CIK: 0001096978 · Show all filings
Period: Q3 2021 (← Previous) (Next →)
Filing Date: Nov 12, 2021
Total Value ($000): $36,898 (86.8% shares, 13.2% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AVAYA HLDGS CORP | 4,640,000 | $4,860 | 13.2% | $0.92 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | GDL FD | 238,869 | $2,145 | 5.8% | $8.51 | — | COM SH BEN IT | 361570104 |
| — | RMR MORTGAGE TR | 142,436 | $1,469 | 4.0% | $11.23 | — | COM | 76970B101 |
| — | PERSHING SQUARE TONTINE HLDG | 56,370 | $1,110 | 3.0% | $19.69 | — | COM CL A | 71531R109 |
| — | LOGAN RIDGE FINANCE CORP | 42,320 | $1,088 | 2.9% | $25.71 | — | COM | 541098109 |
| — | VIRTUOSO ACQUISITION CORP | 101,620 | $1,007 | 2.7% | $9.92 | — | COM CL A | 92837J104 |
| VST | VISTRA CORP | 46,000 | $787 | 2.1% | $17.88 | -5.4% | COM | 92840M102 |
| — | GOLDEN ARROW MERGER CORP | 70,000 | $693 | 1.9% | $9.94 | — | UNIT 07/31/2026 | 380799205 |
| — | GAMCO NAT RES GOLD & INCOME | 134,081 | $680 | 1.8% | $5.11 | — | SH BEN INT | 36465E101 |
| — | BROADSTONE ACQUISITION CORP | 65,973 | $656 | 1.8% | $9.88 | — | SHS CL A | G1739V100 |
| — | TB SA ACQUISITION CORP | 59,800 | $590 | 1.6% | $9.88 | — | UNIT 03/25/2028 | G8657L113 |
| — | COHN ROBBINS HOLDINGS CORP | 60,000 | $589 | 1.6% | $9.85 | — | COM CL A | G23726105 |
| — | ATLANTIC COASTAL ACQUISTN CO | 58,718 | $581 | 1.6% | $9.95 | — | UNIT 03/02/2026 | 048453203 |
| — | IRON SPARK I INC | 55,000 | $550 | 1.5% | $9.98 | — | CLASS A COM | 46301G103 |
| — | GROWTH CAP ACQUISITION CORP | 51,040 | $530 | 1.4% | $9.96 | — | UNIT 06/01/2027 | 39986V206 |
| — | GIGCAPITAL4 INC | 50,953 | $502 | 1.4% | $9.85 | — | COM | 37518G101 |
| YAC | YUCAIPA ACQUISITION CORP | 50,000 | $494 | 1.3% | $9.88 | — | COM | G9879L105 |
| — | TAILWIND INTERNATNAL ACQ COR | 48,950 | $485 | 1.3% | $9.96 | — | UNIT 99/99/9999 | G8662F127 |
| — | CROWN PROPTECH ACQUISITIONS | 46,100 | $453 | 1.2% | $9.93 | — | UNIT 99/99/9999 | G25741128 |
| PW | POWER REIT | 8,608 | $430 | 1.2% | $45.19 | — | COM | 73933H101 |
| — | PIMCO ENERGY & TACTICAL CR O | 34,060 | $416 | 1.1% | $8.15 | — | COM SHS BEN INT | 69346N107 |
| — | GORES GUGGENHEIM INC | 40,000 | $409 | 1.1% | $10.22 | — | CLASS A COM | 38286Q107 |
| — | SOCIAL CAPITAL HEDOSOPHA HLD | 40,000 | $406 | 1.1% | $10.15 | — | SHS CL A | G8251L105 |
| — | SEVEN OAKS ACQUISITION CORP | 40,190 | $399 | 1.1% | $9.88 | — | COM CL A | 81787X106 |
| — | ARCHIMEDES TECH SPAC PARTNR | 40,099 | $399 | 1.1% | $9.93 | — | UNIT 03/10/2026 | 039562202 |
| — | AF ACQUISITION CORP | 40,601 | $398 | 1.1% | $9.92 | — | UNIT 03/23/2028 | 001040203 |
| — | KHOSLA VENTURES ACQUISITION | 39,900 | $394 | 1.1% | $9.90 | — | CL A | 482504107 |
| — | GOOD WKS II ACQUISITION CORP | 40,000 | $391 | 1.1% | $9.78 | — | COMMON STOCK | 38216G104 |
| — | DELAWARE ENHANCED GLOBAL DIV | 35,935 | $364 | 1.0% | $10.72 | — | COM | 246060107 |
| — | BUILD ACQUISITION CORP | 36,154 | $362 | 1.0% | $9.96 | — | UNIT 99/99/9999 | 12008J204 |
