Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 14, 2014

Total Value ($000): $131,098 (0.0% shares, 100.0% debt)

Holdings (13)

— Prospect Capital Corp 32.6%

Value ($000) $42,694 Shares 41,234,000 Est. Cost $1.04 Unrealized —

— Ares Capital Corp 18.1%

Value ($000) $23,750 Shares 22,725,000 Est. Cost $1.09 Unrealized —

— Headwaters Inc 11.8%

Value ($000) $15,408 Shares 14,400,000 Est. Cost $1.08 Unrealized —

— Rovi Corp 10.2%

Value ($000) $13,351 Shares 13,270,000 Est. Cost $1.02 Unrealized —

— Fifth Street Finance Corp 7.9%

Value ($000) $10,350 Shares 9,950,000 Est. Cost $1.04 Unrealized —

— Prospect Capital Corp 7.3%

Value ($000) $9,612 Shares 9,110,000 Est. Cost $1.07 Unrealized —

— Ares Capital Corp 3.4%

Value ($000) $4,459 Shares 4,261,000 Est. Cost $1.08 Unrealized —

— Chiquita Brands International 2.3%

Value ($000) $3,007 Shares 3,000,000 Est. Cost $0.99 Unrealized —

— Digital River Inc 1.6%

Value ($000) $2,163 Shares 2,171,000 Est. Cost $0.99 Unrealized —

— Ares Capital Corp 1.6%

Value ($000) $2,092 Shares 2,000,000 Est. Cost $1.07 Unrealized —

— TIBCO Software Inc 1.5%

Value ($000) $2,005 Shares 2,000,000 Est. Cost $1.01 Unrealized —

— Nuance Communications Inc 1.5%

Value ($000) $1,979 Shares 2,000,000 Est. Cost $0.98 Unrealized —

— Prospect Capital Corp 0.2%

Value ($000) $228 Shares 221,000 Est. Cost $1.05 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Prospect Capital Corp	41,234,000	$42,694	32.6%	$1.04	—	CONVRT BOND	74348TAD4
—	Ares Capital Corp	22,725,000	$23,750	18.1%	$1.09	—	CONVRT BOND	04010LAB9
—	Headwaters Inc	14,400,000	$15,408	11.8%	$1.08	—	CONVRT BOND	42210PAR3
—	Rovi Corp	13,270,000	$13,351	10.2%	$1.02	—	CONVRT BOND	779376AB8
—	Fifth Street Finance Corp	9,950,000	$10,350	7.9%	$1.04	—	CONVRT BOND	31679BAC4
—	Prospect Capital Corp	9,110,000	$9,612	7.3%	$1.07	—	CONVRT BOND	74348TAC6
—	Ares Capital Corp	4,261,000	$4,459	3.4%	$1.08	—	CONVRT BOND	04010LAD5
—	Chiquita Brands International	3,000,000	$3,007	2.3%	$0.99	—	CONVRT BOND	170032AT3
—	Digital River Inc	2,171,000	$2,163	1.6%	$0.99	—	CONVRT BOND	25388BAD6
—	Ares Capital Corp	2,000,000	$2,092	1.6%	$1.07	—	CONVRT BOND	04010LAG8
—	TIBCO Software Inc	2,000,000	$2,005	1.5%	$1.01	—	CONVRT BOND	88632QAB9
—	Nuance Communications Inc	2,000,000	$1,979	1.5%	$0.98	—	CONVRT BOND	67020YAF7
—	Prospect Capital Corp	221,000	$228	0.2%	$1.05	—	CONVRT BOND	74348TAK8