Radcliffe Capital Management, L.P. Diversified Active

Location: Bala Cynwyd, PA

CIK: 0001218275 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value: $675M (0.1% shares, 99.9% debt)

Holdings (25)

— Twitter, Inc. 16.0%

Value $108M Shares 113,255,000 Share Price $0.96 Est. Cost/Share $0.94 Unrealized @ Report Date —

— Brookdale Senior Living Inc. 12.0%

Value $81.2M Shares 81,353,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 11.0%

Value $74.23M Shares 72,503,000 Share Price $1.02 Est. Cost/Share $1.00 Unrealized @ Report Date —

— New Mountain Finance Corporation 7.1%

Value $47.64M Shares 46,234,000 Share Price $1.03 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Ares Capital Corporation 5.4%

Value $36.78M Shares 36,716,000 Share Price $1.00 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Ares Capital Corporation 5.3%

Value $35.72M Shares 34,926,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 5.2%

Value $34.95M Shares 35,000,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Iconix Brand Group, Inc. 4.8%

Value $32.71M Shares 39,950,000 Share Price $0.82 Est. Cost/Share $0.82 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 4.8%

Value $32.32M Shares 32,148,000 Share Price $1.01 Est. Cost/Share $0.98 Unrealized @ Report Date —

— TCP Capital Corp 4.6%

Value $31.14M Shares 29,800,000 Share Price $1.05 Est. Cost/Share $0.99 Unrealized @ Report Date —

— Web.com Group Inc 4.5%

Value $30.39M Shares 30,723,000 Share Price $0.99 Est. Cost/Share $0.96 Unrealized @ Report Date —

— Goldman Sachs BDC Inc. 3.2%

Value $21.78M Shares 21,050,000 Share Price $1.03 Est. Cost/Share $1.03 Unrealized @ Report Date —

— TCP Capital Corp 3.2%

Value $21.29M Shares 20,750,000 Share Price $1.03 Est. Cost/Share $1.04 Unrealized @ Report Date —

— PDL BioPharma, Inc 3.1%

Value $20.91M Shares 20,913,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— BlackRock Capital Investment Corp 3.1%

Value $20.77M Shares 20,000,000 Share Price $1.04 Est. Cost/Share $1.03 Unrealized @ Report Date —

— TPG Specialty Lending, Inc. 2.9%

Value $19.79M Shares 19,210,000 Share Price $1.03 Est. Cost/Share $1.01 Unrealized @ Report Date —

— Twitter, Inc. 2.0%

Value $13.34M Shares 14,309,000 Share Price $0.93 Est. Cost/Share $0.92 Unrealized @ Report Date —

— NAVISTAR INTERNATIONAL 1.0%

Value $6.889M Shares 6,644,000 Share Price $1.04 Est. Cost/Share $1.00 Unrealized @ Report Date —

— CalAtlantic Group, Inc. 0.3%

Value $2.017M Shares 2,000,000 Share Price $1.01 Est. Cost/Share $0.96 Unrealized @ Report Date —

— Shutterfly, Inc. 0.2%

Value $1.292M Shares 1,300,000 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

— TiVo Corporation 0.2%

Value $1.149M Shares 1,204,000 Share Price $0.95 Est. Cost/Share $0.96 Unrealized @ Report Date —

SVVC Firsthand Technology Value Fund, Inc. 0.1%

Value $411K Shares 45,844 Share Price $8.97 * Est. Cost/Share $11.71 Unrealized @ Report Date -29.1%

MFIN Medallion Financial Corp 0.0%

Value $160K Shares 45,430 Share Price $3.52 * Est. Cost/Share $4.72 Unrealized @ Report Date -51.8%

— Oaktree Specialty Lending Corp 0.0%

Value $124K Shares 25,400 Share Price $4.88 Est. Cost/Share $4.88 Unrealized @ Report Date —

— Iconix Brand Group, Inc. 0.0%

Value $28,000 Shares 21,700 Share Price $1.29 Est. Cost/Share $13.50 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	Twitter, Inc.	113,255,000	$108M	16.0%	$0.96	$0.94	—	CONVRT BOND	90184LAB8
—	Brookdale Senior Living Inc.	81,353,000	$81.2M	12.0%	$1.00	$1.00	—	CONVRT BOND	112463AA2
—	PROSPECT CAPITAL CORP	72,503,000	$74.23M	11.0%	$1.02	$1.00	—	CONVRT BOND	74348TAM4
—	New Mountain Finance Corporation	46,234,000	$47.64M	7.1%	$1.03	$1.01	—	CONVRT BOND	647551AB6
—	Ares Capital Corporation	36,716,000	$36.78M	5.4%	$1.00	$1.01	—	CONVRT BOND	04010LAJ2
—	Ares Capital Corporation	34,926,000	$35.72M	5.3%	$1.02	$1.02	—	CONVRT BOND	04010LAM5
—	PROSPECT CAPITAL CORP	35,000,000	$34.95M	5.2%	$1.00	$1.00	—	CONVRT BOND	74348TAR3
—	Iconix Brand Group, Inc.	39,950,000	$32.71M	4.8%	$0.82	$0.82	—	CONVRT BOND	451055AF4
—	PROSPECT CAPITAL CORP	32,148,000	$32.32M	4.8%	$1.01	$0.98	—	CONVRT BOND	74348TAQ5
—	TCP Capital Corp	29,800,000	$31.14M	4.6%	$1.05	$0.99	—	CONVRT BOND	87238QAB9
—	Web.com Group Inc	30,723,000	$30.39M	4.5%	$0.99	$0.96	—	CONVRT BOND	94733AAA2
—	Goldman Sachs BDC Inc.	21,050,000	$21.78M	3.2%	$1.03	$1.03	—	CONVRT BOND	38147UAB3
—	TCP Capital Corp	20,750,000	$21.29M	3.2%	$1.03	$1.04	—	CONVRT BOND	87238QAD5
—	PDL BioPharma, Inc	20,913,000	$20.91M	3.1%	$1.00	$1.00	—	CONVRT BOND	69329YAF1
—	BlackRock Capital Investment Corp	20,000,000	$20.77M	3.1%	$1.04	$1.03	—	CONVRT BOND	092533AC2
—	TPG Specialty Lending, Inc.	19,210,000	$19.79M	2.9%	$1.03	$1.01	—	CONVRT BOND	87265KAB8
—	Twitter, Inc.	14,309,000	$13.34M	2.0%	$0.93	$0.92	—	CONVRT BOND	90184LAD4
—	NAVISTAR INTERNATIONAL	6,644,000	$6.889M	1.0%	$1.04	$1.00	—	CONVRT BOND	63934EAQ1
—	CalAtlantic Group, Inc.	2,000,000	$2.017M	0.3%	$1.01	$0.96	—	CONVRT BOND	783764AS2
—	Shutterfly, Inc.	1,300,000	$1.292M	0.2%	$0.99	$0.99	—	CONVRT BOND	82568PAB2
—	TiVo Corporation	1,204,000	$1.149M	0.2%	$0.95	$0.96	—	CONVRT BOND	779376AD4
SVVC	Firsthand Technology Value Fund, Inc.	45,844	$411K	0.1%	$8.97 *	$11.71	-29.1%	COMMON	33766Y100
MFIN	Medallion Financial Corp	45,430	$160K	0.0%	$3.52 *	$4.72	-51.8%	COMMON	583928106
—	Oaktree Specialty Lending Corp	25,400	$124K	0.0%	$4.88	$4.88	—	COMMON	67401P108
—	Iconix Brand Group, Inc.	21,700	$28,000	0.0%	$1.29	$13.50	—	COMMON	451055107