CIK: 0001096978 · Show all filings
Period: Q1 2018 (← Previous) (Next →)
Filing Date: May 11, 2018
Total Value ($000): $101,489 (94.3% shares, 5.7% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| MUB | ISHARES TR | 450,533 | $49,077 | 48.4% | $110.74 | — | NATIONAL MUN ETF | 464288414 |
| — | GENERAL CABLE CORP DEL NEW | 5,500,000 | $5,805 | 5.7% | $1.01 | — | FRNT 4.500%11/1 | 369300AL2 |
| — | DEUTSCHE MUN INCOME | 389,461 | $4,362 | 4.3% | $11.90 | — | COM | 25160C106 |
| — | AVAYA HLDGS CORP | 165,234 | $3,701 | 3.6% | $22.40 | — | COM | 05351X101 |
| FXI | ISHARES TR | 65,500 | $3,094 | 3.0% | $46.17 | — | CHINA LG-CAP ETF | 464287184 |
| XLE | SELECT SECTOR SPDR TR | 42,800 | $2,885 | 2.8% | $66.91 | — | ENERGY | 81369Y506 |
| — | FIRST TR SR FLOATING RATE 20 | 267,949 | $2,508 | 2.5% | $9.13 | — | COM SHS | 33740K101 |
| XEFLX | EATON VANCE FLTNG RATE 2022 | 240,000 | $2,237 | 2.2% | $9.24 | — | COM | 27831H100 |
| — | INVESCO MUN OPPORTUNITY TR | 155,000 | $1,817 | 1.8% | $12.40 | — | COM | 46132C107 |
| — | ALLIANZGI CON INCM 2024 TARG | 174,863 | $1,612 | 1.6% | $9.10 | — | COM | 01883H102 |
| — | NUVEEN MUN 2021 TARGET TERM | 143,860 | $1,344 | 1.3% | $9.44 | — | COM | 670687102 |
| — | BLACKROCK MUNIYIELD NY QLTY | 109,758 | $1,323 | 1.3% | $12.88 | — | COM | 09255E102 |
| XVMMX | DELAWARE INV MN MUN INC FD I | 85,697 | $1,082 | 1.1% | $13.47 | — | COM | 24610V103 |
| — | PIMCO MUNICIPAL INCOME FD | 82,402 | $1,032 | 1.0% | $13.00 | — | COM | 72200R107 |
| — | BLACKROCK MUNIYIELD QLTY FD | 81,366 | $1,028 | 1.0% | $12.63 | — | COM | 09254E103 |
| XMUIX | BLACKROCK MUNI INTER DR FD I | 75,547 | $990 | 1.0% | $13.93 | — | COM | 09253X102 |
| — | IVY HIGH INC OPPORTUNITIES F | 69,137 | $980 | 1.0% | $14.99 | — | COM | 465893105 |
| — | NUVEEN EMERGING MKTS DEBT 20 | 96,274 | $866 | 0.9% | $9.40 | — | COM | 67077P101 |
| — | INVESCO PA VALUE MUN INCOME | 67,746 | $796 | 0.8% | $12.16 | — | COM | 46132K109 |
| — | INVESCO QUALITY MUNI INC TRS | 58,928 | $701 | 0.7% | $12.51 | — | COM | 46133G107 |
| — | EVERI HLDGS INC | 104,703 | $688 | 0.7% | $1.38 | — | COM | 30034T103 |
| — | BLACKROCK MUNIHLDGS FD II IN | 49,068 | $682 | 0.7% | $14.78 | — | COM | 09253P109 |
| — | URBAN ONE INC | 321,370 | $659 | 0.6% | $1.67 | — | CL D NON VTG | 91705J204 |
| — | BLACKROCK 2022 GBL INCM OPP | 67,808 | $643 | 0.6% | $9.80 | — | COM | 09258P104 |
| — | REAVES UTIL INCOME FD | 22,531 | $636 | 0.6% | $30.94 | — | COM SH BEN INT | 756158101 |
| — | THL CR SR LN FD | 36,681 | $631 | 0.6% | $16.86 | — | COM | 87244R103 |
| XNBOX | NEUBERGER BERMAN NY INT MUN | 52,927 | $614 | 0.6% | $12.52 | — | COM | 64124K102 |
| — | BLACKROCK MUNIYIELD CALI QLT | 45,855 | $611 | 0.6% | $13.32 | — | COM | 09254N103 |
| — | DEUTSCHE STRATEGIC MUN INCOM | 52,660 | $579 | 0.6% | $11.77 | — | COM | 25159F102 |
