CIK: 0001404574 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Feb 16, 2016
Total Value ($000): $730,355 (94.2% shares, 5.8% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| FXI | ISHARES TR | 2,182,500 | $77,020 | 10.5% | $35.47 | — | Put | 464287184 |
| FXI | ISHARES TR | 1,832,500 | $64,669 | 8.9% | $35.47 | — | Call | 464287184 |
| — | ISHARES TR | 911,000 | $45,249 | 6.2% | — | — | Put | 46435G888 |
| — | ISHARES TR | 591,000 | $29,355 | 4.0% | — | — | Call | 46435G888 |
| MU | MICRON TECHNOLOGY INC | 2,055,700 | $29,109 | 4.0% | $20.63 | -24.4% | Call | 595112103 |
| — | NUVEEN NY AMT FREE MUN INCOM | 1,558,744 | $20,466 | 2.8% | $12.32 | — | COM | 670656107 |
| RITM | NEW RESIDENTIAL INVT CORP | 1,635,115 | $19,883 | 2.7% | $13.34 | — | COM NEW | 64828T201 |
| EPI | WISDOMTREE TR | 960,000 | $19,066 | 2.6% | $19.90 | — | Call | 97717W422 |
| EPI | WISDOMTREE TR | 960,000 | $19,066 | 2.6% | $19.90 | — | Put | 97717W422 |
| MU | MICRON TECHNOLOGY INC | 1,246,677 | $17,653 | 2.4% | $20.63 | -24.4% | COM | 595112103 |
| — | NEW SR INVT GROUP INC | 1,754,082 | $17,295 | 2.4% | $11.79 | — | COM | 648691103 |
| EZA | ISHARES | 367,500 | $17,166 | 2.4% | $47.31 | — | Put | 464286780 |
| EWZ | ISHARES | 757,500 | $15,665 | 2.1% | $21.24 | — | Put | 464286400 |
| EZA | ISHARES | 327,500 | $15,298 | 2.1% | $47.31 | — | Call | 464286780 |
| EWZ | ISHARES | 732,500 | $15,148 | 2.1% | $21.24 | — | Call | 464286400 |
| — | SUPERNUS PHARMACEUTICALS INC | 4,962,000 | $13,100 | 1.8% | $1.73 | — | NOTE 7.500% 5/0 | 868459AB4 |
| CRESY | CRESUD S A C I F Y A | 932,540 | $12,030 | 1.6% | $11.93 | — | SPONSORED ADR | 226406106 |
| — | FXCM INC | 17,000,000 | $11,900 | 1.6% | $0.74 | — | NOTE 2.250% 6/1 | 302693AB2 |
| EEM | ISHARES TR | 330,900 | $10,652 | 1.5% | $37.00 | — | MSC EMG MKT ETF | 464287234 |
| XHR | XENIA HOTELS & RESORTS INC | 659,052 | $10,103 | 1.4% | $20.17 | — | COM | 984017103 |
| EWW | ISHARES | 196,000 | $9,767 | 1.3% | $49.82 | — | Call | 464286822 |
| EWW | ISHARES | 196,000 | $9,767 | 1.3% | $49.82 | — | Put | 464286822 |
| — | LEUCADIA NATL CORP | 550,000 | $9,565 | 1.3% | $23.84 | — | COM | 527288104 |
| — | ALLERGAN PLC | 30,000 | $9,375 | 1.3% | $312.50 | — | SHS | G0177J108 |
| — | DURECT CORP | 4,055,000 | $8,962 | 1.2% | $1.25 | — | COM | 266605104 |
| — | KKR & CO L P DEL | 565,000 | $8,808 | 1.2% | $18.50 | — | COM UNITS | 48248M102 |
| — | CIMPRESS N V | 107,000 | $8,682 | 1.2% | $76.11 | — | SHS EURO | N20146101 |
| — | ICONIX BRAND GROUP INC | 15,000,000 | $7,615 | 1.0% | $0.51 | — | NOTE 1.500% 3/1 | 451055AF4 |
| EZA | ISHARES | 160,000 | $7,474 | 1.0% | $47.31 | — | MSCI STH AFR ETF | 464286780 |
| — | MARKET VECTORS ETF TR | 487,500 | $7,142 | 1.0% | $14.65 | — | Call | 57060U506 |
| — | MARKET VECTORS ETF TR | 487,500 | $7,142 | 1.0% | $14.65 | — | Put | 57060U506 |
| VIPS | VIPSHOP HLDGS LTD | 450,000 | $6,872 | 0.9% | $19.88 | — | Put | 92763W103 |
| CC | CHEMOURS CO | 1,240,950 | $6,651 | 0.9% | $6.63 | -30.5% | COM | 163851108 |
