Location: New York, NY
CIK: 0001404574 · Show all filings
Period: Q4 2014 (← Previous) (Next →)
Filing Date: Feb 17, 2015
Total Value: $228M (86.4% shares, 13.6% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| CAT | CATERPILLAR INC DEL | 250,000 | $22.88M | 10.0% | — | — | Put | 149123101 |
| — | NUVEEN NY AMT FREE MUN INCOM | 1,351,100 | $17.43M | 7.6% | $12.28 | — | COM | 670656107 |
| — | SUPERNUS PHARMACEUTICALS INC | 8,100,000 | $14.01M | 6.1% | $1.73 | — | NOTE 7.500% 5/0 | 868459AB4 |
| — | LEUCADIA NATL CORP | 600,000 | $13.45M | 5.9% | $23.84 | — | COM | 527288104 |
| — | AMTRUST FINL SVCS INC | 5,000,000 | $10.42M | 4.6% | $1.40 | — | NOTE 5.500%12/1 | 032359AC5 |
| — | JOY GLOBAL INC | 200,000 | $9.304M | 4.1% | $46.52 | — | Put | 481165108 |
| — | JOY GLOBAL INC | 178,000 | $8.281M | 3.6% | $46.52 | — | COM | 481165108 |
| XLE | SELECT SECTOR SPDR TR | 100,000 | $7.916M | 3.5% | $79.15 | — | Put | 81369Y506 |
| SLV | ISHARES SILVER TRUST | 500,000 | $7.53M | 3.3% | $15.06 | — | Call | 46428Q109 |
| NWS | NEWS CORP NEW | 493,124 | $7.436M | 3.3% | $14.27 | -7.6% | CL B | 65249B208 |
| — | COVIDIEN PLC | 68,000 | $6.955M | 3.0% | $76.25 | — | SHS | G2554F113 |
| GLD | SPDR GOLD TRUST | 60,000 | $6.815M | 3.0% | $113.67 | — | Put | 78463V107 |
| — | GEVO INC | 16,025,000 | $6.49M | 2.8% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| — | IRSA INVERSIONES Y REP S A | 383,000 | $5.887M | 2.6% | $7.73 | — | GLOBAL DEP RCPT | 450047204 |
| — | KKR & CO L P DEL | 245,500 | $5.698M | 2.5% | $22.30 | — | COM UNITS | 48248M102 |
| — | STONEGATE MTG CORP | 430,000 | $5.143M | 2.3% | $15.18 | — | COM | 86181Q300 |
| — | SIBANYE GOLD LTD | 600,000 | $4.542M | 2.0% | $2.99 | — | SPONSORED ADR | 825724206 |
| NWSA | NEWS CORP NEW | 270,000 | $4.236M | 1.9% | $13.63 | -1.1% | CL A | 65249B109 |
| — | SEQUENTIAL BRANDS GROUP INC | 320,000 | $4.182M | 1.8% | $5.40 | — | COM NEW | 817340201 |
| — | DURECT CORP | 5,298,300 | $4.181M | 1.8% | $1.25 | — | COM | 266605104 |
| — | COVIDIEN PLC | 40,000 | $4.091M | 1.8% | $76.25 | — | Put | G2554F113 |
| ENVA | ENOVA INTL INC | 160,000 | $3.562M | 1.6% | $22.72 | 0.0% | COM | 29357K103 |
| — | WRIGHT MED GROUP INC | 701,988 | $3.356M | 1.5% | $1.70 | — | RIGHT 03/01/2019 | 98235T115 |
| CRESY | CRESUD S A C I F Y A | 328,400 | $3.314M | 1.5% | $10.52 | — | SPONSORED ADR | 226406106 |
| XLE | SELECT SECTOR SPDR TR | 40,000 | $3.166M | 1.4% | $79.15 | — | SBI INT-ENERGY | 81369Y506 |
| — | STATE NATL COS INC | 240,000 | $2.875M | 1.3% | $11.98 | — | COM | 85711T305 |
| — | XCERRA CORP | 300,000 | $2.748M | 1.2% | $9.10 | — | COM | 98400J108 |