| — | NUVEEN DIVERSIFIED DIVID & I | 33,666 | $349 | 0.9% | $9.51 | — | COM | 6706EP105 |
| — | THIMBLE POINT ACQUISITION CO | 35,000 | $348 | 0.9% | $9.92 | — | COM CL A | 88408P107 |
| — | DMY TECHNOLOGY GROUP INC IV | 35,000 | $347 | 0.9% | $9.91 | — | COM CL A | 23344K102 |
| — | OYSTER ENTERPRISES ACQ CORP | 33,192 | $332 | 0.9% | $9.97 | — | UNIT 01/20/2026 | 69242M203 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 22,971 | $320 | 0.9% | $11.43 | — | COM NEW | 65340G205 |
| — | NEXTGEN ACQUISITION CORP II | 30,367 | $311 | 0.8% | $10.80 | — | UNIT 03/23/2026 | G65317110 |
| — | BOA ACQUISITION CORP | 30,510 | $301 | 0.8% | $9.90 | — | UNIT 99/99/9999 | 05601A208 |
| — | ROTH CH ACQUISITION III CO | 30,000 | $298 | 0.8% | $9.87 | — | COM | 77867Q102 |
| — | KISMET ACQUISITION TWO CORP | 30,000 | $296 | 0.8% | $9.93 | — | UNIT 99/99/9999 | G52807123 |
| — | IG ACQUISITION CORP | 30,000 | $294 | 0.8% | $9.73 | — | COM CL A | 449534106 |
| — | EVO ACQUISITION CORP | 28,900 | $288 | 0.8% | $9.99 | — | UNIT 99/99/9999 | 30052G207 |
| — | DISRUPTIVE ACQUISITION CORP | 28,166 | $279 | 0.8% | $9.87 | — | UNIT 03/06/2026 | G2770Y110 |
| — | CENTER COAST BRKFLD MLP ENRG | 19,362 | $269 | 0.7% | $11.37 | — | SHS BEN INT | 151461209 |
| — | GORES GUGGENHEIM INC | 23,415 | $249 | 0.7% | $10.04 | — | UNIT 03/25/2028 | 38286Q206 |
| NBSTU | NEWBURY STREET ACQUISITN COR | 24,826 | $246 | 0.7% | $9.99 | — | UNIT 04/30/2028 | 65101L203 |
| CNXX | CONX CORP | 25,000 | $245 | 0.7% | $9.80 | — | COM CL A | 212873103 |
| — | MASON INDUSTRIAL TECHNOLGY I | 23,613 | $235 | 0.6% | $9.93 | — | UNIT 99/99/9999 | 57520Y205 |
| — | ACCELERATE ACQUISITION CORP | 22,670 | $228 | 0.6% | $9.93 | — | UNIT 99/99/9999 | 00439D201 |
| — | ATHENA TECHNOLOGY ACQUISI CO | 20,300 | $211 | 0.6% | $9.90 | — | UNIT 99/99/9999 | 04687A208 |
| — | MAGNUM OPUS ACQUISITION LTD | 20,000 | $210 | 0.6% | $9.90 | — | UNIT 06/03/2026 | G5S70A120 |
| — | VPC IMPACT ACQU HOLDI III IN | 20,600 | $204 | 0.6% | $9.90 | — | COM CL A | 91835J108 |
| — | EAST RES ACQUISITION CO | 20,705 | $204 | 0.6% | $9.76 | — | COM CL A | 274681105 |
| — | SILVER CREST ACQUISITION COR | 20,000 | $202 | 0.5% | $10.05 | — | UNIT 12/15/2025 | G81355110 |
| — | COVA ACQUISITION CORP | 20,655 | $201 | 0.5% | $9.70 | — | CL A SHS | G2554Y104 |
| — | ATHENA TECHNOLOGY ACQUISI CO | 20,033 | $199 | 0.5% | $9.93 | — | COM CLASS A | 04687A109 |
| — | CAPSTAR SPL PURP ACQUISITION | 20,000 | $198 | 0.5% | $9.80 | — | COM CL A | 14070Y101 |
| — | AGILE GROWTH CORP | 20,000 | $198 | 0.5% | $9.95 | — | UNIT 03/09/2026 | G01202129 |
| — | 890 5TH AVE PARTNERS INC | 20,000 | $198 | 0.5% | $9.85 | — | COM CL A | 28250A105 |
| — | AUSTERLITZ ACQUISITION CORP | 20,000 | $195 | 0.5% | $9.75 | — | COM CL A | G0633U101 |
| BNAI | DHC ACQUISITION CORP | 20,000 | $195 | 0.5% | $96.96 | 0.0% | CLASS A ORD SHS | G2758T109 |
