SimpliFi, Inc. Concentrated Active

Location: San Diego, CA

CIK: 0001716983 · Show all filings

Period: Q3 2023 (← Previous) (Next →)

Filing Date: Oct 11, 2023

Total Value: $203M (100.0% shares, 0.0% debt)

Holdings (33)

AGGY WISDOMTREE TR 17.6%

Value $35.81M Shares 862,713 Share Price $41.51 Est. Cost/Share $42.54 Unrealized @ Report Date -2.4%

LQD ISHARES TR 14.6%

Value $29.66M Shares 290,702 Share Price $102.02 Est. Cost/Share $105.23 Unrealized @ Report Date -3.0%

QEFA SPDR INDEX SHS FDS 10.2%

Value $20.79M Shares 310,087 Share Price $67.04 Est. Cost/Share $62.22 Unrealized @ Report Date +7.7%

DSTL ETF SER SOLUTIONS 9.3%

Value $18.88M Shares 423,007 Share Price $44.64 Est. Cost/Share $37.76 Unrealized @ Report Date +18.2%

BKLN INVESCO EXCH TRADED FD TR II 8.7%

Value $17.73M Shares 844,506 Share Price $20.99 Est. Cost/Share $20.97 Unrealized @ Report Date +0.1%

VIG VANGUARD SPECIALIZED FUNDS 8.5%

Value $17.18M Shares 110,573 Share Price $155.38 Est. Cost/Share $101.67 Unrealized @ Report Date +52.8%

IWM ISHARES TR 5.9%

Value $12.05M Shares 68,202 Share Price $176.74 Est. Cost/Share $156.37 Unrealized @ Report Date +13.0%

BUFR FIRST TR EXCHNG TRADED FD VI 4.8%

Value $9.726M Shares 397,136 Share Price $24.49 Est. Cost/Share $22.94 Unrealized @ Report Date +6.8%

SPY SPDR S&P 500 ETF TR 4.3%

Value $8.68M Shares 20,304 Share Price $427.49 Est. Cost/Share $314.62 Unrealized @ Report Date +35.9%

VTIP VANGUARD MALVERN FDS 4.2%

Value $8.544M Shares 180,701 Share Price $47.28 Est. Cost/Share $51.34 Unrealized @ Report Date -7.9%

SPTI SPDR SER TR 3.4%

Value $6.912M Shares 251,076 Share Price $27.53 Est. Cost/Share $28.73 Unrealized @ Report Date -4.2%

NDIV AMPLIFY ETF TR 1.0%

Value $2.094M Shares 78,671 Share Price $26.62 Est. Cost/Share $26.31 Unrealized @ Report Date +1.2%

MOAT VANECK ETF TRUST 0.9%

Value $1.885M Shares 24,855 Share Price $75.84 Est. Cost/Share $75.35 Unrealized @ Report Date +0.6%

PWZ INVESCO EXCH TRADED FD TR II 0.8%

Value $1.525M Shares 64,991 Share Price $23.47 Est. Cost/Share $24.59 Unrealized @ Report Date -4.6%

CMF ISHARES TR 0.7%

Value $1.471M Shares 26,831 Share Price $54.84 Est. Cost/Share $56.92 Unrealized @ Report Date -3.7%

IEF ISHARES TR 0.5%

Value $1.113M Shares 12,147 Share Price $91.59 Est. Cost/Share $104.67 Unrealized @ Report Date -12.5%

AOR ISHARES TR 0.5%

Value $1.074M Shares 21,733 Share Price $49.41 Est. Cost/Share $55.13 Unrealized @ Report Date -10.4%

VZ VERIZON COMMUNICATIONS INC 0.5%

Value $999K Shares 30,830 Share Price $32.41 * Est. Cost/Share $34.36 Unrealized @ Report Date -19.0%

EFA ISHARES TR 0.5%

Value $919K Shares 13,339 Share Price $68.92 Est. Cost/Share $67.70 Unrealized @ Report Date +1.8%

