Location: Scottsdale, AZ
CIK: 0001768195 · Show all filings
Period: Q3 2019 (← Previous) (Next →)
Filing Date: Nov 8, 2019
Total Value: $707M (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| VIG | VANGUARD DIV APP ETF | 1,080,821 | $127M | 18.0% | $117.78 | $112.78 | +6.0% | DIV APP ETF | 921908844 |
| SPY | SPDR S&P 500 ETF | 345,065 | $102M | 14.4% | $295.43 | $286.89 | +3.4% | TR UNIT ETF | 78462F103 |
| QQQ | INVESCO QQQ TRUST | 316,972 | $59.85M | 8.5% | $188.81 | $180.65 | +4.5% | UNIT SER 1 | 46090E103 |
| LQD | ISHARES TRUST IBOXX INV CP ETF | 397,500 | $50.67M | 7.2% | $127.48 | $116.59 | +9.3% | IBOXX INV CP ETF | 464287242 |
| TLT | ISHARES TRUST 20 YR TR BD ETF | 317,691 | $45.45M | 6.4% | $143.08 | $123.07 | +16.3% | 20 YR TR BD ETF | 464287432 |
| IEMG | ISHARES INC CORE MSCI EMKT ETF | 474,657 | $23.27M | 3.3% | $49.02 | $50.00 | -2.0% | CORE MSCI EMKT ETF | 46434G103 |
| JNK | SPDR BLMBRG BRCLY HGH | 179,954 | $19.58M | 2.8% | $108.79 | $108.28 | +0.4% | BLOOMBERG BRCLYS | 78468R622 |
| IEFA | ISHARES TRUST CORE MSCI EAFE ETF | 305,908 | $18.68M | 2.6% | $61.07 | $59.40 | +2.8% | CORE MSCI EAFE ETF | 46432F842 |
| EFA | ISHARES TRUST MSCI EAFE ETF | 285,651 | $18.63M | 2.6% | $65.21 | $64.63 | +0.9% | MSCI EAFE ETF | 464287465 |
| SHY | ISHARES TRUST 1 3 YR TREAS BD ETF | 213,928 | $18.14M | 2.6% | $84.82 | $83.12 | +2.0% | 1 3 YR TREAS BD ETF | 464287457 |
| XLV | SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF | 191,145 | $17.5M | 2.5% | $91.56 | $90.63 | -0.6% | SBI HEALTHCARE ETF | 81369Y209 |
| XLK | SELECT SECTOR SPDR TRUST TECHNOLOGY ETF | 217,540 | $17.29M | 2.4% | $79.47 * | $38.27 | +5.2% | TECHNOLOGY ETF | 81369Y803 |
| IVV | ISHARES TRUST CORE S&P500 ETF | 37,676 | $11.25M | 1.6% | $298.52 | $272.24 | +9.7% | CORE S&P500 ETF | 464287200 |
| IJR | ISHARES TRUST CORE S&P SCP ETF | 135,524 | $10.55M | 1.5% | $77.84 | $77.35 | +0.6% | CORE S&P SCP ETF | 464287804 |
| XLC | SELECT SECTOR SPDR TRUSTMUNICATION ETF | 213,608 | $10.55M | 1.5% | $49.38 | $49.38 | +0.3% | COMMUNICATION | 81369Y852 |
| BNDX | VANGUARD INTL BD IDX ETF | 172,168 | $9.909M | 1.4% | $57.55 * | $56.10 | +4.9% | INTL BD IDX ETF | 92203J407 |
| XLP | SELECT SECTOR SPDR TRUST SBI CONS STPLS ETF | 159,459 | $9.537M | 1.3% | $59.81 * | $57.15 | +7.5% | SBI CONS STPLS ETF | 81369Y308 |
| XLF | SELECT SECTOR SPDR TRUST SBI INT-FINL ETF | 333,218 | $9.265M | 1.3% | $27.80 | $27.35 | +2.4% | SBI INT-FINL | 81369Y605 |
| ITOT | ISHARES TRUST CORE S&P TTL STK ETF | 124,663 | $8.361M | 1.2% | $67.07 | $62.02 | +8.1% | CORE S&P TTL STK ETF | 464287150 |
| EMB | ISHARES TRUST JPMORGAN USD EMG ETF | 69,549 | $7.883M | 1.1% | $113.34 | $106.38 | +6.6% | JPMORGAN USD EMG ETF | 464288281 |
