Location: Miami Beach, FL
CIK: 0001535610 · Show all filings
Period: Q2 2017 (← Previous) (Next →)
Filing Date: Sep 27, 2017
Total Value: $1.529B (100.0% shares, 0.0% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | MERCK & CO INC | 40,859 | $262M | 17.1% | — | — | Call | 58933Y905 |
| — | BRISTOL MYERS SQUIBB | 33,296 | $186M | 12.1% | — | — | Put | 110122958 |
| — | BRISTOL MYERS SQUIBB | 1,995,980 | $111M | 7.3% | $55.72 | — | COM | 110122908 |
| — | ASTRAZENECA PLC | 24,422 | $83.25M | 5.4% | — | — | Call | 046353908 |
| — | ABBVIE INC | 11,276 | $81.76M | 5.3% | — | — | Call | 00287Y909 |
| — | SPDR S&P 500 ETF | 3,301 | $79.82M | 5.2% | — | — | Put | 78462F953 |
| — | VERTEX PHARMACEUTICALS INC | 4,553 | $58.67M | 3.8% | — | — | Call | 92532F900 |
| — | ISHARES ETF | 4,058 | $57.19M | 3.7% | — | — | Put | 464287955 |
| — | MERCK & CO INC | 7,031 | $45.06M | 2.9% | — | — | Put | 58933Y955 |
| — | CIGNA CORP | 2,528 | $42.32M | 2.8% | — | — | Call | 125509909 |
| — | BRISTOL MYERS SQUIBB | 4,851 | $27.03M | 1.8% | $55.72 | — | Call | 110122908 |
| — | CLOVIS ONCOLOGY INC | 2,839 | $26.58M | 1.7% | — | — | Call | 189464900 |
| — | BLUEBIRD BIO INC | 2,490 | $26.16M | 1.7% | — | — | Call | 09609G900 |
| — | ALNYLAM PHARMACEUTICALS INC | 2,391 | $19.07M | 1.2% | — | — | Put | 02043Q957 |
| — | SAREPTA THERAPEUTICS INC | 5,646 | $19.03M | 1.2% | — | — | Call | 803607900 |
| — | UNITED THERAPEUTICS CORP | 1,363 | $17.68M | 1.2% | — | — | Call | 91307C902 |
| — | ALNYLAM PHARMACEUTICALS INC | 1,714 | $13.67M | 0.9% | — | — | Call | 02043Q907 |
| — | UNITED THERAPEUTICS CORP | 1,016 | $13.18M | 0.9% | — | — | Put | 91307C952 |
| — | ASTRAZENECA PLC | 3,826 | $13.04M | 0.9% | — | — | Put | 046353958 |
| — | TESARO INC | 918 | $12.84M | 0.8% | — | — | Put | 881569957 |
| — | DYNAVAX TECHNOLOGIES | 12,493 | $12.06M | 0.8% | — | — | Call | 268158901 |
| — | AXOVANT SCIENCES LTD | 4,812 | $11.16M | 0.7% | — | — | Call | G0750W904 |
| — | VERTEX PHARMACEUTICALS INC | 811 | $10.45M | 0.7% | — | — | Put | 92532F950 |
| — | ALEXION PHARMACEUTICALS INC | 800 | $9.734M | 0.6% | — | — | Call | 015351909 |
| — | CERNER CORP | 1,400 | $9.306M | 0.6% | — | — | Call | 156782904 |
| — | HALOZYME THERAPEUTICS INC | 6,867 | $8.803M | 0.6% | — | — | Call | 40637H909 |
| — | AXOVANT SCIENCES LTD | 3,726 | $8.641M | 0.6% | — | — | Put | G0750W954 |
| — | KITE PHARMA INC | 791 | $8.2M | 0.5% | — | — | Put | 49803L959 |
| — | SEATTLE GENETICS INC | 1,442 | $7.461M | 0.5% | — | — | Put | 812578952 |
| — | TESARO INC | 51,426 | $7.192M | 0.5% | $139.85 | — | COM | 881569107 |
