Location: Greenwich, CT
CIK: 0000011544 · Show all filings
Period: Q4 2015 (← Previous) (Next →)
Filing Date: Aug 15, 2016
Total Value: $583M
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HQY | HEALTHEQUITY INC | 11,969,151 | $300M | 51.5% | $25.07 | — | — | EQUITY | 42226A107 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,993,930 | $19.34M | 3.3% | $9.70 | — | — | COM | 74874U101 |
| — | POTASH CORP. OF SASKATCHEWAN INC. | 1,088,858 | $18.64M | 3.2% | $17.12 | — | — | EQUITY | 73755L107 |
| — | PRECISION CASTPARTS CORP | 71,150 | $16.51M | 2.8% | $232.02 | — | — | COM | 740189105 |
| — | WL ROSS HLDG CORP | 1,503,381 | $14.97M | 2.6% | $9.96 | — | — | COM SHS | 92939D104 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,287,675 | $12.31M | 2.1% | $9.56 | — | — | COM | G28195124 |
| — | AR CAP ACQUISITION CORP | 1,165,839 | $11.34M | 1.9% | $9.73 | — | — | COM | 00191R109 |
| — | ELECTRUM SPL ACQUISITION COR | 1,170,747 | $11.29M | 1.9% | $9.64 | — | — | SHS | G3105C104 |
| — | NATIONAL PENN BANCSHARES INC | 889,979 | $10.97M | 1.9% | $12.33 | — | — | COM | 637138108 |
| — | BOULEVARD ACQUISITION | 968,974 | $9.544M | 1.6% | $9.85 | — | — | CL A | 10157Q102 |
| — | HENNESSY CAP ACQUISITION COR | 882,141 | $8.504M | 1.5% | $9.64 | — | — | COM | 42588J100 |
| — | SYMETRA FINL CORP | 243,957 | $7.751M | 1.3% | $31.77 | — | — | COM | 87151Q106 |
| — | GORES HLDGS INC | 767,680 | $7.677M | 1.3% | $10.00 | — | — | UNIT 99/99/9999 | 382866200 |
| — | TERRAPIN 3 ACQUISITION CORP | 773,950 | $7.631M | 1.3% | $9.86 | — | — | COM CL A | 88104P104 |
| — | CAPITOL ACQUISITION CORP III | 769,280 | $7.385M | 1.3% | $9.60 | — | — | COM | 14055M106 |
| — | AIRGAS INC | 48,000 | $6.638M | 1.1% | $138.29 | — | — | CALL | 009363102 |
| — | KING DIGITAL ENTMT PLC | 360,023 | $6.437M | 1.1% | $17.88 | — | — | ORD SHS | G5258J109 |
| — | BOULEVARD ACQUISITION | 642,389 | $6.36M | 1.1% | $9.90 | — | — | UNIT 99/99/9999 | 10157Q201 |
| — | HEARTLAND PMT SYS INC | 66,350 | $6.291M | 1.1% | $94.82 | — | — | COM | 42235N108 |
| — | NORTHERN TIER ENERGY LP | 204,843 | $5.297M | 0.9% | $25.86 | — | — | COM UN REPR PART | 665826103 |
| — | CAPITOL ACQUISITION CORP III | 506,942 | $5.045M | 0.9% | $9.95 | — | — | UNIT 99/99/9999 | 14055M205 |
| — | STANCORP FINL GROUP INC | 43,209 | $4.921M | 0.8% | $113.89 | — | — | COM | 852891100 |
| — | CAMERON INTERNATIONAL CORP | 75,300 | $4.759M | 0.8% | $63.20 | — | — | CALL | 13342B105 |
| — | PACE HLDGS CORP | 427,164 | $4.357M | 0.7% | $10.20 | — | — | UNIT 99/99/9999 | G6865N129 |
| — | HYDRA INDS ACQUISITION CORP | 442,336 | $4.3M | 0.7% | $9.72 | — | — | COM | 448740100 |
| — | METRO BANCORP INC PA | 134,612 | $4.224M | 0.7% | $31.38 | — | — | COM | 59161R101 |
| — | GLOBAL PARTNER ACQUISITION C | 306,596 | $3.035M | 0.5% | $9.90 | — | — | COM | 37954X105 |
| — | HARMONY MERGER CORP | 306,872 | $3.013M | 0.5% | $9.82 | — | — | COM | 413247107 |
