Location: Greenwich, CT
CIK: 0001167456 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value: $9.145B (61.0% shares, 39.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | NOVELLUS SYS INC | 119,892,000 | $501M | 5.5% | $3.02 | — | NOTE 2.625% 5/1 | 670008AD3 |
| — | VERISIGN INC | 136,300,000 | $372M | 4.1% | $1.85 | — | SDCV 3.250% 8/1 | 92343EAD4 |
| NXPI | NXP SEMICONDUCTORS N V | 1,936,300 | $212M | 2.3% | $89.56 | +6.3% | COM | N6596X109 |
| — | TIME WARNER INC | 2,035,648 | $204M | 2.2% | $97.98 | — | COM NEW | 887317303 |
| — | DUPONT FABROS TECHNOLOGY INC | 3,118,972 | $191M | 2.1% | $61.16 | — | COM | 26613Q106 |
| — | MONSANTO CO NEW | 1,575,358 | $186M | 2.0% | $104.98 | — | COM | 61166W101 |
| — | WESTAR ENERGY INC | 3,428,377 | $182M | 2.0% | $55.92 | — | COM | 95709T100 |
| — | MOBILEYE N V AMSTELVEEN | 2,802,260 | $176M | 1.9% | $61.53 | — | ORD SHS | N51488117 |
| — | BROCADE COMMUNICATIONS SYS I | 13,884,905 | $175M | 1.9% | $12.51 | — | COM NEW | 111621306 |
| HUN | HUNTSMAN CORP | 6,699,104 | $173M | 1.9% | $24.77 | 0.0% | COM | 447011107 |
| — | PRICELINE GRP INC | 85,150,000 | $168M | 1.8% | $1.62 | — | NOTE 1.000% 3/1 | 741503AQ9 |
| — | LEVEL 3 COMMUNICATIONS INC | 2,834,210 | $168M | 1.8% | $57.33 | — | COM NEW | 52729N308 |
| — | VCA INC | 1,760,438 | $163M | 1.8% | $91.66 | — | COM | 918194101 |
| — | REYNOLDS AMERICAN INC | 2,421,694 | $158M | 1.7% | $62.06 | — | COM | 761713106 |
| — | MOLINA HEALTHCARE INC | 86,325,000 | $151M | 1.7% | $1.47 | — | NOTE 1.125% 1/1 | 60855RAC4 |
| — | RICE ENERGY INC | 5,279,933 | $141M | 1.5% | $26.63 | — | COM | 762760106 |
| — | ANTHEM INC | 54,129,000 | $140M | 1.5% | $2.04 | — | NOTE 2.750%10/1 | 94973VBG1 |
| — | CABELAS INC | 2,346,126 | $139M | 1.5% | $58.69 | — | COM | 126804301 |
| — | INTEL CORP | 81,201,000 | $134M | 1.5% | $1.59 | — | SDCV 3.250% 8/0 | 458140AF7 |
| — | TYSON FOODS INC | 1,845,025 | $126M | 1.4% | $49.94 | — | UNIT 99/99/9999 | 902494301 |
| — | AKORN INC | 3,465,808 | $116M | 1.3% | $33.54 | — | COM | 009728106 |
| — | BARD C R INC | 367,276 | $116M | 1.3% | $316.11 | — | COM | 067383109 |
| — | PANERA BREAD CO | 365,009 | $115M | 1.3% | $314.64 | — | CL A | 69840W108 |
| — | KATE SPADE & CO | 6,091,574 | $113M | 1.2% | $18.49 | — | COM | 485865109 |
| — | PAREXEL INTL CORP | 1,265,075 | $110M | 1.2% | $86.91 | — | COM | 699462107 |
| — | ALERE INC | 2,120,458 | $106M | 1.2% | $49.63 | — | COM | 01449J105 |
| — | ANTHEM INC | 1,920,000 | $102M | 1.1% | $49.85 | — | UNIT 05/01/20188 | 036752202 |
| — | ADVANCED MICRO DEVICES INC | 57,850,000 | $101M | 1.1% | $1.96 | — | NOTE 2.125% 9/0 | 007903BD8 |
| — | MICROCHIP TECHNOLOGY INC | 66,575,000 | $100M | 1.1% | $1.51 | — | NOTE 1.625% 2/1 | 595017AD6 |
| — | WEATHERFORD INTL LTD | 95,975,000 | $97.36M | 1.1% | $1.11 | — | NOTE 5.875% 7/0 | 947075AH0 |
| — | CARE CAP PPTYS INC | 3,578,037 | $95.53M | 1.0% | $27.49 | — | COM | 141624106 |
| — | CEMEX SAB DE CV | 74,175,000 | $88.92M | 1.0% | $1.12 | — | NOTE 3.750% 3/1 | 151290BC6 |
| — | MICRON TECHNOLOGY INC | 29,305,000 | $81.78M | 0.9% | $1.95 | — | NOTE 2.125% 2/1 | 595112AV5 |
| — | TESLA INC | 27,650,000 | $80.77M | 0.9% | $1.65 | — | NOTE 1.500% 6/0 | 88160RAA9 |
| — | DU PONT E I DE NEMOURS & CO | 923,249 | $74.52M | 0.8% | $80.33 | — | COM | 263534109 |
| — | WGL HLDGS INC | 769,030 | $64.16M | 0.7% | $82.61 | — | COM | 92924F106 |
| — | STAPLES INC | 6,264,011 | $63.08M | 0.7% | $10.07 | — | COM | 855030102 |
| — | GREAT PLAINS ENERGY INC | 1,159,125 | $61.98M | 0.7% | $50.81 | — | DEP SHS 1/20 B | 391164878 |
| — | DIGITALGLOBE INC | 1,800,665 | $59.96M | 0.7% | $32.92 | — | COM NEW | 25389M877 |
| — | SWIFT TRANSN CO | 2,164,544 | $57.36M | 0.6% | $26.50 | — | CL A | 87074U101 |
| — | AGRIUM INC | 625,653 | $56.62M | 0.6% | $98.03 | — | COM | 008916108 |
| — | WHOLE FOODS MKT INC | 1,281,445 | $53.96M | 0.6% | $42.11 | — | COM | 966837106 |
| — | MEDICINES CO | 40,800,000 | $53.22M | 0.6% | $1.15 | — | NOTE 2.500% 1/1 | 584688AE5 |