| UTHR | UNITED THERAPEUTICS CORP | 53,116 | $6.891M | 0.5% | $133.48 | -6.5% | COM | 91307C102 |
| — | ALEXION PHARMACEUTICALS INC | 550 | $6.692M | 0.4% | — | — | Put | 015351959 |
| — | IONIS PHARMACEUTICALS INC | 1,293 | $6.577M | 0.4% | — | — | Call | 462222900 |
| — | IONIS PHARMACEUTICALS INC | 1,259 | $6.405M | 0.4% | — | — | Put | 462222950 |
| — | AMARIN CORPORATION PLC | 14,168 | $5.71M | 0.4% | — | — | Call | 023111906 |
| — | HEALTH CARE SELECT SECTOR SPDR FUND | 719 | $5.697M | 0.4% | — | — | Put | 81369Y959 |
| — | ZOGENIX INC | 3,825 | $5.546M | 0.4% | — | — | Put | 98978L954 |
| — | AMICUS THERAPEUTICS INC | 4,958 | $4.993M | 0.3% | — | — | Call | 03152W909 |
| — | BLUEBIRD BIO INC | 473 | $4.969M | 0.3% | — | — | Put | 09609G950 |
| — | FIBROGEN INC | 1,537 | $4.965M | 0.3% | — | — | Call | 31572Q908 |
| — | GW PHARMACEUTICALS PLC | 463 | $4.642M | 0.3% | — | — | Put | 36197T953 |
| — | PROTHENA CORPORATION PLC | 853 | $4.616M | 0.3% | — | — | Call | G72800908 |
| — | SPECTRANETICS CORP | 1,191 | $4.573M | 0.3% | — | — | Put | 84760C957 |
| — | SEATTLE GENETICS INC | 85,162 | $4.406M | 0.3% | $51.74 | — | COM | 812578102 |
| — | AMAG PHARMACEUTICALS INC | 2,140 | $3.938M | 0.3% | — | — | Put | 00163U956 |
| — | CYTOKINETICS INC | 3,142 | $3.802M | 0.2% | — | — | Call | 23282W905 |
| — | BIOAMBER INC | 1,426,917 | $3.667M | 0.2% | $2.32 | — | COM | 09072Q106 |
| — | INCYTE CORP | 282 | $3.551M | 0.2% | — | — | Call | 45337C902 |
| — | SPECTRANETICS CORP | 90,715 | $3.483M | 0.2% | $31.04 | — | COM | 84760C107 |
| — | SANGAMO THERAPEUTICS INC | 3,892 | $3.425M | 0.2% | — | — | Call | 800677906 |
| — | SPDR S&P 500 ETF | 442 | $3.411M | 0.2% | — | — | Put | 78464A950 |
| — | SAGE THERAPEUTICS INC | 424 | $3.377M | 0.2% | — | — | Call | 78667J908 |
| — | INSMED INC | 1,899 | $3.259M | 0.2% | — | — | Put | 457669957 |
| — | KITE PHARMA INC | 31,384 | $3.254M | 0.2% | $103.68 | — | COM | 49803L109 |
| — | PACIRA PHARMACEUTICALS INC | 679 | $3.239M | 0.2% | — | — | Call | 695127900 |
| — | PACIRA PHARMACEUTICALS INC | 678 | $3.234M | 0.2% | — | — | Put | 695127950 |
| — | GILEAD SCIENCES INC | 454 | $3.213M | 0.2% | — | — | Call | 375558903 |
| — | CHECK CAP LTD | 1,418,893 | $2.724M | 0.2% | $1.93 | — | SHS | M2361E112 |
| — | AMICUS THERAPEUTICS INC | 2,682 | $2.701M | 0.2% | — | — | Put | 03152W959 |
| WVE | WAVE LIFE SCIENCES LTD | 141,700 | $2.636M | 0.2% | $21.55 | 0.0% | SHS | Y95308105 |
| — | ZOGENIX INC | 1,735 | $2.516M | 0.2% | — | — | Call | 98978L904 |
