CIK: 0001096978 · Show all filings
Period: Q2 2021 (← Previous) (Next →)
Filing Date: Aug 11, 2021
Total Value ($000): $46,076 (88.2% shares, 11.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | AVAYA HLDGS CORP | 4,640,000 | $5,417 | 11.8% | $0.92 | — | NOTE 2.250% 6/1 | 05351XAB7 |
| — | GDL FD | 251,502 | $2,281 | 5.0% | $8.51 | — | COM SH BEN IT | 361570104 |
| — | RMR MORTGAGE TR | 124,006 | $1,479 | 3.2% | $11.37 | — | COM | 76970B101 |
| — | NUVEEN FLOATING RATE INCOME | 129,585 | $1,265 | 2.7% | $9.12 | — | COM SHS | 6706EN100 |
| — | NUVEEN FLOATING RATE INCOME | 125,986 | $1,262 | 2.7% | $9.14 | — | COM | 67072T108 |
| — | VIRTUOSO ACQUISITION CORP | 101,620 | $1,008 | 2.2% | $9.92 | — | COM CL A | 92837J104 |
| — | CAPITALA FIN CORP | 40,500 | $1,007 | 2.2% | $24.86 | — | COM NEW | 14054R502 |
| — | LOCUST WALK ACQUISITION CORP | 90,829 | $898 | 1.9% | $9.89 | — | COM CL A | 54015L103 |
| — | GAMCO NAT RES GOLD & INCOME | 163,627 | $895 | 1.9% | $5.11 | — | SH BEN INT | 36465E101 |
| NXDT | NEXPOINT STRATEGIC OPPORTES | 64,068 | $882 | 1.9% | $11.43 | — | COM NEW | 65340G205 |
| VST | VISTRA CORP | 45,000 | $835 | 1.8% | $17.90 | -12.4% | COM | 92840M102 |
| — | PIMCO ENERGY & TACTICAL CR O | 61,562 | $770 | 1.7% | $8.15 | — | COM SHS BEN INT | 69346N107 |
| — | SABA CAPITAL INCOME & OPRNT | 151,260 | $712 | 1.5% | $4.71 | — | SHARES | 78518H103 |
| — | GOLDEN ARROW MERGER CORP | 70,000 | $696 | 1.5% | $9.94 | — | UNIT 07/31/2026 | 380799205 |
| — | DELAWARE ENHANCED GLOBAL DIV | 64,916 | $696 | 1.5% | $10.72 | — | COM | 246060107 |
| — | BROADSTONE ACQUISITION CORP | 65,973 | $652 | 1.4% | $9.88 | — | SHS CL A | G1739V100 |
| — | NUVEEN SR INCOME FD | 106,376 | $629 | 1.4% | $5.85 | — | COM | 67067Y104 |
| — | TB SA ACQUISITION CORP | 59,800 | $594 | 1.3% | $9.88 | — | UNIT 03/25/2028 | G8657L113 |
| — | COHN ROBBINS HOLDINGS CORP | 60,000 | $591 | 1.3% | $9.85 | — | COM CL A | G23726105 |
| — | SALIENT MIDSTREAM & MLP FD | 99,061 | $590 | 1.3% | $5.58 | — | SH BEN INT | 79471V105 |
| — | ATLANTIC COASTAL ACQUISTN CO | 58,718 | $584 | 1.3% | $9.95 | — | UNIT 03/02/2026 | 048453203 |
| — | IRON SPARK I INC | 55,000 | $549 | 1.2% | $9.98 | — | CLASS A COM | 46301G103 |
| — | BLACKSTONE STRATEGIC CREDIT | 38,177 | $532 | 1.2% | $13.33 | — | COM SHS BEN IN | 09257R101 |
| — | GROWTH CAP ACQUISITION CORP | 51,040 | $511 | 1.1% | $9.96 | — | UNIT 06/01/2027 | 39986V206 |
| — | NUVEEN DIVERSIFIED DIVID & I | 48,328 | $503 | 1.1% | $9.51 | — | COM | 6706EP105 |
| — | GIGCAPITAL4 INC | 50,953 | $502 | 1.1% | $9.85 | — | COM | 37518G101 |
| YAC | YUCAIPA ACQUISITION CORP | 50,000 | $494 | 1.1% | $9.88 | — | COM | G9879L105 |
| — | TAILWIND INTERNATNAL ACQ COR | 48,950 | $490 | 1.1% | $9.96 | — | UNIT 99/99/9999 | G8662F127 |
