC | 1,376,057 | $37.83M | 7.1% | $27.13 | — | SPONSORED ADR | 98742U100 |
| — | QIHOO 360 TECHNOLOGY CO LTD | 464,556 | $35.1M | 6.6% | $74.41 | — | ADS | 74734M109 |
| — | DIREXION SHS ETF TR | 693,720 | $29.93M | 5.6% | $50.01 | — | CSI300 CHINA1X | 25459Y116 |
| SONY | SONY CORP | 1,016,600 | $26.14M | 4.9% | $24.95 | — | ADR NEW | 835699307 |
| — | CTRIP COM INTL LTD | 20,000,000 | $25.73M | 4.8% | $1.33 | — | NOTE 1.250%10/1 | 22943FAD2 |
| — | HOMEINNS HOTEL GROUP | 636,590 | $22.69M | 4.2% | $33.99 | — | SPONSORED ADR | 43742E102 |
| — | AIRMEDIA GROUP INC | 1,974,006 | $11.05M | 2.1% | $5.51 | — | SPONSORED ADR | 009411109 |
| MUFG | MITSUBISHI UFJ FINL GROUP IN | 2,240,768 | $10.38M | 1.9% | $4.75 | — | SPONSORED ADR | 606822104 |
| NMR | NOMURA HLDGS INC | 2,236,700 | $9.997M | 1.9% | $4.78 | — | SPONSORED ADR | 65535H208 |
| CCL | CARNIVAL CORP | 181,159 | $9.56M | 1.8% | $44.04 | -3.8% | PAIRED CTF | 143658300 |
| VNET | 21VIANET GROUP INC | 418,004 | $8.348M | 1.6% | $20.31 | — | SPONSORED ADR | 90138A103 |
| — | TERRAFORM PWR INC | 900,000 | $7.785M | 1.5% | $12.14 | — | CL A COM | 88104R100 |
| — | AU OPTRONICS CORP | 2,563,310 | $7.695M | 1.4% | $2.96 | — | SPONSORED ADR | 002255107 |
| — | CHINA UNICOM (HONG KONG) LTD | 573,796 | $7.575M | 1.4% | $12.19 | — | SPONSORED ADR | 16945R104 |
| HMC | HONDA MOTOR LTD | 244,730 | $6.712M | 1.3% | $29.09 | — | AMERN SHS | 438128308 |
| — | IKANG HEALTHCARE GROUP INC | 304,106 | $6.648M | 1.2% | $21.86 | — | SPONSORED ADR | 45174L108 |
| — | E HOUSE CHINA HLDGS LTD | 1,028,077 | $6.395M | 1.2% | $6.49 | — | ADR | 26852W103 |
| PKX | POSCO | 133,048 | $6.385M | 1.2% | $47.99 | — | SPONSORED ADR | 693483109 |
| — | BONA FILM GROUP LTD | 464,514 | $6.294M | 1.2% | $12.58 | — | SPONSORED ADS | 09777B107 |
| BABA | ALIBABA GROUP HLDG LTD | 72,664 | $5.743M | 1.1% | $79.04 | — | SPONSORED ADS | 01609W102 |
| HSBC | HSBC HLDGS PLC | 179,256 | $5.593M | 1.0% | $47.40 | — | SPON ADR NEW | 404280406 |
| BIDU | BAIDU INC | 28,000 | $5.345M | 1.0% | $190.89 | — | SPON ADR REP A | 056752108 |
| — | CALAMOS CONV OPP AND INC FD | 551,446 | $5.233M | 1.0% | $9.65 | — | SH BEN INT | 128117108 |
| NTES | NETEASE INC | 35,399 | $5.083M | 1.0% | $143.59 | — | SPONSORED ADR | 64110W102 |
| BND | VANGUARD BD INDEX FD INC | 61,000 | $5.05M | 0.9% | $82.79 | — | TOTAL BND MRKT | 921937835 |
| JD | JD COM INC | 190,000 | $5.035M | 0.9% | $26.50 | — | SPON ADR CL A | 47215P106 |
| — | MULTI FINELINE ELECTRONIX IN | 214,652 | $4.982M | 0.9% | $23.21 | — | COM | 62541B101 |
