Radcliffe Capital Management, L.P. Diversified Active

Name: Radcliffe Capital Management, L.P. Q2 2014 13F Filing | 13F Explorer
Creator: Radcliffe Capital Management, L.P.
Published: 2014-08-14

Location: Bala Cynwyd, PA

CIK: 0001218275 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Aug 14, 2014

Total Value: $166M (0.0% shares, 100.0% debt)

Holdings (16)

— Prospect Capital Corp 18.0%

Value $29.88M Shares 28,508,000 Share Price $1.05 Est. Cost/Share $1.05 Unrealized @ Report Date —

— Live Nation Entertainment Inc 17.1%

Value $28.47M Shares 28,354,000 Share Price $1.00 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Ares Capital Corp 14.6%

Value $24.29M Shares 22,725,000 Share Price $1.07 Est. Cost/Share $1.09 Unrealized @ Report Date —

— Goldcorp Inc 9.6%

Value $15.91M Shares 15,884,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Headwaters Inc 8.7%

Value $14.49M Shares 13,400,000 Share Price $1.08 Est. Cost/Share $1.08 Unrealized @ Report Date —

— Rovi Corp 8.1%

Value $13.45M Shares 13,270,000 Share Price $1.01 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Newmont Mining Corp 6.0%

Value $10.01M Shares 10,000,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Prospect Capital Corp 5.9%

Value $9.78M Shares 9,110,000 Share Price $1.07 Est. Cost/Share $1.07 Unrealized @ Report Date —

— Ares Capital Corp 2.7%

Value $4.574M Shares 4,261,000 Share Price $1.07 Est. Cost/Share $1.08 Unrealized @ Report Date —

— Regis Corp 2.4%

Value $4.015M Shares 4,000,000 Share Price $1.00 Est. Cost/Share $1.03 Unrealized @ Report Date —

— Chiquita Brands International 1.8%

Value $3.027M Shares 3,000,000 Share Price $1.01 Est. Cost/Share $0.99 Unrealized @ Report Date —

— Digital River Inc 1.3%

Value $2.164M Shares 2,171,000 Share Price $1.00 Est. Cost/Share $0.99 Unrealized @ Report Date —

— Ares Capital Corp 1.3%

Value $2.14M Shares 2,000,000 Share Price $1.07 Est. Cost/Share $1.07 Unrealized @ Report Date —

— TIBCO Software Inc 1.2%

Value $2.025M Shares 2,000,000 Share Price $1.01 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Nuance Communications Inc 1.2%

Value $2.01M Shares 2,000,000 Share Price $1.00 Est. Cost/Share $0.98 Unrealized @ Report Date —

— Prospect Capital Corp 0.1%

Value $231K Shares 221,000 Share Price $1.05 Est. Cost/Share $1.05 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	Prospect Capital Corp	28,508,000	$29.88M	18.0%	$1.05	$1.05	—	CONVRT BOND	74348TAD4
—	Live Nation Entertainment Inc	28,354,000	$28.47M	17.1%	$1.00	$1.01	—	CONVRT BOND	538034AB5
—	Ares Capital Corp	22,725,000	$24.29M	14.6%	$1.07	$1.09	—	CONVRT BOND	04010LAB9
—	Goldcorp Inc	15,884,000	$15.91M	9.6%	$1.00	$1.00	—	CONVRT BOND	380956AB8
—	Headwaters Inc	13,400,000	$14.49M	8.7%	$1.08	$1.08	—	CONVRT BOND	42210PAR3
—	Rovi Corp	13,270,000	$13.45M	8.1%	$1.01	$1.02	—	CONVRT BOND	779376AB8
—	Newmont Mining Corp	10,000,000	$10.01M	6.0%	$1.00	$1.00	—	CONVRT BOND	651639AH9
—	Prospect Capital Corp	9,110,000	$9.78M	5.9%	$1.07	$1.07	—	CONVRT BOND	74348TAC6
—	Ares Capital Corp	4,261,000	$4.574M	2.7%	$1.07	$1.08	—	CONVRT BOND	04010LAD5
—	Regis Corp	4,000,000	$4.015M	2.4%	$1.00	$1.03	—	CONVRT BOND	758932AA5
—	Chiquita Brands International	3,000,000	$3.027M	1.8%	$1.01	$0.99	—	CONVRT BOND	170032AT3
—	Digital River Inc	2,171,000	$2.164M	1.3%	$1.00	$0.99	—	CONVRT BOND	25388BAD6
—	Ares Capital Corp	2,000,000	$2.14M	1.3%	$1.07	$1.07	—	CONVRT BOND	04010LAG8
—	TIBCO Software Inc	2,000,000	$2.025M	1.2%	$1.01	$1.01	—	CONVRT BOND	88632QAB9
—	Nuance Communications Inc	2,000,000	$2.01M	1.2%	$1.00	$0.98	—	CONVRT BOND	67020YAF7
—	Prospect Capital Corp	221,000	$231K	0.1%	$1.05	$1.05	—	CONVRT BOND	74348TAK8