Ulysses Management LLC Hedge Fund

CIK: 0001510912 · Show all filings

Period: Q2 2013 (Next →)

Filing Date: Aug 14, 2013

Total Value ($000): $626,486 (100.0% shares, 0.0% debt)

Holdings (45)

SPY SPDR S&P 500 ETF TR 46.5%

Value ($000) $291,163 Shares 1,815,000 Est. Cost — Unrealized —

IWM ISHARESRUT2000 11.1%

Value ($000) $69,840 Shares 720,000 Est. Cost — Unrealized —

— SHUTTERFLY INC 5.5%

Value ($000) $34,748 Shares 621,500 Est. Cost $55.91 Unrealized —

AIG AMERICAN INTL GROUP 4.7%

Value ($000) $29,726 Shares 665,000 Est. Cost $32.51 Unrealized 0.0%

MSFT MICROSOFT CORP 3.9%

Value ($000) $24,475 Shares 708,500 Est. Cost $26.70 Unrealized 0.0%

C CITIGROUP INC 3.2%

Value ($000) $20,147 Shares 420,000 Est. Cost $35.76 Unrealized 0.0%

JNJ JOHNSON & JOHNSON 2.4%

Value ($000) $15,026 Shares 175,000 Est. Cost $59.66 Unrealized 0.0%

— VODAFONE GROUP PLC 2.4%

Value ($000) $14,833 Shares 516,000 Est. Cost $28.75 Unrealized —

— MOVE INC 2.4%

Value ($000) $14,729 Shares 1,148,935 Est. Cost $12.82 Unrealized —

BUD ANHEUSER BUSCH CO. 2.2%

Value ($000) $13,990 Shares 155,000 Est. Cost $90.26 Unrealized —

— FIRST SEC GROUP INC 2.1%

Value ($000) $13,020 Shares 6,000,000 Est. Cost $2.17 Unrealized —

EXPE EXPEDIA INC. 1.9%

Value ($000) $12,084 Shares 200,900 Est. Cost $55.04 Unrealized 0.0%

— IAC INTERACTIVECORP 1.7%

Value ($000) $10,706 Shares 225,000 Est. Cost $47.58 Unrealized —

TMUS T-MOBILE US INC 1.2%

Value ($000) $7,579 Shares 305,500 Est. Cost $19.37 Unrealized 0.0%

— WTS COMERICA EXP 11/14/18 1.1%

Value ($000) $6,850 Shares 500,000 Est. Cost $13.70 Unrealized —

IDCC INTERDIGITAL INC 1.1%

Value ($000) $6,787 Shares 152,001 Est. Cost $44.80 Unrealized 0.0%

— HUDSON VALLEY HLDG CO 0.9%

Value ($000) $5,943 Shares 350,000 Est. Cost $16.98 Unrealized —

— NORTH VALLEY BANCORP 0.6%

Value ($000) $3,641 Shares 220,000 Est. Cost $16.55 Unrealized —

— OUTERWALL INC 0.6%

Value ($000) $3,521 Shares 60,000 Est. Cost $58.68 Unrealized —

LLY ELI LILLY 0.4%

Value ($000) $2,456 Shares 50,000 Est. Cost $42.21 Unrealized 0.0%

— INTERMOUNTAIN COMNTY BANCORP 0.3%

Value ($000) $2,169 Shares 165,000 Est. Cost $13.15 Unrealized —

QCOM QUALCOMM INC 0.3%

Value ($000) $2,138 Shares 35,000 Est. Cost $45.06 Unrealized 0.0%

— BROADCOM CORP 0.3%

Value ($000) $2,028 Shares 60,000 Est. Cost $33.80 Unrealized —

— ROVI CORP 0.3%