| XLY | SELECT SECTOR SPDR TRUST SBI CONS DISCR ETF | 58,111 | $6.976M | 1.0% | $120.05 * | $58.71 | +2.8% | SBI CONS DISCR ETF | 81369Y407 |
| XLI | SELECT SECTOR SPDR TRUST SBI INT-INDS ETF | 76,201 | $5.908M | 0.8% | $77.53 | $75.67 | +2.6% | SBI INT-INDS ETF | 81369Y704 |
| XLU | SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF | 66,474 | $4.178M | 0.6% | $62.85 * | $29.72 | +8.9% | SBI INT-UTILS ETF | 81369Y886 |
| BSV | VANGUARD SHORT TRM BOND ETF | 51,747 | $4.167M | 0.6% | $80.53 | $77.99 | +3.6% | SHORT TRM BOND ETF | 921937827 |
| USMV | ISHARES TRUST MSCI MIN VOL ETF | 64,483 | $4.133M | 0.6% | $64.09 | $57.51 | +11.5% | MSCI MIN VOL ETF | 46429B697 |
| SCHD | SCHWAB STRATEGIC TR US DIVIDEND EQ ETF | 63,882 | $3.499M | 0.5% | $54.77 * | $17.71 | +3.1% | US DIVIDEND EQ ETF | 808524797 |
| VB | VANGUARD SMALL CP ETF | 21,754 | $3.408M | 0.5% | $156.66 | $145.59 | +5.7% | SMALL CP ETF | 922908751 |
| VTV | VANGUARD VALUE ETF | 29,415 | $3.263M | 0.5% | $110.93 | $105.18 | +6.1% | VALUE ETF | 922908744 |
| XLE | SELECT SECTOR SPDR TRUST ENERGY ETF | 52,796 | $3.26M | 0.5% | $61.75 * | $31.28 | -5.4% | ENERGY ETF | 81369Y506 |
| AAPL | APPLE INC COM | 14,515 | $3.251M | 0.5% | $223.98 * | $45.14 | +19.4% | COM | 037833100 |
| SCHX | SCHWAB STRATEGIC TR US LRG CAP ETF | 41,349 | $2.933M | 0.4% | $70.93 * | $11.65 | +1.5% | US LRG CAP ETF | 808524201 |
| IEF | ISHARES TRUST BARCLAYS 7 10 YR ETF | 23,155 | $2.604M | 0.4% | $112.46 | $104.08 | +8.1% | BARCLAYS 7 10 YR ETF | 464287440 |
| GOVT | ISHARES TRUST US TREAS BD ETF | 92,743 | $2.441M | 0.3% | $26.32 | $25.03 | +5.2% | US TREAS BD ETF | 46429B267 |
| VEU | VANGUARD ALLWRLD EX US ETF | 43,956 | $2.241M | 0.3% | $50.98 * | $48.03 | +3.9% | ALLWRLD EX US ETF | 922042775 |
| VNQ | VANGUARD REAL ESTATE | 25,249 | $2.233M | 0.3% | $88.44 * | $80.90 | +15.3% | REAL ESTATE ETF | 922908553 |
| MBB | ISHARES TRUST MBS ETF | 20,521 | $2.222M | 0.3% | $108.28 | $106.04 | +2.1% | MBS ETF | 464288588 |
| SCHF | SCHWAB STRATEGIC TR INTL EQTY ETF | 67,913 | $2.164M | 0.3% | $31.86 * | $15.81 | +0.8% | INTL EQTY ETF | 808524805 |
| IXN | ISHARES TRUST GLOBAL TECH ETF | 11,085 | $2.05M | 0.3% | $184.93 * | $26.34 | +17.0% | GLOBAL TECH ETF | 464287291 |
| AFL | AFLAC INC COM | 38,743 | $2.027M | 0.3% | $52.32 * | $38.90 | +15.9% | COM | 001055102 |
| SPYG | SPDR SERIES TRUST PRTFLO S&P500 GW ETF | 50,012 | $1.937M | 0.3% | $38.73 | $35.74 | +8.8% | PRTFLO S&P500 GW ETF | 78464A409 |
| NEAR | ISHARES US ETF TRUST SHT MAT BD ETF | 33,089 | $1.666M | 0.2% | $50.35 | $50.01 | +0.7% | SHT MAT BD ETF | 46431W507 |
| XLRE | SELECT SECTOR SPDR TRUST RL EST SEL SEC ETF | 43,221 | $1.66M | 0.2% | $38.41 * | $37.17 | +5.8% | RL EST SEL SEC ETF | 81369Y860 |