| CAR | AVIS BUDGET GROUP | 150,000 | $473 | 1.0% | — | — | Call | 053774105 |
| — | BLACKROCK FLOATING RATE INCO | 35,000 | $464 | 1.0% | $12.26 | — | COM | 09255X100 |
| — | CROWN PROPTECH ACQUISITIONS | 46,100 | $458 | 1.0% | $9.93 | — | UNIT 99/99/9999 | G25741128 |
| — | DOUBLELINE YIELD OPPORTUNITI | 21,469 | $429 | 0.9% | $18.52 | — | COM | 25862D105 |
| — | ASA GOLD AND PRECIOUS MTLS L | 19,535 | $421 | 0.9% | $21.55 | — | SHS | G3156P103 |
| — | AF ACQUISITION CORP | 40,601 | $404 | 0.9% | $9.92 | — | UNIT 03/23/2028 | 001040203 |
| DNA | SOARING EAGLE ACQUISITION CO | 40,500 | $403 | 0.9% | $9.95 | — | CL A SHS | G8354H126 |
| — | ARCHIMEDES TECH SPAC PARTNR | 40,099 | $398 | 0.9% | $9.93 | — | UNIT 03/10/2026 | 039562202 |
| — | SEVEN OAKS ACQUISITION CORP | 40,190 | $397 | 0.9% | $9.88 | — | COM CL A | 81787X106 |
| — | KHOSLA VENTURES ACQUISITION | 39,900 | $395 | 0.9% | $9.90 | — | CL A | 482504107 |
| OWL | BLUE OWL CAPITAL INC | 29,800 | $384 | 0.8% | $11.33 | 0.0% | COM CL A | 09581B103 |
| — | NUVEEN SHORT DURATION CR OPP | 24,395 | $366 | 0.8% | $14.14 | — | COM | 67074X107 |
| — | BUILD ACQUISITION CORP | 36,154 | $360 | 0.8% | $9.96 | — | UNIT 99/99/9999 | 12008J204 |
| — | TORTOISE ENERGY INFRA CORP | 12,400 | $357 | 0.8% | $24.41 | — | COM | 89147L886 |
| PW | POWER REIT | 8,608 | $346 | 0.8% | $45.19 | — | COM | 73933H101 |
| — | OYSTER ENTERPRISES ACQ CORP | 33,192 | $331 | 0.7% | $9.97 | — | UNIT 01/20/2026 | 69242M203 |
| — | NEXTGEN ACQUISITION CORP II | 30,367 | $328 | 0.7% | $10.80 | — | UNIT 03/23/2026 | G65317110 |
| — | BOA ACQUISITION CORP | 30,510 | $302 | 0.7% | $9.90 | — | UNIT 99/99/9999 | 05601A208 |
| — | D8 HOLDINGS CORP | 30,000 | $299 | 0.6% | $9.97 | — | SHS CL A | G2614K110 |
| — | KISMET ACQUISITION TWO CORP | 30,000 | $298 | 0.6% | $9.93 | — | UNIT 99/99/9999 | G52807123 |
| — | ROTH CH ACQUISITION III CO | 30,000 | $296 | 0.6% | $9.87 | — | COM | 77867Q102 |
| — | FIRST TR ENERGY INFRASTRCTR | 21,618 | $295 | 0.6% | $12.47 | — | COM | 33738C103 |
| — | IG ACQUISITION CORP | 30,000 | $292 | 0.6% | $9.73 | — | COM CL A | 449534106 |
| — | EVO ACQUISITION CORP | 28,900 | $291 | 0.6% | $9.99 | — | UNIT 99/99/9999 | 30052G207 |
| — | DISRUPTIVE ACQUISITION CORP | 28,166 | $281 | 0.6% | $9.87 | — | UNIT 03/06/2026 | G2770Y110 |
| — | CENTER COAST BRKFLD MLP ENRG | 20,162 | $269 | 0.6% | $11.37 | — | SHS BEN INT | 151461209 |
| XPHDX | PIONEER FLOATING RATE FUND I | 21,100 | $252 | 0.5% | $11.47 | — | COM | 72369J102 |
| NBSTU | NEWBURY STREET ACQUISITN COR | 24,826 | $248 | 0.5% | $9.99 | — | UNIT 04/30/2028 | 65101L203 |
| — | TORTOISE MIDSTRM ENERGY FD I | 8,114 | $243 | 0.5% | $25.79 | — | COM | 89148B200 |
| — | GOLDMAN SACHS MLP ENERGY REN | 21,100 | $242 | 0.5% | $9.67 | — | COM | 38148G206 |