Value ($000) $1,827 Shares 80,000 Est. Cost $22.84 Unrealized —

CMCSA COMCAST CORP. CL A 0.3%

Value ($000) $1,670 Shares 40,000 Est. Cost $15.62 Unrealized 0.0%

— BOSTON PRIVATE FINCL 0.2%

Value ($000) $1,490 Shares 140,000 Est. Cost $10.64 Unrealized —

— INTRALINKS HLDG 0.2%

Value ($000) $1,289 Shares 177,570 Est. Cost $7.26 Unrealized —

— EMC CORP MASS 0.2%

Value ($000) $1,181 Shares 50,000 Est. Cost $23.62 Unrealized —

— EBIX INC 0.2%

Value ($000) $1,158 Shares 125,000 Est. Cost $9.26 Unrealized —

CALY CALLAWAY GOLF CLUB 0.2%

Value ($000) $1,151 Shares 175,000 Est. Cost $6.48 Unrealized 0.0%

— CLICKSOFTWARE TECHNOLOGIES 0.2%

Value ($000) $1,084 Shares 130,000 Est. Cost $8.34 Unrealized —

Value ($000) $1,035 Shares 20,000 Est. Cost — Unrealized —

— AV HOMES INC 0.1%

Value ($000) $908 Shares 51,215 Est. Cost $17.73 Unrealized —

— EBIX INC 0.1%

Value ($000) $880 Shares 95,000 Est. Cost $9.26 Unrealized —

— TIVO INC 0.1%

Value ($000) $829 Shares 75,000 Est. Cost $11.05 Unrealized —

PEP PEPSICO INC 0.1%

Value ($000) $818 Shares 10,000 Est. Cost $56.00 Unrealized 0.0%

— VERINT SYSTEMS 0.1%

Value ($000) $709 Shares 20,000 Est. Cost $35.45 Unrealized —

— ANNALY CAPITAL MGMT. 0.1%

Value ($000) $629 Shares 50,000 Est. Cost $12.58 Unrealized —

PG PROCTOR GAMBLE 0.1%

Value ($000) $577 Shares 7,500 Est. Cost $55.00 Unrealized 0.0%

CSCO CISCO SYSTEMS INC 0.1%

Value ($000) $426 Shares 17,500 Est. Cost $15.24 Unrealized 0.0%

AAPL APPLE COMPUTER INC 0.1%

Value ($000) $396 Shares 1,000 Est. Cost $13.16 Unrealized 0.0%

— GUIDANCE SOFTWARE 0.0%

Value ($000) $294 Shares 33,576 Est. Cost $8.76 Unrealized —

LLY ELI LILLY 0.0%

Value ($000) $245 Shares 5,000 Est. Cost $42.21 Unrealized 0.0%

ORCL ORACLE CORP 0.0%

Value ($000) $184 Shares 6,000 Est. Cost $27.58 Unrealized 0.0%

— VOCUS INC 0.0%

Value ($000) $107 Shares 10,190 Est. Cost $10.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
SPY	SPDR S&P 500 ETF TR	1,815,000	$291,163	46.5%	—	—	Put	78462F103
IWM	ISHARESRUT2000	720,000	$69,840	11.1%	—	—	Put	464287655
—	SHUTTERFLY INC	621,500	$34,748	5.5%	$55.91	—	COM	82568P304
AIG	AMERICAN INTL GROUP	665,000	$29,726	4.7%	$32.51	0.0%	COM NEW	026874784
MSFT	MICROSOFT CORP	708,500	$24,475	3.9%	$26.70	0.0%	COM	594918104
C	CITIGROUP INC	420,000	$20,147	3.2%	$35.76	0.0%	COM NEW	172967424
JNJ	JOHNSON & JOHNSON	175,000	$15,026	2.4%	$59.66	0.0%	COM	478160104
