Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q4 2017 (← Previous) (Next →)

Filing Date: Feb 14, 2018

Total Value ($000): $675,375 (0.1% shares, 99.9% debt)

Holdings (25)

— Twitter, Inc. 16.0%

Value ($000) $108,345 Shares 113,255,000 Est. Cost $0.94 Unrealized —

— Brookdale Senior Living Inc. 12.0%

Value ($000) $81,201 Shares 81,353,000 Est. Cost $1.00 Unrealized —

— PROSPECT CAPITAL CORP 11.0%

Value ($000) $74,227 Shares 72,503,000 Est. Cost $1.00 Unrealized —

— New Mountain Finance Corporation 7.1%

Value ($000) $47,637 Shares 46,234,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corporation 5.4%

Value ($000) $36,780 Shares 36,716,000 Est. Cost $1.01 Unrealized —

— Ares Capital Corporation 5.3%

Value ($000) $35,717 Shares 34,926,000 Est. Cost $1.02 Unrealized —

— PROSPECT CAPITAL CORP 5.2%

Value ($000) $34,954 Shares 35,000,000 Est. Cost $1.00 Unrealized —

— Iconix Brand Group, Inc. 4.8%

Value ($000) $32,708 Shares 39,950,000 Est. Cost $0.82 Unrealized —

— PROSPECT CAPITAL CORP 4.8%

Value ($000) $32,323 Shares 32,148,000 Est. Cost $0.98 Unrealized —

— TCP Capital Corp 4.6%

Value ($000) $31,144 Shares 29,800,000 Est. Cost $0.99 Unrealized —

— Web.com Group Inc 4.5%

Value ($000) $30,393 Shares 30,723,000 Est. Cost $0.96 Unrealized —

— Goldman Sachs BDC Inc. 3.2%

Value ($000) $21,779 Shares 21,050,000 Est. Cost $1.03 Unrealized —

— TCP Capital Corp 3.2%

Value ($000) $21,287 Shares 20,750,000 Est. Cost $1.04 Unrealized —

— PDL BioPharma, Inc 3.1%

Value ($000) $20,907 Shares 20,913,000 Est. Cost $1.00 Unrealized —

— BlackRock Capital Investment Corp 3.1%

Value ($000) $20,769 Shares 20,000,000 Est. Cost $1.03 Unrealized —

— TPG Specialty Lending, Inc. 2.9%

Value ($000) $19,793 Shares 19,210,000 Est. Cost $1.01 Unrealized —

— Twitter, Inc. 2.0%

Value ($000) $13,341 Shares 14,309,000 Est. Cost $0.92 Unrealized —

— NAVISTAR INTERNATIONAL 1.0%

Value ($000) $6,889 Shares 6,644,000 Est. Cost $1.00 Unrealized —

— CalAtlantic Group, Inc. 0.3%

Value ($000) $2,017 Shares 2,000,000 Est. Cost $0.96 Unrealized —

— Shutterfly, Inc. 0.2%

Value ($000) $1,292 Shares 1,300,000 Est. Cost $0.99 Unrealized —

— TiVo Corporation 0.2%

Value ($000) $1,149 Shares 1,204,000 Est. Cost $0.96 Unrealized —

SVVC Firsthand Technology Value Fund, Inc. 0.1%

Value ($000) $411 Shares 45,844 Est. Cost $11.71 Unrealized -29.1%

MFIN Medallion Financial Corp 0.0%

Value ($000) $160 Shares 45,430 Est. Cost $4.72 Unrealized -51.8%

— Oaktree Specialty Lending Corp 0.0%

Value ($000) $124 Shares 25,400 Est. Cost $4.88 Unrealized —

— Iconix Brand Group, Inc. 0.0%

Value ($000) $28 Shares 21,700 Est. Cost $13.50 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Twitter, Inc.	113,255,000	$108,345	16.0%	$0.94	—	CONVRT BOND	90184LAB8
—	Brookdale Senior Living Inc.	81,353,000	$81,201	12.0%	$1.00	—	CONVRT BOND	112463AA2
—	PROSPECT CAPITAL CORP	72,503,000	$74,227	11.0%	$1.00	—	CONVRT BOND	74348TAM4
—	New Mountain Finance Corporation	46,234,000	$47,637	7.1%	$1.01	—	CONVRT BOND	647551AB6
—	Ares Capital Corporation	36,716,000	$36,780	5.4%	$1.01	—	CONVRT BOND	04010LAJ2
—	Ares Capital Corporation	34,926,000	$35,717	5.3%	$1.02	—	CONVRT BOND	04010LAM5
—	PROSPECT CAPITAL CORP	35,000,000	$34,954	5.2%	$1.00	—	CONVRT BOND	74348TAR3
—	Iconix Brand Group, Inc.	39,950,000	$32,708	4.8%	$0.82	—	CONVRT BOND	451055AF4
—	PROSPECT CAPITAL CORP	32,148,000	$32,323	4.8%	$0.98	—	CONVRT BOND	74348TAQ5
—	TCP Capital Corp	29,800,000	$31,144	4.6%	$0.99	—	CONVRT BOND	87238QAB9
—	Web.com Group Inc	30,723,000	$30,393	4.5%	$0.96	—	CONVRT BOND	94733AAA2
—	Goldman Sachs BDC Inc.	21,050,000	$21,779	3.2%	$1.03	—	CONVRT BOND	38147UAB3
—	TCP Capital Corp	20,750,000	$21,287	3.2%	$1.04	—	CONVRT BOND	87238QAD5
—	PDL BioPharma, Inc	20,913,000	$20,907	3.1%	$1.00	—	CONVRT BOND	69329YAF1
—	BlackRock Capital Investment Corp	20,000,000	$20,769	3.1%	$1.03	—	CONVRT BOND	092533AC2
—	TPG Specialty Lending, Inc.	19,210,000	$19,793	2.9%	$1.01	—	CONVRT BOND	87265KAB8
—	Twitter, Inc.	14,309,000	$13,341	2.0%	$0.92	—	CONVRT BOND	90184LAD4
—	NAVISTAR INTERNATIONAL	6,644,000	$6,889	1.0%	$1.00	—	CONVRT BOND	63934EAQ1
—	CalAtlantic Group, Inc.	2,000,000	$2,017	0.3%	$0.96	—	CONVRT BOND	783764AS2
—	Shutterfly, Inc.	1,300,000	$1,292	0.2%	$0.99	—	CONVRT BOND	82568PAB2
—	TiVo Corporation	1,204,000	$1,149	0.2%	$0.96	—	CONVRT BOND	779376AD4
SVVC	Firsthand Technology Value Fund, Inc.	45,844	$411	0.1%	$11.71	-29.1%	COMMON	33766Y100
MFIN	Medallion Financial Corp	45,430	$160	0.0%	$4.72	-51.8%	COMMON	583928106
—	Oaktree Specialty Lending Corp	25,400	$124	0.0%	$4.88	—	COMMON	67401P108
—	Iconix Brand Group, Inc.	21,700	$28	0.0%	$13.50	—	COMMON	451055107