CIK: 0001569766 · Show all filings
Period: Q4 2016 (← Previous) (Next →)
Filing Date: Jan 20, 2017
Total Value ($000): $191,526 (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value ($000) | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) | 672,551 | $10,815 | 5.6% | $14.26 | — | Common Stock | 33738E109 |
| — | EATON VANCE LTD DURATION INCOME FUND (EVV) | 604,625 | $8,295 | 4.3% | $12.90 | — | Common Stock | 27828H105 |
| — | COHEN & STEERS REIT & PREFERRED INCOME (RNP) | 432,862 | $8,275 | 4.3% | $18.51 | — | Common Stock | 19247X100 |
| — | DIVERSIFIED REAL ASSET INCOME (XDRAX) | 469,413 | $7,318 | 3.8% | $15.73 | — | Common Stock | 25533B108 |
| — | APOLLO INVESTMENT CORP (AINV) | 974,593 | $5,711 | 3.0% | $5.31 | — | Common Stock | 03761U106 |
| — | KAYNE ANDERSON ENERGY TOTAL RETURN (KYE) | 482,577 | $5,699 | 3.0% | $9.66 | — | Common Stock | 48660P104 |
| — | AMERICAN CAPITAL LTD (ACAS) | 289,634 | $5,190 | 2.7% | $13.83 | — | Common Stock | 02503Y103 |
| PSEC | PROSPECT CAPITAL CORP (PSEC) | 617,218 | $5,154 | 2.7% | $2.19 | +21.7% | Common Stock | 74348T102 |
| — | DEUTSCHE MULTI-MARKET INCOME (KMM) | 516,820 | $4,403 | 2.3% | $7.71 | — | Common Stock | 25160E102 |
| — | IQ US REAL ESTATE SMALL CAP ETF (ROOF) | 161,589 | $4,397 | 2.3% | $25.20 | — | Common Stock | 45409B628 |
| AAPL | APPLE INC (AAPL) | 29,087 | $3,369 | 1.8% | $25.41 | +2.7% | Common Stock | 037833100 |
| — | INVESCO SENIOR INCOME TRUST (VVR) | 678,599 | $3,149 | 1.6% | $4.09 | — | Common Stock | 46131H107 |
| DEM | WISDOMTREE EMERGING MARKETS HIGH DIV ETF (DEM) | 82,584 | $3,084 | 1.6% | $32.20 | — | Common Stock | 97717W315 |
| HYLS | FIRST TRUST TACTICAL HIGH YIELD ETF (HYLS) | 63,648 | $3,070 | 1.6% | $47.05 | — | Common Stock | 33738D408 |
| MPC | MARATHON PETROLEUM CORP (MPC) | 59,640 | $3,003 | 1.6% | $30.82 | +11.1% | Common Stock | 56585A102 |
| — | APOLLO EDUCATION GROUP INC (APOL) | 272,223 | $2,695 | 1.4% | $7.95 | — | Common Stock | 037604105 |
| F | FORD MOTOR CO (F) | 214,414 | $2,601 | 1.4% | $8.21 | -8.9% | Common Stock | 345370860 |
| EMR | EMERSON ELECTRIC CO (EMR) | 43,797 | $2,442 | 1.3% | $37.63 | +13.9% | Common Stock | 291011104 |
| — | WASHINGTON PRIME GROUP INC (WPG) | 221,522 | $2,306 | 1.2% | $12.36 | — | Common Stock | 93964W108 |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND ETF (VCSH) | 28,660 | $2,275 | 1.2% | $79.05 | — | Common Stock | 92206C409 |