| — | CUSHING MLP & INFRASTRUCT | 7,900 | $233 | 0.5% | $29.49 | — | COM NEW | 231631300 |
| — | FIRST TR SPECIALTY FIN & FIN | 56,667 | $229 | 0.5% | $2.65 | — | COM BEN INTR | 33733G109 |
| — | ACCELERATE ACQUISITION CORP | 22,670 | $229 | 0.5% | $9.93 | — | UNIT 99/99/9999 | 00439D201 |
| — | CENTRICUS ACQUISITION CORP | 22,500 | $223 | 0.5% | $9.91 | — | CL A SHS | G2072Q104 |
| — | NEUBERGER BERMAN MLP & ENERG | 43,825 | $219 | 0.5% | $4.19 | — | COM | 64129H104 |
| — | VPC IMPACT ACQU HOLDI III IN | 20,600 | $204 | 0.4% | $9.90 | — | COM CL A | 91835J108 |
| — | ATHENA TECHNOLOGY ACQUISI CO | 20,300 | $202 | 0.4% | $9.90 | — | UNIT 99/99/9999 | 04687A208 |
| — | EAST RES ACQUISITION CO | 20,705 | $202 | 0.4% | $9.76 | — | COM CL A | 274681105 |
| — | SILVER CREST ACQUISITION COR | 20,000 | $201 | 0.4% | $10.05 | — | UNIT 12/15/2025 | G81355110 |
| — | NAVSIGHT HLDGS INC | 20,150 | $201 | 0.4% | $9.98 | — | CL A | 639358100 |
| XHIEX | MILLER HOWARD HIGH INC EQTY | 19,211 | $201 | 0.4% | $9.58 | — | COM SHS BEN IN | 600379101 |
| — | MAGNUM OPUS ACQUISITION LTD | 20,000 | $200 | 0.4% | $9.90 | — | UNIT 06/03/2026 | G5S70A120 |
| — | AGILE GROWTH CORP | 20,000 | $199 | 0.4% | $9.95 | — | UNIT 03/09/2026 | G01202129 |
| — | GORES GUGGENHEIM INC | 19,733 | $198 | 0.4% | $9.93 | — | UNIT 03/25/2028 | 38286Q206 |
| — | THIMBLE POINT ACQUISITION CO | 20,000 | $198 | 0.4% | $9.90 | — | COM CL A | 88408P107 |
| ALUS | ALUSSA ENERGY ACQUISITION CO | 20,000 | $198 | 0.4% | $9.90 | — | SHS CL A | G0232J101 |
| — | 890 5TH AVE PARTNERS INC | 20,000 | $197 | 0.4% | $9.85 | — | COM CL A | 28250A105 |
| — | CAPSTAR SPL PURP ACQUISITION | 20,000 | $196 | 0.4% | $9.80 | — | COM CL A | 14070Y101 |
| — | HAYMAKER ACQUISITION CORP II | 19,236 | $193 | 0.4% | $10.03 | — | UNIT 03/01/2026 | 42087R207 |
| PUCK | GOAL ACQUISITIONS CORP | 20,014 | $193 | 0.4% | $9.67 | 0.0% | COM | 38021H107 |
| — | LEFTERIS ACQUISITION CORP | 19,488 | $190 | 0.4% | $9.75 | — | COM CL A | 52470X109 |
| — | REVOLUTION ACCELERTN ACQU CO | 19,089 | $190 | 0.4% | $9.95 | — | COM CL A | 76156P106 |
| — | THE BEACHBODY COMPANY INC | 18,298 | $190 | 0.4% | $10.38 | — | COM CL A | 073463101 |
| — | ARES ACQUISITION CORPORATION | 19,322 | $188 | 0.4% | $9.73 | — | COM CL A | G33032106 |
| — | MARLIN TECHNOLOGY CORP | 17,650 | $178 | 0.4% | $10.08 | — | UNIT 99/99/9999 | G58411128 |
| — | D AND Z MEDIA ACQUISITION CO | 17,400 | $169 | 0.4% | $9.71 | — | COM CL A | 23305Q106 |
| — | CC NEUBERGER PRIN HLDGS II | 16,684 | $165 | 0.4% | $9.89 | — | SHS CL A | G3166T103 |
| — | CARTESIAN GROWTH CORP | 16,000 | $160 | 0.3% | $10.00 | — | UNIT 02/26/2028 | G19276123 |
| — | BITE ACQUISITION CORP | 15,883 | $158 | 0.3% | $9.95 | — | UNIT 99/99/9999 | 09175K204 |
| — | PROGRESS ACQUISITION CORP | 15,600 | $156 | 0.3% | $9.87 | — | UNIT 12/25/2025 | 74327P204 |