| — | EURONET WORLDWIDE INC | 41,325,000 | $53M | 0.6% | $1.19 | — | NOTE 1.500%10/0 | 298736AH2 |
| — | WEST CORP | 2,238,946 | $52.21M | 0.6% | $23.32 | — | COM | 952355204 |
| — | CAPITAL BK FINL CORP | 1,333,344 | $50.8M | 0.6% | $38.10 | — | CL A COM | 139794101 |
| — | TTM TECHNOLOGIES INC | 26,500,000 | $49.82M | 0.5% | $1.11 | — | NOTE 1.750%12/1 | 87305RAD1 |
| — | ALLEGHENY TECHNOLOGIES INC | 34,325,000 | $49.06M | 0.5% | $1.38 | — | NOTE 4.750% 7/0 | 01741RAG7 |
| — | PATHEON N V | 1,334,274 | $46.54M | 0.5% | $34.88 | — | SHS | N6865W105 |
| — | MOLINA HEALTHCARE INC | 36,299,000 | $46.48M | 0.5% | $1.20 | — | DBCV 1.625% 8/1 | 60855RAD2 |
| — | WELLTOWER INC | 697,025 | $46.35M | 0.5% | $60.73 | — | 6.50% PFD PREPET | 95040Q203 |
| — | T MOBILE US INC | 459,525 | $45.39M | 0.5% | $63.49 | — | CONV PFD SER A | 872590203 |
| — | ILLUMINA INC | 43,975,000 | $44.63M | 0.5% | $1.01 | — | NOTE 6/1 | 452327AF6 |
| — | SPECTRANETICS CORP | 1,151,431 | $44.22M | 0.5% | $38.40 | — | COM | 84760C107 |
| — | STRAIGHT PATH COMMUNICATNS I | 222,413 | $39.96M | 0.4% | $179.65 | — | CL B | 862578101 |
| — | NEUSTAR INC | 1,192,744 | $39.78M | 0.4% | $33.38 | — | CL A | 64126X201 |
| — | FELCOR LODGING TR INC | 5,467,973 | $39.42M | 0.4% | $7.21 | — | COM | 31430F101 |
| — | STARWOOD PPTY TR INC | 34,175,000 | $38.92M | 0.4% | $1.14 | — | NOTE 4.000% 1/1 | 85571BAB1 |
| YUMC | YUM CHINA HLDGS INC | 984,946 | $38.84M | 0.4% | $27.80 | +29.8% | COM | 98850P109 |
| — | TESLA INC | 30,350,000 | $38.2M | 0.4% | $1.15 | — | NOTE 2.375% 3/1 | 88160RAD3 |
| — | EMERGENT BIOSOLUTIONS INC | 29,400,000 | $38.04M | 0.4% | $1.19 | — | NOTE 2.875% 1/1 | 29089QAB1 |
| — | WEBMD HEALTH CORP | 36,675,000 | $37.98M | 0.4% | $1.02 | — | NOTE 2.500% 1/3 | 94770VAF9 |
| — | ASTORIA FINL CORP | 1,881,081 | $37.9M | 0.4% | $20.51 | — | COM | 046265104 |
| — | COLONY CAP INC | 36,700,000 | $37.43M | 0.4% | $0.99 | — | NOTE 3.875% 1/1 | 19624RAB2 |
| — | KCG HLDGS INC | 1,875,135 | $37.39M | 0.4% | $19.94 | — | CL A | 48244B100 |
| — | TRINITY INDS INC | 29,450,000 | $37.05M | 0.4% | $1.25 | — | NOTE 3.875% 6/0 | 896522AF6 |
| — | MERITOR INC | 21,281,000 | $36.31M | 0.4% | $1.48 | — | NOTE 7.875% 3/0 | 59001KAC4 |
| — | VWR CORP | 1,073,195 | $35.43M | 0.4% | $33.01 | — | COM | 91843L103 |
| — | SUCAMPO PHARMACEUTICALS INC | 34,950,000 | $34.3M | 0.4% | $0.99 | — | DBCV 3.250%12/1 | 864909AA4 |
| — | AKAMAI TECHNOLOGIES INC | 34,650,000 | $33.98M | 0.4% | $0.99 | — | DBCV 2/1 | 00971TAG6 |
| — | BIOVERATIV INC | 564,675 | $33.98M | 0.4% | $54.46 | — | COM | 09075E100 |
| — | SPIRIT RLTY CAP INC NEW | 33,750,000 | $33.5M | 0.4% | $1.00 | — | NOTE 2.875% 5/1 | 84860WAA0 |
| — | BECTON DICKINSON & CO | 600,000 | $32.9M | 0.4% | $54.84 | — | PFD SHS CONV A | 075887208 |
| — | ATLAS AIR WORLDWIDE HLDGS IN | 29,325,000 | $32.11M | 0.4% | $1.10 | — | NOTE 1.875% 6/0 | 049164BJ4 |
| — | AMAG PHARMACEUTICALS INC | 32,675,000 | $31.41M | 0.3% | $0.96 | — | NOTE 3.250% 6/0 | 00163UAD8 |
| — | INTEGRATED DEVICE TECHNOLOGY | 29,518,000 | $31.33M | 0.3% | $1.03 | — | NOTE 0.875%11/1 | 458118AC0 |
| LW | LAMB WESTON HLDGS INC | 705,730 | $31.08M | 0.3% | $29.75 | +29.9% | COM | 513272104 |
| — | CU BANCORP CALIF | 850,314 | $30.74M | 0.3% | $36.15 | — | COM | 126534106 |
| — | VERSUM MATLS INC | 933,595 | $30.34M | 0.3% | $28.07 | — | COM | 92532W103 |
| — | HOLOGIC INC | 23,950,000 | $30.25M | 0.3% | $1.24 | — | FRNT 12/1 | 436440AG6 |
| FTV | FORTIVE CORP | 470,721 | $29.82M | 0.3% | $31.67 | +20.0% | COM | 34959J108 |
| — | ALLSCRIPTS HEALTHCARE SOLUTN | 29,125,000 | $29.64M | 0.3% | $1.02 | — | NOTE 1.250% 7/0 | 01988PAD0 |
| — | DYNEGY INC NEW DEL | 477,175 | $29.4M | 0.3% | $90.84 | — | UNIT 07/01/20191 | 26817R405 |
| GNW | GENWORTH FINL INC | 7,796,296 | $29.39M | 0.3% | $4.16 | -8.9% | COM CL A | 37247D106 |
| — | ALLIED WRLD ASSUR COM HLDG A | 553,787 | $29.3M | 0.3% | $53.41 | — | SHS | H01531104 |