—	VODAFONE GROUP PLC	516,000	$14,833	2.4%	$28.75	—	SPONS ADR NEW	92857W209
—	MOVE INC	1,148,935	$14,729	2.4%	$12.82	—	COM NEW	62458M207
BUD	ANHEUSER BUSCH CO.	155,000	$13,990	2.2%	$90.26	—	SPONSORED ADR	03524A108
—	FIRST SEC GROUP INC	6,000,000	$13,020	2.1%	$2.17	—	COM NEW	336312202
EXPE	EXPEDIA INC.	200,900	$12,084	1.9%	$55.04	0.0%	COM NEW	30212P303
—	IAC INTERACTIVECORP	225,000	$10,706	1.7%	$47.58	—	COM PAR $.001	44919P508
TMUS	T-MOBILE US INC	305,500	$7,579	1.2%	$19.37	0.0%	COM	872590104
—	WTS COMERICA EXP 11/14/18	500,000	$6,850	1.1%	$13.70	—	*W EXP 11/14/2018	200340115
IDCC	INTERDIGITAL INC	152,001	$6,787	1.1%	$44.80	0.0%	COM	45867G101
—	HUDSON VALLEY HLDG CO	350,000	$5,943	0.9%	$16.98	—	COM	444172100
—	NORTH VALLEY BANCORP	220,000	$3,641	0.6%	$16.55	—	COM NEW	66304M204
—	OUTERWALL INC	60,000	$3,521	0.6%	$58.68	—	COM	690070107
LLY	ELI LILLY	50,000	$2,456	0.4%	$42.21	0.0%	Call	532457108
—	INTERMOUNTAIN COMNTY BANCORP	165,000	$2,169	0.3%	$13.15	—	COM NEW	45881M308
QCOM	QUALCOMM INC	35,000	$2,138	0.3%	$45.06	0.0%	COM	747525103
—	BROADCOM CORP	60,000	$2,028	0.3%	$33.80	—	CL A	111320107
—	ROVI CORP	80,000	$1,827	0.3%	$22.84	—	COM	779376102
CMCSA	COMCAST CORP. CL A	40,000	$1,670	0.3%	$15.62	0.0%	CL A	20030N101
—	BOSTON PRIVATE FINCL	140,000	$1,490	0.2%	$10.64	—	COM	101119105
—	INTRALINKS HLDG	177,570	$1,289	0.2%	$7.26	—	COM	46118H104
—	EMC CORP MASS	50,000	$1,181	0.2%	$23.62	—	COM	268648102
—	EBIX INC	125,000	$1,158	0.2%	$9.26	—	Put	278715206
CALY	CALLAWAY GOLF CLUB	175,000	$1,151	0.2%	$6.48	0.0%	COM	131193104
—	CLICKSOFTWARE TECHNOLOGIES	130,000	$1,084	0.2%	$8.34	—	ORD	M25082104
EBAY	EBAY	20,000	$1,035	0.2%	—	—	Call	278642103
—	AV HOMES INC	51,215	$908	0.1%	$17.73	—	COM	00234P102
—	EBIX INC	95,000	$880	0.1%	$9.26	—	COM NEW	278715206
—	TIVO INC	75,000	$829	0.1%	$11.05	—	COM	888706108
PEP	PEPSICO INC	10,000	$818	0.1%	$56.00	0.0%	COM	713448108
—	VERINT SYSTEMS	20,000	$709	0.1%	$35.45	—	COM	92343X100
—	ANNALY CAPITAL MGMT.	50,000	$629	0.1%	$12.58	—	COM	035710409
PG	PROCTOR GAMBLE	7,500	$577	0.1%	$55.00	0.0%	COM	742718109
CSCO	CISCO SYSTEMS INC	17,500	$426	0.1%	$15.24	0.0%	COM	17275R102
AAPL	APPLE COMPUTER INC	1,000	$396	0.1%	$13.16	0.0%	COM	037833100
—	GUIDANCE SOFTWARE	33,576	$294	0.0%	$8.76	—	COM	401692108
LLY	ELI LILLY	5,000	$245	0.0%	$42.21	0.0%	COM	532457108
ORCL	ORACLE CORP	6,000	$184	0.0%	$27.58	0.0%	COM	68389X105
—	VOCUS INC	10,190	$107	0.0%	$10.50	—	COM	92858J108