| — | BIOLINERX LTD | 2,949,051 | $2.507M | 0.2% | $0.96 | — | ADR | 09071M106 |
| — | TRANSENTERIX INC. | 3,459,341 | $2.456M | 0.2% | $0.71 | — | COM | 89366M201 |
| — | ONCOBIOLOGICS INC | 2,365,763 | $2.371M | 0.2% | $3.34 | — | COM | 68235M105 |
| — | SEATTLE GENETICS INC | 438 | $2.266M | 0.1% | — | — | Call | 812578902 |
| — | KADMON HLDGS INC | 542,869 | $2.112M | 0.1% | $3.89 | — | COM | 48283N106 |
| — | ARRAY BIOPHARMA INC | 2,500 | $2.093M | 0.1% | — | — | Put | 04269X955 |
| — | PRIMA BIOMED LTD | 962,835 | $1.993M | 0.1% | $2.07 | — | ADR | 74154B302 |
| — | HISTOGENICS CORP | 1,084,395 | $1.952M | 0.1% | $1.81 | — | COM | 43358V109 |
| — | SIERRA ONCOLOGY INC | 1,662,487 | $1.945M | 0.1% | $1.53 | — | COM | 82640U107 |
| — | GLOBAL BLOOD THERAPEUTICS INC | 670 | $1.832M | 0.1% | — | — | Call | 37890U908 |
| — | MICROBOT MED INC | 1,285,351 | $1.825M | 0.1% | $1.42 | — | COM | 59503A105 |
| — | CORMEDIX INC | 4,243,914 | $1.818M | 0.1% | $0.43 | — | COM | 21900C100 |
| — | PTC THERAPEUTICS INC | 977 | $1.791M | 0.1% | — | — | Call | 69366J900 |
| — | CYTORI THERAPEUTICS INC | 1,626,807 | $1.789M | 0.1% | $1.87 | — | COM | 23283K204 |
| — | EIGER BIOPHARMACEUTICALS | 223,100 | $1.762M | 0.1% | $15.78 | — | COM | 28249U105 |
| — | APPLIED DNA SCIENCES INC. | 987,593 | $1.738M | 0.1% | $1.85 | — | COM | 03815U201 |
| — | STEMLINE THERAPEUTICS INC | 187,500 | $1.725M | 0.1% | $10.74 | — | COM | 85858C107 |
| — | ONCONOVA THERAPEUTICS INC | 784,000 | $1.693M | 0.1% | $2.38 | — | COM | 68232V306 |
| — | SAGE THERAPEUTICS INC | 206 | $1.641M | 0.1% | — | — | Put | 78667J958 |
| — | AMAG PHARMACEUTICALS INC | 88,878 | $1.635M | 0.1% | $21.91 | — | COM | 00163U106 |
| — | GW PHARMACEUTICALS PLC | 15,714 | $1.575M | 0.1% | $100.23 | — | ADS | 36197T103 |
| — | GALENA BIOPHARMA INC | 2,644,522 | $1.536M | 0.1% | $0.62 | — | COM | 363256504 |
| — | FLEXION THERAPEUTICS INC | 755 | $1.527M | 0.1% | — | — | Call | 33938J906 |
| — | DELMAR PHARMACEUTICALS INC. | 645,390 | $1.484M | 0.1% | $2.30 | — | COM | 247078207 |
| — | OTONOMY INC | 779 | $1.468M | 0.1% | — | — | Call | 68906L905 |
| EDIT | EDITAS MEDICINE INC | 85,000 | $1.426M | 0.1% | $20.49 | -12.0% | COM | 28106W103 |
| — | TESARO INC | 100 | $1.399M | 0.1% | — | — | Call | 881569907 |
| — | FLEXION THERAPEUTICS INC | 669 | $1.353M | 0.1% | — | — | Put | 33938J956 |
| — | DBV TECHNOLOGIES S A | 37,495 | $1.339M | 0.1% | $35.71 | — | ADR | 23306J101 |
| — | IMMUNOMEDICS INC | 1,497 | $1.322M | 0.1% | — | — | Call | 452907908 |
| — | ARRAY BIOPHARMA INC | 155,757 | $1.304M | 0.1% | $8.94 | — | COM | 04269X105 |