| — | STONEGATE BK FT LAUDERDALE F | 634,233 | $29.29M | 0.3% | $46.43 | — | COM | 861811107 |
| EBAY | EBAY INC | 833,220 | $29.1M | 0.3% | $25.26 | +20.5% | COM | 278642103 |
| AA | ALCOA CORP | 888,850 | $29.02M | 0.3% | $26.52 | +16.9% | COM | 013872106 |
| — | THERAVANCE INC | 31,218,000 | $28.52M | 0.3% | $0.85 | — | NOTE 2.125% 1/1 | 88338TAB0 |
| — | MSG NETWORK INC | 1,251,805 | $28.1M | 0.3% | $19.67 | — | CL A | 553573106 |
| — | FORESTAR GROUP INC | 1,636,462 | $28.07M | 0.3% | $17.15 | — | COM | 346233109 |
| — | ATWOOD OCEANICS INC | 3,361,829 | $27.4M | 0.3% | $8.15 | — | COM | 050095108 |
| — | EZCORP INC | 27,950,000 | $27.36M | 0.3% | $0.96 | — | NOTE 2.625% 6/1 | 302301AB2 |
| NGVT | INGEVITY CORP | 466,198 | $26.76M | 0.3% | $35.35 | +66.4% | COM | 45688C107 |
| — | XCERRA CORP | 2,725,971 | $26.63M | 0.3% | $9.77 | — | COM | 98400J108 |
| — | STANDARD PAC CORP NEW | 26,236,000 | $26.37M | 0.3% | $1.14 | — | NOTE 1.250% 8/0 | 85375CBC4 |
| — | VECTOR GROUP LTD | 17,775,000 | $26.1M | 0.3% | $1.52 | — | FRNT 1/1 | 92240MAY4 |
| — | GENERAL CABLE CORP DEL NEW | 34,390,000 | $26.07M | 0.3% | $0.77 | — | FRNT 4.500%11/1 | 369300AL2 |
| LSCC | LATTICE SEMICONDUCTOR CORP | 3,813,337 | $25.4M | 0.3% | $7.18 | — | COM | 518415104 |
| — | SILVER STD RES INC | 25,650,000 | $25.09M | 0.3% | $0.93 | — | NOTE 2.875% 2/0 | 82823LAC0 |
| ADNT | ADIENT PLC | 373,829 | $24.44M | 0.3% | $50.50 | +31.9% | ORD SHS | G0084W101 |
| VREX | VAREX IMAGING CORP | 717,803 | $24.26M | 0.3% | $31.34 | +8.7% | COM | 92214X106 |
| — | PACIFIC CONTINENTAL CORP | 942,191 | $24.07M | 0.3% | $24.59 | — | COM | 69412V108 |
| — | QUALITY CARE PPTYS INC | 1,307,407 | $23.94M | 0.3% | $15.76 | — | COM | 747545101 |
| — | WORKDAY INC | 19,000,000 | $23.56M | 0.3% | $1.24 | — | NOTE 0.750% 7/1 | 98138HAC5 |
| — | UNISYS CORP | 15,325,000 | $23.46M | 0.3% | $1.53 | — | NOTE 5.500% 3/0 | 909214BS6 |
| — | HURON CONSULTING GROUP INC | 24,255,000 | $23.36M | 0.3% | $0.97 | — | NOTE 1.250%10/0 | 447462AB8 |
| BLD | TOPBUILD CORP | 439,358 | $23.32M | 0.3% | $29.87 | +71.6% | COM | 89055F103 |
| SFL 5.75 10/15/21 | SHIP FINANCE INTERNATIONAL L | 24,025,000 | $23.12M | 0.3% | $1.00 | — | NOTE 5.750%10/1 | G81075AF3 |
| — | ACORDA THERAPEUTICS INC | 25,325,000 | $21.86M | 0.2% | $0.98 | — | NOTE 1.750% 6/1 | 00484MAA4 |
| LITE | LUMENTUM HLDGS INC | 374,853 | $21.39M | 0.2% | $22.37 | +139.7% | COM | 55024U109 |
| — | PANDORA MEDIA INC | 22,300,000 | $21.24M | 0.2% | $1.03 | — | NOTE 1.750%12/0 | 698354AB3 |
| — | BLACK HILLS CORP | 281,523 | $20.84M | 0.2% | $60.80 | — | UNIT 99/99/9999 | 092113125 |
| — | NXP SEMICONDUCTORS N V | 17,300,000 | $20.72M | 0.2% | $1.14 | — | DBCV 1.000%12/0 | 62952QAB6 |
| — | STARWOOD PPTY TR INC | 20,000,000 | $20.36M | 0.2% | $1.00 | — | NOTE 4.375% 4/0 | 85571BAH8 |
| HPE | HEWLETT PACKARD ENTERPRISE C | 1,227,238 | $20.36M | 0.2% | $7.48 | +43.5% | COM | 42824C109 |
| — | SEACOR HOLDINGS INC | 20,150,000 | $20.25M | 0.2% | $0.98 | — | NOTE 2.500%12/1 | 811904AM3 |
| CNDT | CONDUENT INC | 1,260,070 | $20.09M | 0.2% | $15.36 | +6.6% | COM | 206787103 |
| CABO | CABLE ONE INC | 27,567 | $19.6M | 0.2% | $394.49 | +57.0% | COM | 12685J105 |
| RACE | FERRARI N V | 226,453 | $19.48M | 0.2% | $41.15 | +99.1% | COM | N3167Y103 |
| — | PROSPECT CAPITAL CORPORATION | 18,700,000 | $18.79M | 0.2% | $0.94 | — | NOTE 4.750% 4/1 | 74348TAQ5 |
| — | ALBANY MOLECULAR RESH INC | 862,379 | $18.71M | 0.2% | $21.70 | — | COM | 012423109 |
| — | PATTERN ENERGY GROUP INC | 17,639,000 | $18.66M | 0.2% | $1.04 | — | NOTE 4.000% 7/1 | 70338PAB6 |
| ENR | ENERGIZER HLDGS INC NEW | 380,471 | $18.27M | 0.2% | $28.91 | +40.3% | COM | 29272W109 |
| — | INTERDIGITAL INC | 15,000,000 | $18.23M | 0.2% | $1.22 | — | NOTE 1.500% 3/0 | 458660AD9 |
| — | OASIS PETE INC NEW | 18,200,000 | $17.89M | 0.2% | $1.34 | — | NOTE 2.625% 9/1 | 674215AJ7 |
| — | DYCOM INDS INC | 15,225,000 | $17.74M | 0.2% | $1.17 | — | NOTE 0.750% 9/1 | 267475AB7 |