VTI VANGUARD INDEX FDS 0.4%

Value $823K Shares 3,876 Share Price $212.43 Est. Cost/Share $183.03 Unrealized @ Report Date +16.1%

XMPT VANECK ETF TRUST 0.3%

Value $605K Shares 31,986 Share Price $18.90 Est. Cost/Share $21.50 Unrealized @ Report Date -12.1%

AOA ISHARES TR 0.3%

Value $538K Shares 8,477 Share Price $63.49 Est. Cost/Share $69.00 Unrealized @ Report Date -8.0%

PWV INVESCO EXCHANGE TRADED FD T 0.3%

Value $518K Shares 11,067 Share Price $46.80 Est. Cost/Share $47.24 Unrealized @ Report Date -0.9%

QQQ INVESCO QQQ TR 0.2%

Value $490K Shares 1,369 Share Price $358.26 Est. Cost/Share $306.00 Unrealized @ Report Date +17.1%

AOM ISHARES TR 0.2%

Value $426K Shares 10,940 Share Price $38.93 Est. Cost/Share $42.80 Unrealized @ Report Date -9.0%

HIPS GRANITESHARES ETF TR 0.2%

Value $397K Shares 32,914 Share Price $12.06 Est. Cost/Share $11.64 Unrealized @ Report Date +3.7%

JEPI J P MORGAN EXCHANGE TRADED F 0.2%

Value $369K Shares 6,890 Share Price $53.56 Est. Cost/Share $54.39 Unrealized @ Report Date -1.5%

SPYD SPDR SER TR 0.2%

Value $368K Shares 10,495 Share Price $35.07 Est. Cost/Share $38.51 Unrealized @ Report Date -8.9%

PID INVESCO EXCHANGE TRADED FD T 0.2%

Value $348K Shares 20,845 Share Price $16.71 Est. Cost/Share $17.73 Unrealized @ Report Date -5.8%

NOC NORTHROP GRUMMAN CORP 0.2%

Value $321K Shares 729 Share Price $440.19 * Est. Cost/Share $243.65 Unrealized @ Report Date +74.0%

ARKK ARK ETF TR 0.1%

Value $226K Shares 5,705 Share Price $39.67 Est. Cost/Share $39.75 Unrealized @ Report Date -0.2%

SCHE SCHWAB STRATEGIC TR 0.1%

Value $224K Shares 9,360 Share Price $23.94 Est. Cost/Share $26.90 Unrealized @ Report Date -11.0%

