NEW VERNON INVESTMENT MANAGEMENT LLC Diversified Active

CIK: 0001500605 · Show all filings

Period: Q3 2013 (← Previous) (Next →)

Filing Date: Nov 7, 2013

Total Value ($000): $82,265 (100.0% shares, 0.0% debt)

Holdings (37)

— BLACKSTONE GROUP L P 6.8%

Value ($000) $5,600 Shares 225,000 Est. Cost $21.06 Unrealized —

DCH AMERICAN AXLE & MFG HLDGS IN 6.2%

Value ($000) $5,068 Shares 257,000 Est. Cost $15.63 Unrealized +26.2%

— XL GROUP PLC 6.1%

Value ($000) $5,042 Shares 163,600 Est. Cost $30.32 Unrealized —

— ANIXTER INTL INC 4.8%

Value ($000) $3,979 Shares 45,388 Est. Cost $75.81 Unrealized —

— BITAUTO HLDGS LTD 4.7%

Value ($000) $3,879 Shares 240,627 Est. Cost $10.97 Unrealized —

— ASPEN INSURANCE HOLDINGS LTD 4.5%

Value ($000) $3,723 Shares 102,590 Est. Cost $37.09 Unrealized —

MS MORGAN STANLEY 4.5%

Value ($000) $3,719 Shares 138,000 Est. Cost $17.33 Unrealized +13.4%

HYG ISHARES 4.4%

Value ($000) $3,622 Shares 39,550 Est. Cost $90.87 Unrealized —

— APOLLO GLOBAL MGMT LLC 4.3%

Value ($000) $3,533 Shares 125,000 Est. Cost $24.10 Unrealized —

— FLOTEK INDS INC DEL 4.2%

Value ($000) $3,458 Shares 150,335 Est. Cost $17.94 Unrealized —

AFG AMERICAN FINL GROUP INC OHIO 3.7%

Value ($000) $3,005 Shares 55,580 Est. Cost $21.06 Unrealized +8.7%

C CITIGROUP INC 3.5%

Value ($000) $2,862 Shares 59,000 Est. Cost $35.76 Unrealized +5.2%

— FLIR SYS INC 3.1%

Value ($000) $2,512 Shares 80,000 Est. Cost $28.07 Unrealized —

— LEHIGH GAS PARTNERS LP 2.8%

Value ($000) $2,323 Shares 83,000 Est. Cost $24.72 Unrealized —

— MEAD JOHNSON NUTRITION CO 2.7%

Value ($000) $2,228 Shares 30,000 Est. Cost $79.22 Unrealized —

— HERTZ GLOBAL HOLDINGS INC 2.7%

Value ($000) $2,216 Shares 100,000 Est. Cost $22.16 Unrealized —

GS GOLDMAN SACHS GROUP INC 2.7%

Value ($000) $2,215 Shares 14,000 Est. Cost $120.06 Unrealized +5.9%

DAN DANA HLDG CORP 2.5%

Value ($000) $2,056 Shares 90,000 Est. Cost $14.00 Unrealized +22.7%

THG HANOVER INS GROUP INC 2.4%

Value ($000) $2,012 Shares 36,370 Est. Cost $34.64 Unrealized +9.0%

HIG HARTFORD FINL SVCS GROUP INC 2.3%

Value ($000) $1,906 Shares 61,250 Est. Cost $22.20 Unrealized +8.7%

— RENTECH NITROGEN PARTNERS L 2.2%

Value ($000) $1,839 Shares 75,000 Est. Cost $29.43 Unrealized —

AVD AMERICAN VANGUARD CORP 2.0%

Value ($000) $1,615 Shares 60,000 Est. Cost $23.84 Unrealized 0.0%

ARCC ARES CAP CORP 1.6%

Value ($000) $1,305 Shares 75,500 Est. Cost $5.23 Unrealized +2.7%

— ALLIED WRLD ASSUR COM HLDG A 1.6%

Value ($000) $1,282 Shares 12,900 Est. Cost $91.47 Unrealized —

— NUVEEN FLOATING RATE INCOME 1.5%

Value ($000) $1,223 Shares 102,250 Est. Cost $12.60 Unrealized —

— WESTERN GAS PARTNERS LP 1.5%

Value ($000) $1,203 Shares 20,000 Est. Cost $64.90 Unrealized —

— PLATINUM UNDERWRITER HLDGS L 1.5%

Value ($000) $1,195 Shares 20,000 Est. Cost $57.20 Unrealized —

— NUVEEN SHT DUR CR OPP FD 1.4%

Value ($000) $1,131 Shares 59,200 Est. Cost $19.59 Unrealized —

— APOLLO INVT CORP 1.3%

Value ($000) $1,062 Shares 130,232 Est. Cost $7.74 Unrealized —

— POWERSHARES ETF TRUST II 1.3%

Value ($000) $1,051 Shares 42,600 Est. Cost $24.75 Unrealized —

— FIFTH STREET FINANCE CORP 1.3%

Value ($000) $1,029 Shares 100,000 Est. Cost $10.45 Unrealized —

