Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q2 2014 (← Previous) (Next →)

Filing Date: Aug 14, 2014

Total Value ($000): $166,465 (0.0% shares, 100.0% debt)

Holdings (16)

— Prospect Capital Corp 18.0%

Value ($000) $29,884 Shares 28,508,000 Est. Cost $1.05 Unrealized —

— Live Nation Entertainment Inc 17.1%

Value ($000) $28,466 Shares 28,354,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corp 14.6%

Value ($000) $24,292 Shares 22,725,000 Est. Cost $1.09 Unrealized —

— Goldcorp Inc 9.6%

Value ($000) $15,906 Shares 15,884,000 Est. Cost $1.00 Unrealized —

— Headwaters Inc 8.7%

Value ($000) $14,494 Shares 13,400,000 Est. Cost $1.08 Unrealized —

— Rovi Corp 8.1%

Value ($000) $13,450 Shares 13,270,000 Est. Cost $1.02 Unrealized —

— Newmont Mining Corp 6.0%

Value ($000) $10,007 Shares 10,000,000 Est. Cost $1.00 Unrealized —

— Prospect Capital Corp 5.9%

Value ($000) $9,780 Shares 9,110,000 Est. Cost $1.07 Unrealized —

— Ares Capital Corp 2.7%

Value ($000) $4,574 Shares 4,261,000 Est. Cost $1.08 Unrealized —

— Regis Corp 2.4%

Value ($000) $4,015 Shares 4,000,000 Est. Cost $1.03 Unrealized —

— Chiquita Brands International 1.8%

Value ($000) $3,027 Shares 3,000,000 Est. Cost $0.99 Unrealized —

— Digital River Inc 1.3%

Value ($000) $2,164 Shares 2,171,000 Est. Cost $0.99 Unrealized —

— Ares Capital Corp 1.3%

Value ($000) $2,140 Shares 2,000,000 Est. Cost $1.07 Unrealized —

— TIBCO Software Inc 1.2%

Value ($000) $2,025 Shares 2,000,000 Est. Cost $1.01 Unrealized —

— Nuance Communications Inc 1.2%

Value ($000) $2,010 Shares 2,000,000 Est. Cost $0.98 Unrealized —

— Prospect Capital Corp 0.1%

Value ($000) $231 Shares 221,000 Est. Cost $1.05 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Prospect Capital Corp	28,508,000	$29,884	18.0%	$1.05	—	CONVRT BOND	74348TAD4
—	Live Nation Entertainment Inc	28,354,000	$28,466	17.1%	$1.01	—	CONVRT BOND	538034AB5
—	Ares Capital Corp	22,725,000	$24,292	14.6%	$1.09	—	CONVRT BOND	04010LAB9
—	Goldcorp Inc	15,884,000	$15,906	9.6%	$1.00	—	CONVRT BOND	380956AB8
—	Headwaters Inc	13,400,000	$14,494	8.7%	$1.08	—	CONVRT BOND	42210PAR3
—	Rovi Corp	13,270,000	$13,450	8.1%	$1.02	—	CONVRT BOND	779376AB8
—	Newmont Mining Corp	10,000,000	$10,007	6.0%	$1.00	—	CONVRT BOND	651639AH9
—	Prospect Capital Corp	9,110,000	$9,780	5.9%	$1.07	—	CONVRT BOND	74348TAC6
—	Ares Capital Corp	4,261,000	$4,574	2.7%	$1.08	—	CONVRT BOND	04010LAD5
—	Regis Corp	4,000,000	$4,015	2.4%	$1.03	—	CONVRT BOND	758932AA5
—	Chiquita Brands International	3,000,000	$3,027	1.8%	$0.99	—	CONVRT BOND	170032AT3
—	Digital River Inc	2,171,000	$2,164	1.3%	$0.99	—	CONVRT BOND	25388BAD6
—	Ares Capital Corp	2,000,000	$2,140	1.3%	$1.07	—	CONVRT BOND	04010LAG8
—	TIBCO Software Inc	2,000,000	$2,025	1.2%	$1.01	—	CONVRT BOND	88632QAB9
—	Nuance Communications Inc	2,000,000	$2,010	1.2%	$0.98	—	CONVRT BOND	67020YAF7
—	Prospect Capital Corp	221,000	$231	0.1%	$1.05	—	CONVRT BOND	74348TAK8