Radcliffe Capital Management, L.P. Diversified Active

Name: Radcliffe Capital Management, L.P. Q1 2018 13F Filing | 13F Explorer
Creator: Radcliffe Capital Management, L.P.
Published: 2018-05-15

Location: Bala Cynwyd, PA

CIK: 0001218275 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 15, 2018

Total Value: $664M (0.1% shares, 99.9% debt)

Holdings (24)

— Twitter, Inc. 16.4%

Value $109M Shares 113,255,000 Share Price $0.96 Est. Cost/Share $0.94 Unrealized @ Report Date —

— Brookdale Senior Living Inc. 13.7%

Value $91.15M Shares 91,353,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 11.1%

Value $74.01M Shares 72,503,000 Share Price $1.02 Est. Cost/Share $1.00 Unrealized @ Report Date —

— New Mountain Finance Corporation 7.1%

Value $47.28M Shares 46,234,000 Share Price $1.02 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Ares Capital Corporation 5.9%

Value $38.96M Shares 38,426,000 Share Price $1.01 Est. Cost/Share $1.02 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 5.3%

Value $35.27M Shares 35,148,000 Share Price $1.00 Est. Cost/Share $0.98 Unrealized @ Report Date —

— Web.com Group Inc 5.3%

Value $35.27M Shares 35,623,000 Share Price $0.99 Est. Cost/Share $0.96 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 5.2%

Value $34.85M Shares 35,000,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— TCP Capital Corp 4.6%

Value $30.73M Shares 29,800,000 Share Price $1.03 Est. Cost/Share $0.99 Unrealized @ Report Date —

— Ares Capital Corporation 4.6%

Value $30.68M Shares 30,000,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Goldman Sachs BDC Inc. 3.2%

Value $21.43M Shares 21,050,000 Share Price $1.02 Est. Cost/Share $1.03 Unrealized @ Report Date —

— TCP Capital Corp 3.2%

Value $20.93M Shares 20,750,000 Share Price $1.01 Est. Cost/Share $1.04 Unrealized @ Report Date —

— BlackRock Capital Investment Corp 3.1%

Value $20.62M Shares 20,000,000 Share Price $1.03 Est. Cost/Share $1.03 Unrealized @ Report Date —

— TPG Specialty Lending, Inc. 3.1%

Value $20.46M Shares 20,000,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —

— TPG Specialty Lending, Inc. 3.0%

Value $19.63M Shares 19,210,000 Share Price $1.02 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Twitter, Inc. 2.0%

Value $13.39M Shares 14,309,000 Share Price $0.94 Est. Cost/Share $0.92 Unrealized @ Report Date —

— Hercules Capital, Inc. 1.5%

Value $10.13M Shares 10,000,000 Share Price $1.01 Est. Cost/Share $1.01 Unrealized @ Report Date —

— NAVISTAR INTERNATIONAL 0.7%

Value $4.7M Shares 4,644,000 Share Price $1.01 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Iconix Brand Group, Inc. 0.6%

Value $3.874M Shares 4,422,000 Share Price $0.88 Est. Cost/Share $0.88 Unrealized @ Report Date —

— TiVo Corporation 0.2%

Value $1.161M Shares 1,204,000 Share Price $0.96 Est. Cost/Share $0.96 Unrealized @ Report Date —

SVVC Firsthand Technology Value Fund, Inc. 0.1%

Value $393K Shares 34,800 Share Price $11.29 * Est. Cost/Share $11.71 Unrealized @ Report Date -11.1%

MFIN Medallion Financial Corp 0.0%

Value $165K Shares 35,495 Share Price $4.65 * Est. Cost/Share $4.72 Unrealized @ Report Date -19.1%

— Oaktree Specialty Lending Co. 0.0%

Value $107K Shares 25,400 Share Price $4.21 Est. Cost/Share $4.88 Unrealized @ Report Date —

— Iconix Brand Group, Inc. 0.0%

Value $24,000 Shares 21,700 Share Price $1.11 Est. Cost/Share $13.50 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	Twitter, Inc.	113,255,000	$109M	16.4%	$0.96	$0.94	—	CONVRT BOND	90184LAB8
—	Brookdale Senior Living Inc.	91,353,000	$91.15M	13.7%	$1.00	$1.00	—	CONVRT BOND	112463AA2
—	PROSPECT CAPITAL CORP	72,503,000	$74.01M	11.1%	$1.02	$1.00	—	CONVRT BOND	74348TAM4
—	New Mountain Finance Corporation	46,234,000	$47.28M	7.1%	$1.02	$1.01	—	CONVRT BOND	647551AB6
—	Ares Capital Corporation	38,426,000	$38.96M	5.9%	$1.01	$1.02	—	CONVRT BOND	04010LAM5
—	PROSPECT CAPITAL CORP	35,148,000	$35.27M	5.3%	$1.00	$0.98	—	CONVRT BOND	74348TAQ5
—	Web.com Group Inc	35,623,000	$35.27M	5.3%	$0.99	$0.96	—	CONVRT BOND	94733AAA2
—	PROSPECT CAPITAL CORP	35,000,000	$34.85M	5.2%	$1.00	$1.00	—	CONVRT BOND	74348TAR3
—	TCP Capital Corp	29,800,000	$30.73M	4.6%	$1.03	$0.99	—	CONVRT BOND	87238QAB9
—	Ares Capital Corporation	30,000,000	$30.68M	4.6%	$1.02	$1.02	—	CONVRT BOND	04010LAT0
—	Goldman Sachs BDC Inc.	21,050,000	$21.43M	3.2%	$1.02	$1.03	—	CONVRT BOND	38147UAB3
—	TCP Capital Corp	20,750,000	$20.93M	3.2%	$1.01	$1.04	—	CONVRT BOND	87238QAD5
—	BlackRock Capital Investment Corp	20,000,000	$20.62M	3.1%	$1.03	$1.03	—	CONVRT BOND	092533AC2
—	TPG Specialty Lending, Inc.	20,000,000	$20.46M	3.1%	$1.02	$1.02	—	CONVRT BOND	87265KAD4
—	TPG Specialty Lending, Inc.	19,210,000	$19.63M	3.0%	$1.02	$1.01	—	CONVRT BOND	87265KAB8
—	Twitter, Inc.	14,309,000	$13.39M	2.0%	$0.94	$0.92	—	CONVRT BOND	90184LAD4
—	Hercules Capital, Inc.	10,000,000	$10.13M	1.5%	$1.01	$1.01	—	CONVRT BOND	427096AF9
—	NAVISTAR INTERNATIONAL	4,644,000	$4.7M	0.7%	$1.01	$1.00	—	CONVRT BOND	63934EAQ1
—	Iconix Brand Group, Inc.	4,422,000	$3.874M	0.6%	$0.88	$0.88	—	CONVRT BOND	451055AG2
—	TiVo Corporation	1,204,000	$1.161M	0.2%	$0.96	$0.96	—	CONVRT BOND	779376AD4
SVVC	Firsthand Technology Value Fund, Inc.	34,800	$393K	0.1%	$11.29 *	$11.71	-11.1%	COMMON	33766Y100
MFIN	Medallion Financial Corp	35,495	$165K	0.0%	$4.65 *	$4.72	-19.1%	COMMON	583928106
—	Oaktree Specialty Lending Co.	25,400	$107K	0.0%	$4.21	$4.88	—	COMMON	67401P108
—	Iconix Brand Group, Inc.	21,700	$24,000	0.0%	$1.11	$13.50	—	COMMON	451055107