| NSC | NORFOLK SOUTHERN CORP (NSC) | 20,425 | $2,207 | 1.2% | $67.03 | +25.3% | Common Stock | 655844108 |
| VO | VANGUARD MID-CAP ETF (VO) | 16,184 | $2,130 | 1.1% | $106.85 | — | Common Stock | 922908629 |
| — | FRONTIER COMMUNICATIONS CORP (FTR) | 622,283 | $2,103 | 1.1% | $4.64 | — | Common Stock | 35906A108 |
| XOM | EXXON MOBIL CORP (XOM) | 22,572 | $2,037 | 1.1% | $51.39 | +13.2% | Common Stock | 30231G102 |
| — | BLACKROCK MUNI INC INV QTY TRUST (BAF) | 141,794 | $2,022 | 1.1% | $14.79 | — | Common Stock | 09250G102 |
| ORANY | ORANGE SA (ORAN) | 129,286 | $1,957 | 1.0% | $14.38 | — | American Depository Receipt | 684060106 |
| FDM | FIRST TRUST DOW JONES SEL MICROCAP ETF (FDM) | 42,075 | $1,855 | 1.0% | $34.11 | — | Common Stock | 33718M105 |
| — | ANNALY CAPITAL MANAGEMENT INC (NLY) | 184,421 | $1,839 | 1.0% | $9.44 | — | Common Stock | 035710409 |
| — | COHEN & STEERS INFRASTRUCTURE (UTF) | 92,469 | $1,790 | 0.9% | $19.08 | — | Common Stock | 19248A109 |
| — | BLACKROCK CORE BOND (BHK) | 137,248 | $1,786 | 0.9% | $12.66 | — | Common Stock | 09249E101 |
| — | TWO HARBORS INVESTMENT CORP (TWO) | 201,112 | $1,754 | 0.9% | $8.15 | — | Common Stock | 90187B101 |
| KMI | KINDER MORGAN INC (KMI) | 83,239 | $1,724 | 0.9% | $14.19 | -7.6% | Common Stock | 49456B101 |
| VTV | VANGUARD VALUE ETF (VTV) | 18,367 | $1,708 | 0.9% | $76.08 | — | Common Stock | 922908744 |
| — | CALAMOS CONVERTIBLE OPPS & INCOME (CHI) | 162,645 | $1,641 | 0.9% | $11.51 | — | Common Stock | 128117108 |
| VB | VANGUARD SMALL-CAP ETF (VB) | 12,690 | $1,637 | 0.9% | $105.53 | — | Common Stock | 922908751 |
| — | SPECTRA ENERGY CORP (SE) | 38,715 | $1,591 | 0.8% | $25.84 | — | Common Stock | 847560109 |
| QCOM | QUALCOMM INC (QCOM) | 24,126 | $1,573 | 0.8% | $44.78 | +16.7% | Common Stock | 747525103 |
| CSX | CSX CORP (CSX) | 42,799 | $1,538 | 0.8% | $7.81 | +26.5% | Common Stock | 126408103 |
| CX | CEMEX SAB DE CV (CX) | 189,729 | $1,524 | 0.8% | $7.64 | — | American Depository Receipt | 151290889 |
| VUG | VANGUARD GROWTH ETF (VUG) | 12,644 | $1,410 | 0.7% | $88.57 | — | Common Stock | 922908736 |
| VTR | VENTAS INC (VTR) | 21,495 | $1,344 | 0.7% | $35.17 | +21.1% | Common Stock | 92276F100 |
| VSS | VANGUARD FTSE ALL-WORLD EX-US SM-CP ETF (VSS) | 14,263 | $1,341 | 0.7% | $94.28 | — | Common Stock | 922042718 |
| VEU | VANGUARD FTSE ALL-WORLD EX-US ETF (VEU) | 27,266 | $1,205 | 0.6% | $45.72 | — | Common Stock | 922042775 |
| BCS | BARCLAYS PLC (BCS) | 107,677 | $1,184 | 0.6% | $10.72 | — | American Depository Receipt | 06738E204 |