| — | INCYTE CORP | 100 | $1.259M | 0.1% | — | — | Put | 45337C952 |
| — | HEAT BIOLOGICS INC | 2,016,537 | $1.228M | 0.1% | $0.89 | — | COM | 42237K102 |
| — | INSMED INC | 701 | $1.203M | 0.1% | — | — | Call | 457669907 |
| — | ESPERION THERAPEUTICS INC | 257 | $1.189M | 0.1% | — | — | Put | 29664W955 |
| — | ONCOSEC MEDICAL INC | 967,993 | $1.152M | 0.1% | $2.48 | — | COM | 68234L207 |
| — | STEMLINE THERAPEUTICS INC | 1,220 | $1.122M | 0.1% | — | — | Call | 85858C907 |
| — | NEWLINK GENETICS CORP | 138,052 | $1.015M | 0.1% | $7.35 | — | COM | 651511107 |
| — | NEWLINK GENETICS CORP | 1,354 | $995K | 0.1% | — | — | Put | 651511957 |
| — | APPLIED DNA SCIENCES INC. | 2,389,305 | $980K | 0.1% | $0.49 | — | *W | 03815U110 |
| XENE | XENON PHARMACEUTICALS INC. | 310,808 | $979K | 0.1% | $7.68 | -49.1% | COM | 98420N105 |
| ANTH | ANTHERA PHARMACEUTICALS INC | 592,672 | $960K | 0.1% | $2.24 | 0.0% | COM | 03674U300 |
| NTLA | INTELLIA THERAPEUTICS INC | 60,000 | $960K | 0.1% | $18.15 | -23.0% | COM | 45826J105 |
| — | OTONOMY INC | 50,205 | $946K | 0.1% | $12.38 | — | COM | 68906L105 |
| — | ROKA BIOSCIENCE INC | 358,198 | $945K | 0.1% | $4.20 | — | COM | 775431208 |
| — | CIDARA THERAPEUTICS INC | 125,000 | $938K | 0.1% | $11.17 | — | COM | 171757107 |
| — | MIRATI THERAPEUTICS INC | 255,100 | $921K | 0.1% | $5.72 | — | COM | 60468T105 |
| ABUS | ARBUTUS BIOPHARMA CORP | 248,600 | $895K | 0.1% | $7.22 | -52.3% | COM | 03879J100 |
| — | MANNKIND CORP | 6,126 | $864K | 0.1% | — | — | Put | 56400P956 |
| — | OVASCIENCE INC | 509,300 | $795K | 0.1% | $2.14 | — | COM | 69014Q101 |
| — | SOPHIRIS BIO INC | 357,792 | $787K | 0.1% | $3.07 | — | COM | 83578Q209 |
| — | DURECT CORP | 4,858 | $758K | 0.0% | — | — | Call | 266605904 |
| — | LEXICON PHARMACEUTICALS INC | 457 | $752K | 0.0% | — | — | Put | 528872952 |
| CTSO | CYTOSORBENTS CORP | 172,100 | $740K | 0.0% | $5.59 | -21.5% | COM | 23283X206 |
| — | COMBIMATRIX CORP | 545,309 | $731K | 0.0% | $0.67 | — | *W | 20009T147 |
| — | OPGEN INC | 1,130,598 | $724K | 0.0% | $1.31 | — | COM | 68373L109 |
| — | INTELLIA THERAPEUTICS INC | 452 | $723K | 0.0% | — | — | Call | 45826J905 |
| — | REXAHN PHARMACEUTICALS INC | 246,946 | $706K | 0.0% | $2.86 | — | COM | 761640200 |
| — | EDAP TMS SA | 2,086 | $688K | 0.0% | — | — | Put | 268311957 |
| — | DURECT CORP | 425,000 | $663K | 0.0% | $1.21 | — | COM | 266605104 |
| — | CLOVIS ONCOLOGY INC | 7,065 | $661K | 0.0% | $93.56 | — | COM | 189464100 |
| — | ADAMIS PHARMACEUTICALS CORP | 1,251 | $651K | 0.0% | — | — | Put | 00547W958 |