| PK | PARK HOTELS RESORTS INC | 649,362 | $17.51M | 0.2% | $25.82 | — | COM | 700517105 |
| — | WEBMD HEALTH CORP | 17,500,000 | $17.22M | 0.2% | $0.98 | — | NOTE 2.625% 6/1 | 94770VAM4 |
| — | NORD ANGLIA EDUCATION INC | 513,656 | $16.73M | 0.2% | $32.57 | — | SHS | G6583A102 |
| TSLA | TESLA INC | 45,955 | $16.62M | 0.2% | $22.01 | 0.0% | COM | 88160R101 |
| — | GCP APPLIED TECHNOLOGIES INC | 541,335 | $16.51M | 0.2% | $23.20 | — | COM | 36164Y101 |
| — | SYNERON MEDICAL LTD | 1,479,055 | $16.2M | 0.2% | $10.95 | — | ORD SHS | M87245102 |
| — | DOMINION ENERGY INC | 303,475 | $15.32M | 0.2% | $50.55 | — | UNIT 08/15/2019 | 25746U836 |
| NESR | NATIONAL ENERGY SERVICES REU | 1,590,000 | $15.14M | 0.2% | $9.52 | — | SHS | G6375R107 |
| — | PROSPECT CAPITAL CORPORATION | 15,000,000 | $15.02M | 0.2% | $1.00 | — | NOTE 4.950% 7/1 | 74348TAR3 |
| — | ECHO GLOBAL LOGISTICS INC | 15,450,000 | $14.87M | 0.2% | $0.97 | — | NOTE 2.500% 5/0 | 27875TAA9 |
| — | SERVICENOW INC | 10,000,000 | $14.67M | 0.2% | $1.47 | — | NOTE 11/0 | 81762PAB8 |
| — | FIDELITY & GTY LIFE | 471,189 | $14.63M | 0.2% | $26.32 | — | COM | 315785105 |
| — | CSG SYS INTL INC | 13,395,000 | $14.51M | 0.2% | $1.08 | — | NOTE 4.250% 3/1 | 126349AF6 |
| — | BLACKSTONE MTG TR INC | 14,000,000 | $14.32M | 0.2% | $1.02 | — | NOTE 4.375% 5/0 | 09257WAB6 |
| — | MODERN MEDIA ACQUISITION | 1,450,000 | $14.17M | 0.2% | $9.77 | — | COM | 60765P103 |
| HGV | HILTON GRAND VACATIONS INC | 387,921 | $13.99M | 0.2% | $29.24 | +18.0% | COM | 43283X105 |
| — | SUNPOWER CORP | 14,450,000 | $13.87M | 0.2% | $1.11 | — | DBCV 0.750% 6/0 | 867652AG4 |
| — | SPIRIT RLTY CAP INC NEW | 13,525,000 | $13.45M | 0.1% | $1.01 | — | NOTE 3.750% 5/1 | 84860WAB8 |
| — | KNOWLES CORP | 9,750,000 | $11.51M | 0.1% | $1.18 | — | NOTE 3.250%11/0 | 49926DAB5 |
| — | LIBERTY MEDIA CORP | 20,800,910 | $11.28M | 0.1% | $0.55 | — | DEB 3.500% 1/1 | 530715AN1 |
| — | MONEYGRAM INTL INC | 651,160 | $11.23M | 0.1% | $16.81 | — | COM NEW | 60935Y208 |
| — | PARKWAY INC | 490,522 | $11.23M | 0.1% | $22.87 | — | COM | 70156Q107 |
| — | INTRAWEST RESORTS HLDGS INC | 457,612 | $10.86M | 0.1% | $23.74 | — | COM | 46090K109 |
| — | MEDIDATA SOLUTIONS INC | 7,650,000 | $10.72M | 0.1% | $1.26 | — | NOTE 1.000% 8/0 | 58471AAB1 |
| — | CONVERGYS CORP | 4,725,000 | $10.45M | 0.1% | $2.10 | — | SDCV 5.750% 9/1 | 212485AE6 |
| — | APOLLO COML REAL EST FIN INC | 9,450,000 | $10.38M | 0.1% | $1.05 | — | NOTE 5.500% 3/1 | 03762UAA3 |
| — | STARWOOD PPTY TR INC | 9,415,000 | $10.27M | 0.1% | $1.10 | — | NOTE 4.550% 3/0 | 85571BAA3 |
| — | KBL MERGER CORP IV | 1,000,000 | $10.2M | 0.1% | $10.20 | — | UNIT 01/15/2024 | 48242A203 |
| — | BROCADE COMMUNICATIONS SYS I | 10,000,000 | $10.17M | 0.1% | $1.01 | — | NOTE 1.375% 1/0 | 111621AQ1 |
| — | AMTRUST FINL SVCS INC | 13,400,000 | $10.01M | 0.1% | $0.77 | — | NOTE 2.750%12/1 | 032359AG6 |
| — | ALON USA ENERGY INC | 740,306 | $9.861M | 0.1% | $12.19 | — | COM | 020520102 |
| — | GENERAL COMMUNICATION INC | 263,937 | $9.671M | 0.1% | $36.64 | — | CL A | 369385109 |
| — | DOMINION ENERGY INC | 200,000 | $9.658M | 0.1% | $50.06 | — | UNIT 99/99/9999 | 25746U869 |
| — | FAIRPOINT COMMUNICATIONS INC | 573,084 | $8.969M | 0.1% | $17.81 | — | COM NEW | 305560302 |
| — | LUMOS NETWORKS CORP | 479,425 | $8.567M | 0.1% | $17.70 | — | COM | 550283105 |
| — | BLACKHAWK NETWORK HLDGS INC | 191,080 | $8.331M | 0.1% | $37.81 | — | COM | 09238E104 |
| — | SOUTHWEST BANCORP INC OKLA | 292,963 | $7.485M | 0.1% | $29.00 | — | COM | 844767103 |
| BCE | BCE INC | 166,165 | $7.472M | 0.1% | $25.70 | +3.5% | COM NEW | 05534B760 |
| — | NOVADAQ TECHNOLOGIES INC | 626,264 | $7.34M | 0.1% | $11.72 | — | COM | 66987G102 |
| XYZ | SQUARE INC | 312,534 | $7.332M | 0.1% | $20.67 | 0.0% | CL A | 852234103 |
| — | INPHI CORP | 6,475,000 | $7.292M | 0.1% | $1.30 | — | NOTE 1.125%12/0 | 45772FAB3 |
| — | CONSTELLATION ALPHA CAPITAL | 700,000 | $7.105M | 0.1% | $10.15 | — | UNIT 99/99/9999 | G2379F124 |
