Ulysses Management LLC Hedge Fund

CIK: 0001510912 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 14, 2013

Total Value ($000): $777,869 (100.0% shares, 0.0% debt)

Holdings (50)

SPY S&P DEP 46.1%

Value ($000) $358,701 Shares 2,135,000 Est. Cost — Unrealized —

IWM ISHARESRUT2000 15.4%

Value ($000) $119,936 Shares 1,125,000 Est. Cost — Unrealized —

PEP PEPSICO INC 4.3%

Value ($000) $33,708 Shares 424,000 Est. Cost $56.00 Unrealized +1.4%

— SHUTTERFLY INC 3.5%

Value ($000) $26,907 Shares 481,500 Est. Cost $55.91 Unrealized —

AIG AMERICAN INTL GROUP 2.8%

Value ($000) $21,879 Shares 449,900 Est. Cost $32.51 Unrealized +10.8%

C CITIGROUP INC 2.6%

Value ($000) $20,374 Shares 420,000 Est. Cost $35.76 Unrealized +5.2%

MSFT MICROSOFT CORP 2.6%

Value ($000) $20,001 Shares 601,000 Est. Cost $26.70 Unrealized +1.1%

— GOOGLE 2.5%

Value ($000) $19,708 Shares 22,500 Est. Cost — Unrealized —

EXPE EXPEDIA INC. 2.4%

Value ($000) $18,439 Shares 355,900 Est. Cost $52.74 Unrealized -5.7%

BUD ANHEUSER BUSCH CO. 2.0%

Value ($000) $15,376 Shares 155,000 Est. Cost $90.26 Unrealized —

— MOVE INC 2.0%

Value ($000) $15,357 Shares 905,432 Est. Cost $12.82 Unrealized —

— IAC INTERACTIVECORP 1.6%

Value ($000) $12,764 Shares 233,467 Est. Cost $47.84 Unrealized —

— FIRST SECURITY GROUP INC 1.6%

Value ($000) $12,480 Shares 6,000,000 Est. Cost $2.17 Unrealized —

MOS MOSAIC 1.0%

Value ($000) $8,152 Shares 189,500 Est. Cost — Unrealized —

IDCC INTERDIGITAL INC 0.9%

Value ($000) $7,169 Shares 192,001 Est. Cost $43.32 Unrealized -12.9%

— WTS COMERICA EXP 11/14/18 0.9%

Value ($000) $6,925 Shares 500,000 Est. Cost $13.70 Unrealized —

— OUTERWALL INC 0.9%

Value ($000) $6,754 Shares 135,000 Est. Cost $53.88 Unrealized —

— HUDSON VALLEY HLDG CO 0.8%

Value ($000) $6,573 Shares 350,000 Est. Cost $16.98 Unrealized —

— EBIX INC 0.7%

Value ($000) $5,715 Shares 575,000 Est. Cost $9.26 Unrealized —

— VODAFONE GROUP PLC 0.7%

Value ($000) $5,312 Shares 151,000 Est. Cost $28.75 Unrealized —

MSFT MICROSOFT CORP 0.6%

Value ($000) $4,659 Shares 140,000 Est. Cost $26.70 Unrealized +1.1%

— NORTH VALLEY BANCORP 0.6%

Value ($000) $4,347 Shares 230,000 Est. Cost $16.65 Unrealized —

— INTERMOUNTAIN COMNTY BANCORP 0.4%

Value ($000) $3,379 Shares 221,568 Est. Cost $13.68 Unrealized —

TMUS T-MOBILE US INC 0.3%

Value ($000) $2,156 Shares 83,000 Est. Cost $19.37 Unrealized +21.9%

ERIC ERICSSON 0.2%

Value ($000) $1,669 Shares 125,000 Est. Cost $13.35 Unrealized —

XOM EXXON MOBIL CORP. 0.2%

Value ($000) $1,506 Shares 17,500 Est. Cost $54.16 Unrealized 0.0%

— CABLEVISION SYSTEMS 0.2%