| DIS | WALT DISNEY CO | 12,038 | $1.628M | 0.2% | $135.24 * | $121.15 | +4.5% | COM | 254687106 |
| VPU | VANGUARD UTILITIES ETF | 11,600 | $1.604M | 0.2% | $138.28 * | $129.18 | +11.2% | UTILITIES ETF | 92204A876 |
| VBR | VANGUARD SM CP VAL ETF | 11,699 | $1.527M | 0.2% | $130.52 | $126.53 | +1.8% | SM CP VAL ETF | 922908611 |
| XLB | SELECT SECTOR SPDR TRUST SBI MATERIALS ETF | 25,260 | $1.473M | 0.2% | $58.31 * | $28.20 | +3.2% | SBI MATERIALS ETF | 81369Y100 |
| MINT | PIMCO ETF TRUST ENHAN SHRT MA AC ETF | 14,318 | $1.457M | 0.2% | $101.76 | $101.35 | +0.4% | ENHAN SHRT MA AC ETF | 72201R833 |
| TIP | ISHARES TRUST TIPS BD ETF | 12,229 | $1.422M | 0.2% | $116.28 | $113.03 | +2.9% | TIPS BD ETF | 464287176 |
| VWO | VANGUARD FTSE EMERGING | 32,586 | $1.386M | 0.2% | $42.53 * | $38.95 | +3.4% | FTSE EMR MKT ETF | 922042858 |
| MTUM | ISHARES TRUST USA MOMENTUM FCT ETF | 11,271 | $1.344M | 0.2% | $119.24 | $107.10 | +11.3% | USA MOMENTUM FCT ETF | 46432F396 |
| FLOT | ISHARES TRUST FLTG RATE NT ETF | 25,508 | $1.3M | 0.2% | $50.96 | $50.87 | +0.2% | FLTG RATE NT ETF | 46429B655 |
| IJH | ISHARES TRUST CORE S&P MCP ETF | 6,519 | $1.26M | 0.2% | $193.28 * | $36.78 | +5.1% | CORE S&P MCP ETF | 464287507 |
| IGIB | ISHARES TRUST INTRM TR CRP ETF | 20,701 | $1.199M | 0.2% | $57.92 | $53.21 | +8.8% | INTRM TR CRP ETF | 464288638 |
| SCHO | SCHWAB STRATEGIC TR SHT TM US TRES ETF | 23,296 | $1.179M | 0.2% | $50.61 * | $25.08 | +0.9% | SHT TM US TRES ETF | 808524862 |
| MSFT | MICROSOFT CORP COM | 7,611 | $1.058M | 0.1% | $139.01 * | $103.43 | +27.2% | COM | 594918104 |
| RWR | SPDR SERIES TRUST DJ REIT ETF | 9,809 | $969K | 0.1% | $98.79 * | $91.42 | +14.4% | DJ REIT ETF | 78464A607 |
| SCHA | SCHWAB STRATEGIC TR US SML CAP ETF | 12,333 | $860K | 0.1% | $69.73 * | $17.66 | -1.3% | US SML CAP ETF | 808524607 |
| GLD | SPDR GOLD TRUST GOLD SHS ETF | 6,104 | $848K | 0.1% | $138.93 | $139.03 | -0.1% | GOLD SHS ETF | 78463V107 |
| SCHG | SCHWAB STRATEGIC TR US LCAP GR ETF | 9,457 | $795K | 0.1% | $84.06 * | $9.31 | +12.7% | US LCAP GR ETF | 808524300 |
| VTI | VANGUARD TOTAL STK MKT ETF | 5,128 | $772K | 0.1% | $150.55 | $144.50 | +4.5% | TOTAL STK MKT ETF | 922908769 |
| VZ | VERIZONMUNICATIONS | 13,139 | $770K | 0.1% | $58.60 * | $39.53 | +7.3% | COM | 92343V104 |
| VYM | VANGUARD HIGH DIV YLD ETF | 7,702 | $659K | 0.1% | $85.56 * | $85.69 | +3.5% | HIGH DIV YLD ETF | 921946406 |
| DON | WISDOMTREE TRUST US MIDCAP DIVID ETF | 18,070 | $654K | 0.1% | $36.19 | $34.80 | +4.3% | US MIDCAP DIVID ETF | 97717W505 |
| SDY | SPDR SERIES TRUST S&P DIVID ETF | 6,142 | $625K | 0.1% | $101.76 | $97.56 | +5.2% | S&P DIVID ETF | 78464A763 |
| VOO | VANGUARD S&P 500 ETF SHS | 2,271 | $611K | 0.1% | $269.04 | $247.71 | +10.0% | S&P 500 ETF SHS | 922908363 |
