Location: Greenwich, CT
CIK: 0000011544 · Show all filings
Period: Q3 2015 (← Previous) (Next →)
Filing Date: Jul 8, 2016
Total Value: $624M
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HQY | HEALTHEQUITY INC | 11,969,151 | $354M | 56.7% | $29.55 | — | — | EQUITY | 42226A107 |
| — | POTASH CORP. OF SASKATCHEWAN INC. | 1,088,858 | $22.38M | 3.6% | $20.55 | — | — | EQUITY | 73755L107 |
| — | CITY NATL CORP | 221,299 | $19.49M | 3.1% | $88.06 | — | — | COM | 178566105 |
| — | HCC INS HLDGS INC | 246,460 | $19.09M | 3.1% | $77.47 | — | — | COM | 404132102 |
| — | PRECISION CASTPARTS CORP | 66,338 | $15.24M | 2.4% | $229.72 | — | — | COM | 740189105 |
| — | DEALERTRACK TECHNOLOGIES INC | 231,389 | $14.62M | 2.3% | $63.16 | — | — | COM | 242309102 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,421,095 | $14.08M | 2.3% | $9.91 | — | — | COM | 74874U101 |
| — | ALTERA CORP | 279,600 | $14M | 2.2% | $50.08 | — | — | CALL | 021441100 |
| — | SIGMA ALDRICH CORP | 82,371 | $11.44M | 1.8% | $138.92 | — | — | COM | 826552101 |
| — | PRECISION CASTPARTS CORP | 46,000 | $10.57M | 1.7% | $229.72 | — | — | CALL | 740189105 |
| — | Gores Holdings Inc | 863,640 | $8.714M | 1.4% | $10.09 | — | — | UNIT 99/99/9999 | 382866200 |
| — | WL ROSS HLDG CORP | 801,977 | $8.325M | 1.3% | $10.38 | — | — | COM SHS | 92939D104 |
| — | AR CAP ACQUISITION CORP | 780,630 | $7.689M | 1.2% | $9.85 | — | — | COM | 00191R109 |
| — | FREESCALE SEMICONDUCTOR LTD | 205,437 | $7.515M | 1.2% | $36.58 | — | — | COM | G3727Q101 |
| — | BOULEVARD ACQUISITION CORP | 664,913 | $6.629M | 1.1% | $9.97 | — | — | COM | 10157Q201 |
| — | TERRAPIN 3 ACQUISITION CORP | 579,815 | $5.729M | 0.9% | $9.88 | — | — | COM CL A | 88104P104 |
| — | ROI ACQUISITION CORP II | 506,424 | $5.064M | 0.8% | $10.00 | — | — | COM | 74966G101 |
| — | Con-Way Inc | 98,857 | $4.691M | 0.8% | $47.45 | — | — | COM | 205944101 |
| — | CAMBRIDGE CAP ACQUISITION CO | 436,421 | $4.364M | 0.7% | $10.00 | — | — | COM | 13215Q106 |
| — | GLOBAL DEFENSE & NATL SEC SY | 393,033 | $4.135M | 0.7% | $10.52 | — | — | COM | 37953N108 |
| — | STANCORP FINL GROUP INC | 33,593 | $3.836M | 0.6% | $114.19 | — | — | COM | 852891100 |
| — | Hennessy Capital Acquisition | 383,840 | $3.785M | 0.6% | $9.86 | — | — | unit | 42588J209 |
| — | HYDRA INDS ACQUISITION CORP | 335,920 | $3.258M | 0.5% | $9.70 | — | — | COM | 448740100 |
| — | Cytec Industries Inc | 41,926 | $3.096M | 0.5% | $73.84 | — | — | COM | 232820100 |
| — | Metro Bancorp Inc | 101,779 | $2.991M | 0.5% | $29.39 | — | — | COM | 59161R101 |
| — | National Penn Bancshares Inc | 251,370 | $2.954M | 0.5% | $11.75 | — | — | COM | 637138108 |
| — | Double Eagle Acquisition Corp | 278,864 | $2.828M | 0.5% | $10.14 | — | — | UNIT 99/99/9999 | G28195108 |
| — | GARNERO GROUP ACQUISITION CO | 276,782 | $2.729M | 0.4% | $9.86 | — | — | SHS | G5866L108 |
