Knoll Capital Management, LLC Diversified Active

CIK: 0001325083 · Show all filings

Period: Q1 2021 (← Previous) (Next →)

Filing Date: Jun 14, 2021

Total Value ($000): $153,492 (100.0% shares, 0.0% debt)

Holdings (39)

— Biohaven Pharmactl Hldg Co L 38.2%

Value ($000) $58,565 Shares 856,844 Est. Cost $27.10 Unrealized —

— Applied Therapeutics Inc 12.5%

Value ($000) $19,227 Shares 1,025,464 Est. Cost $17.01 Unrealized —

— Corbus Pharmaceuticals HLDGS 6.5%

Value ($000) $9,940 Shares 5,045,870 Est. Cost $4.99 Unrealized —

— Orgenesis, Inc. 4.9%

Value ($000) $7,543 Shares 1,316,364 Est. Cost $6.08 Unrealized —

ENTX Entera Bio Ltd 4.4%

Value ($000) $6,825 Shares 1,791,363 Est. Cost $3.36 Unrealized -31.5%

ALDX Aldeyra Therapeutics Inc 4.4%

Value ($000) $6,765 Shares 569,405 Est. Cost $8.37 Unrealized +37.6%

— Eiger Biopharmaceuticals Inc 4.0%

Value ($000) $6,144 Shares 694,232 Est. Cost $9.76 Unrealized —

— Abeona Therapeutics Inc 3.5%

Value ($000) $5,376 Shares 2,859,767 Est. Cost $4.67 Unrealized —

— Anavex Life Sciemves Corp 2.1%

Value ($000) $3,151 Shares 210,789 Est. Cost $14.95 Unrealized —

— Blackstone Group LP 1.9%

Value ($000) $2,981 Shares 40,000 Est. Cost $34.97 Unrealized —

— Lumen Technologies Inc 1.9%

Value ($000) $2,937 Shares 220,000 Est. Cost $12.48 Unrealized —

— Exicure 1.8%

Value ($000) $2,786 Shares 1,277,777 Est. Cost $2.86 Unrealized —

DOW Dow Inc 1.3%

Value ($000) $1,922 Shares 30,000 Est. Cost $36.37 Unrealized +26.0%

CTVA Corteva Inc 0.9%

Value ($000) $1,399 Shares 30,000 Est. Cost $25.02 Unrealized +67.5%

— Soligenix Inc. 0.8%

Value ($000) $1,205 Shares 787,830 Est. Cost $2.11 Unrealized —

MO Altria Group Inc 0.8%

Value ($000) $1,161 Shares 22,700 Est. Cost $30.41 Unrealized 0.0%

DD Dupont de Nemours Inc 0.8%

Value ($000) $1,159 Shares 15,000 Est. Cost $27.24 Unrealized +6.7%

GLW Corning Inc 0.8%

Value ($000) $1,157 Shares 26,600 Est. Cost $33.60 Unrealized 0.0%

CVS CVS Health Corp 0.7%

Value ($000) $1,091 Shares 14,500 Est. Cost $62.28 Unrealized 0.0%

— Angion BioMedica Corp 0.7%

Value ($000) $1,084 Shares 60,000 Est. Cost $18.07 Unrealized —

BAH Booz Allen Hamilton HLDG COR 0.7%

Value ($000) $1,047 Shares 13,000 Est. Cost $76.36 Unrealized 0.0%

— VMWare Inc 0.7%

Value ($000) $1,046 Shares 6,950 Est. Cost $150.50 Unrealized —

— Arista Networks Inc 0.7%

Value ($000) $1,041 Shares 3,450 Est. Cost $301.74 Unrealized —

Value ($000) $1,027 Shares 4,850 Est. Cost $203.18 Unrealized 0.0%

TMO Thermo Fischer Scientific Inc 0.6%

Value ($000) $958 Shares 2,100 Est. Cost $471.13 Unrealized 0.0%

— BioXCel Therapeutics Inc 0.6%

Value ($000) $863 Shares 20,000 Est. Cost $22.35 Unrealized —

ALT Altimmune Inc 0.5%

Value ($000) $707 Shares 50,000 Est. Cost $11.78 Unrealized +37.2%

— MAVERIX METALS INC 0.4%

Value ($000) $606 Shares 115,000 Est. Cost $5.14 Unrealized —

SA SEABRIDGE GOLD INC 0.3%

Value ($000) $517 Shares 32,000 Est. Cost $18.75 Unrealized -0.6%

FNV FRANCO NEV CORP 0.3%

Value ($000) $470 Shares 3,750 Est. Cost $141.52 Unrealized -18.7%

— OSISKO GOLD ROYALTIES LTD 0.3%

Value ($000) $448 Shares 190,000 Est. Cost $2.61 Unrealized —

AEM AGNICO EAGLE MINES LTD 0.3%

Value ($000) $399 Shares 6,900 Est. Cost $66.96 Unrealized -14.6%

EQX EQUINOX GOLD CORP 0.2%