| POWA | INVESCO EXCHANGE TRADED SELF I DEFENSIVE EQTY ETF | 11,007 | $597K | 0.1% | $54.24 | $47.32 | +14.5% | DEFENSIVE EQTY ETF | 46138J775 |
| PUI | INVESCO DWA UTILITIES | 16,464 | $577K | 0.1% | $35.05 | $29.52 | +18.6% | DWA UTILS MUMT | 46137V795 |
| — | NEUBERGER BERMAN INC COM | 93,511 | $530K | 0.1% | $5.67 | $5.30 | — | COM | 64190A103 |
| — | JOHN HANCOCK PFD INCOME FUND I COM | 25,920 | $519K | 0.1% | $20.02 | $19.55 | — | COM | 41021P103 |
| GBDC | GOLUB CAPITAL BDC INC COM | 27,472 | $518K | 0.1% | $18.86 * | $9.38 | +6.8% | COM | 38173M102 |
| — | FLAHERTY & CRUMRINE/CLAYMORE P COM | 24,698 | $517K | 0.1% | $20.93 | $20.25 | — | COM | 338478100 |
| — | PIMCO FUNDS COM | 28,125 | $516K | 0.1% | $18.35 | $17.54 | — | COM | 72200U100 |
| — | WALGREENS BOOTS ALLIANCE INC | 9,384 | $513K | 0.1% | $54.67 | $68.36 | — | COM | 931427108 |
| ARCC | ARES CAPITAL CORP COM | 27,494 | $512K | 0.1% | $18.62 * | $9.61 | +7.2% | COM | 04010L103 |
| MAIN | MAIN STREET CAP CORP COM | 11,815 | $511K | 0.1% | $43.25 | $40.74 | +6.1% | COM | 56035L104 |
| — | PIMCO INCOME OPPORTUNITY FUND COM | 18,771 | $500K | 0.1% | $26.64 | $26.95 | — | COM | 72202B100 |
| NMFC | NEW MOUNTAIN FINANCE CORP COM | 36,432 | $497K | 0.1% | $13.64 * | $6.73 | +2.0% | COM | 647551100 |
| COST | COSTCO WHOLESALE CORP COM | 1,707 | $492K | 0.1% | $288.22 * | $201.98 | +30.1% | COM | 22160K105 |
| XOM | EXXON MOBIL CORPORATION COM | 6,823 | $482K | 0.1% | $70.64 * | $56.52 | -6.6% | COM | 30231G102 |
| ZROZ | PIMCO ETF TRUST | 3,200 | $463K | 0.1% | $144.69 | $137.87 | +4.9% | 25YR+ ZERO U S ETF | 72201R882 |
| HD | HOME DEPOT INC COM | 1,971 | $457K | 0.1% | $231.86 * | $150.56 | +32.4% | COM | 437076102 |
| EDV | VANGUARD EXTENDED DUR ETF | 3,231 | $457K | 0.1% | $141.44 | $136.06 | +3.9% | EXTENDED DUR ETF | 921910709 |
| FTCS | FIRST TR EXCHANGE CAP STRENGTH ETF | 7,940 | $451K | 0.1% | $56.80 | $52.32 | +8.5% | CAP STRENGTH ETF | 33733E104 |
| SCHV | SCHWAB STRATEGIC TR US LCAP VA ETF | 7,867 | $446K | 0.1% | $56.69 * | $17.69 | +6.9% | US LCAP VA ETF | 808524409 |
| BWX | SPDR BLMBRG BRCLY INTL | 14,928 | $432K | 0.1% | $28.94 | $27.99 | +2.5% | BLOMBERG INTL TR | 78464A516 |
| IEI | ISHARES TRUST 3 7 YR TREAS BD ETF | 3,322 | $421K | 0.1% | $126.73 | $121.83 | +4.1% | 3 7 YR TREAS BD ETF | 464288661 |
| JPM | JPMORGAN CHASE & CO. COM | 3,577 | $421K | 0.1% | $117.70 * | $87.53 | +13.0% | COM | 46625H100 |
| EFAV | ISHARES TRUST MIN VOL EAFE ETF | 5,747 | $421K | 0.1% | $73.26 | $68.85 | +6.4% | MIN VOL EAFE ETF | 46429B689 |
| CVX | CHEVRON CORPORATION COM | 3,371 | $400K | 0.1% | $118.66 * | $86.66 | +3.7% | COM | 166764100 |