| ATEC | ALPHATEC HOLDNGS INC | 334,622 | $629K | 0.0% | $2.02 | 0.0% | COM | 02081G201 |
| — | MEDICINES CO | 161 | $612K | 0.0% | — | — | Call | 584688905 |
| — | MEDIGUS LTD | 278,944 | $608K | 0.0% | $2.18 | — | ADR | 58471G201 |
| — | DICERNA PHARMACEUTICALS INC | 190,000 | $602K | 0.0% | $3.89 | — | COM | 253031108 |
| — | BARCLAYS BANK PLC | 26,500 | $600K | 0.0% | $34.08 | — | IPATH | 06740Q260 |
| — | PROTEOSTASIS THERAPEUTICS INC | 125,151 | $586K | 0.0% | $6.18 | — | COM | 74373B109 |
| — | VTV THERAPEUTICS INC | 117,400 | $583K | 0.0% | $6.52 | — | CL A | 918385105 |
| — | ACHILLION PHARMACEUTICALS INC | 1,250 | $574K | 0.0% | — | — | Call | 00448Q901 |
| — | STRATA SKIN SCIENCES INC | 234,826 | $571K | 0.0% | $0.79 | — | COM | 86272A107 |
| — | AMPLIPHI BIOSCIENCES CORP | 731,409 | $570K | 0.0% | $0.78 | — | COM | 03211P301 |
| — | INTEC PHARMA LTD | 92,701 | $528K | 0.0% | $5.46 | — | SHS | M53644106 |
| VKTX | VIKING THERAPEUTICS INC | 486,491 | $525K | 0.0% | $1.27 | 0.0% | COM | 92686J106 |
| — | SUNESIS PHARMACEUTICALS INC | 1,946 | $525K | 0.0% | — | — | Call | 867328900 |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | 71,251 | $524K | 0.0% | $6.36 | 0.0% | COM | 462260100 |
| — | SANGAMO THERAPEUTICS INC | 575 | $506K | 0.0% | — | — | Put | 800677956 |
| — | TG THERAPEUTICS INC | 490 | $492K | 0.0% | — | — | Call | 88322Q908 |
| — | MEDICINES CO | 127 | $483K | 0.0% | — | — | Put | 584688955 |
| — | INTERPACE DIAGNOSTICS GROUP | 529,819 | $476K | 0.0% | $0.90 | — | COM | 46062X204 |
| — | EYEGATE PHARMACEUTICALS INC | 345,524 | $473K | 0.0% | $1.37 | — | COM | 30233M107 |
| — | HEMISPHERX BIOPHARMA INC | 942,011 | $472K | 0.0% | $1.23 | — | COM | 42366C301 |
| — | ARBUTUS BIOPHARMA CORP | 1,311 | $472K | 0.0% | — | — | Call | 03879J900 |
| — | BIO PATH HOLDINGS inc | 1,190,886 | $462K | 0.0% | $1.29 | — | COM | 09057N102 |
| — | CYTORI THERAPEUTICS INC | 1,262,452 | $454K | 0.0% | $0.76 | — | *W | 23283K121 |
| ALDX | ALDEYRA THERAPEUTICS INC. | 97,704 | $454K | 0.0% | $5.15 | -10.7% | COM | 01438T106 |
| — | MEDICINES CO | 11,764 | $447K | 0.0% | $38.00 | — | COM | 584688105 |
| — | OHR PHARMACEUTICAL INC | 681,300 | $436K | 0.0% | $1.34 | — | COM | 67778H200 |
| — | RICEBRAN TECHNOLOGIES | 446,847 | $429K | 0.0% | $3.41 | — | COM | 762831204 |
| — | ONCOBIOLOGICS INC | 500,624 | $428K | 0.0% | $0.97 | — | *W | 68235M121 |
| — | STEMLINE THERAPEUTICS INC | 451 | $415K | 0.0% | — | — | Put | 85858C957 |
| — | INOTEK PHARMACEUTICALS | 212,651 | $404K | 0.0% | $5.23 | — | COM | 45780V102 |