| PUCK | GOAL ACQUISITIONS CORP | 20,014 | $195 | 0.5% | $9.67 | -0.1% | COM | 38021H107 |
| — | FLAME ACQUISITION CORP | 20,000 | $194 | 0.5% | $9.70 | — | COM CL A | 33850F108 |
| — | LEFTERIS ACQUISITION CORP | 19,488 | $191 | 0.5% | $9.75 | — | COM CL A | 52470X109 |
| — | HAYMAKER ACQUISITION CORP II | 19,236 | $191 | 0.5% | $10.03 | — | UNIT 03/01/2026 | 42087R207 |
| — | ASA GOLD AND PRECIOUS MTLS L | 10,117 | $191 | 0.5% | $21.55 | — | SHS | G3156P103 |
| — | ARES ACQUISITION CORPORATION | 19,322 | $188 | 0.5% | $9.73 | — | COM CL A | G33032106 |
| — | MARLIN TECHNOLOGY CORP | 17,650 | $177 | 0.5% | $10.08 | — | UNIT 99/99/9999 | G58411128 |
| — | D AND Z MEDIA ACQUISITION CO | 17,400 | $169 | 0.5% | $9.71 | — | COM CL A | 23305Q106 |
| — | FIRST TR ENERGY INFRASTRCTR | 12,939 | $165 | 0.4% | $12.47 | — | COM | 33738C103 |
| — | CC NEUBERGER PRIN HLDGS II | 16,684 | $164 | 0.4% | $9.89 | — | SHS CL A | G3166T103 |
| — | CARTESIAN GROWTH CORP | 16,000 | $163 | 0.4% | $10.00 | — | UNIT 02/26/2028 | G19276123 |
| — | BITE ACQUISITION CORP | 15,883 | $159 | 0.4% | $9.95 | — | UNIT 99/99/9999 | 09175K204 |
| — | PROGRESS ACQUISITION CORP | 15,600 | $156 | 0.4% | $9.87 | — | UNIT 12/25/2025 | 74327P204 |
| — | EQ HEALTH ACQUISITION CORP | 15,404 | $154 | 0.4% | $9.93 | — | UNIT 02/02/2028 | 26886A200 |
| — | GO ACQUISITION CORP | 15,419 | $151 | 0.4% | $9.79 | — | COM | 362019101 |
| — | FAR PEAK ACQUISITION CORP | 15,000 | $149 | 0.4% | $9.93 | — | SHS CL A | G3312L103 |
| — | HEALTHCARE CAPITAL CORP | 15,000 | $148 | 0.4% | $9.87 | — | COM CL A | 42228C101 |
| — | CORAZON CAPITAL V838 MONOCER | 14,408 | $144 | 0.4% | $9.93 | — | UNIT 03/24/2026 | G24237110 |
| — | REDBALL ACQUISITION CORP | 14,567 | $143 | 0.4% | $9.75 | — | COM CL A | G7417R105 |
| — | ADIT EDTECH ACQUISITION CORP | 13,900 | $139 | 0.4% | $10.00 | — | UNIT 99/99/9999 | 007024201 |
| — | POWER & DIGITAL INFRA ACQ CO | 13,659 | $138 | 0.4% | $10.10 | — | COM CL A | 739190106 |
| — | ENDO INTL PLC | 37,500 | $122 | 0.3% | $3.25 | — | SHS | G30401106 |
| — | VELOCITY ACQUISITION CORP | 11,000 | $111 | 0.3% | $9.91 | — | UNIT 99/99/9999 | 92259E203 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 11,211 | $110 | 0.3% | $9.58 | — | COM SHS BEN IN | 600379101 |
| AUR | REINVENT TECHNOLOGY PARTNERS | 10,505 | $104 | 0.3% | $9.90 | — | CLASS A ORD SHS | G7484L106 |
| SLAMF | SLAM CORP | 10,500 | $102 | 0.3% | $9.76 | -0.5% | CL A SHS | G8210L105 |
| CSTUF | CONSTELLATION ACQUISITN CORP | 10,000 | $99 | 0.3% | $10.00 | — | UNIT 99/99/9999 | G2R18K121 |
| — | BRIDGETOWN 2 HOLDINGS LTD | 10,000 | $99 | 0.3% | $10.20 | — | CL A | G1355V103 |
| — | DD3 ACQUISITION CORP II | 10,000 | $99 | 0.3% | $9.90 | — | COM CL A | 23318M100 |
| — | VELOCITY ACQUISITION CORP | 10,000 | $99 | 0.3% | $9.90 | — | COM CL A | 92259E104 |
| — | TREBIA ACQUISITION CORP | 10,000 | $99 | 0.3% | $9.90 | — | COM CL A | G9027T109 |
| — | FRONTIER INVESTMENT CORP | 10,000 | $99 | 0.3% | $9.90 | — | UNIT 06/29/2026 | G36816117 |