| — | DOUBLE EAGLE ACQUISITION COR | 274,895 | $2.749M | 0.5% | $10.00 | — | — | UNIT 99/99/9999 | G28195108 |
| — | CAMERON INTERNATIONAL CORP | 43,272 | $2.735M | 0.5% | $63.20 | — | — | COM | 13342B105 |
| — | GARNERO GROUP ACQUISITION CO | 276,782 | $2.715M | 0.5% | $9.81 | — | — | SHS | G5866L108 |
| — | PULASKI FINL CORP | 167,744 | $2.677M | 0.5% | $15.96 | — | — | COM | 745548107 |
| — | AMERICAN RESIDENTIAL PPTYS I | 133,609 | $2.525M | 0.4% | $18.90 | — | — | COM | 02927E303 |
| — | AR CAP ACQUISITION CORP | 252,041 | $2.452M | 0.4% | $9.73 | — | — | UNIT 10/06/2019 | 00191R208 |
| — | EASTERLY ACQUISITION CORP | 217,559 | $2.208M | 0.4% | $10.15 | — | — | UNIT 99/99/9999 | 27616L201 |
| — | PMC-SIERRA INC | 188,968 | $2.196M | 0.4% | $11.62 | — | — | COM | 69344F106 |
| — | SIRONA DENTAL SYSTEMS INC | 19,232 | $2.107M | 0.4% | $109.56 | — | — | COM | 82966C103 |
| — | AROWANA INC | 192,320 | $1.933M | 0.3% | $10.05 | — | — | UNIT 99/99/9999 | G05011138 |
| — | GORES HLDGS INC | 192,320 | $1.923M | 0.3% | $10.00 | — | — | CL A | 382866101 |
| — | TERRAPIN 3 ACQUISITION CORP | 189,915 | $1.912M | 0.3% | $10.07 | — | — | UNIT 06/27/2019 | 88104P203 |
| — | NEWBRIDGE BANCORP | 152,675 | $1.86M | 0.3% | $12.18 | — | — | CL A NO PAR | 65080T102 |
| — | AIRGAS INC | 13,189 | $1.824M | 0.3% | $138.30 | — | — | COM | 009363102 |
| — | BIOMED REALTY TRUST INC | 75,249 | $1.783M | 0.3% | $23.69 | — | — | COM | 09063H107 |
| — | DIAMOND FOODS INC | 43,348 | $1.671M | 0.3% | $38.55 | — | — | COM | 252603105 |
| — | KEURIG GREEN MTN INC | 202,700 | $1.523M | 0.3% | $7.51 | — | — | CALL | 49271M100 |
| — | ATLANTIC ALLIANCE PARTNER CO | 141,733 | $1.433M | 0.2% | $10.11 | — | — | SHS | G04897107 |
| — | PACE HLDGS CORP | 144,240 | $1.428M | 0.2% | $9.90 | — | — | CL A | G6865N103 |
| — | BLOUNT INTL INC NEW | 120,464 | $1.182M | 0.2% | $9.81 | — | — | COM | 095180105 |
| CNA | CNA FINL CORP | 32,760 | $1.152M | 0.2% | $35.16 | — | — | COM | 126117100 |
| — | 1347 CAP CORP | 115,462 | $1.137M | 0.2% | $9.85 | — | — | COM | 68245V103 |
| — | BOULDER BRANDS INC | 96,160 | $1.056M | 0.2% | $10.98 | — | — | COM | 101405108 |
| — | ANDINA ACQUISITION CORP II | 96,160 | $954K | 0.2% | $9.92 | — | — | UNIT 99/99/9999 | G0441P112 |
| — | FINTECH ACQUISITION CORP | 95,860 | $935K | 0.2% | $9.75 | — | — | COM | 31809H100 |
| — | LIBERTY GLOBAL PLC | 21,482 | $876K | 0.2% | $40.78 | — | — | SHS CL C | G5480U120 |
| — | KEURIG GREEN MTN INC | 9,600 | $864K | 0.1% | $90.00 | — | — | COM | 49271M100 |
| — | VIACOM INC NEW | 20,660 | $850K | 0.1% | $41.14 | — | — | CL B | 92553P201 |
| — | INLAND REAL ESTATE CORP | 25,625 | $644K | 0.1% | $25.13 | — | — | REDM PFD SER B | 457461507 |
| PFE | PFIZER INC | 19,300 | $623K | 0.1% | $32.28 | — | — | COM | 717081103 |
| — | NATIONAL PENN BANCSHARES INC | 47,800 | $589K | 0.1% | $12.32 | — | — | CALL | 637138108 |
| — | GP INVTS ACQUISITION COR | 51,701 | $514K | 0.1% | $9.94 | — | — | UNIT 99/99/9999 | G40357116 |