| XENWX | EATON VANCE NEW YORK MUN BD | 191,487 | $2.407M | 1.1% | $11.79 | — | COM | 27827Y109 |
| — | APOLLO RESIDENTIAL MTG INC | 141,000 | $2.224M | 1.0% | $16.23 | — | COM | 03763V102 |
| SLV | ISHARES SILVER TRUST | 135,000 | $2.033M | 0.9% | $15.06 | — | Put | 46428Q109 |
| SLV | ISHARES SILVER TRUST | 135,000 | $2.033M | 0.9% | $15.06 | — | ISHARES | 46428Q109 |
| — | LINN ENERGY LLC | 200,000 | $2.026M | 0.9% | $15.00 | — | Put | 536020100 |
| — | IAC INTERACTIVECORP | 30,000 | $1.824M | 0.8% | $60.80 | — | COM PAR $.001 | 44919P508 |
| — | VANGUARD NAT RES LLC | 113,800 | $1.715M | 0.8% | $15.07 | — | Put | 92205F106 |
| — | NUVEEN NY DIV ADVANTG MUN FD | 124,799 | $1.651M | 0.7% | $12.75 | — | COM | 67070A101 |
| — | GALMED PHARMACEUTICALS LTD | 268,000 | $1.554M | 0.7% | $10.42 | — | SHS | M47238106 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 113,577 | $1.537M | 0.7% | $13.10 | — | COM | 67066X107 |
| — | LINN ENERGY LLC | 150,000 | $1.52M | 0.7% | $15.00 | — | UNIT LTD LIAB | 536020100 |
| — | ATLAS ENERGY LP | 45,000 | $1.402M | 0.6% | — | — | Put | 04930A104 |
| CDXS | CODEXIS INC | 488,600 | $1.231M | 0.5% | $2.14 | +11.2% | COM | 192005106 |
| EXAS | EXACT SCIENCES CORP | 44,700 | $1.227M | 0.5% | — | — | Put | 30063P105 |
| — | MARKET VECTORS ETF TR | 24,400 | $876K | 0.4% | — | — | Put | 57060U191 |
| — | WALTER ENERGY INC | 625,000 | $863K | 0.4% | $1.38 | — | Put | 93317Q105 |
| — | ALLIANCE NEW YORK MUN INC FD | 62,037 | $834K | 0.4% | $12.17 | — | COM | 018714105 |
| — | VANGUARD NAT RES LLC | 53,400 | $805K | 0.4% | $15.07 | — | COM UNIT | 92205F106 |
| RIG | TRANSOCEAN LTD | 40,000 | $733K | 0.3% | $24.98 | 0.0% | REG SHS | H8817H100 |
| RIG | TRANSOCEAN LTD | 40,000 | $733K | 0.3% | $24.98 | 0.0% | Put | H8817H100 |
| — | BLACKROCK NY MUNI INC QLTY T | 35,806 | $475K | 0.2% | $12.65 | — | COM | 09249U105 |
| — | CITY OFFICE REIT INC | 32,000 | $410K | 0.2% | $12.81 | — | COM | 178587101 |
| — | BOSTON PRIVATE FINL HLDGS IN | 15,358 | $386K | 0.2% | $24.85 | — | DEP SHS | 101119303 |
| — | HARVARD APPARATUS REGENER TE | 116,300 | $370K | 0.2% | $9.31 | — | COM | 41690A106 |
| GLD | SPDR GOLD TRUST | 3,000 | $341K | 0.1% | $113.67 | — | GOLD SHS | 78463V107 |
| — | WALTER ENERGY INC | 240,000 | $331K | 0.1% | $1.38 | — | COM | 93317Q105 |
| — | PAIN THERAPEUTICS INC | 138,502 | $281K | 0.1% | $2.03 | — | COM | 69562K100 |
| SID | COMPANHIA SIDERURGICA NACION | 100,000 | $208K | 0.1% | — | — | Put | 20440W105 |
| EXAS | EXACT SCIENCES CORP | 4,800 | $132K | 0.1% | — | — | Call | 30063P105 |