| — | ISHARES | 515,000 | $6,577 | 0.9% | — | — | Call | 464286731 |
| — | ISHARES | 515,000 | $6,577 | 0.9% | — | — | Put | 464286731 |
| ENVA | ENOVA INTL INC | 799,000 | $5,281 | 0.7% | $10.18 | -9.1% | COM | 29357K103 |
| WRLD | WORLD ACCEP CORP DEL | 142,089 | $5,272 | 0.7% | $41.66 | -11.0% | COM | 981419104 |
| — | SIBANYE GOLD LTD | 858,531 | $5,228 | 0.7% | $3.76 | — | SPONSORED ADR | 825724206 |
| — | ELECTRUM SPL ACQUISITION COR | 475,000 | $4,579 | 0.6% | $9.63 | — | SHS | G3105C104 |
| — | IRSA INVERSIONES Y REP S A | 366,000 | $4,502 | 0.6% | $9.41 | — | GLOBL DEP RCPT | 450047204 |
| — | GRUBHUB INC | 177,659 | $4,299 | 0.6% | $24.20 | — | COM | 400110102 |
| EWZ | ISHARES | 185,000 | $3,826 | 0.5% | $21.24 | — | MSCI BRZ CAP ETF | 464286400 |
| — | NUVEEN NY DIVID ADVNTG MUN F | 266,092 | $3,786 | 0.5% | $13.35 | — | COM | 67066X107 |
| — | FORTRESS INVESTMENT GROUP LL | 713,258 | $3,630 | 0.5% | $6.78 | — | CL A | 34958B106 |
| — | SUNEDISON INC | 700,000 | $3,563 | 0.5% | — | — | Put | 86732Y109 |
| — | TERRAFORM PWR INC | 270,000 | $3,397 | 0.5% | $12.58 | — | CL A COM | 88104R100 |
| VIPS | VIPSHOP HLDGS LTD | 220,700 | $3,370 | 0.5% | $19.88 | — | SPONSORED ADR | 92763W103 |
| — | VIPSHOP HLDGS LTD | 3,000,000 | $3,177 | 0.4% | $1.27 | — | NOTE 1.500% 3/1 | 92763WAA1 |
| — | DEL TACO RESTAURANTS INC COM | 287,500 | $3,062 | 0.4% | $14.00 | — | COM | 245496104 |
| — | SEQUENTIAL BRNDS GROUP INC N | 382,840 | $3,028 | 0.4% | $7.91 | — | COM | 81734P107 |
| AGRO | ADECOAGRO S A | 244,230 | $3,002 | 0.4% | $7.93 | +18.3% | COM | L00849106 |
| — | STONEGATE MTG CORP | 526,990 | $2,872 | 0.4% | $13.47 | — | COM | 86181Q300 |
| FXI | ISHARES TR | 79,800 | $2,816 | 0.4% | $35.47 | — | CHINA LG-CAP ETF | 464287184 |
| NPO | ENPRO INDS INC | 62,926 | $2,759 | 0.4% | $58.80 | -20.1% | COM | 29355X107 |
| XENWX | EATON VANCE NEW YORK MUN BD | 209,718 | $2,754 | 0.4% | $11.86 | — | COM | 27827Y109 |
| — | GEVO INC | 7,525,000 | $2,634 | 0.4% | $0.67 | — | NOTE 7.500% 7/0 | 374396AA7 |
| — | ICONIX BRAND GROUP INC | 3,000,000 | $2,580 | 0.4% | $0.86 | — | NOTE 2.500% 3/1 | 451055AE7 |
| — | STATE NATL COS INC | 255,000 | $2,502 | 0.3% | $11.86 | — | COM | 85711T305 |
| TUR | ISHARES | 67,500 | $2,454 | 0.3% | — | — | Put | 464286715 |
| TUR | ISHARES | 67,500 | $2,454 | 0.3% | — | — | Call | 464286715 |
| — | GALMED PHARMACEUTICALS LTD | 264,600 | $2,014 | 0.3% | $10.42 | — | SHS | M47238106 |
| — | DOUBLE EAGLE ACQUISITION COR | 200,000 | $2,000 | 0.3% | $10.14 | — | UNIT 99/99/9999 | G28195108 |
| — | CAPITOL ACQUISITION CORP III | 200,000 | $1,990 | 0.3% | $9.95 | — | UNIT 99/99/9999 | 14055M205 |
| — | ABENGOA YIELD PLC | 102,803 | $1,983 | 0.3% | $19.29 | — | ORD SHS | G00349103 |
| EWW | ISHARES | 38,400 | $1,913 | 0.3% | $49.82 | — | MSCI MEX CAP ETF | 464286822 |
| SLV | ISHARES SILVER TRUST | 135,000 | $1,781 | 0.2% | $15.06 | — | Put | 46428Q109 |
| SLV | ISHARES SILVER TRUST | 135,000 | $1,781 | 0.2% | $15.06 | — | ISHARES | 46428Q109 |
