ARES MANAGEMENT LLC Diversified Active

Location: Los Angeles, CA

CIK: 0001259313 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 17, 2015

Total Value: $1.61B

Holdings (16)

— Smart & Final Stores Inc 49.4%

Value $795M Shares 55,100,000 Share Price $14.43 Est. Cost/Share $14.43 Unrealized @ Report Date —

— Nortek, Inc. 28.7%

Value $462M Shares 6,201,258 Share Price $74.50 Est. Cost/Share $64.43 Unrealized @ Report Date —

— SPDR Fund - XLF Financial Select Sector 5.2%

Value $84.27M Shares 3,636,900 Share Price $23.17 Est. Cost/Share — Unrealized @ Report Date —

— American Airlines, Inc. 4.5%

Value $72.53M Shares 2,044,301 Share Price $35.48 Est. Cost/Share $35.48 Unrealized @ Report Date —

— Cumulus Media, Inc. 3.0%

Value $47.94M Shares 11,894,766 Share Price $4.03 Est. Cost/Share $6.60 Unrealized @ Report Date —

ALLY Ally Finl Inc 2.5%

Value $40.98M Shares 1,771,000 Share Price $23.14 * Est. Cost/Share $18.25 Unrealized @ Report Date 0.0%

— Exco Resources, Inc. 2.3%

Value $36.88M Shares 11,042,842 Share Price $3.34 Est. Cost/Share $7.64 Unrealized @ Report Date —

— Masonite International Corporation 1.6%

Value $25.48M Shares 460,077 Share Price $55.38 Est. Cost/Share $50.60 Unrealized @ Report Date —

— Travelport Worldwide Ltd 1.3%

Value $21.59M Shares 1,312,000 Share Price $16.46 Est. Cost/Share $16.46 Unrealized @ Report Date —

— Media Gen Inc 0.9%

Value $15.06M Shares 1,148,530 Share Price $13.11 Est. Cost/Share $13.11 Unrealized @ Report Date —

— Houghton Mifflin Harcourt Co 0.2%

Value $3.155M Shares 162,311 Share Price $19.44 Est. Cost/Share $19.44 Unrealized @ Report Date —

— Papa Murphys Hldgs Inc 0.1%

Value $1.509M Shares 147,983 Share Price $10.20 Est. Cost/Share $10.20 Unrealized @ Report Date —

— Alere Inc 0.1%

Value $1.332M Shares 4,091 Share Price $325.59 Est. Cost/Share $325.59 Unrealized @ Report Date —

— Rocket Fuel Inc 0.1%

Value $1.165M Shares 79,394 Share Price $14.67 Est. Cost/Share $14.67 Unrealized @ Report Date —

— Genocea Biosciences Inc 0.0%

Value $285K Shares 31,500 Share Price $9.05 Est. Cost/Share $9.05 Unrealized @ Report Date —

LEA Lear Corp 0.0%

Value $278K Shares 3,221 Share Price $86.31 * Est. Cost/Share $79.35 Unrealized @ Report Date 0.0%

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	Smart & Final Stores Inc	55,100,000	$795M	49.4%	$14.43	$14.43	—	COM	83190B101
—	Nortek, Inc.	6,201,258	$462M	28.7%	$74.50	$64.43	—	COM NEW	656559309
—	SPDR Fund - XLF Financial Select Sector	3,636,900	$84.27M	5.2%	$23.17	—	—	PUT	81369Y955
—	American Airlines, Inc.	2,044,301	$72.53M	4.5%	$35.48	$35.48	—	COM	02976R102
—	Cumulus Media, Inc.	11,894,766	$47.94M	3.0%	$4.03	$6.60	—	CL A	231082108
ALLY	Ally Finl Inc	1,771,000	$40.98M	2.5%	$23.14 *	$18.25	0.0%	COM	02005N100
—	Exco Resources, Inc.	11,042,842	$36.88M	2.3%	$3.34	$7.64	—	COM	269279402
—	Masonite International Corporation	460,077	$25.48M	1.6%	$55.38	$50.60	—	COM	575385109
—	Travelport Worldwide Ltd	1,312,000	$21.59M	1.3%	$16.46	$16.46	—	SHS	G9019D104
—	Media Gen Inc	1,148,530	$15.06M	0.9%	$13.11	$13.11	—	COM	584404107
—	Houghton Mifflin Harcourt Co	162,311	$3.155M	0.2%	$19.44	$19.44	—	COM	44157R109
—	Papa Murphys Hldgs Inc	147,983	$1.509M	0.1%	$10.20	$10.20	—	COM	698814100
—	Alere Inc	4,091	$1.332M	0.1%	$325.59	$325.59	—	PERP PFD CONV SE	01449J204
—	Rocket Fuel Inc	79,394	$1.165M	0.1%	$14.67	$14.67	—	COM	773111109
—	Genocea Biosciences Inc	31,500	$285K	0.0%	$9.05	$9.05	—	COM	372427104
LEA	Lear Corp	3,221	$278K	0.0%	$86.31 *	$79.35	0.0%	COM NEW	521865204