| — | EQ HEALTH ACQUISITION CORP | 15,404 | $154 | 0.3% | $9.93 | — | UNIT 02/02/2028 | 26886A200 |
| — | GO ACQUISITION CORP | 15,419 | $151 | 0.3% | $9.79 | — | COM | 362019101 |
| — | FAR PEAK ACQUISITION CORP | 15,000 | $149 | 0.3% | $9.93 | — | SHS CL A | G3312L103 |
| — | CORAZON CAPITAL V838 MONOCER | 14,408 | $144 | 0.3% | $9.93 | — | UNIT 03/24/2026 | G24237110 |
| — | REDBALL ACQUISITION CORP | 14,567 | $142 | 0.3% | $9.75 | — | COM CL A | G7417R105 |
| — | ADIT EDTECH ACQUISITION CORP | 13,900 | $139 | 0.3% | $10.00 | — | UNIT 99/99/9999 | 007024201 |
| — | MASON INDUSTRIAL TECHNOLGY I | 13,613 | $137 | 0.3% | $9.92 | — | UNIT 99/99/9999 | 57520Y205 |
| — | BLACKROCK DEBT STRATEGIES FD | 10,529 | $121 | 0.3% | $11.02 | — | COM NEW | 09255R202 |
| — | VELOCITY ACQUISITION CORP | 11,000 | $109 | 0.2% | $9.91 | — | UNIT 99/99/9999 | 92259E203 |
| — | DECARBONIZATION PLUS ACQU II | 10,000 | $104 | 0.2% | $10.40 | — | CLASS A COM | 24279D105 |
| — | COVA ACQUISITION CORP | 10,655 | $103 | 0.2% | $9.67 | — | CL A SHS | G2554Y104 |
| SLAMF | SLAM CORP | 10,500 | $102 | 0.2% | $9.76 | 0.0% | CL A SHS | G8210L105 |
| — | BRIDGETOWN 2 HOLDINGS LTD | 10,000 | $102 | 0.2% | $10.20 | — | CL A | G1355V103 |
| — | GX ACQUISITION CORP II | 10,000 | $100 | 0.2% | $10.00 | — | UNIT 03/17/2026 | 36260F204 |
| — | QELL ACQUISITION CORP | 10,000 | $100 | 0.2% | $10.00 | — | CL A | G7307X105 |
| CSTUF | CONSTELLATION ACQUISITN CORP | 10,000 | $100 | 0.2% | $10.00 | — | UNIT 99/99/9999 | G2R18K121 |
| — | TREBIA ACQUISITION CORP | 10,000 | $99 | 0.2% | $9.90 | — | COM CL A | G9027T109 |
| — | DD3 ACQUISITION CORP II | 10,000 | $99 | 0.2% | $9.90 | — | COM CL A | 23318M100 |
| — | KAYNE ANDERSON NEXTGEN ENRGY | 13,000 | $98 | 0.2% | $6.89 | — | COM | 48661E108 |
| — | FLAME ACQUISITION CORP | 10,000 | $97 | 0.2% | $9.70 | — | COM CL A | 33850F108 |
| — | ATI PHYSICAL THERAPY INC | 10,000 | $95 | 0.2% | $9.50 | — | COM CL A | 00216W109 |
| BODYW | THE BEACHBODY COMPANY INC | 15,893 | $47 | 0.1% | $2.96 | — | *W EXP 12/31/202 | 073463119 |
| XLE | SELECT SECTOR SPDR TR | 50,000 | $21 | 0.0% | — | — | Call | 81369Y506 |
| IIPR | INNOVATIVE INDL PPTYS INC | 50,000 | $16 | 0.0% | — | — | Put | 45781V101 |
| SPY | SPDR S&P 500 ETF TR | 130,000 | $16 | 0.0% | — | — | Put | 78462F103 |
| ARKK | ARK ETF TR | 20,000 | $8 | 0.0% | — | — | Put | 00214Q104 |
| GLD | SPDR GOLD TR | 40,000 | $7 | 0.0% | — | — | Call | 78463V107 |
| USO | UNITED STS OIL FD LP | 25,000 | $4 | 0.0% | — | — | Put | 91232N207 |
| XOM | EXXON MOBIL CORP | 30,000 | $3 | 0.0% | — | — | Put | 30231G102 |
| EXPE | EXPEDIA GROUP INC | 10,000 | $2 | 0.0% | — | — | Put | 30212P303 |
| AAL | AMERICAN AIRLS GROUP INC | 100,000 | $1 | 0.0% | — | — | Put | 02376R102 |