| — | YY INC | 73,636 | $4.535M | 0.8% | $61.12 | — | ADS REPCOM CLA | 98426T106 |
| — | INGRAM MICRO INC | 110,200 | $3.957M | 0.7% | $35.91 | — | CL A | 457153104 |
| EEM | ISHARES TR | 700,000 | $3.798M | 0.7% | — | — | Call | 464287234 |
| — | ALLIANZGI CONV & INCOME FD | 617,481 | $3.421M | 0.6% | $5.54 | — | COM | 018828103 |
| — | PETROCHINA CO LTD | 51,107 | $3.4M | 0.6% | $67.27 | — | SPONSORED ADR | 71646E100 |
| — | CALAMOS CONV & HIGH INCOME F | 317,750 | $3.301M | 0.6% | $10.47 | — | COM SHS | 12811P108 |
| — | E-COMMERCE CHINA DANGDANG IN | 445,194 | $3.174M | 0.6% | $7.13 | — | SPN ADS COM A | 26833A105 |
| RYAAY | RYANAIR HLDGS PLC | 36,269 | $3.113M | 0.6% | $86.46 | — | SPONSORED ADR NE | 783513203 |
| VIPS | VIPSHOP HLDGS LTD | 234,351 | $3.018M | 0.6% | $12.88 | — | SPONSORED ADR | 92763W103 |
| — | CALAMOS DYNAMIC CONV & INCOM | 168,935 | $2.916M | 0.5% | $17.79 | — | COM | 12811V105 |
| — | MOMO INC | 252,500 | $2.838M | 0.5% | $12.84 | — | ADR | 60879B107 |
| — | ZHAOPIN LTD | 177,190 | $2.814M | 0.5% | $15.88 | — | SPONSORED ADR | 98954L103 |
| LPL | LG DISPLAY CO LTD | 232,926 | $2.709M | 0.5% | $11.63 | — | SPONS ADR REP | 50186V102 |
| — | WESTERN ASSET EMRG MKT DEBT | 176,500 | $2.563M | 0.5% | $14.49 | — | COM | 95766A101 |
| IBN | ICICI BK LTD | 340,000 | $2.434M | 0.5% | $8.80 | — | ADR | 45104G104 |
| — | ABERDEEN ASIA PACIFIC INCOM | 457,255 | $2.286M | 0.4% | $4.94 | — | COM | 003009107 |
| ATHM | AUTOHOME INC | 77,451 | $2.164M | 0.4% | $27.94 | — | SP ADR RP CL A | 05278C107 |
| — | ALLIANZGI CONV & INCOME FD I | 427,724 | $2.087M | 0.4% | $4.99 | — | COM | 018825109 |
| IWM | ISHARES TR | 900,000 | $2.067M | 0.4% | — | — | Call | 464287655 |
| — | MORGAN STANLEY EM MKTS DM DE | 243,131 | $1.858M | 0.3% | $7.53 | — | COM | 617477104 |
| — | INVESCO SR INCOME TR | 431,502 | $1.743M | 0.3% | $4.04 | — | COM | 46131H107 |
| — | ADVENT CLAYMORE CV SECS & IN | 118,423 | $1.564M | 0.3% | $13.40 | — | COM | 00764C109 |
| — | TEMPLETON GLOBAL INCOME FD | 227,150 | $1.481M | 0.3% | $6.50 | — | COM | 880198106 |
| MLCO | MELCO CROWN ENTMT LTD | 87,000 | $1.436M | 0.3% | $16.51 | — | ADR | 585464100 |
| — | CHESAPEAKE ENERGY CORP | 3,319,000 | $1.361M | 0.3% | $0.34 | — | NOTE 2.250%12/1 | 165167CB1 |
| — | ADVANCED SEMICONDUCTOR ENGR | 205,585 | $1.203M | 0.2% | $6.31 | — | SPONSORED ADR | 00756M404 |
| — | NEW ORIENTAL ED & TECH GRP I | 33,380 | $1.155M | 0.2% | $34.60 | — | SPON ADR | 647581107 |