| EXC | EXELON CORP (EXC) | 33,216 | $1,179 | 0.6% | $14.27 | +20.8% | Common Stock | 30161N101 |
| AMZN | AMAZON.COM INC (AMZN) | 1,570 | $1,177 | 0.6% | $22.91 | +71.0% | Common Stock | 023135106 |
| DVN | DEVON ENERGY CORP (DVN) | 25,029 | $1,143 | 0.6% | $27.66 | +12.6% | Common Stock | 25179M103 |
| — | THE PRICELINE GROUP INC (PCLN) | 766 | $1,123 | 0.6% | $1173.48 | — | Common Stock | 741503403 |
| ACRE | ARES COMMERCIAL REAL ESTATE CORP (ACRE) | 75,217 | $1,033 | 0.5% | $11.43 | — | Common Stock | 04013V108 |
| — | AMERICA MOVIL SAB DE CV (AMX) | 80,090 | $1,007 | 0.5% | $13.64 | — | American Depository Receipt | 02364W105 |
| CMI | CUMMINS INC (CMI) | 6,963 | $952 | 0.5% | $92.48 | +13.9% | Common Stock | 231021106 |
| SO | SOUTHERN CO (SO) | 19,223 | $946 | 0.5% | $28.82 | +16.4% | Common Stock | 842587107 |
| ARCC | ARES CAPITAL CORP (ARCC) | 55,997 | $923 | 0.5% | $5.81 | +13.9% | Common Stock | 04010L103 |
| PII | POLARIS INDUSTRIES INC (PII) | 11,126 | $917 | 0.5% | $105.02 | -22.3% | Common Stock | 731068102 |
| — | MTGE INVESTMENT CORP (MTGE) | 58,214 | $914 | 0.5% | $15.70 | — | Common Stock | 55378A105 |
| — | ISHARES IBONDS DEC 2022 TERM CORPORATE (IBDN) | 36,051 | $894 | 0.5% | $24.80 | — | Common Stock | 46434VBA7 |
| — | TRITON INTERNATIONAL LTD (TRTN) | 56,217 | $888 | 0.5% | $13.31 | — | Common Stock | G9078F107 |
| CSCO | CISCO SYSTEMS INC (CSCO) | 28,779 | $870 | 0.5% | $20.90 | +10.3% | Common Stock | 17275R102 |
| ABBNY | ABB LTD (ABB) | 40,353 | $850 | 0.4% | $21.19 | — | American Depository Receipt | 000375204 |
| — | TATA MOTORS LTD (TTM) | 23,616 | $812 | 0.4% | $33.76 | — | American Depository Receipt | 876568502 |
| ING | ING GROEP NV (ING) | 57,199 | $807 | 0.4% | $11.57 | — | American Depository Receipt | 456837103 |
| AGNC | AGNC INVESTMENT CORP (AGNC) | 44,112 | $800 | 0.4% | $18.14 | — | Common Stock | 00123Q104 |
| — | GUGGENHEIM BULLETSHRS 2018 HY CORPBD ETF (BSJI) | 31,664 | $797 | 0.4% | $25.12 | — | Common Stock | 18383M381 |
| — | GLAXOSMITHKLINE PLC (GSK) | 20,666 | $796 | 0.4% | $40.35 | — | American Depository Receipt | 37733W105 |
| BA | BOEING CO (BA) | 5,090 | $792 | 0.4% | $117.50 | +14.9% | Common Stock | 097023105 |
| EPD | ENTERPRISE PRODUCTS PARTNERS LP (EPD) | 28,980 | $784 | 0.4% | $25.67 | — | Common Stock | 293792107 |
| — | DISCOVER FINANCIAL SERVICES (DFS) | 10,784 | $777 | 0.4% | $52.87 | — | Common Stock | 254709108 |
