Location: Greenwich, CT
CIK: 0000011544 · Show all filings
Period: Q3 2016 (← Previous) (Next →)
Filing Date: Aug 14, 2017
Total Value: $921M
| Ticker | Issuer | Shares | Value | % | Share Price | Est. Cost/Share | Unrealized @ Report Date | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|---|
| HQY | HEALTHEQUITY INC | 11,969,000 | $453M | 49.2% | $37.85 | — | — | COM | 42226A107 |
| — | NETSUITE INC | 31,780,000 | $35.06M | 3.8% | $1.10 | — | — | NOTE 0.250% 6/1/2018 | 64118QAB3 |
| WRB | W.R. BERKLEY CORP. | 549,000 | $31.71M | 3.4% | $57.76 | — | — | COM | 084423102 |
| — | LINKEDIN CORP | 162,700 | $31.09M | 3.4% | $191.12 | — | — | CALL | 53578A108 |
| — | QUINPARIO ACQUISITION CORP 2 | 1,993,930 | $19.76M | 2.1% | $9.91 | — | — | COM | 74874U101 |
| — | POTASH CORP. OF SASKATCHEWAN INC. | 1,089,000 | $17.77M | 1.9% | $16.32 | — | — | COM | 73755L107 |
| — | DOUBLE EAGLE ACQUISITION COR | 1,755,426 | $17.38M | 1.9% | $9.90 | — | — | COM | G28195124 |
| — | LINKEDIN CORP | 89,945 | $17.19M | 1.9% | $191.12 | — | — | COM CL A | 53578A108 |
| — | PRIVATEBANCORP INC | 364,807 | $16.75M | 1.8% | $45.92 | — | — | COM | 742962103 |
| — | BOULEVARD ACQUISITION | 1,660,232 | $16.35M | 1.8% | $9.85 | — | — | CL A | 10157Q102 |
| — | VALSPAR CORP | 148,960 | $15.8M | 1.7% | $106.07 | — | — | COM | 920355104 |
| — | LINKEDIN CORP | 14,782,000 | $14.65M | 1.6% | $0.99 | — | — | NOTE 0.500%11/01/2019 | 53578AAB4 |
| — | AR CAP ACQUISITION CORP | 1,417,879 | $14.11M | 1.5% | $9.95 | — | — | COM | 00191R109 |
| — | FLEETMATICS GROUP PLC | 220,342 | $13.22M | 1.4% | $59.98 | — | — | COM | G35569105 |
| — | WHITEWAVE FOODS CO | 241,324 | $13.13M | 1.4% | $54.43 | — | — | COM | 966244105 |
| — | CAPITOL ACQUISITION CORP III | 1,275,742 | $12.57M | 1.4% | $9.85 | — | — | COM | 14055M106 |
| — | HENNESSY CAP ACQUISITION COR | 1,172,750 | $11.49M | 1.2% | $9.80 | — | — | COM | 42588J100 |
| — | VIRGIN AMER INC | 201,424 | $10.78M | 1.2% | $53.51 | — | — | COM VTG | 92765X208 |
| — | CST BRANDS INC | 204,814 | $9.85M | 1.1% | $48.09 | — | — | COM | 12646R105 |
| — | INTERACTIVE INTELLIGENCE GRO | 7,704,000 | $8.882M | 1.0% | $1.15 | — | — | NOTE 1.250% 6/1/2020 | 45841VAB5 |
| — | SUFFOLK BANCORP | 216,675 | $7.534M | 0.8% | $34.77 | — | — | COM | 864739107 |
| — | HARMONY MERGER CORP | 693,072 | $6.965M | 0.8% | $10.05 | — | — | COM | 413247107 |
| — | CEPHEID | 122,285 | $6.443M | 0.7% | $52.69 | — | — | COM | 15670R107 |
| — | EASTERLY ACQUISITION CORP | 641,588 | $6.377M | 0.7% | $9.94 | — | — | COM | 27616L102 |
| — | ELECTRUM SPL ACQUISITION COR | 641,867 | $6.315M | 0.7% | $9.84 | — | — | SHS | G3105C104 |
| — | INCONTACT INC | 441,481 | $6.172M | 0.7% | $13.98 | — | — | COM | 45336E109 |