| — | CREDIT SUISSE AG LONDON BRANCH NOTE INDEX LNKD | 382 | $379K | 0.1% | $992.15 | $992.15 | — | NOTE INDEX LNKD | 22552FH70 |
| SPLV | INVESCO EXCHANGE TRADED FUND T S&P500 LOW VOL ETF | 6,420 | $372K | 0.1% | $57.94 | $50.11 | +15.5% | S&P500 LOW VOL ETF | 46138E354 |
| BA | BOEING CO COM | 973 | $370K | 0.1% | $380.27 | $371.91 | +1.1% | COM | 097023105 |
| — | SOCIETE GENERALE NOTE INDEX LNKD | 379 | $369K | 0.1% | $973.61 | $973.61 | — | NOTE INDEX LNKD | 83369FSL2 |
| T | AT&T INC COM | 9,543 | $361K | 0.1% | $37.83 * | $14.16 | +29.7% | COM | 00206R102 |
| BRK/B | BERKSHIRE HATHAWAY INC COM CL B | 1,617 | $336K | 0.0% | $207.79 | $208.47 | -0.2% | COM CL B | 084670702 |
| FMBL | FARMERS & MERCHANTS BANK (CALI COM | 42 | $334K | 0.0% | $7952.38 * | $7222.24 | -2.8% | COM | 308243104 |
| MCD | MCDONALD'S CORPORATION COM | 1,536 | $330K | 0.0% | $214.84 * | $151.10 | +22.9% | COM | 580135101 |
| AMGN | AMGEN INC COM | 1,534 | $297K | 0.0% | $193.61 * | $152.90 | +4.5% | COM | 031162100 |
| VGSH | VANGUARD SHORT TERM TREAS ETF | 4,585 | $279K | 0.0% | $60.85 | $59.75 | +2.0% | SHORT TERM TREAS ETF | 92206C102 |
| WEC | WEC ENERGY GROUP INC | 3,335 | $278K | 0.0% | $83.36 * | $55.99 | +39.0% | COM | 92939U106 |
| IDV | ISHARES TRUST INTL SEL DIV ETF | 7,850 | $241K | 0.0% | $30.70 | $30.67 | +0.2% | INTL SEL DIV ETF | 464288448 |
| KMB | KIMBERLY CLARK CORP COM | 1,673 | $238K | 0.0% | $142.26 * | $102.19 | +11.6% | COM | 494368103 |
| IBM | INTERNATIONAL BUS MACH CORP COM | 1,570 | $228K | 0.0% | $145.22 * | $94.64 | +12.2% | COM | 459200101 |
| SLV | ISHARES SILVER TRUST ISHARES ETF | 14,343 | $228K | 0.0% | $15.90 | $15.90 | +0.1% | ISHARES ETF | 46428Q109 |
| FNDX | SCHWAB STRATEGIC TR SCHWAB FDT US LG ETF | 5,595 | $221K | 0.0% | $39.50 * | $12.29 | +7.3% | SCHWAB FDT US LG ETF | 808524771 |
| MO | ALTRIA GROUP INC COM | 5,074 | $208K | 0.0% | $40.99 * | $30.29 | -17.7% | COM | 02209S103 |
| MDYG | SPDR SERIES TRUST S&P 400 MDCP GRW ETF | 3,752 | $204K | 0.0% | $54.37 | $53.23 | +0.9% | S&P 400 MDCP GRW | 78464A821 |
| — | SPIRIT REALTY CAPITAL INC COM NEW | 4,272 | $204K | 0.0% | $47.75 | $47.75 | — | COM NEW | 84860W300 |
| — | GLOBAL X FDS GLB X SUPERDIV ETF | 11,944 | $203K | 0.0% | $17.00 | $18.19 | — | GLB X SUPERDIV ETF | 37950E549 |
| MAR | MARRIOTT INTERNATIONAL INC COM CL A | 1,615 | $201K | 0.0% | $124.46 * | $111.57 | +6.7% | COM CL A | 571903202 |
| — | OXFORD LANE CAPITAL CORP COM | 19,275 | $179K | 0.0% | $9.29 | $10.06 | — | COM | 691543102 |
| — | UMPQUA HOLDINGS CORP | 10,564 | $175K | 0.0% | $16.57 | $16.57 | — | COM | 904214103 |
| — | HANESBRANDS INC COM | 10,407 | $159K | 0.0% | $15.28 | $17.24 | — | COM | 410345102 |
| — | GENERAL ELECTRIC CO COM | 16,215 | $145K | 0.0% | $8.94 | $8.06 | — | COM | 369604103 |