IBN ICICI BK LTD 1.2%

Value ($000) $1,006 Shares 33,000 Est. Cost $38.24 Unrealized —

— CALLON PETE CO DEL 1.0%

Value ($000) $821 Shares 150,000 Est. Cost $5.47 Unrealized —

HIG HARTFORD FINL SVCS GROUP INC 0.8%

Value ($000) $622 Shares 20,000 Est. Cost $22.20 Unrealized +8.7%

— TRUETT-HURST INC 0.5%

Value ($000) $440 Shares 80,000 Est. Cost $5.90 Unrealized —

— MEADOWBROOK INS GROUP INC 0.3%

Value ($000) $260 Shares 40,000 Est. Cost $6.50 Unrealized —

— DCP MIDSTREAM PARTNERS LP 0.3%

Value ($000) $223 Shares 4,500 Est. Cost $49.56 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	BLACKSTONE GROUP L P	225,000	$5,600	6.8%	$21.06	—	COM UNIT LTD	09253U108
DCH	AMERICAN AXLE & MFG HLDGS IN	257,000	$5,068	6.2%	$15.63	+26.2%	COM	024061103
—	XL GROUP PLC	163,600	$5,042	6.1%	$30.32	—	SHS	G98290102
—	ANIXTER INTL INC	45,388	$3,979	4.8%	$75.81	—	COM	035290105
—	BITAUTO HLDGS LTD	240,627	$3,879	4.7%	$10.97	—	SPONSORED ADS	091727107
—	ASPEN INSURANCE HOLDINGS LTD	102,590	$3,723	4.5%	$37.09	—	SHS	G05384105
MS	MORGAN STANLEY	138,000	$3,719	4.5%	$17.33	+13.4%	COM NEW	617446448
HYG	ISHARES	39,550	$3,622	4.4%	$90.87	—	IBOXX HI YD ETF	464288513
—	APOLLO GLOBAL MGMT LLC	125,000	$3,533	4.3%	$24.10	—	CL A SHS	037612306
—	FLOTEK INDS INC DEL	150,335	$3,458	4.2%	$17.94	—	COM	343389102
AFG	AMERICAN FINL GROUP INC OHIO	55,580	$3,005	3.7%	$21.06	+8.7%	COM	025932104
C	CITIGROUP INC	59,000	$2,862	3.5%	$35.76	+5.2%	COM NEW	172967424
—	FLIR SYS INC	80,000	$2,512	3.1%	$28.07	—	COM	302445101
—	LEHIGH GAS PARTNERS LP	83,000	$2,323	2.8%	$24.72	—	UT LTD PTN INT	524814100
—	MEAD JOHNSON NUTRITION CO	30,000	$2,228	2.7%	$79.22	—	COM	582839106
—	HERTZ GLOBAL HOLDINGS INC	100,000	$2,216	2.7%	$22.16	—	COM	42805T105
GS	GOLDMAN SACHS GROUP INC	14,000	$2,215	2.7%	$120.06	+5.9%	COM	38141G104
DAN	DANA HLDG CORP	90,000	$2,056	2.5%	$14.00	+22.7%	COM	235825205
THG	HANOVER INS GROUP INC	36,370	$2,012	2.4%	$34.64	+9.0%	COM	410867105
HIG	HARTFORD FINL SVCS GROUP INC	61,250	$1,906	2.3%	$22.20	+8.7%	COM	416515104
—	RENTECH NITROGEN PARTNERS L	75,000	$1,839	2.2%	$29.43	—	COM UNIT	760113100
AVD	AMERICAN VANGUARD CORP	60,000	$1,615	2.0%	$23.84	0.0%	COM	030371108
ARCC	ARES CAP CORP	75,500	$1,305	1.6%	$5.23	+2.7%	COM	04010L103
—	ALLIED WRLD ASSUR COM HLDG A	12,900	$1,282	1.6%	$91.47	—	SHS	H01531104
—	NUVEEN FLOATING RATE INCOME	102,250	$1,223	1.5%	$12.60	—	COM	67072T108
—	WESTERN GAS PARTNERS LP	20,000	$1,203	1.5%	$64.90	—	COM UNIT LP IN	958254104
—	PLATINUM UNDERWRITER HLDGS L	20,000	$1,195	1.5%	$57.20	—	COM	G7127P100
—	NUVEEN SHT DUR CR OPP FD	59,200	$1,131	1.4%	$19.59	—	COM	67074X107
—	APOLLO INVT CORP	130,232	$1,062	1.3%	$7.74	—	COM	03761U106
—	POWERSHARES ETF TRUST II	42,600	$1,051	1.3%	$24.75	—	SENIOR LN PORT	73936Q769
—	FIFTH STREET FINANCE CORP	100,000	$1,029	1.3%	$10.45	—	COM	31678A103
IBN	ICICI BK LTD	33,000	$1,006	1.2%	$38.24	—	ADR	45104G104
—	CALLON PETE CO DEL	150,000	$821	1.0%	$5.47	—	COM	13123X102
HIG	HARTFORD FINL SVCS GROUP INC	20,000	$622	0.8%	$22.20	+8.7%	Call	416515104
—	TRUETT-HURST INC	80,000	$440	0.5%	$5.90	—	CL A	897871109
—	MEADOWBROOK INS GROUP INC	40,000	$260	0.3%	$6.50	—	COM	58319P108
—	DCP MIDSTREAM PARTNERS LP	4,500	$223	0.3%	$49.56	—	COM UT LTD PTN	23311P100