| — | EVERBANK FINL CORP | 293,233 | $5.677M | 0.6% | $19.36 | — | — | COM | 29977G102 |
| — | PACE HLDGS CORP | 545,567 | $5.368M | 0.6% | $9.84 | — | — | CL A | G6865N103 |
| — | NATIONAL INTERSTATE CORP | 150,380 | $4.892M | 0.5% | $32.53 | — | — | COM | 63654U100 |
| — | AEP INDS INC | 43,168 | $4.721M | 0.5% | $109.36 | — | — | COM | 001031103 |
| — | LINKEDIN CORP | 24,100 | $4.606M | 0.5% | $191.12 | — | — | PUT | 53578A108 |
| — | ITC HLDGS CORP | 96,300 | $4.476M | 0.5% | $46.48 | — | — | COM | 465685105 |
| — | HYDRA INDS ACQUISITION CORP | 442,336 | $4.406M | 0.5% | $9.96 | — | — | COM | 448740100 |
| — | G & K SVCS INC | 45,245 | $4.32M | 0.5% | $95.48 | — | — | CL A | 361268105 |
| — | ATLANTIC ALLIANCE PARTNER CO | 404,700 | $4.249M | 0.5% | $10.50 | — | — | SHS | G04897107 |
| — | SPECTRA ENERGY CORP | 96,298 | $4.117M | 0.4% | $42.75 | — | — | COM | 847560109 |
| — | GLOBAL PARTNER ACQUISITION C | 306,596 | $3.011M | 0.3% | $9.82 | — | — | COM | 37954X105 |
| — | LANDCADIA HLDGS INC | 287,744 | $2.949M | 0.3% | $10.25 | — | — | UNIT 12/31/2021T | 51476W206 |
| — | CYNAPSUS THERAPEUTICS INC | 70,500 | $2.836M | 0.3% | $40.23 | — | — | PUT | 23257Y859 |
| — | GP INVTS ACQUISITION COR | 281,851 | $2.762M | 0.3% | $9.80 | — | — | SHS | G40357124 |
| — | AROWANA INC | 266,654 | $2.717M | 0.3% | $10.19 | — | — | SHS | G05011104 |
| — | CYNAPSUS THERAPEUTICS INC | 67,410 | $2.712M | 0.3% | $40.23 | — | — | COM PAR NO PAR | 23257Y859 |
| — | KLR ENERGY ACQUISITION CORP | 231,024 | $2.338M | 0.3% | $10.12 | — | — | CL A | 49877M108 |
| KLAC | KLA-TENCOR CORP | 33,200 | $2.314M | 0.3% | $69.70 | — | — | CALL | 482480100 |
| L | LOEWS CORP | 54,891 | $2.259M | 0.2% | $41.15 | — | — | COM | 540424108 |
| — | LIBERTY GLOBAL PLC | 67,507 | $2.23M | 0.2% | $33.03 | — | — | SHS CL C | G5480U120 |
| — | MONSANTO CO NEW | 20,900 | $2.136M | 0.2% | $102.20 | — | — | COM | 61166W101 |
| — | M III ACQUISITION CORP | 216,675 | $2.123M | 0.2% | $9.80 | — | — | UNIT 99/99/9999T | 55378T203 |
| — | WHITEWAVE FOODS CO | 34,800 | $1.894M | 0.2% | $54.43 | — | — | CALL | 966244105 |
| — | BARINGTON HILCO ACQUISITION | 163,642 | $1.653M | 0.2% | $10.10 | — | — | COM | 06759V101 |
| — | CF CORP | 152,346 | $1.491M | 0.2% | $9.79 | — | — | SHS CL A | G20307107 |
| — | M I ACQUISITIONS INC | 144,450 | $1.447M | 0.2% | $10.02 | — | — | UNIT 99/99/9999 | 55304A203 |
| — | FLEETMATICS GROUP PLC | 24,000 | $1.44M | 0.2% | $60.00 | — | — | PUT | G35569105 |
| — | DTS INC | 24,100 | $1.025M | 0.1% | $42.53 | — | — | COM | 23335C101 |
| — | SABAN CAP ACQUISITION CORP | 96,300 | $971K | 0.1% | $10.08 | — | — | UNIT 99/99/9999 | 78516C205 |
| — | STELLAR ACQUISITION III INC | 96,300 | $960K | 0.1% | $9.97 | — | — | UNIT 03/22/2022 | Y8172W123 |