| — | RXI PHARMACEUTICALS CORP | 2,220,492 | $400K | 0.0% | $0.20 | — | *W | 74979C113 |
| — | ALLIQUA BIOMEDICAL INC. | 1,071,409 | $396K | 0.0% | $1.07 | — | COM | 019621200 |
| — | SUNESIS PHARMACEUTICALS INC | 146,138 | $395K | 0.0% | $3.62 | — | COM | 867328700 |
| — | GEVO INC. | 565,322 | $390K | 0.0% | $1.11 | — | COM | 374396307 |
| — | GALENA BIOPHARMA INC | 6,084 | $353K | 0.0% | — | — | Call | 363256904 |
| — | VERSARTIS INC | 201 | $351K | 0.0% | — | — | Call | 92529L902 |
| — | SUCAMPO PHARMACEUTICALS INC | 33,200 | $349K | 0.0% | $13.25 | — | CL A | 864909106 |
| — | ARRAY BIOPHARMA INC | 398 | $333K | 0.0% | — | — | Call | 04269X905 |
| — | ANTARES PHARMA INC | 1,016 | $327K | 0.0% | — | — | Call | 036642906 |
| — | EDITAS MEDICINE INC | 881 | $291K | 0.0% | — | — | Call | 28106W903 |
| — | ONCONOVA THERAPEUTICS INC | 645,350 | $290K | 0.0% | $1.55 | — | *W | 68232V116 |
| — | ONCOBIOLOGICS INC | 338,113 | $277K | 0.0% | $0.74 | — | *W | 68235M113 |
| — | ADVERUM BIOTECHNOLOGIES INC | 110,000 | $275K | 0.0% | $3.16 | — | COM | 00773U108 |
| — | ADVAXIS INC | 414 | $269K | 0.0% | — | — | Put | 007624958 |
| — | GREAT PANTHER SILVER LTD | 2,075 | $266K | 0.0% | — | — | Put | 39115V951 |
| — | MOTIF BIO PLC | 141,334 | $256K | 0.0% | $1.29 | — | *W | 619784119 |
| — | OTONOMY INC | 130 | $245K | 0.0% | — | — | Put | 68906L955 |
| — | PALATIN TECHNOLOGIES INC | 553,740 | $238K | 0.0% | $0.48 | — | COM | 696077403 |
| — | SIGMA LABS INC | 247,759 | $225K | 0.0% | $1.00 | — | *W | 826598112 |
| — | CELSION CORP. | 108,843 | $223K | 0.0% | $2.05 | — | COM | 15117N503 |
| — | SAREPTA THERAPEUTICS INC | 66 | $222K | 0.0% | — | — | Put | 803607950 |
| — | SIGMA LABS INC | 102,946 | $220K | 0.0% | $3.10 | — | COM | 826598302 |
| — | DYNAVAX TECHNOLOGIES | 219 | $211K | 0.0% | — | — | Put | 268158951 |
| PCRX | PACIRA PHARMACEUTICALS INC | 4,390 | $209K | 0.0% | $46.40 | 0.0% | COM | 695127100 |
| — | AMAG PHARMACEUTICALS INC | 105 | $193K | 0.0% | — | — | Call | 00163U906 |
| CSBR | CHAMPIONS ONCOLOGY INC. | 71,700 | $184K | 0.0% | $4.47 | -41.6% | COM | 15870P307 |
| — | ADVAXIS INC | 270 | $175K | 0.0% | — | — | Call | 007624908 |
| — | IGNYTA INC | 164 | $170K | 0.0% | — | — | Call | 451731903 |
| — | AZURRX BIOPHARMA INC | 40,000 | $161K | 0.0% | $4.74 | — | COM | 05502L105 |
| — | MANNKIND CORP | 1,127 | $159K | 0.0% | — | — | Call | 56400P906 |
| — | GALECTIN THERAPEUTICS INC | 641 | $158K | 0.0% | — | — | Put | 363225952 |
| — | NEURALSTEM INC | 272 | $157K | 0.0% | — | — | Put | 64127R951 |
| — | INSPIREMD INC | 2,002,348 | $155K | 0.0% | $0.08 | — | *W | 45779A135 |