| NBIX | NEUROCRINE BIOSCIENCES INC | 153,377 | $7.055M | 0.1% | $48.51 | 0.0% | COM | 64125C109 |
| — | AMYRIS INC | 9,626,000 | $6.973M | 0.1% | $0.64 | — | NOTE 9.500% 4/1 | 03236MAF8 |
| — | FORUM MERGER CORP | 700,000 | $6.797M | 0.1% | $9.71 | — | COM CL A | 34985B103 |
| — | ALBANY MOLECULAR RESH INC | 4,550,000 | $6.501M | 0.1% | $1.38 | — | NOTE 2.250%11/1 | 012423AB5 |
| — | XACTLY CORP | 364,956 | $5.712M | 0.1% | $15.65 | — | COM | 98386L101 |
| — | SOUTHWESTERN ENERGY CO | 379,300 | $5.642M | 0.1% | $46.40 | — | DEP SHS 1/20 B | 845467208 |
| — | INVACARE CORP | 5,000,000 | $5.381M | 0.1% | $1.01 | — | NOTE 5.000% 2/1 | 461203AF8 |
| — | TPG PACE ENERGY HLDGS CORP | 500,000 | $5.22M | 0.1% | $10.44 | — | UNIT 99/99/9999 | 872656202 |
| — | SPECTRANETICS CORP | 3,825,000 | $5.188M | 0.1% | $1.36 | — | MTNF 2.625% 6/0 | 84760CAA5 |
| — | DOW CHEM CO | 81,395 | $5.134M | 0.1% | $63.08 | — | COM | 260543103 |
| — | HENNESSY CAP ACQUSTON CORP I | 500,000 | $5.025M | 0.1% | $10.05 | — | UNIT 06/15/2024 | 42588L204 |
| — | KAYNE ANDERSON ACQUISITION | 498,750 | $4.848M | 0.1% | $9.72 | — | COM CL A | 48661U102 |
| — | COWEN INC | 4,550,000 | $4.687M | 0.1% | $1.08 | — | NOTE 3.000% 3/1 | 223622AB7 |
| — | BROOKDALE SR LIVING INC | 4,650,000 | $4.63M | 0.1% | $0.99 | — | NOTE 2.750% 6/1 | 112463AA2 |
| — | HEALTHWAYS INC | 2,250,000 | $4.621M | 0.1% | $1.17 | — | NOTE 1.500% 7/0 | 422245AB6 |
| — | PARK STERLING CORP | 384,054 | $4.563M | 0.0% | $11.88 | — | COM | 70086Y105 |
| — | PDL BIOPHARMA INC | 5,000,000 | $4.525M | 0.0% | $0.81 | — | NOTE 2.750%12/0 | 69329YAG9 |
| — | FIRST POTOMAC RLTY TR | 402,671 | $4.474M | 0.0% | $11.11 | — | COM | 33610F109 |
| — | AMERICAN RLTY CAP PPTYS INC | 4,000,000 | $4.023M | 0.0% | $1.00 | — | NOTE 3.000% 8/0 | 02917TAA2 |
| — | M III ACQUISITION CORP | 408,712 | $4.005M | 0.0% | $9.80 | — | COM | 55378T104 |
| — | RAMBUS INC DEL | 3,575,000 | $3.883M | 0.0% | $1.23 | — | NOTE 1.125% 8/1 | 750917AE6 |
| — | MATLIN & PARTNERS ACQUISITIO | 400,000 | $3.864M | 0.0% | $9.66 | — | CL A | 57682V106 |
| — | NEW YORK MTG TR INC | 3,725,000 | $3.772M | 0.0% | $0.98 | — | NOTE 6.250% 1/1 | 649604AD7 |
| — | PACIFIC SPL ACQUISITION CORP | 373,500 | $3.735M | 0.0% | $9.85 | — | SHS | G68588105 |
| NICE | NICE LTD | 45,840 | $3.609M | 0.0% | $69.58 | — | SPONSORED ADR | 653656108 |
| NWSA | NEWS CORP NEW | 260,487 | $3.569M | 0.0% | $12.36 | -4.0% | CL A | 65249B109 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 355,300 | $3.5M | 0.0% | $9.95 | — | CL A | G0726L125 |
| — | ORIGO ACQUISITION CORP | 325,500 | $3.385M | 0.0% | $10.22 | — | SHS | G67789126 |
| — | NUANCE COMMUNICATIONS INC | 181,559 | $3.161M | 0.0% | $17.41 | — | COM | 67020Y100 |
| PHUN | STELLAR ACQUISITION III INC | 300,000 | $3.006M | 0.0% | $10.05 | — | COM | Y8172W107 |
| — | FINTECH ACQUISITION CORP II | 300,000 | $2.94M | 0.0% | $9.80 | — | COM | 31810G109 |
| — | MACQUARIE INFRASTRUCTURE COR | 37,045 | $2.904M | 0.0% | $80.66 | — | COM | 55608B105 |
| — | GANNETT CO INC | 294,634 | $2.569M | 0.0% | $15.78 | — | COM | 36473H104 |
| — | M I ACQUISITIONS INC | 250,000 | $2.505M | 0.0% | $10.07 | — | COM | 55304A104 |
| — | COMPUCREDIT HLDGS CORP | 5,000,000 | $2.463M | 0.0% | $0.42 | — | NOTE 5.875%11/3 | 20478NAD2 |
| — | PRICELINE GRP INC | 1,299 | $2.43M | 0.0% | $1465.96 | — | COM NEW | 741503403 |
| — | TESORO CORP | 23,824 | $2.23M | 0.0% | $93.60 | — | COM | 881609101 |
| TPGH/U | TPG PACE HLDGS CORP | 200,000 | $2.052M | 0.0% | $10.26 | — | UNIT 99/99/9999 | G89827102 |
| — | VANTAGE ENERGY ACQUISITION | 200,000 | $1.95M | 0.0% | $9.75 | — | COM CL A | 92211L105 |
| — | VIRTUS INVT PARTNERS INC | 17,975 | $1.803M | 0.0% | $97.25 | — | PFD CV SER D | 92828Q208 |
| — | DELTA NAT GAS INC | 58,838 | $1.793M | 0.0% | $30.38 | — | COM | 247748106 |
| — | DHT HOLDINGS INC | 1,750,000 | $1.726M | 0.0% | $0.95 | — | DEBT 4.500%10/0 | 23335SAB2 |
| — | CORENERGY INFRASTRUCTURE TR | 1,500,000 | $1.681M | 0.0% | $0.85 | — | NOTE 7.000% 6/1 | 21870UAA4 |
