Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q1 2018 (← Previous) (Next →)

Filing Date: May 15, 2018

Total Value ($000): $663,769 (0.1% shares, 99.9% debt)

Holdings (24)

— Twitter, Inc. 16.4%

Value ($000) $108,566 Shares 113,255,000 Est. Cost $0.94 Unrealized —

— Brookdale Senior Living Inc. 13.7%

Value ($000) $91,148 Shares 91,353,000 Est. Cost $1.00 Unrealized —

— PROSPECT CAPITAL CORP 11.1%

Value ($000) $74,009 Shares 72,503,000 Est. Cost $1.00 Unrealized —

— New Mountain Finance Corporation 7.1%

Value ($000) $47,282 Shares 46,234,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corporation 5.9%

Value ($000) $38,962 Shares 38,426,000 Est. Cost $1.02 Unrealized —

— PROSPECT CAPITAL CORP 5.3%

Value ($000) $35,274 Shares 35,148,000 Est. Cost $0.98 Unrealized —

— Web.com Group Inc 5.3%

Value ($000) $35,266 Shares 35,623,000 Est. Cost $0.96 Unrealized —

— PROSPECT CAPITAL CORP 5.2%

Value ($000) $34,847 Shares 35,000,000 Est. Cost $1.00 Unrealized —

— TCP Capital Corp 4.6%

Value ($000) $30,731 Shares 29,800,000 Est. Cost $0.99 Unrealized —

— Ares Capital Corporation 4.6%

Value ($000) $30,675 Shares 30,000,000 Est. Cost $1.02 Unrealized —

— Goldman Sachs BDC Inc. 3.2%

Value ($000) $21,427 Shares 21,050,000 Est. Cost $1.03 Unrealized —

— TCP Capital Corp 3.2%

Value ($000) $20,931 Shares 20,750,000 Est. Cost $1.04 Unrealized —

— BlackRock Capital Investment Corp 3.1%

Value ($000) $20,618 Shares 20,000,000 Est. Cost $1.03 Unrealized —

— TPG Specialty Lending, Inc. 3.1%

Value ($000) $20,458 Shares 20,000,000 Est. Cost $1.02 Unrealized —

— TPG Specialty Lending, Inc. 3.0%

Value ($000) $19,630 Shares 19,210,000 Est. Cost $1.01 Unrealized —

— Twitter, Inc. 2.0%

Value ($000) $13,390 Shares 14,309,000 Est. Cost $0.92 Unrealized —

— Hercules Capital, Inc. 1.5%

Value ($000) $10,131 Shares 10,000,000 Est. Cost $1.01 Unrealized —

— NAVISTAR INTERNATIONAL 0.7%

Value ($000) $4,700 Shares 4,644,000 Est. Cost $1.00 Unrealized —

— Iconix Brand Group, Inc. 0.6%

Value ($000) $3,874 Shares 4,422,000 Est. Cost $0.88 Unrealized —

— TiVo Corporation 0.2%

Value ($000) $1,161 Shares 1,204,000 Est. Cost $0.96 Unrealized —

SVVC Firsthand Technology Value Fund, Inc. 0.1%

Value ($000) $393 Shares 34,800 Est. Cost $11.71 Unrealized -11.1%

MFIN Medallion Financial Corp 0.0%

Value ($000) $165 Shares 35,495 Est. Cost $4.72 Unrealized -19.1%

— Oaktree Specialty Lending Co. 0.0%

Value ($000) $107 Shares 25,400 Est. Cost $4.88 Unrealized —

— Iconix Brand Group, Inc. 0.0%

Value ($000) $24 Shares 21,700 Est. Cost $13.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Twitter, Inc.	113,255,000	$108,566	16.4%	$0.94	—	CONVRT BOND	90184LAB8
—	Brookdale Senior Living Inc.	91,353,000	$91,148	13.7%	$1.00	—	CONVRT BOND	112463AA2
—	PROSPECT CAPITAL CORP	72,503,000	$74,009	11.1%	$1.00	—	CONVRT BOND	74348TAM4
—	New Mountain Finance Corporation	46,234,000	$47,282	7.1%	$1.01	—	CONVRT BOND	647551AB6
—	Ares Capital Corporation	38,426,000	$38,962	5.9%	$1.02	—	CONVRT BOND	04010LAM5
—	PROSPECT CAPITAL CORP	35,148,000	$35,274	5.3%	$0.98	—	CONVRT BOND	74348TAQ5
—	Web.com Group Inc	35,623,000	$35,266	5.3%	$0.96	—	CONVRT BOND	94733AAA2
—	PROSPECT CAPITAL CORP	35,000,000	$34,847	5.2%	$1.00	—	CONVRT BOND	74348TAR3
—	TCP Capital Corp	29,800,000	$30,731	4.6%	$0.99	—	CONVRT BOND	87238QAB9
—	Ares Capital Corporation	30,000,000	$30,675	4.6%	$1.02	—	CONVRT BOND	04010LAT0
—	Goldman Sachs BDC Inc.	21,050,000	$21,427	3.2%	$1.03	—	CONVRT BOND	38147UAB3
—	TCP Capital Corp	20,750,000	$20,931	3.2%	$1.04	—	CONVRT BOND	87238QAD5
—	BlackRock Capital Investment Corp	20,000,000	$20,618	3.1%	$1.03	—	CONVRT BOND	092533AC2
—	TPG Specialty Lending, Inc.	20,000,000	$20,458	3.1%	$1.02	—	CONVRT BOND	87265KAD4
—	TPG Specialty Lending, Inc.	19,210,000	$19,630	3.0%	$1.01	—	CONVRT BOND	87265KAB8
—	Twitter, Inc.	14,309,000	$13,390	2.0%	$0.92	—	CONVRT BOND	90184LAD4
—	Hercules Capital, Inc.	10,000,000	$10,131	1.5%	$1.01	—	CONVRT BOND	427096AF9
—	NAVISTAR INTERNATIONAL	4,644,000	$4,700	0.7%	$1.00	—	CONVRT BOND	63934EAQ1
—	Iconix Brand Group, Inc.	4,422,000	$3,874	0.6%	$0.88	—	CONVRT BOND	451055AG2
—	TiVo Corporation	1,204,000	$1,161	0.2%	$0.96	—	CONVRT BOND	779376AD4
SVVC	Firsthand Technology Value Fund, Inc.	34,800	$393	0.1%	$11.71	-11.1%	COMMON	33766Y100
MFIN	Medallion Financial Corp	35,495	$165	0.0%	$4.72	-19.1%	COMMON	583928106
—	Oaktree Specialty Lending Co.	25,400	$107	0.0%	$4.88	—	COMMON	67401P108
—	Iconix Brand Group, Inc.	21,700	$24	0.0%	$13.50	—	COMMON	451055107