| FE | FIRSTENERGY CORP (FE) | 25,072 | $776 | 0.4% | $22.16 | -1.1% | Common Stock | 337932107 |
| — | GUGGENHEIM BULLETSHRS 2020 HY CORPBD ETF (BSJK) | 31,993 | $776 | 0.4% | $24.10 | — | Common Stock | 18383M365 |
| — | PANERA BREAD CO INC (PNRA) | 3,737 | $766 | 0.4% | $195.17 | — | Common Stock | 69840W108 |
| — | FS ENERGY AND POWER FUND (FSEN) | 102,742 | $755 | 0.4% | $6.40 | — | Common Stock | 30264D109 |
| — | GUGGENHEIM BULLETSHRS 2019 CORP BD ETF (BSCJ) | 35,514 | $751 | 0.4% | $21.30 | — | Common Stock | 18383M522 |
| — | UNITED TECHNOLOGIES CORP (UTX) | 6,766 | $742 | 0.4% | $100.07 | — | Common Stock | 913017109 |
| BRK/B | BERKSHIRE HATHAWAY INC (BRK.B) | 4,528 | $738 | 0.4% | $134.45 | +14.5% | Common Stock | 084670702 |
| — | JPMORGAN ALERIAN MLP ETN (AMJ) | 23,052 | $729 | 0.4% | $29.27 | — | Common Stock | 46625H365 |
| GME | GAMESTOP CORP (GME) | 28,786 | $727 | 0.4% | $5.71 | -12.9% | Common Stock | 36467W109 |
| USB | US BANCORP (USB) | 14,050 | $722 | 0.4% | $33.77 | 0.0% | Common Stock | 902973304 |
| — | AT&T INC (T) | 16,964 | $721 | 0.4% | $40.15 | — | Common Stock | 02206R102 |
| CMG | CHIPOTLE MEXICAN GRILL INC (CMG) | 1,912 | $721 | 0.4% | $12.35 | -36.1% | Common Stock | 169656105 |
| DLS | WISDOMTREE INTERNATIONAL SMALLCP DIV ETF (DLS) | 11,960 | $718 | 0.4% | $58.91 | — | Common Stock | 97717W760 |
| — | WESTPAC BANKING CORP (WBK) | 29,300 | $688 | 0.4% | $28.75 | — | American Depository Receipt | 961214301 |
| — | POTASH CORP OF SASKATCHEWAN INC (POT) | 36,376 | $658 | 0.3% | $17.13 | — | Common Stock | 73755L107 |
| — | MAGELLAN MIDSTREAM PARTNERS, L.P. (MMP) | 8,660 | $655 | 0.3% | $58.17 | — | Common Stock | 559080106 |
| EWX | SPDR S&P EMERGING MARKETS SMALL CAP ETF (EWX) | 16,436 | $653 | 0.3% | $38.14 | — | Common Stock | 78463X756 |
| PG | PROCTER & GAMBLE CO (PG) | 7,696 | $647 | 0.3% | $61.59 | +8.4% | Common Stock | 742718109 |
| — | CALAMOS GLOBAL DYNAMIC INCOME (CHW) | 92,400 | $644 | 0.3% | $7.16 | — | Common Stock | 12811L107 |
| LLY | ELI LILLY AND CO (LLY) | 8,499 | $625 | 0.3% | $64.22 | 0.0% | Common Stock | 532457108 |
| — | ENERGY TRANSFER PARTNERS LP (ETP) | 17,127 | $613 | 0.3% | $33.75 | — | Common Stock | 29273R109 |
| MSFT | MICROSOFT CORP (MSFT) | 9,630 | $598 | 0.3% | $27.68 | +94.9% | Common Stock | 594918104 |
| — | INVESCO DYNAMIC CREDIT OPPS (VTA) | 47,897 | $589 | 0.3% | $10.58 | — | Common Stock | 46132R104 |
| — | ALLIANZGI NFJ DIV INTEREST & PREM (NFJ) | 44,555 | $562 | 0.3% | $12.41 | — | Common Stock | 01883A107 |