| — | GAS NAT INC | 125,461 | $1.618M | 0.0% | $12.55 | — | COM | 367204104 |
| — | ACCURAY INC | 1,475,000 | $1.576M | 0.0% | $1.78 | — | DEBT 3.500% 2/0 | 004397AF2 |
| — | RESOURCE CAP CORP | 1,500,000 | $1.554M | 0.0% | $0.96 | — | NOTE 8.000% 1/1 | 76120WAB0 |
| — | BISON CAP ACQUISITION CORP | 150,000 | $1.53M | 0.0% | $10.20 | — | UNIT 99/99/9999T | G1142P120 |
| PTEN | PATTERSON UTI ENERGY INC | 75,242 | $1.519M | 0.0% | $21.79 | 0.0% | COM | 703481101 |
| — | PACIFIC PREMIER BANCORP | 37,511 | $1.384M | 0.0% | $36.90 | — | COM | 69478X105 |
| — | NOBLE ENERGY INC | 47,645 | $1.348M | 0.0% | $28.29 | — | COM | 655044105 |
| — | ENVISION HEALTHCARE CORP | 11,400 | $1.296M | 0.0% | $118.95 | — | PFD CNV 5.25% A1 | 29414D209 |
| — | MATLIN & PARTNERS ACQUISITIO | 2,500,000 | $1.25M | 0.0% | $0.50 | — | *W EXP 03/15/202 | 57682V114 |
| CM | CDN IMPERIAL BK COMM TORONTO | 14,356 | $1.165M | 0.0% | $26.78 | 0.0% | COM | 136069101 |
| — | HARMONIC INC | 1,000,000 | $1.157M | 0.0% | $1.12 | — | NOTE 4.000%12/0 | 413160AB8 |
| NESRW | NATIONAL ENERGY SERVICES REU | 2,090,000 | $1.15M | 0.0% | $0.55 | — | *W EXP 05/05/202 | G6375R115 |
| — | BOULEVARD ACQUISITION | 1,698,740 | $1.147M | 0.0% | $0.40 | — | *W EXP 09/25/202 | 10157Q110 |
| — | ENERGY TRANSFER PARTNERS LP | 56,084 | $1.144M | 0.0% | $20.40 | — | UNIT LTD PRT INT | 29278N103 |
| — | QUIDEL CORP | 1,000,000 | $1.114M | 0.0% | $1.09 | — | NOTE 3.250%12/1 | 74838JAA9 |
| — | HARMONY MERGER CORP | 1,375,100 | $1.1M | 0.0% | $0.40 | — | *W EXP 01/01/202 | 413247123 |
| — | FINTECH ACQUISITION CORP II | 900,000 | $1.08M | 0.0% | $1.20 | — | *W EXP 01/19/202 | 31810G117 |
| — | INFINERA CORPORATION | 1,000,000 | $1.079M | 0.0% | $1.08 | — | DBCV 1.750% 6/0 | 45667GAB9 |
| — | QUINPARIO ACQUISITION CORP 2 | 2,758,510 | $1.048M | 0.0% | $0.30 | — | *W EXP 01/01/202 | 74874U119 |
| TRGP | TARGA RES CORP | 21,713 | $981K | 0.0% | $28.49 | +24.0% | COM | 87612G101 |
| — | ROCKWELL COLLINS INC | 8,622 | $906K | 0.0% | $105.08 | — | COM | 774341101 |
| — | ONEOK PARTNERS LP | 17,157 | $876K | 0.0% | $37.99 | — | UNIT LTD PARTN | 68268N103 |
| SMHI | SEACOR MARINE HLDGS INC | 42,320 | $862K | 0.0% | $19.15 | 0.0% | COM | 78413P101 |
| — | MODUSLINK GLOBAL SOLUTIONS I | 900,000 | $854K | 0.0% | $0.81 | — | NOTE 5.250% 3/0 | 60786LAB3 |
| — | TRANSMONTAIGNE PARTNERS L P | 20,221 | $849K | 0.0% | $31.15 | — | COM UNIT L P | 89376V100 |
| — | SABAN CAP ACQUISITION CORP | 84,000 | $840K | 0.0% | $9.90 | — | COM CL A | 78516C106 |
| INSE | INSPIRED ENTMT INC | 62,976 | $819K | 0.0% | $9.86 | +12.4% | COM | 45782N108 |
| — | VITAMIN SHOPPE INC | 1,000,000 | $793K | 0.0% | $0.93 | — | NOTE 2.250%12/0 | 92849EAB7 |
| — | WILLIAMS PARTNERS L P NEW | 19,436 | $780K | 0.0% | $48.98 | — | COM UNIT LTD PAR | 96949L105 |
| MPLX | MPLX LP | 23,115 | $772K | 0.0% | $50.41 | — | COM UNIT REP LTD | 55336V100 |
| EPD | ENTERPRISE PRODS PARTNERS L | 27,760 | $752K | 0.0% | $32.94 | — | COM | 293792107 |
| — | RENEWABLE ENERGY GROUP INC | 675,000 | $742K | 0.0% | $0.93 | — | MTNF 2.750% 6/1 | 75972AAA1 |
| — | NUSTAR ENERGY LP | 15,439 | $720K | 0.0% | $53.59 | — | UNIT COM | 67058H102 |
| — | JENSYN ACQUISITION CORP | 69,000 | $706K | 0.0% | $10.03 | — | COM | 47632B102 |
| — | SUMMIT MIDSTREAM PARTNERS LP | 31,028 | $703K | 0.0% | $24.94 | — | COM UNIT LTD | 866142102 |
| — | DCP MIDSTREAM LP | 20,646 | $698K | 0.0% | $32.46 | — | COM UT LTD PTN | 23311P100 |
| — | MODERN MEDIA ACQUISITION | 1,700,000 | $680K | 0.0% | $0.40 | — | RIGHT 99/99/9999 | 60765P129 |
| — | ENABLE MIDSTREAM PARTNERS LP | 42,553 | $678K | 0.0% | $13.66 | — | COM UNIT RP IN | 292480100 |
| IT | GARTNER INC | 5,490 | $678K | 0.0% | $116.06 | 0.0% | COM | 366651107 |
| — | BOARDWALK PIPELINE PARTNERS | 37,302 | $672K | 0.0% | $14.56 | — | UT LTD PARTNER | 096627104 |
| — | CRESTWOOD EQUITY PARTNERS LP | 27,936 | $656K | 0.0% | $21.28 | — | UNIT LTD PARTNER | 226344208 |