Value ($000) $1,348 Shares 80,000 Est. Cost — Unrealized —

— INTRALINKS HLDG 0.2%

Value ($000) $1,313 Shares 149,190 Est. Cost $7.26 Unrealized —

— EMC CORP MASS 0.2%

Value ($000) $1,278 Shares 50,000 Est. Cost $23.62 Unrealized —

PMT PENNYMAC MORTGAGE 0.2%

Value ($000) $1,248 Shares 55,000 Est. Cost $22.69 Unrealized —

CALY CALLAWAY GOLF CLUB 0.2%

Value ($000) $1,246 Shares 175,000 Est. Cost $6.48 Unrealized +6.3%

AAPL APPLE COMPUTER INC 0.2%

Value ($000) $1,192 Shares 2,500 Est. Cost $13.16 Unrealized +8.5%

— AV HOMES INC 0.1%

Value ($000) $956 Shares 54,749 Est. Cost $17.71 Unrealized —

PEP PEPSICO INC 0.1%

Value ($000) $795 Shares 10,000 Est. Cost $56.00 Unrealized +1.4%

— BROADCOM CORP 0.1%

Value ($000) $780 Shares 30,000 Est. Cost $33.80 Unrealized —

— BOSTON PRIVATE FINCL 0.1%

Value ($000) $777 Shares 70,000 Est. Cost $10.64 Unrealized —

Value ($000) $746 Shares 60,000 Est. Cost $11.05 Unrealized —

— VERINT SYSTEMS 0.1%

Value ($000) $741 Shares 20,000 Est. Cost $35.45 Unrealized —

— POTASH CORP. 0.1%

Value ($000) $626 Shares 20,000 Est. Cost $31.30 Unrealized —

— CLICKSOFTWARE TECHNOLOGIES 0.1%

Value ($000) $609 Shares 100,000 Est. Cost $8.34 Unrealized —

— SANDISK 0.1%

Value ($000) $595 Shares 10,000 Est. Cost $59.50 Unrealized —

PG PROCTOR GAMBLE 0.1%

Value ($000) $567 Shares 7,500 Est. Cost $55.00 Unrealized +2.2%

AAPL APPLE COMPUTER INC 0.1%

Value ($000) $476 Shares 1,000 Est. Cost $13.16 Unrealized +8.5%

— UNI-PIXEL INC 0.1%

Value ($000) $443 Shares 25,000 Est. Cost $17.72 Unrealized —

CSCO CISCO SYSTEMS INC 0.1%

Value ($000) $410 Shares 17,500 Est. Cost $15.24 Unrealized +11.1%

CSCO CISCO SYSTEMS INC 0.1%

Value ($000) $410 Shares 17,500 Est. Cost $15.24 Unrealized +11.1%

— SYMANTEC 0.0%

Value ($000) $371 Shares 15,000 Est. Cost $24.73 Unrealized —

— BLACKHAWK NETWORK HLDGS 0.0%

Value ($000) $360 Shares 15,000 Est. Cost $24.00 Unrealized —

ORCL ORACLE CORP 0.0%

Value ($000) $332 Shares 10,000 Est. Cost $27.38 Unrealized -1.1%

— GUIDANCE SOFTWARE 0.0%

Value ($000) $304 Shares 33,576 Est. Cost $8.76 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	S&P DEP	2,135,000	$358,701	46.1%	—	—	Put	78462F103
IWM	ISHARESRUT2000	1,125,000	$119,936	15.4%	—	—	Put	464287655
PEP	PEPSICO INC	424,000	$33,708	4.3%	$56.00	+1.4%	Call	713448108
—	SHUTTERFLY INC	481,500	$26,907	3.5%	$55.91	—	COM	82568P304
AIG	AMERICAN INTL GROUP	449,900	$21,879	2.8%	$32.51	+10.8%	COM NEW	026874784
C	CITIGROUP INC	420,000	$20,374	2.6%	$35.76	+5.2%	COM NEW	172967424
MSFT	MICROSOFT CORP	601,000	$20,001	2.6%	$26.70	+1.1%	COM	594918104
—	GOOGLE	22,500	$19,708	2.5%	—	—	Call	38259P508
EXPE	EXPEDIA INC.	355,900	$18,439	2.4%	$52.74	-5.7%	COM NEW	30212P303