| — | TELECOMMUNICATION SYS INC | 98,561 | $490K | 0.1% | $4.97 | — | — | CL A | 87929J103 |
| — | GP INVTS ACQUISITION COR | 48,080 | $462K | 0.1% | $9.61 | — | — | SHS | G40357124 |
| VYX | NCR CORP NEW | 13,400 | $328K | 0.1% | $24.48 | — | — | COM | 62886E108 |
| — | HENNESSY CAP ACQUISITION COR | 24,057 | $236K | 0.0% | $9.81 | — | — | UNIT 99/99/9999 | 42588J209 |
| — | BOARDWALK PIPELINE PARTNERS | 14,726 | $191K | 0.0% | $12.97 | — | — | UT LTD PARTNER | 096627104 |
| — | PMC-SIERRA INC | 48,600 | $177K | 0.0% | $3.64 | — | — | CALL | 69344F106 |
| — | RITE AID CORP | 119,400 | $165K | 0.0% | $1.38 | — | — | CALL | 767754104 |
| — | PRECISION CASTPARTS CORP | 34,500 | $155K | 0.0% | $4.49 | — | — | CALL | 740189105 |
| VYX | NCR CORP NEW | 13,400 | $139K | 0.0% | $10.37 | — | — | PUT | 62886E108 |
| — | PARTNERRE LTD | 26,500 | $134K | 0.0% | $5.06 | — | — | CALL | G6852T105 |
| — | QUINPARIO ACQUISITION CORP 2 | 526,846 | $108K | 0.0% | $0.20 | — | — | *W EXP 01/01/202 | 74874U119 |
| — | GLOBAL PARTNER ACQUISITION C | 259,092 | $93,000 | 0.0% | $0.36 | — | — | *W EXP 07/01/202 | 37954X113 |
| — | WAUSAU PAPER CORP | 8,859 | $91,000 | 0.0% | $10.27 | — | — | COM | 943315101 |
| — | ACE LTD | 14,400 | $65,000 | 0.0% | $4.51 | — | — | CALL | H0023R105 |
| — | BOULEVARD ACQUISITION | 96,160 | $63,000 | 0.0% | $0.66 | — | — | *W EXP 09/25/202 | 10157Q110 |
| — | GARNERO GROUP ACQUISITION CO | 258,619 | $62,000 | 0.0% | $0.24 | — | — | RIGHT 06/25/2016 | G5866L132 |
| — | PRECISION CASTPARTS CORP | 29,600 | $54,000 | 0.0% | $1.82 | — | — | PUT | 740189105 |
| — | DOUBLE EAGLE ACQUISITION COR | 171,101 | $45,000 | 0.0% | $0.26 | — | — | *W EXP 09/16/202 | G28195116 |
| — | HYDRA INDS ACQUISITION CORP | 174,492 | $40,000 | 0.0% | $0.23 | — | — | RIGHT 99/99/9999 | 448740126 |
| — | FINTECH ACQUISITION CORP | 85,986 | $21,000 | 0.0% | $0.24 | — | — | *W EXP 02/19/202 | 31809H118 |
| — | PACE HLDGS CORP | 144,240 | $20,000 | 0.0% | $0.14 | — | — | *W EXP 99/99/999 | G6865N111 |
| — | HYDRA INDS ACQUISITION CORP | 87,697 | $19,000 | 0.0% | $0.22 | — | — | *W EXP 10/20/202 | 448740118 |
| — | WL ROSS HLDG CORP | 55,918 | $18,000 | 0.0% | $0.32 | — | — | *W EXP 06/11/201 | 92939D112 |
| — | GARNERO GROUP ACQUISITION CO | 95,533 | $12,000 | 0.0% | $0.13 | — | — | *W EXP 06/24/201 | G5866L116 |
| — | AR CAP ACQUISITION CORP | 54,189 | $10,000 | 0.0% | $0.18 | — | — | *W EXP 10/06/201 | 00191R117 |
| — | HENNESSY CAP ACQUISITION COR | 47,213 | $9,000 | 0.0% | $0.19 | — | — | *W EXP 07/28/202 | 42588J118 |
| — | WAUSAU PAPER CORP | 19,300 | $4,000 | 0.0% | $0.21 | — | — | PUT | 943315101 |
| — | 1347 CAP CORP | 97,833 | $3,000 | 0.0% | $0.03 | — | — | RIGHT 07/21/2016 | 68245V111 |
| — | PEP BOYS MANNY MOE & JACK | 44,300 | $2,000 | 0.0% | $0.05 | — | — | PUT | 713278109 |
| — | PMC-SIERRA INC | 4,800 | $0 | 0.0% | $0.00 | — | — | PUT | 69344F106 |