| — | EATON VANCE MUNI INCOME TRUS | 47,256 | $553 | 0.5% | $12.40 | — | SH BEN INT | 27826U108 |
| — | NUVEEN NY MUN VALUE FD | 59,753 | $549 | 0.5% | $9.51 | — | COM | 67062M105 |
| — | VOYA PRIME RATE TR | 104,624 | $545 | 0.5% | $5.09 | — | SH BEN INT | 92913A100 |
| XBFZX | BLACKROCK CALIF MUN INCOME T | 41,255 | $536 | 0.5% | $12.99 | — | SH BEN INT | 09248E102 |
| — | NUVEEN QUALITY MUNCP INCOME | 39,259 | $516 | 0.5% | $14.06 | — | COM | 67066V101 |
| — | EATON VANCE LTD DUR INCOME F | 39,100 | $509 | 0.5% | $13.65 | — | COM | 27828H105 |
| — | APOLLO TACTICAL INCOME FD IN | 30,163 | $474 | 0.5% | $15.75 | — | COM | 037638103 |
| — | DOUBLELINE OPPORTUNISTIC CR | 17,401 | $376 | 0.4% | $22.19 | — | COM | 258623107 |
| — | NUVEEN CR OPPORTUNITIES 2022 | 36,980 | $356 | 0.4% | $9.49 | — | COM | 67075U102 |
| XPZCX | PIMCO CALIF MUN INCOME FD II | 36,917 | $356 | 0.4% | $10.45 | — | COM | 72201C109 |
| — | NUVEEN SR INCOME FD | 49,762 | $326 | 0.3% | $6.51 | — | COM | 67067Y104 |
| — | NUVEEN CR STRATEGIES INCM FD | 40,900 | $325 | 0.3% | $7.95 | — | COM SHS | 67073D102 |
| — | WESTERN ASSET CORPORATE LN F | 28,996 | $304 | 0.3% | $10.52 | — | COM | 95790J102 |
| — | INVESCO MUN TR | 25,800 | $302 | 0.3% | $11.71 | — | COM | 46131J103 |
| — | RIVERNORTH DOUBLELINE STRATE | 15,776 | $281 | 0.3% | $18.39 | — | COM | 76882G107 |
| — | EATON VANCE MASS MUN BD FD | 21,353 | $269 | 0.3% | $13.21 | — | COM | 27828K108 |
| — | GAMCO NAT RES GOLD & INCOME | 37,736 | $240 | 0.2% | $6.70 | — | SH BEN INT | 36465E101 |
| — | NUVEEN MUN VALUE FD INC | 25,000 | $237 | 0.2% | $9.48 | — | COM | 670928100 |
| — | DTF TAX-FREE INCOME INC | 17,364 | $231 | 0.2% | $14.05 | — | COM | 23334J107 |
| — | BLACKROCK MUNI INCOME TR II | 14,070 | $189 | 0.2% | $14.43 | — | COM | 09249N101 |
| — | INVESCO SR INCOME TR | 42,800 | $188 | 0.2% | $4.42 | — | COM | 46131H107 |
| — | BLACKROCK MUNIHLDNGS CALI QL | 13,944 | $184 | 0.2% | $13.20 | — | COM | 09254L107 |
| XBZMX | BLACKROCK MD MUNICIPAL BOND | 12,116 | $161 | 0.2% | $13.64 | — | COM | 09249L105 |
| — | BLACKROCK MUNI N Y INTER DUR | 12,053 | $155 | 0.2% | $13.58 | — | COM | 09255F109 |
| — | DREYFUS HIGH YIELD STRATEGIE | 43,951 | $140 | 0.1% | $3.35 | — | SH BEN INT | 26200S101 |
| — | INVESCO DYNAMIC CR OPP FD | 11,300 | $133 | 0.1% | $12.33 | — | COM | 46132R104 |
| — | URBAN ONE INC | 13,930 | $29 | 0.0% | $1.65 | — | CL A | 91705J105 |
| — | XCERRA CORP | 10,000 | $17 | 0.0% | — | — | Call | 98400J108 |
| MDXG | MIMEDX GROUP INC | 78,500 | $8 | 0.0% | — | — | Put | 602496101 |
| HYG | ISHARES TR | 100,000 | $6 | 0.0% | $88.50 | — | Put | 464288513 |
| — | HALCON RES CORP | 11,671 | $6 | 0.0% | $1.96 | — | *W EXP 09/09/202 | 40537Q118 |
| MBI | MBIA INC | 150,000 | $5 | 0.0% | — | — | Put | 55262C100 |