BUD	ANHEUSER BUSCH CO.	155,000	$15,376	2.0%	$90.26	—	SPONSORED ADR	03524A108
—	MOVE INC	905,432	$15,357	2.0%	$12.82	—	COM NEW	62458M207
—	IAC INTERACTIVECORP	233,467	$12,764	1.6%	$47.84	—	COM PAR $.001	44919P508
—	FIRST SECURITY GROUP INC	6,000,000	$12,480	1.6%	$2.17	—	COM NEW	336312202
MOS	MOSAIC	189,500	$8,152	1.0%	—	—	Call	61945C103
IDCC	INTERDIGITAL INC	192,001	$7,169	0.9%	$43.32	-12.9%	COM	45867G101
—	WTS COMERICA EXP 11/14/18	500,000	$6,925	0.9%	$13.70	—	*W EXP 11/14/2018	200340115
—	OUTERWALL INC	135,000	$6,754	0.9%	$53.88	—	COM	690070107
—	HUDSON VALLEY HLDG CO	350,000	$6,573	0.8%	$16.98	—	COM	444172100
—	EBIX INC	575,000	$5,715	0.7%	$9.26	—	Put	278715206
—	VODAFONE GROUP PLC	151,000	$5,312	0.7%	$28.75	—	SPONS ADR NEW	92857W209
MSFT	MICROSOFT CORP	140,000	$4,659	0.6%	$26.70	+1.1%	Call	594918104
—	NORTH VALLEY BANCORP	230,000	$4,347	0.6%	$16.65	—	COM NEW	66304M204
—	INTERMOUNTAIN COMNTY BANCORP	221,568	$3,379	0.4%	$13.68	—	COM NEW	45881M308
TMUS	T-MOBILE US INC	83,000	$2,156	0.3%	$19.37	+21.9%	COM	872590104
ERIC	ERICSSON	125,000	$1,669	0.2%	$13.35	—	ADR B SEK 10	294821608
XOM	EXXON MOBIL CORP.	17,500	$1,506	0.2%	$54.16	0.0%	COM	30231G102
—	CABLEVISION SYSTEMS	80,000	$1,348	0.2%	—	—	Put	12686C109
—	INTRALINKS HLDG	149,190	$1,313	0.2%	$7.26	—	COM	46118H104
—	EMC CORP MASS	50,000	$1,278	0.2%	$23.62	—	COM	268648102
PMT	PENNYMAC MORTGAGE	55,000	$1,248	0.2%	$22.69	—	COM	70931T103
CALY	CALLAWAY GOLF CLUB	175,000	$1,246	0.2%	$6.48	+6.3%	COM	131193104
AAPL	APPLE COMPUTER INC	2,500	$1,192	0.2%	$13.16	+8.5%	Call	037833100
—	AV HOMES INC	54,749	$956	0.1%	$17.71	—	COM	00234P102
PEP	PEPSICO INC	10,000	$795	0.1%	$56.00	+1.4%	COM	713448108
—	BROADCOM CORP	30,000	$780	0.1%	$33.80	—	CL A	111320107
—	BOSTON PRIVATE FINCL	70,000	$777	0.1%	$10.64	—	COM	101119105
—	TIVO	60,000	$746	0.1%	$11.05	—	COM	888706108
—	VERINT SYSTEMS	20,000	$741	0.1%	$35.45	—	COM	92343X100
—	POTASH CORP.	20,000	$626	0.1%	$31.30	—	COM	73755L107
—	CLICKSOFTWARE TECHNOLOGIES	100,000	$609	0.1%	$8.34	—	ORD	M25082104
—	SANDISK	10,000	$595	0.1%	$59.50	—	COM	80004C101
PG	PROCTOR GAMBLE	7,500	$567	0.1%	$55.00	+2.2%	COM	742718109
AAPL	APPLE COMPUTER INC	1,000	$476	0.1%	$13.16	+8.5%	COM	037833100
—	UNI-PIXEL INC	25,000	$443	0.1%	$17.72	—	COM NEW	904572203
CSCO	CISCO SYSTEMS INC	17,500	$410	0.1%	$15.24	+11.1%	Put	17275R102
CSCO	CISCO SYSTEMS INC	17,500	$410	0.1%	$15.24	+11.1%	COM	17275R102
—	SYMANTEC	15,000	$371	0.0%	$24.73	—	COM	871503108
—	BLACKHAWK NETWORK HLDGS	15,000	$360	0.0%	$24.00	—	CL A	09238E104
ORCL	ORACLE CORP	10,000	$332	0.0%	$27.38	-1.1%	COM	68389X105
—	GUIDANCE SOFTWARE	33,576	$304	0.0%	$8.76	—	COM	401692108