| — | BLACKROCK CREDIT ALLOCATION INC (BTZ) | 43,236 | $561 | 0.3% | $12.40 | — | Common Stock | 092508100 |
| PFE | PFIZER INC (PFE) | 16,862 | $548 | 0.3% | $22.26 | -7.9% | Common Stock | 717081103 |
| MDT | MEDTRONIC PLC (MDT) | 7,673 | $547 | 0.3% | $62.35 | 0.0% | Common Stock | G5960L103 |
| LMT | LOCKHEED MARTIN CORP (LMT) | 2,156 | $539 | 0.3% | $195.92 | 0.0% | Common Stock | 539830109 |
| — | GUGGENHEIM BULLETSHRS 2022 HY CORPBD ETF (BSJM) | 21,296 | $532 | 0.3% | $24.98 | — | Common Stock | 18383M217 |
| — | SEADRILL LTD (SDRL) | 153,884 | $525 | 0.3% | $3.37 | — | Common Stock | G7945E105 |
| — | PIMCO DYNAMIC CREDIT AND MORTGAGE INC (PCI) | 25,294 | $511 | 0.3% | $18.25 | — | Common Stock | 72202D106 |
| INTC | INTEL CORP (INTC) | 13,819 | $501 | 0.3% | $18.88 | +54.4% | Common Stock | 458140100 |
| OLP | ONE LIBERTY PROPERTIES INC (OLP) | 19,500 | $490 | 0.3% | $21.60 | — | Common Stock | 682406103 |
| HBAN | HUNTINGTON BANCSHARES INC (HBAN) | 35,688 | $472 | 0.2% | $4.87 | +62.6% | Common Stock | 446150104 |
| — | NORTHSTAR REALTY FINANCE CORP (NRF) | 30,553 | $463 | 0.2% | $16.22 | — | Common Stock | 66704R803 |
| MRK | MERCK & CO INC (MRK) | 7,738 | $456 | 0.2% | $38.21 | +15.4% | Common Stock | 58933Y105 |
| — | DYNEX CAPITAL INC (DX) | 66,550 | $454 | 0.2% | $6.34 | — | Common Stock | 26817Q506 |
| DHIL | DIAMOND HILL INVESTMENT GROUP INC (DHIL) | 2,095 | $441 | 0.2% | $108.36 | +4.0% | Common Stock | 25264R207 |
| — | KAYNE ANDERSON ENERGY DEVELOPMENT CO (KED) | 22,299 | $433 | 0.2% | $17.54 | — | Common Stock | 48660Q102 |
| — | REGAL ENTERTAINMENT GROUP (RGC) | 20,669 | $426 | 0.2% | $18.50 | — | Common Stock | 758766109 |
| JPM | JPMORGAN CHASE & CO (JPM) | 4,930 | $425 | 0.2% | $49.78 | +20.3% | Common Stock | 46625H100 |
| IGF | ISHARES GLOBAL INFRASTRUCTURE (IGF) | 10,636 | $415 | 0.2% | $39.56 | — | Common Stock | 464288372 |
| CVX | CHEVRON CORP (CVX) | 3,462 | $407 | 0.2% | $63.76 | +15.7% | Common Stock | 166764100 |
| — | BOULDER GROWTH & INCOME (BIF) | 45,118 | $403 | 0.2% | $7.75 | — | Common Stock | 101507101 |
| — | BLACKSTONE GROUP LP (BX) | 14,805 | $400 | 0.2% | $28.86 | — | Common Stock | 09253U108 |
| SPY | SPDR S&P 500 ETF (SPY) | 1,660 | $371 | 0.2% | $223.49 | — | Common Stock | 78462F103 |
| BP | BP PLC (BP) | 9,800 | $366 | 0.2% | $37.35 | — | American Depository Receipt | 055622104 |