| MDT | MEDTRONIC PLC | 22,000 | $1,692 | 0.2% | $58.10 | +0.8% | SHS | G5960L103 |
| — | APOLLO RESIDENTIAL MTG INC | 130,000 | $1,554 | 0.2% | $16.23 | — | COM | 03763V102 |
| CC | CHEMOURS CO | 282,300 | $1,513 | 0.2% | $6.63 | -30.5% | Call | 163851108 |
| — | PEABODY ENERGY CORP | 196,900 | $1,512 | 0.2% | — | — | Put | 704549203 |
| GM | GENERAL MTRS CO | 43,800 | $1,490 | 0.2% | $28.15 | -1.6% | COM | 37045V100 |
| — | BOULEVARD ACQUISITION | 150,000 | $1,485 | 0.2% | $9.97 | — | UNIT 99/99/9999 | 10157Q201 |
| — | XCERRA CORP | 229,474 | $1,388 | 0.2% | $8.21 | — | COM | 98400J108 |
| — | WHEELER REAL ESTATE INVT TR | 699,804 | $1,351 | 0.2% | $1.96 | — | COM | 963025101 |
| — | KANDI TECHNOLOGIES GROUP INC | 120,000 | $1,308 | 0.2% | — | — | Put | 483709101 |
| KEN | KENON HLDGS LTD | 130,000 | $1,303 | 0.2% | $1.40 | -33.4% | SHS | Y46717107 |
| — | WRIGHT MED GROUP N V | 1,222,434 | $1,245 | 0.2% | $1.02 | — | RIGHT 03/01/2019 | N96617126 |
| — | NAVISTAR INTL CORP NEW | 2,442,000 | $1,142 | 0.2% | $0.47 | — | NOTE 4.750% 4/1 | 63934EAS7 |
| — | PACE HLDGS CORP | 100,000 | $1,020 | 0.1% | $10.20 | — | UNIT 99/99/9999 | G6865N129 |
| — | NORTHSTAR RLTY FIN CORP | 50,000 | $852 | 0.1% | $17.04 | — | COM | 66704R803 |
| — | FIFTH STR ASSET MGMT INC | 257,862 | $841 | 0.1% | $10.44 | — | CL A COM | 31679P109 |
| — | DIPEXIUM PHARMACEUTICALS INC | 70,000 | $784 | 0.1% | $12.71 | — | COM | 25456J104 |
| — | PAIN THERAPEUTICS INC | 432,128 | $756 | 0.1% | $1.83 | — | COM | 69562K100 |
| — | HENNESSY CAP ACQUISITION COR | 75,000 | $723 | 0.1% | $9.64 | — | COM | 42588J100 |
| ERII | ENERGY RECOVERY INC | 100,000 | $707 | 0.1% | $6.31 | 0.0% | COM | 29270J100 |
| — | MEDLEY MGMT INC | 108,837 | $619 | 0.1% | $9.85 | — | CL A COM | 58503T106 |
| — | MARKET VECTORS ETF TR | 40,000 | $586 | 0.1% | $14.65 | — | RUSSIA ETF | 57060U506 |
| — | BLACKROCK NY MUNI INC QLTY T | 42,606 | $585 | 0.1% | $12.70 | — | COM | 09249U105 |
| — | TERRAFORM GLOBAL INC | 104,500 | $584 | 0.1% | $5.59 | — | CL A | 88104M101 |
| — | WHEELER REAL ESTATE INVT TR | 24,632 | $557 | 0.1% | $24.74 | — | CV PFD SER B | 963025309 |
| — | KLONDEX MNS LTD | 265,500 | $543 | 0.1% | $2.05 | — | COM | 498696103 |
| — | LINDBLAD EXPEDITIONS HLDGS I | 173,466 | $529 | 0.1% | $1.87 | — | *W EXP 07/08/202 | 535219117 |
| KODK | EASTMAN KODAK CO | 40,000 | $502 | 0.1% | $18.99 | -27.4% | COM NEW | 277461406 |
| TSEM | TOWER SEMICONDUCTOR LTD | 30,000 | $422 | 0.1% | $13.45 | +7.5% | SHS NEW | M87915274 |
| — | ELECTRUM SPL ACQUISITION COR | 1,592,500 | $350 | 0.0% | $0.22 | — | *W EXP 99/99/999 | G3105C112 |
| — | BARCLAYS BK PLC | 16,000 | $322 | 0.0% | $20.13 | — | IPATH S&P500 VIX | 06742E711 |
| — | OWENS RLTY MTG INC | 23,524 | $316 | 0.0% | $15.01 | — | COM | 690828108 |
| — | INTERMOLECULAR INC | 112,129 | $260 | 0.0% | $1.97 | — | COM | 45882D109 |
| EPI | WISDOMTREE TR | 10,000 | $199 | 0.0% | $19.90 | — | INDIA ERNGS FD | 97717W422 |
| — | HENNESSY CAP ACQUISITION COR | 825,000 | $157 | 0.0% | $0.19 | — | *W EXP 07/28/202 | 42588J118 |