| — | ENLINK MIDSTREAM PARTNERS LP | 38,409 | $651K | 0.0% | $21.08 | — | COM UNIT REP LTD | 29336U107 |
| — | MAGELLAN MIDSTREAM PRTNRS LP | 9,057 | $645K | 0.0% | $76.20 | — | COM UNIT RP LP | 559080106 |
| — | WESTERN GAS PARTNERS LP | 11,341 | $634K | 0.0% | $60.76 | — | COM UNIT LP IN | 958254104 |
| — | VANTAGE ENERGY ACQUISITION | 500,000 | $625K | 0.0% | $1.25 | — | *W EXP 04/12/202 | 92211L113 |
| — | EASTERLY ACQUISITION CORP | 718,250 | $611K | 0.0% | $0.33 | — | *W EXP 07/29/202 | 27616L110 |
| — | SILVER RUN ACQUISITION | 333,333 | $597K | 0.0% | $1.79 | — | *W EXP 03/28/202 | 82812A111 |
| GEL | GENESIS ENERGY L P | 18,725 | $594K | 0.0% | $40.57 | — | UNIT LTD PARTN | 371927104 |
| — | BUCKEYE PARTNERS L P | 9,287 | $594K | 0.0% | $70.05 | — | UNIT LTD PARTN | 118230101 |
| CQP | CHENIERE ENERGY PARTNERS LP | 18,185 | $589K | 0.0% | $29.83 | — | COM UNIT | 16411Q101 |
| FND | FLOOR & DECOR HLDGS INC | 15,000 | $589K | 0.0% | $38.97 | 0.0% | CL A | 339750101 |
| — | HOLLY ENERGY PARTNERS L P | 18,004 | $585K | 0.0% | $31.42 | — | COM UT LTD PTN | 435763107 |
| — | TALLGRASS ENERGY PARTNERS LP | 11,360 | $569K | 0.0% | $49.53 | — | COM UNIT | 874697105 |
| — | ANI PHARMACEUTICALS INC | 525,000 | $554K | 0.0% | $1.15 | — | NOTE 3.000%12/0 | 00182CAA1 |
| — | TC PIPELINES LP | 9,975 | $549K | 0.0% | $58.86 | — | UT COM LTD PRT | 87233Q108 |
| — | FORUM MERGER CORP | 1,500,000 | $547K | 0.0% | $0.36 | — | RIGHT 06/01/2019 | 34985B129 |
| — | AMERIGAS PARTNERS L P | 11,964 | $540K | 0.0% | $46.44 | — | UNIT L P INT | 030975106 |
| MMLP | MARTIN MIDSTREAM PRTNRS L P | 30,468 | $535K | 0.0% | $26.32 | — | UNIT L P INT | 573331105 |
| — | ROSEHILL RES INC | 489,600 | $534K | 0.0% | $1.09 | — | *W EXP 09/16/202 | 777385113 |
| KMI | KINDER MORGAN INC DEL | 27,467 | $526K | 0.0% | $23.87 | -47.8% | COM | 49456B101 |
| ATLC | ATLANTICUS HLDGS CORP | 191,430 | $509K | 0.0% | $2.61 | -3.7% | COM | 04914Y102 |
| — | RICE MIDSTREAM PARTNERS LP | 24,968 | $498K | 0.0% | $13.71 | — | UNIT LTD PARTN | 762819100 |
| — | ENBRIDGE ENERGY PARTNERS L P | 30,665 | $491K | 0.0% | $25.55 | — | COM | 29250R106 |
| — | SPECTRA ENERGY PARTNERS LP | 11,414 | $490K | 0.0% | $49.07 | — | COM | 84756N109 |
| — | TESORO LOGISTICS LP | 9,350 | $483K | 0.0% | $45.04 | — | COM UNIT LP | 88160T107 |
| — | VALERO ENERGY PARTNERS LP | 10,321 | $471K | 0.0% | $47.94 | — | COM UNT REP LP | 91914J102 |
| PAA | PLAINS ALL AMERN PIPELINE L | 17,770 | $467K | 0.0% | $35.73 | — | UNIT LTD PARTN | 726503105 |
| — | DASEKE INC | 378,003 | $461K | 0.0% | $1.12 | — | *W EXP 03/31/202 | 23753F115 |
| — | INVESCO VALUE MUN INCOME TR | 30,342 | $460K | 0.0% | $14.63 | — | COM | 46132P108 |
| — | AVISTA HEALTHCARE PUB ACQ CO | 1,000,000 | $450K | 0.0% | $0.41 | — | *W EXP 99/99/999 | G0726L117 |
| — | AVID TECHNOLOGY INC | 600,000 | $443K | 0.0% | $0.68 | — | NOTE 2.000% 6/1 | 05367PAB6 |
| — | SEMGROUP CORP | 16,033 | $433K | 0.0% | $41.74 | — | CL A | 81663A105 |
| — | GAIN CAP HLDGS INC | 450,000 | $433K | 0.0% | $1.08 | — | NOTE 4.125%12/0 | 36268WAB6 |
| — | CENTRAL SECS CORP | 17,224 | $429K | 0.0% | $21.80 | — | COM | 155123102 |
| UBSI | UNITED BANKSHARES INC WEST V | 10,772 | $422K | 0.0% | $39.69 | 0.0% | COM | 909907107 |
| — | PHILLIPS 66 PARTNERS LP | 8,445 | $417K | 0.0% | $66.33 | — | COM UNIT REP INT | 718549207 |
| ASIX | ADVANSIX INC | 13,011 | $406K | 0.0% | $16.41 | +58.5% | COM | 00773T101 |
| PJT | PJT PARTNERS INC | 9,524 | $383K | 0.0% | $20.55 | +64.9% | COM CL A | 69343T107 |
| — | LANDCADIA HLDGS INC | 500,000 | $380K | 0.0% | $0.70 | — | *W EXP 06/01/202 | 51476W115 |
| UNH | UNITEDHEALTH GROUP INC | 2,042 | $379K | 0.0% | $142.11 | +7.4% | COM | 91324P102 |
| — | SIRIUS XM HLDGS INC | 66,942 | $366K | 0.0% | $5.47 | — | COM | 82968B103 |
| — | M III ACQUISITION CORP | 808,712 | $364K | 0.0% | $0.34 | — | *W EXP 10/10/202 | 55378T112 |
| — | HESS MIDSTREAM PARTNERS LP | 17,000 | $346K | 0.0% | $20.35 | — | UNIT LTD PR INT | 428104103 |