| — | HARMONY MERGER CORP | 268,408 | $2.657M | 0.4% | $9.90 | — | — | COM | 413247107 |
| — | Global Partner Acquisition Corp | 259,092 | $2.591M | 0.4% | $10.00 | — | — | COM | 37954X204 |
| CMCSA | COMCAST CORP NEW | 45,439 | $2.585M | 0.4% | $56.89 | — | — | CL A | 20030N101 |
| — | BROADCOM CORP CL A | 48,000 | $2.469M | 0.4% | $51.44 | — | — | COM | 111320107 |
| — | Easterly Acquisition Corp | 217,559 | $2.197M | 0.4% | $10.10 | — | — | UNIT 99/99/9999 | 27616L201 |
| — | SYMETRA FINL CORP | 61,237 | $1.938M | 0.3% | $31.65 | — | — | COM | 87151Q106 |
| — | THORATEC CORP | 29,757 | $1.882M | 0.3% | $63.25 | — | — | COM NEW | 885175307 |
| — | ZULILY INC | 96,920 | $1.686M | 0.3% | $17.40 | — | — | CL A | 989774104 |
| — | Merge Healthcare Inc | 233,181 | $1.656M | 0.3% | $7.10 | — | — | COM | 589499102 |
| — | REMY INTL INC NEW | 54,393 | $1.591M | 0.3% | $29.25 | — | — | COM | 75971M108 |
| — | Pace Holdings Corp | 144,240 | $1.471M | 0.2% | $10.20 | — | — | COM | G6865N129 |
| — | ATLANTIC ALLIANCE PARTNER CO | 141,733 | $1.44M | 0.2% | $10.16 | — | — | SHS | G04897107 |
| — | SOLERA HOLDINGS INC | 25,923 | $1.4M | 0.2% | $54.01 | — | — | COM | 83421A104 |
| — | STRATEGIC HOTELS & RESORTS I | 96,160 | $1.326M | 0.2% | $13.79 | — | — | COM | 86272T106 |
| — | Crestwood Midstream Partners Unit LP | 198,798 | $1.246M | 0.2% | $6.27 | — | — | UNIT | 226378107 |
| — | VIACOM INC NEW | 27,881 | $1.203M | 0.2% | $43.15 | — | — | CL B | 92553P102 |
| — | ALTERA CORP | 23,904 | $1.197M | 0.2% | $50.08 | — | — | COM | 021441100 |
| — | 1347 CAP CORP | 115,462 | $1.125M | 0.2% | $9.74 | — | — | COM | 68245V103 |
| LBTYAUSD | LIBERTY GLOBAL PLC | 24,040 | $1.032M | 0.2% | $42.93 | — | — | SHS CL A | G5480U104 |
| — | SINO MERCURY ACQUISITION COR | 95,810 | $953K | 0.2% | $9.95 | — | — | COM | 82936K102 |
| — | FINTECH ACQUISITION CORP | 95,860 | $935K | 0.1% | $9.75 | — | — | COM | 31809H100 |
| — | Dentsply Intl Inc | 17,445 | $882K | 0.1% | $50.56 | — | — | COM | 249030107 |
| — | ELECTRUM SPL ACQUISITION COR | 88,948 | $857K | 0.1% | $9.63 | — | — | COM | G3105C104 |
| — | AROWANA INC | 71,895 | $733K | 0.1% | $10.20 | — | — | UNIT 99/99/9999 | G05011138 |
| — | TWENTY FIRST CENTY FOX INC | 19,232 | $519K | 0.1% | $26.99 | — | — | CL B | 90130A200 |
| — | GP INVTS ACQUISITION COR | 51,701 | $512K | 0.1% | $9.90 | — | — | UNIT 99/99/9999 | G40357116 |
| — | SOLERA HOLDINGS INC | 48,000 | $252K | 0.0% | $5.25 | — | — | CALL | 83421A104 |
| — | ELECTRUM SPL ACQUISITION COR | 25,286 | $250K | 0.0% | $9.89 | — | — | UNIT 99/99/9999 | G3105C120 |
| — | CAMERON INTL CORP | 75,300 | $237K | 0.0% | $3.15 | — | — | CALL | 13342B105 |
| — | ADEPT Technology INC | 12,400 | $161K | 0.0% | $12.98 | — | — | COM | 006854202 |