Value ($000) $364 Shares 45,500 Est. Cost $12.04 Unrealized -23.2%

— KIRKLAND LAKE GOLD LTD 0.2%

Value ($000) $363 Shares 10,750 Est. Cost $48.74 Unrealized —

— FORTUNA SILVER MINES INC 0.2%

Value ($000) $283 Shares 43,700 Est. Cost $6.36 Unrealized —

— MAG SILVER CORP 0.2%

Value ($000) $260 Shares 17,300 Est. Cost $16.24 Unrealized —

— SILVERCREST METALS INC 0.2%

Value ($000) $250 Shares 31,000 Est. Cost $8.48 Unrealized —

PAAS PAN AMERN SILVER CORP 0.2%

Value ($000) $246 Shares 8,200 Est. Cost $34.37 Unrealized -5.5%

SVM SILVERCORP METALS INC 0.1%

Value ($000) $179 Shares 36,500 Est. Cost $7.38 Unrealized -20.5%

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Biohaven Pharmactl Hldg Co L	856,844	$58,565	38.2%	$27.10	—	COM	G11196105
—	Applied Therapeutics Inc	1,025,464	$19,227	12.5%	$17.01	—	COM	03828A101
—	Corbus Pharmaceuticals HLDGS	5,045,870	$9,940	6.5%	$4.99	—	COM	21833P103
—	Orgenesis, Inc.	1,316,364	$7,543	4.9%	$6.08	—	COM	68619K105
ENTX	Entera Bio Ltd	1,791,363	$6,825	4.4%	$3.36	-31.5%	SHS	M40527109
ALDX	Aldeyra Therapeutics Inc	569,405	$6,765	4.4%	$8.37	+37.6%	COM	01438T106
—	Eiger Biopharmaceuticals Inc	694,232	$6,144	4.0%	$9.76	—	COM	28249U105
—	Abeona Therapeutics Inc	2,859,767	$5,376	3.5%	$4.67	—	COM	00289Y107
—	Anavex Life Sciemves Corp	210,789	$3,151	2.1%	$14.95	—	COM NEW	003279730
—	Blackstone Group LP	40,000	$2,981	1.9%	$34.97	—	COM UNIT LTD	09253U108
—	Lumen Technologies Inc	220,000	$2,937	1.9%	$12.48	—	COM	156700106
—	Exicure	1,277,777	$2,786	1.8%	$2.86	—	COM	30205M101
DOW	Dow Inc	30,000	$1,922	1.3%	$36.37	+26.0%	COM	260557103
CTVA	Corteva Inc	30,000	$1,399	0.9%	$25.02	+67.5%	COM	22052L104
—	Soligenix Inc.	787,830	$1,205	0.8%	$2.11	—	COM	834223307
MO	Altria Group Inc	22,700	$1,161	0.8%	$30.41	0.0%	COM	02209S103
DD	Dupont de Nemours Inc	15,000	$1,159	0.8%	$27.24	+6.7%	COM	26614N102
GLW	Corning Inc	26,600	$1,157	0.8%	$33.60	0.0%	COM	219350105
CVS	CVS Health Corp	14,500	$1,091	0.7%	$62.28	0.0%	COM	126650100
—	Angion BioMedica Corp	60,000	$1,084	0.7%	$18.07	—	COM	03476J107
BAH	Booz Allen Hamilton HLDG COR	13,000	$1,047	0.7%	$76.36	0.0%	CL A	099502106
—	VMWare Inc	6,950	$1,046	0.7%	$150.50	—	CL A COM	928563402
—	Arista Networks Inc	3,450	$1,041	0.7%	$301.74	—	COM	040413106
V	Visa	4,850	$1,027	0.7%	$203.18	0.0%	COM CL A	92826C839
TMO	Thermo Fischer Scientific Inc	2,100	$958	0.6%	$471.13	0.0%	COM	883556102
—	BioXCel Therapeutics Inc	20,000	$863	0.6%	$22.35	—	COM	09075P105
ALT	Altimmune Inc	50,000	$707	0.5%	$11.78	+37.2%	COM NEW	02155H200
—	MAVERIX METALS INC	115,000	$606	0.4%	$5.14	—	COM NEW	57776F405
SA	SEABRIDGE GOLD INC	32,000	$517	0.3%	$18.75	-0.6%	COM	811916105
FNV	FRANCO NEV CORP	3,750	$470	0.3%	$141.52	-18.7%	COM	351858105
—	OSISKO GOLD ROYALTIES LTD	190,000	$448	0.3%	$2.61	—	COM	68827L101
AEM	AGNICO EAGLE MINES LTD	6,900	$399	0.3%	$66.96	-14.6%	COM	008474108
EQX	EQUINOX GOLD CORP	45,500	$364	0.2%	$12.04	-23.2%	COM	29446Y502
—	KIRKLAND LAKE GOLD LTD	10,750	$363	0.2%	$48.74	—	COM	49741E100
—	FORTUNA SILVER MINES INC	43,700	$283	0.2%	$6.36	—	COM	349915108
—	MAG SILVER CORP	17,300	$260	0.2%	$16.24	—	COM	55903Q104
—	SILVERCREST METALS INC	31,000	$250	0.2%	$8.48	—	COM	828363101
PAAS	PAN AMERN SILVER CORP	8,200	$246	0.2%	$34.37	-5.5%	COM	697900108
SVM	SILVERCORP METALS INC	36,500	$179	0.1%	$7.38	-20.5%	COM	82835P103