| — | ATOSSA GENETICS INC. | 291,046 | $150K | 0.0% | $0.52 | — | COM | 04962H209 |
| — | INSPIREMD INC | 1,209,425 | $145K | 0.0% | $0.60 | — | *W | 45779A127 |
| PARNEUR | PARNELL PHARMACEUTICALS HOLDINGS LTD | 170,000 | $143K | 0.0% | $1.62 | — | COM | Q73622104 |
| — | LION BIOTECHNOLOGIES INC | 195 | $140K | 0.0% | — | — | Put | 462260950 |
| — | ADVAXIS INC | 20,734 | $135K | 0.0% | $6.51 | — | COM | 007624208 |
| — | SOLENO THERAPEUTICS INC | 248,067 | $127K | 0.0% | $0.51 | — | COM | 834203101 |
| — | WINDTREE THERAPEUTICS INC | 345,712 | $112K | 0.0% | $1.62 | — | COM | 97382D105 |
| — | AURIS MEDICAL HOLDING AG | 143,800 | $103K | 0.0% | $0.92 | — | COM | H03579101 |
| — | SYNTHETIC BIOLOGICS INC | 168,401 | $95,000 | 0.0% | $0.76 | — | COM | 87164U102 |
| — | CURIS INC | 480 | $91,000 | 0.0% | — | — | Put | 231269951 |
| — | CURIS INC | 48,000 | $91,000 | 0.0% | $1.90 | — | COM | 231269101 |
| — | RENNOVA HEALTH INC | 198,851 | $75,000 | 0.0% | $0.35 | — | COM | 759757107 |
| — | BRAINSTORM CELL THERAPEUTICS INC | 16,731 | $70,000 | 0.0% | $4.18 | — | COM | 10501E201 |
| — | AETERNA ZENTARIS INC | 67,283 | $67,000 | 0.0% | $1.00 | — | COM | 007975402 |
| — | OREXIGEN THERAPEUTICS INC | 197 | $57,000 | 0.0% | — | — | Put | 686164952 |
| — | OREXIGEN THERAPEUTICS INC | 19,700 | $57,000 | 0.0% | $2.89 | — | COM | 686164302 |
| — | VISTAGEN THERAPEUTICS INC | 25,537 | $48,000 | 0.0% | $3.90 | — | COM | 92840H202 |
| — | GENETIC TECHNOLOGIES LTD | 53,626 | $48,000 | 0.0% | $1.08 | — | ADR | 37185R208 |
| SRNE | SORRENTO THERAPEUTICS INC | 17,300 | $35,000 | 0.0% | $1.95 | 0.0% | COM | 83587F202 |
| — | CURIS INC | 168 | $32,000 | 0.0% | — | — | Call | 231269901 |
| — | BENITEC BIOPHARMA LTD | 90,193 | $32,000 | 0.0% | $0.35 | — | *W | 082053117 |
| — | EKSO BIONICS HOLDINGS INC | 130 | $30,000 | 0.0% | — | — | Put | 282644952 |
| — | GREAT PANTHER SILVER LTD | 17,322 | $22,000 | 0.0% | $1.27 | — | COM | 39115V101 |
| — | CAPRICOR THERAPEUTICS INC | 24,200 | $20,000 | 0.0% | $4.04 | — | COM | 14070B101 |
| OASMY | OASMIA PHARMACEUTICAL AB | 19,000 | $20,000 | 0.0% | $1.88 | — | ADR | 67421W109 |
| — | LA JOLLA PHARMACEUTICAL CO | 346 | $19,000 | 0.0% | — | — | Call | 503459904 |
| — | CYTRX CORP | 255 | $16,000 | 0.0% | — | — | Put | 232828959 |
| — | INSPIREMD INC | 22,704 | $15,000 | 0.0% | $0.99 | — | COM | 45779A804 |
| — | IMMUNOCELLULAR THERAPEUTICS | 415,103 | $8,000 | 0.0% | $0.48 | — | *W | 452536121 |
| — | NEUROMETRIX INC | 65,019 | $7,000 | 0.0% | $0.31 | — | *W | 641255153 |