| HYPR | HEALTHCOR CATALIO ACQU CORP | 10,000 | $99 | 0.3% | $9.90 | — | CL A SHS | G44125105 |
| — | GX ACQUISITION CORP II | 10,000 | $99 | 0.3% | $10.00 | — | UNIT 03/17/2026 | 36260F204 |
| — | MEDICUS SCIENCES ACQUISITION | 10,000 | $98 | 0.3% | $9.80 | — | CL A SHS | G5960S108 |
| — | CHURCHILL CAPITAL CORP VII | 10,000 | $97 | 0.3% | $9.70 | — | COM CL A | 17144M102 |
| ACHR | ARCHER AVIATION INC | 10,000 | $89 | 0.2% | $9.79 | 0.0% | COM CL A | 03945R102 |
| — | CERBERUS TELECOM ACQUISITION | 10,000 | $78 | 0.2% | $7.80 | — | SHS CL A | G2040C104 |
| — | TREMONT MTG TR | 10,000 | $52 | 0.1% | $5.20 | — | COM | 894789106 |
| EFTRW | EFFECTOR THERAPEUTICS INC | 22,935 | $37 | 0.1% | $1.61 | — | *W EXP 12/31/202 | 28202V116 |
| HYG | ISHARES TR | 300,000 | $29 | 0.1% | — | — | Put | 464288513 |
| — | SOCIAL CAPITAL HEDOSOPHA HLD | 15,234 | $28 | 0.1% | $1.84 | — | *W EXP 09/26/202 | G8251L113 |
| — | ATHENA TECHNOLOGY ACQUISI CO | 20,000 | $27 | 0.1% | $1.35 | — | *W EXP 03/31/202 | 04687A117 |
| — | MCAP ACQUISITION CORP | 20,000 | $22 | 0.1% | $1.10 | — | *W EXP 03/02/202 | 55282T117 |
| — | DMY TECHNOLOGY GROUP INC IV | 10,000 | $19 | 0.1% | $1.90 | — | *W EXP 03/04/202 | 23344K110 |
| — | AUSTERLITZ ACQUISITION CORP | 18,400 | $19 | 0.1% | $1.03 | — | *W EXP 02/19/202 | G0633U127 |
| BODYW | THE BEACHBODY COMPANY INC | 15,893 | $19 | 0.1% | $2.96 | — | *W EXP 12/31/202 | 073463119 |
| ORGNW | ORIGIN MATERIALS INC | 11,188 | $18 | 0.0% | $1.61 | — | *W EXP 06/24/202 | 68622D114 |
| — | CBRE ACQUISITION HLDGS INC | 10,000 | $17 | 0.0% | $1.70 | — | *W EXP 99/99/999 | 12510J114 |
| GLD | SPDR GOLD TR | 125,000 | $15 | 0.0% | — | — | Call | 78463V107 |
| — | ALTITUDE ACQUISITION CORP | 20,000 | $14 | 0.0% | $0.70 | — | *W EXP 11/30/202 | 02156Y111 |
| — | GOOD WKS II ACQUISITION CORP | 20,000 | $13 | 0.0% | $0.65 | — | *W EXP 02/01/202 | 38216G112 |
| SHPSQ | SHAPEWAYS HOLDINGS INC | 12,000 | $12 | 0.0% | $1.00 | — | *W EXP 99/99/999 | 81947T110 |
| CNXXW | CONX CORP | 10,000 | $12 | 0.0% | $1.20 | — | *W EXP 10/30/202 | 212873111 |
| RCL | ROYAL CARIBBEAN GROUP | 30,000 | $12 | 0.0% | — | — | Put | V7780T103 |
| SPY | SPDR S&P 500 ETF TR | 50,000 | $11 | 0.0% | — | — | Put | 78462F103 |
| TMCWW | TMC THE METALS COMPANY INC | 10,000 | $10 | 0.0% | $1.00 | — | *W EXP 09/09/202 | 87261Y114 |
| NCLH | NORWEGIAN CRUISE LINE HLDG L | 46,200 | $10 | 0.0% | — | — | Put | G66721104 |
| — | HEALTHCARE CAPITAL CORP | 15,000 | $10 | 0.0% | $0.67 | — | *W EXP 12/31/202 | 42228C119 |
| IIPR | INNOVATIVE INDL PPTYS INC | 25,000 | $10 | 0.0% | — | — | Put | 45781V101 |
| — | COHN ROBBINS HOLDINGS CORP | 10,000 | $9 | 0.0% | $0.90 | — | *W EXP 08/28/202 | G23726113 |
| ARKK | ARK ETF TR | 20,000 | $6 | 0.0% | — | — | Put | 00214Q104 |
| SPY | SPDR S&P 500 ETF TR | 20,000 | $5 | 0.0% | — | — | Call | 78462F103 |
| — | GORES GUGGENHEIM INC | 10,000 | $3 | 0.0% | $10.22 | — | Call | 38286Q107 |