Radcliffe Capital Management, L.P. Diversified Active

Name: Radcliffe Capital Management, L.P. Q3 2014 13F Filing | 13F Explorer
Creator: Radcliffe Capital Management, L.P.
Published: 2014-11-14

Location: Bala Cynwyd, PA

CIK: 0001218275 · Show all filings

Period: Q3 2014 (← Previous) (Next →)

Filing Date: Nov 14, 2014

Total Value: $131M (0.0% shares, 100.0% debt)

Holdings (13)

— Prospect Capital Corp 32.6%

Value $42.69M Shares 41,234,000 Share Price $1.04 Est. Cost/Share $1.04 Unrealized @ Report Date —

— Ares Capital Corp 18.1%

Value $23.75M Shares 22,725,000 Share Price $1.05 Est. Cost/Share $1.09 Unrealized @ Report Date —

— Headwaters Inc 11.8%

Value $15.41M Shares 14,400,000 Share Price $1.07 Est. Cost/Share $1.08 Unrealized @ Report Date —

— Rovi Corp 10.2%

Value $13.35M Shares 13,270,000 Share Price $1.01 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Fifth Street Finance Corp 7.9%

Value $10.35M Shares 9,950,000 Share Price $1.04 Est. Cost/Share $1.04 Unrealized @ Report Date —

— Prospect Capital Corp 7.3%

Value $9.612M Shares 9,110,000 Share Price $1.06 Est. Cost/Share $1.07 Unrealized @ Report Date —

— Ares Capital Corp 3.4%

Value $4.459M Shares 4,261,000 Share Price $1.05 Est. Cost/Share $1.08 Unrealized @ Report Date —

— Chiquita Brands International 2.3%

Value $3.007M Shares 3,000,000 Share Price $1.00 Est. Cost/Share $0.99 Unrealized @ Report Date —

— Digital River Inc 1.6%

Value $2.163M Shares 2,171,000 Share Price $1.00 Est. Cost/Share $0.99 Unrealized @ Report Date —

— Ares Capital Corp 1.6%

Value $2.092M Shares 2,000,000 Share Price $1.05 Est. Cost/Share $1.07 Unrealized @ Report Date —

— TIBCO Software Inc 1.5%

Value $2.005M Shares 2,000,000 Share Price $1.00 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Nuance Communications Inc 1.5%

Value $1.979M Shares 2,000,000 Share Price $0.99 Est. Cost/Share $0.98 Unrealized @ Report Date —

— Prospect Capital Corp 0.2%

Value $228K Shares 221,000 Share Price $1.03 Est. Cost/Share $1.05 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	Prospect Capital Corp	41,234,000	$42.69M	32.6%	$1.04	$1.04	—	CONVRT BOND	74348TAD4
—	Ares Capital Corp	22,725,000	$23.75M	18.1%	$1.05	$1.09	—	CONVRT BOND	04010LAB9
—	Headwaters Inc	14,400,000	$15.41M	11.8%	$1.07	$1.08	—	CONVRT BOND	42210PAR3
—	Rovi Corp	13,270,000	$13.35M	10.2%	$1.01	$1.02	—	CONVRT BOND	779376AB8
—	Fifth Street Finance Corp	9,950,000	$10.35M	7.9%	$1.04	$1.04	—	CONVRT BOND	31679BAC4
—	Prospect Capital Corp	9,110,000	$9.612M	7.3%	$1.06	$1.07	—	CONVRT BOND	74348TAC6
—	Ares Capital Corp	4,261,000	$4.459M	3.4%	$1.05	$1.08	—	CONVRT BOND	04010LAD5
—	Chiquita Brands International	3,000,000	$3.007M	2.3%	$1.00	$0.99	—	CONVRT BOND	170032AT3
—	Digital River Inc	2,171,000	$2.163M	1.6%	$1.00	$0.99	—	CONVRT BOND	25388BAD6
—	Ares Capital Corp	2,000,000	$2.092M	1.6%	$1.05	$1.07	—	CONVRT BOND	04010LAG8
—	TIBCO Software Inc	2,000,000	$2.005M	1.5%	$1.00	$1.01	—	CONVRT BOND	88632QAB9
—	Nuance Communications Inc	2,000,000	$1.979M	1.5%	$0.99	$0.98	—	CONVRT BOND	67020YAF7
—	Prospect Capital Corp	221,000	$228K	0.2%	$1.03	$1.05	—	CONVRT BOND	74348TAK8