| — | QUINPARIO ACQUISITION CORP 2 | 552,824 | $138K | 0.0% | $0.25 | — | — | *W EXP 01/01/202 | 74874U119 |
| — | PARTNERRE LTD | 26,500 | $129K | 0.0% | $4.87 | — | — | CALL | G6852T105 |
| — | AVAGO Technologies LTD | 9,600 | $125K | 0.0% | $13.02 | — | — | PUT | Y0486S104 |
| — | Cytec Industries Inc | 24,300 | $122K | 0.0% | $5.02 | — | — | CALL | 232820100 |
| — | Dot Hill Sys Corp | 128,000 | $118K | 0.0% | $0.92 | — | — | CALL | 25848T109 |
| — | HYDRA INDS ACQUISITION CORP | 279,302 | $101K | 0.0% | $0.36 | — | — | RIGHT 99/99/9999 | 448740126 |
| — | PRECISION CASTPARTS CORP | 24,800 | $100K | 0.0% | $4.03 | — | — | PUT | 740189105 |
| — | DISCOVERY COMMUNICATNS NEW | 3,269 | $79,000 | 0.0% | $24.17 | — | — | COM SER C | 25470F302 |
| — | PEPCO HOLDINGS INC | 26,500 | $67,000 | 0.0% | $2.53 | — | — | CALL | 713291102 |
| — | HARMONY MERGER CORP | 224,666 | $67,000 | 0.0% | $0.30 | — | — | *W EXP 01/01/202 | 413247123 |
| — | IPC Healthcare Inc | 24,000 | $64,000 | 0.0% | $2.67 | — | — | PUT | 44984A105 |
| — | WL ROSS HLDG CORP | 75,082 | $62,000 | 0.0% | $0.83 | — | — | *W EXP 06/11/201 | 92939D112 |
| — | GARNERO GROUP ACQUISITION CO | 258,619 | $57,000 | 0.0% | $0.22 | — | — | RIGHT 06/25/2016 | G5866L132 |
| — | XOOM CORP | 57,500 | $49,000 | 0.0% | $0.85 | — | — | CALL | 98419Q101 |
| — | HYDRA INDS ACQUISITION CORP | 160,449 | $47,000 | 0.0% | $0.29 | — | — | *W EXP 10/20/202 | 448740118 |
| — | 1347 CAP CORP | 98,983 | $33,000 | 0.0% | $0.33 | — | — | RIGHT 07/21/2016 | 68245V111 |
| — | National Penn Bancshares Inc | 47,800 | $33,000 | 0.0% | $0.69 | — | — | CALL | 637138108 |
| — | CAMBRIDGE CAP ACQUISITION CO | 107,655 | $27,000 | 0.0% | $0.25 | — | — | *W EXP 12/17/201 | 13215Q114 |
| — | SINO MERCURY ACQUISITION COR | 50,205 | $26,000 | 0.0% | $0.52 | — | — | RIGHT 08/26/2016 | 82936K110 |
| — | FINTECH ACQUISITION CORP | 86,082 | $25,000 | 0.0% | $0.29 | — | — | *W EXP 02/19/202 | 31809H118 |
| — | WILLIAMS PARTNERS L P NEW | 67,700 | $25,000 | 0.0% | $0.37 | — | — | CALL | 96949L105 |
| — | ACE LTD | 14,400 | $21,000 | 0.0% | $1.46 | — | — | COM | H0023R105 |
| — | ROI ACQUISITION CORP II | 49,745 | $18,000 | 0.0% | $0.36 | — | — | *W EXP 09/17/201 | 74966G119 |
| — | Merge Healthcare Inc | 4,800 | $17,000 | 0.0% | $3.54 | — | — | CALL | 589499102 |
| — | KYTHERA BIOPHARMACEUTICALS I | 3,300 | $17,000 | 0.0% | $5.15 | — | — | CALL | 501570105 |
| — | AR CAP ACQUISITION CORP | 65,035 | $16,000 | 0.0% | $0.25 | — | — | *W EXP 10/06/201 | 00191R117 |
| — | GARNERO GROUP ACQUISITION CO | 95,533 | $12,000 | 0.0% | $0.13 | — | — | *W EXP 06/24/201 | G5866L116 |
| COP | CONOCOPHILLIPS | 33,700 | $5,000 | 0.0% | $0.15 | — | — | CALL | 20825C104 |
| — | MYLAN N V | 95,600 | $2,000 | 0.0% | $0.02 | — | — | CALL | N59465109 |
| — | DEALERTRACK TECHNOLOGIES INC | 6,600 | $2,000 | 0.0% | $0.30 | — | — | PUT | 242309102 |