| — | MANITOWOC INC | 55,865 | $336K | 0.0% | $4.33 | — | COM | 563571108 |
| — | MODERN MEDIA ACQUISITION | 850,000 | $332K | 0.0% | $0.39 | — | *W EXP 05/17/202 | 60765P111 |
| CBOE | CBOE HLDGS INC | 3,568 | $326K | 0.0% | $69.83 | +9.5% | COM | 12503M108 |
| — | ANTERO MIDSTREAM GP LP | 14,500 | $319K | 0.0% | $22.00 | — | COM SHS REPSTG | 03675Y103 |
| — | AZUL S A | 15,000 | $316K | 0.0% | $21.07 | — | SPONSR ADR PFD | 05501U106 |
| — | CONE MIDSTREAM PARTNERS LP | 16,600 | $315K | 0.0% | $10.00 | — | COM UNIT REPST | 206812109 |
| — | TEEKAY LNG PARTNERS L P | 20,519 | $315K | 0.0% | $26.79 | — | PRTNRSP UNITS | Y8564M105 |
| — | WELBILT INC | 16,639 | $314K | 0.0% | $19.65 | — | COM | 949090104 |
| HRI | HERC HLDGS INC | 7,787 | $306K | 0.0% | $30.89 | +24.6% | COM | 42704L104 |
| — | BARNES & NOBLE ED INC | 27,916 | $297K | 0.0% | $12.71 | — | COM | 06777U101 |
| — | SHELL MIDSTREAM PARTNERS L P | 9,809 | $297K | 0.0% | $41.29 | — | UNIT LTD INT | 822634101 |
| DFIN | DONNELLEY FINL SOLUTIONS INC | 12,726 | $292K | 0.0% | $21.18 | +3.4% | COM | 25787G100 |
| TGLS | TECNOGLASS INC | 30,211 | $282K | 0.0% | $9.08 | -12.4% | SHS | G87264100 |
| — | RESOURCE CAP CORP | 275,000 | $279K | 0.0% | $0.92 | — | NOTE 6.000%12/0 | 76120WAA2 |
| — | APTEVO THERAPEUTICS INC | 132,502 | $274K | 0.0% | $2.56 | — | COM | 03835L108 |
| — | FORUM MERGER CORP | 750,000 | $255K | 0.0% | $0.34 | — | *W EXP 06/01/202 | 34985B111 |
| AFIIQ | ARMSTRONG FLOORING INC | 13,995 | $251K | 0.0% | $16.04 | +16.8% | COM | 04238R106 |
| — | SPX CORP | 9,552 | $240K | 0.0% | $9.33 | — | COM | 784635104 |
| — | LSC COMMUNICATIONS INC | 10,871 | $233K | 0.0% | $29.68 | — | COM | 50218P107 |
| — | RMR REAL ESTATE INCOME FUND | 10,378 | $227K | 0.0% | $20.76 | — | COM | 76970B101 |
| — | ELDORADO RESORTS INC | 11,064 | $221K | 0.0% | $19.97 | — | COM | 28470R102 |
| — | PACIFIC SPL ACQUISITION CORP | 373,500 | $220K | 0.0% | $0.15 | — | RIGHT 03/15/2017 | G68588113 |
| — | GARDNER DENVER HLDGS INC | 10,000 | $216K | 0.0% | $21.60 | — | COM | 36555P107 |
| — | GLOBAL PARTNER ACQUISITION C | 1,068,000 | $214K | 0.0% | $0.27 | — | *W EXP 07/01/202 | 37954X113 |
| — | AMYRIS INC | 64,745 | $206K | 0.0% | $3.18 | — | COM NEW | 03236M200 |
| — | GORES HLDGS II INC | 133,333 | $199K | 0.0% | $1.49 | — | *W EXP 03/06/202 | 382867117 |
| — | QUORUM HEALTH CORP | 47,681 | $198K | 0.0% | $10.71 | — | COM | 74909E106 |
| — | BARINGTON HILCO ACQUISITION | 487,260 | $195K | 0.0% | $0.28 | — | RIGHT 02/13/2017 | 06759V119 |
| — | KAYNE ANDERSON ACQUISITION | 250,000 | $195K | 0.0% | $0.78 | — | *W EXP 06/30/202 | 48661U110 |
| — | ALLIANCE CALIF MUN INCOME FD | 13,965 | $191K | 0.0% | $13.30 | — | COM | 018546101 |
| — | AGROFRESH SOLUTIONS | 200,528 | $186K | 0.0% | $2.10 | — | *W EXP 07/31/202 | 00856G117 |
| — | COMMUNITY HEALTH SYS INC NEW | 9,282,097 | $181K | 0.0% | $0.02 | — | RIGHT 99/99/9999 | 203668116 |
| — | JASON INDS INC | 1,933,070 | $175K | 0.0% | $0.79 | — | *W EXP 06/30/201 | 471172114 |
| — | FIRST CMNTY FINL PARTNERS IN | 13,473 | $174K | 0.0% | $12.77 | — | COM | 31985Q106 |
| — | INVESCO CALIF VALUE MUN INC | 11,734 | $148K | 0.0% | $12.15 | — | COM | 46132H106 |
| — | ORIGO ACQUISITION CORP | 325,500 | $77,000 | 0.0% | $0.13 | — | RIGHT 09/12/2017 | G67789134 |
| — | M I ACQUISITIONS INC | 250,000 | $76,000 | 0.0% | $0.32 | — | *W EXP 99/99/999 | 55304A112 |
| — | BARINGTON HILCO ACQUISITION | 487,260 | $74,000 | 0.0% | $0.16 | — | *W EXP 02/11/201 | 06759V127 |
| — | AXAR ACQUISITION CORP | 697,500 | $56,000 | 0.0% | $0.07 | — | *W EXP 12/31/202 | 05455L110 |
| — | SABAN CAP ACQUISITION CORP | 42,000 | $53,000 | 0.0% | $1.31 | — | *W EXP 09/21/202 | 78516C114 |
| — | JENSYN ACQUISITION CORP | 174,000 | $42,000 | 0.0% | $0.20 | — | RIGHT 99/99/9999 | 47632B128 |
| — | JENSYN ACQUISITION CORP | 174,000 | $35,000 | 0.0% | $0.07 | — | *W EXP 03/07/202 | 47632B110 |
| — | VALLEY NATL BANCORP | 116,185 | $30,000 | 0.0% | $0.20 | — | *W EXP 11/14/201 | 919794131 |