| EMLP | FIRST TRUST NORTH AMER ENGY INFRASETF (EMLP) | 14,165 | $358 | 0.2% | $20.19 | — | Common Stock | 33738D101 |
| — | CARE CAPITAL PROPERTIES INC (CCP) | 13,622 | $341 | 0.2% | $26.56 | — | Common Stock | 141624106 |
| VNQI | VANGUARD GLOBAL EX-US REAL ESTATE ETF (VNQI) | 6,778 | $336 | 0.2% | $53.98 | — | Common Stock | 922042676 |
| CAT | CATERPILLAR INC (CAT) | 3,593 | $333 | 0.2% | $66.86 | +10.3% | Common Stock | 149123101 |
| — | NORTHSTAR REALTY FINANCE CORP (NRFPRB) | 13,300 | $332 | 0.2% | $22.96 | — | Preferred Stock | 66704R308 |
| IXP | ISHARES GLOBAL TELECOM (IXP) | 5,610 | $329 | 0.2% | $61.35 | — | Common Stock | 464287275 |
| C | CITIGROUP INC (C) | 5,488 | $326 | 0.2% | $33.21 | +22.3% | Common Stock | 172967424 |
| — | PRUDENTIAL SHT DURATION HIGH YIELD (ISD) | 20,000 | $310 | 0.2% | $14.60 | — | Common Stock | 74442F107 |
| — | GOVERNMENT PROPERTIES INCOME TRUST (GOV) | 15,992 | $305 | 0.2% | $15.96 | — | Common Stock | 38376A103 |
| — | WILLIAMS PARTNERS LP (WPZ) | 7,315 | $278 | 0.1% | $34.76 | — | Common Stock | 96949L105 |
| — | CORECIVIC INC (CXW) | 11,171 | $273 | 0.1% | $32.07 | — | Common Stock | 22025Y407 |
| — | INVESCO MUNI INCOME OPPS TRUST (OIA) | 36,886 | $264 | 0.1% | $7.28 | — | Common Stock | 46132X101 |
| — | NUVEEN SHRT DURATION CRED OPPS (JSD) | 15,000 | $262 | 0.1% | $14.80 | — | Common Stock | 67074X107 |
| — | PRAXAIR INC (PX) | 2,200 | $258 | 0.1% | $120.91 | — | Common Stock | 74005P104 |
| — | NUSTAR ENERGY LP (NS) | 5,145 | $256 | 0.1% | $40.11 | — | Common Stock | 67058H102 |
| — | INVESCO MORTGAGE CAPITAL INC (IVRPRA) | 10,500 | $255 | 0.1% | $22.43 | — | Preferred Stock | 46131B209 |
| — | BOARDWALK PIPELINE PARTNERS LP (BWP) | 14,682 | $255 | 0.1% | $12.96 | — | Common Stock | 096627104 |
| — | FIRST TRUST MANAGED MUNICIPAL ETF (FMB) | 4,770 | $244 | 0.1% | $53.57 | — | Common Stock | 33739n108 |
| ET | ENERGY TRANSFER EQUITY LP (ETE) | 12,227 | $236 | 0.1% | $13.77 | — | Common Stock | 29273V100 |
| — | SILVER BAY REALTY TRUST CORP (SBY) | 13,657 | $234 | 0.1% | $15.65 | — | Common Stock | 82735Q102 |
| — | ARMOUR RESIDENTIAL REIT INC (ARRPRB) | 9,800 | $227 | 0.1% | $20.82 | — | Preferred Stock | 042315507 |
| ICF | ISHARES COHEN & STEERS REIT (ICF) | 2,155 | $215 | 0.1% | $88.31 | — | Common Stock | 464287564 |
| FITB | FIFTH THIRD BANCORP (FITB) | 7,909 | $213 | 0.1% | $17.29 | 0.0% | Common Stock | 316773100 |
| — | FIRST TRUST VALUE LINE 100 ETF ETF (FVL) | 9,761 | $211 | 0.1% | $19.40 | — | Common Stock | 33735G107 |