| — | ANDINA ACQUISITION CORP II | 96,160 | $951K | 0.1% | $9.89 | — | — | SHS | G0441P104 |
| — | RAPTOR PHARMACEUTICAL CORP | 106,026 | $951K | 0.1% | $8.97 | — | — | COM | 75382F106 |
| — | RAPTOR PHARMACEUTICAL CORP | 104,300 | $936K | 0.1% | $8.97 | — | — | CALL | 75382F106 |
| — | RITE AID CORP | 119,400 | $918K | 0.1% | $7.69 | — | — | CALL | 767754104 |
| — | CARDINAL FINL CORP | 32,818 | $856K | 0.1% | $26.08 | — | — | COM | 14149F109 |
| — | INTERSIL CORP | 38,500 | $844K | 0.1% | $21.92 | — | — | PUT | 46069S109 |
| — | CEPHEID | 15,900 | $838K | 0.1% | $52.70 | — | — | PUT | 15670R107 |
| — | APIGEE CORP | 48,088 | $837K | 0.1% | $17.41 | — | — | COM | 03765N108 |
| — | EPIQ SYS INC | 45,452 | $750K | 0.1% | $16.50 | — | — | COM | 26882D109 |
| — | TWENTY FIRST CENTY FOX INC | 29,010 | $703K | 0.1% | $24.23 | — | — | CL A | 90130A101 |
| — | TERRAPIN 3 ACQUISITION CORP | 64,199 | $638K | 0.1% | $9.94 | — | — | COM CL A | 88104P104 |
| — | CYNAPSUS THERAPEUTICS INC | 14,700 | $591K | 0.1% | $40.20 | — | — | CALL | 23257Y859 |
| — | GORES HLDGS INC | 48,028 | $519K | 0.1% | $10.81 | — | — | CL A | 382866101 |
| — | DISCOVERY COMMUNICATNS NEW | 19,260 | $518K | 0.1% | $26.90 | — | — | COM SER A | 25470F104 |
| — | VITAE PHARMACEUTICALS INC | 23,071 | $483K | 0.1% | $20.94 | — | — | COM | 92847N103 |
| — | COBALT INTERNATIONAL ENERGY INC | 275,000 | $341K | 0.0% | $1.24 | — | — | COM | 19075F106 |
| — | ENVISION HEALTHCARE HLDGS IN | 10,111 | $225K | 0.0% | $22.25 | — | — | COM | 29413U103 |
| — | SPECTRA ENERGY CORP | 48,100 | $159K | 0.0% | $3.31 | — | — | CALL | 847560109 |
| — | PACE HLDGS CORP | 266,597 | $112K | 0.0% | $0.42 | — | — | *W EXP 99/99/999 | G6865N111 |
| — | WHITEWAVE FOODS CO | 2,000 | $109K | 0.0% | $54.50 | — | — | PUT | 966244105 |
| — | DOUBLE EAGLE ACQUISITION COR | 248,585 | $99,000 | 0.0% | $0.40 | — | — | *W EXP 09/16/202 | G28195116 |
| — | VITAE PHARMACEUTICALS INC | 3,900 | $82,000 | 0.0% | $21.03 | — | — | PUT | 92847N103 |
| — | QUINPARIO ACQUISITION CORP 2 | 405,122 | $71,000 | 0.0% | $0.18 | — | — | *W EXP 01/01/202 | 74874U119 |
| — | AROWANA INC | 181,262 | $27,000 | 0.0% | $0.15 | — | — | RIGHT 01/01/2017 | G05011120 |
| — | ANDINA ACQUISITION CORP II | 94,718 | $27,000 | 0.0% | $0.29 | — | — | RIGHT 09/01/2017 | G0441P120 |
| — | HYDRA INDS ACQUISITION CORP | 43,312 | $19,000 | 0.0% | $0.44 | — | — | RIGHT 99/99/9999 | 448740126 |
| — | CEPHEID | 3,200 | $16,000 | 0.0% | $5.00 | — | — | CALL | 15670R107 |
| — | ANDINA ACQUISITION CORP II | 86,544 | $16,000 | 0.0% | $0.18 | — | — | *W EXP 11/23/202 | G0441P138 |
| — | AROWANA INC | 178,606 | $13,000 | 0.0% | $0.07 | — | — | *W EXP 04/29/202 | G05011112 |