| — | 58 COM INC | 17,907 | $997K | 0.2% | $55.68 | — | SPON ADR REP A | 31680Q104 |
| TAL | TAL ED GROUP | 19,207 | $954K | 0.2% | $49.67 | — | ADS REPSTG COM | 874080104 |
| RDY | DR REDDYS LABS LTD | 18,350 | $841K | 0.2% | $47.15 | — | ADR | 256135203 |
| — | SUNEDISON INC | 20,000,000 | $788K | 0.1% | $0.04 | — | NOTE 2.375% 4/1 | 86732YAH2 |
| — | BLACKROCK ENHANCED EQT DIV T | 103,717 | $782K | 0.1% | $7.51 | — | COM | 09251A104 |
| — | GENERAL ELECTRIC CO | 358,200 | $774K | 0.1% | — | — | Call | 369604103 |
| — | SOUFUN HLDGS LTD | 116,604 | $698K | 0.1% | $5.99 | — | ADR | 836034108 |
| — | INVESCO DYNAMIC CR OPP FD | 55,426 | $596K | 0.1% | $10.69 | — | COM | 46132R104 |
| — | QUNAR CAYMAN IS LTD | 14,663 | $582K | 0.1% | $39.69 | — | SPNS ADR CL B | 74906P104 |
| — | LIBERTY ALL STAR EQUITY FD | 112,672 | $560K | 0.1% | $5.33 | — | SH BEN INT | 530158104 |
| — | TATA MTRS LTD | 16,500 | $484K | 0.1% | $29.33 | — | SPONSORED ADR | 876568502 |
| — | GABELLI EQUITY TR INC | 84,000 | $456K | 0.1% | $6.26 | — | COM | 362397101 |
| TM | TOYOTA MOTOR CORP | 4,200 | $444K | 0.1% | $120.27 | — | SP ADR REP2COM | 892331307 |
| — | NUVEEN CR STRATEGIES INCM FD | 50,761 | $402K | 0.1% | $7.86 | — | COM SHS | 67073D102 |
| — | GABELLI DIVD & INCOME TR | 18,347 | $339K | 0.1% | $18.48 | — | COM | 36242H104 |
| KEP | KOREA ELECTRIC PWR | 7,624 | $201K | 0.0% | $26.36 | — | SPONSORED ADR | 500631106 |
| IWM | ISHARES TR | 1,020,000 | $173K | 0.0% | — | — | Put | 464287655 |
| EEM | ISHARES TR | 1,200,000 | $160K | 0.0% | — | — | Put | 464287234 |
| BHP | BHP BILLITON LTD | 5,500 | $142K | 0.0% | $25.82 | — | SPONSORED ADR | 088606108 |
| HCM | HUTCHISON CHINA MEDITECH LTD | 10,000 | $132K | 0.0% | $13.20 | — | SPONSORED ADR | 44842L103 |
| HLF | HERBALIFE LTD | 1,990 | $123K | 0.0% | $25.81 | 0.0% | COM USD SHS | G4412G101 |
| — | CHINA PETE & CHEM CORP | 900 | $59,000 | 0.0% | $60.43 | — | SPON ADR H SHS | 16941R108 |
| — | PIMCO DYNAMIC CR INCOME FD | 3,145 | $55,000 | 0.0% | $18.03 | — | COM SHS | 72202D106 |
| SPY | SPDR S&P 500 ETF TR | 300,000 | $45,000 | 0.0% | — | — | Put | 78462F103 |
| — | FIRST TR EXCHANGE TRADED FD | 300,000 | $38,000 | 0.0% | — | — | Call | 33733E609 |
| — | PRUDENTIAL GLB SHT DUR HG YL | 2,500 | $37,000 | 0.0% | $14.17 | — | COM | 74433A109 |
| PG | PROCTER & GAMBLE CO | 17,300 | $35,000 | 0.0% | — | — | Call | 742718109 |
| PG | PROCTER & GAMBLE CO | 17,300 | $32,000 | 0.0% | — | — | Put | 742718109 |
| — | GENERAL ELECTRIC CO | 358,200 | $23,000 | 0.0% | — | — | Put | 369604103 |