SRE SEMPRA 0.1%

Value $214K Shares 3,144 Share Price $68.02 * Est. Cost/Share $65.03 Unrealized @ Report Date -2.6%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
AGGY	WISDOMTREE TR	862,713	$35.81M	17.6%	$41.51	$42.54	-2.4%	YIELD ENHANCD US	97717X511
LQD	ISHARES TR	290,702	$29.66M	14.6%	$102.02	$105.23	-3.0%	IBOXX INV CP ETF	464287242
QEFA	SPDR INDEX SHS FDS	310,087	$20.79M	10.2%	$67.04	$62.22	+7.7%	MSCI EAFE STRTGC	78463X434
DSTL	ETF SER SOLUTIONS	423,007	$18.88M	9.3%	$44.64	$37.76	+18.2%	DISTILLATE US	26922A321
BKLN	INVESCO EXCH TRADED FD TR II	844,506	$17.73M	8.7%	$20.99	$20.97	+0.1%	SR LN ETF	46138G508
VIG	VANGUARD SPECIALIZED FUNDS	110,573	$17.18M	8.5%	$155.38	$101.67	+52.8%	DIV APP ETF	921908844
IWM	ISHARES TR	68,202	$12.05M	5.9%	$176.74	$156.37	+13.0%	RUSSELL 2000 ETF	464287655
BUFR	FIRST TR EXCHNG TRADED FD VI	397,136	$9.726M	4.8%	$24.49	$22.94	+6.8%	CBOE VEST US EQ	33740F755
SPY	SPDR S&P 500 ETF TR	20,304	$8.68M	4.3%	$427.49	$314.62	+35.9%	TR UNIT	78462F103
VTIP	VANGUARD MALVERN FDS	180,701	$8.544M	4.2%	$47.28	$51.34	-7.9%	STRM INFPROIDX	922020805
SPTI	SPDR SER TR	251,076	$6.912M	3.4%	$27.53	$28.73	-4.2%	PORTFLI INTRMDIT	78464A672
NDIV	AMPLIFY ETF TR	78,671	$2.094M	1.0%	$26.62	$26.31	+1.2%	NAT RES DIVIDEND	032108730
MOAT	VANECK ETF TRUST	24,855	$1.885M	0.9%	$75.84	$75.35	+0.6%	MRNGSTR WDE MOAT	92189F643
PWZ	INVESCO EXCH TRADED FD TR II	64,991	$1.525M	0.8%	$23.47	$24.59	-4.6%	CALIF AMT MUN	46138E206
CMF	ISHARES TR	26,831	$1.471M	0.7%	$54.84	$56.92	-3.7%	CALIF MUN BD ETF	464288356
IEF	ISHARES TR	12,147	$1.113M	0.5%	$91.59	$104.67	-12.5%	7-10 YR TRSY BD	464287440
AOR	ISHARES TR	21,733	$1.074M	0.5%	$49.41	$55.13	-10.4%	GRWT ALLOCAT ETF	464289867
VZ	VERIZON COMMUNICATIONS INC	30,830	$999K	0.5%	$32.41 *	$34.36	-19.0%	COM	92343V104
EFA	ISHARES TR	13,339	$919K	0.5%	$68.92	$67.70	+1.8%	MSCI EAFE ETF	464287465
VTI	VANGUARD INDEX FDS	3,876	$823K	0.4%	$212.43	$183.03	+16.1%	TOTAL STK MKT	922908769
XMPT	VANECK ETF TRUST	31,986	$605K	0.3%	$18.90	$21.50	-12.1%	CEF MUNI INCOME	92189F460
AOA	ISHARES TR	8,477	$538K	0.3%	$63.49	$69.00	-8.0%	AGGRES ALLOC ETF	464289859
PWV	INVESCO EXCHANGE TRADED FD T	11,067	$518K	0.3%	$46.80	$47.24	-0.9%	LARGE CAP VALUE	46137V738
QQQ	INVESCO QQQ TR	1,369	$490K	0.2%	$358.26	$306.00	+17.1%	UNIT SER 1	46090E103
AOM	ISHARES TR	10,940	$426K	0.2%	$38.93	$42.80	-9.0%	MODERT ALLOC ETF	464289875
HIPS	GRANITESHARES ETF TR	32,914	$397K	0.2%	$12.06	$11.64	+3.7%	HIPS US HIGH INC	38747R306
JEPI	J P MORGAN EXCHANGE TRADED F	6,890	$369K	0.2%	$53.56	$54.39	-1.5%	EQUITY PREMIUM	46641Q332
SPYD	SPDR SER TR	10,495	$368K	0.2%	$35.07	$38.51	-8.9%	PRTFLO S&P500 HI	78468R788
PID	INVESCO EXCHANGE TRADED FD T	20,845	$348K	0.2%	$16.71	$17.73	-5.8%	INTL DIVI ACHI	46137V548
NOC	NORTHROP GRUMMAN CORP	729	$321K	0.2%	$440.19 *	$243.65	+74.0%	COM	666807102
ARKK	ARK ETF TR	5,705	$226K	0.1%	$39.67	$39.75	-0.2%	INNOVATION ETF	00214Q104
SCHE	SCHWAB STRATEGIC TR	9,360	$224K	0.1%	$23.94	$26.90	-11.0%	EMRG MKTEQ ETF	808524706
SRE	SEMPRA	3,144	$214K	0.1%	$68.02 *	$65.03	-2.6%	COM	816851109