| — | CYS INVESTMENTS INC (CYSPRA) | 8,550 | $203 | 0.1% | $23.51 | — | Common Stock | 12673A108 |
| NVDA | NVIDIA CORP (NVDA) | 1,890 | $202 | 0.1% | $2.06 | 0.0% | Common Stock | 67066G104 |
| VZ | VERIZON COMMUNICATIONS INC (VZ) | 3,787 | $202 | 0.1% | $31.64 | -2.1% | Common Stock | 92343V104 |
| — | WESTERN ASSET EMERG MKTS DEBT (EMD) | 12,430 | $183 | 0.1% | $13.84 | — | Common Stock | 95766A101 |
| XMYDX | BLACKROCK MUNIYIELD (MYD) | 11,000 | $156 | 0.1% | $14.89 | — | Common Stock | 09253W104 |
| — | GOLD STANDARD VENTURES CORP (GSV) | 70,000 | $150 | 0.1% | $1.05 | — | Common Stock | 380738104 |
| — | COLE CREDIT PROPERTY TRUST IV INC (CCPT) | 14,269 | $142 | 0.1% | $9.72 | — | Common Stock | 19326U100 |
| XXHYBXX | NEW AMERICA HIGH INCOME FUND (HYB) | 13,387 | $124 | 0.1% | $8.61 | — | Common Stock | 641876800 |
| — | BEHRINGER HARVARD OPPORTUNITY REIT I INC (BHOR) | 31,386 | $112 | 0.1% | $3.58 | — | Common Stock | 07724q102 |
| NMR | NOMURA HOLDINGS INC (NMR) | 14,908 | $88 | 0.0% | $4.35 | — | Common Stock | 65535H208 |
| — | BLACKROCK ENHANCED EQUITY DIV (BDJ) | 10,584 | $86 | 0.0% | $7.65 | — | Common Stock | 09251A104 |
| MUFG | MITSUBISHI UFJ FINANCIAL GROUP INC (MTU) | 13,677 | $84 | 0.0% | $4.61 | — | American Depository Receipt | 606822104 |
| SMFG | SUMITOMO MITSUI FINANCIAL GROUP INC (SMFG) | 10,567 | $81 | 0.0% | $5.98 | — | American Depository Receipt | 86562M209 |
| MFG | MIZUHO FINANCIAL GROUP INC (MFG) | 21,075 | $76 | 0.0% | $2.93 | — | American Depository Receipt | 60687Y109 |
| — | NUVEEN SENIOR INCOME (NSL) | 11,000 | $75 | 0.0% | $5.91 | — | Common Stock | 67067Y104 |
| SAN | BANCO SANTANDER SA (SAN) | 13,977 | $72 | 0.0% | $4.32 | — | American Depository Receipt | 05964H105 |
| — | EV SENIOR INCOME TRUST (EVF) | 10,000 | $67 | 0.0% | $5.80 | — | Common Stock | 27826S103 |
| CIG | ENERGY COMPANY OF MINAS GERAIS (CIG) | 22,717 | $52 | 0.0% | $1.50 | — | Preferred Stock | 204409601 |
| — | AU OPTRONICS CORP (AUO) | 10,594 | $38 | 0.0% | $3.02 | — | American Depository Receipt | 002255107 |
| — | PENN WEST PETROLEUM LTD (PWE) | 17,525 | $31 | 0.0% | $1.39 | — | Common Stock | 707887105 |
| UMC | UNITED MICROELECTRONICS CORP (UMC) | 15,659 | $27 | 0.0% | $2.03 | — | American Depository Receipt | 910873405 |
| — | TRANSGLOBE ENERGY CORP (TGA) | 11,776 | $20 | 0.0% | $1.70 | — | Common Stock | 893662106 |
| — | CIBER INC (CBR) | 19,761 | $12 | 0.0% | $1.98 | — | Common Stock | 17163B102 |