Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q4 2017 (← Previous) (Next →)
Filing Date: Feb 14, 2018
Total Value: $675M (0.1% shares, 99.9% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Twitter, Inc. | 113,255,000 | $108M | 16.0% | $0.94 | — | CONVRT BOND | 90184LAB8 |
| — | Brookdale Senior Living Inc. | 81,353,000 | $81.2M | 12.0% | $1.00 | — | CONVRT BOND | 112463AA2 |
| — | PROSPECT CAPITAL CORP | 72,503,000 | $74.23M | 11.0% | $1.00 | — | CONVRT BOND | 74348TAM4 |
| — | New Mountain Finance Corporation | 46,234,000 | $47.64M | 7.1% | $1.01 | — | CONVRT BOND | 647551AB6 |
| — | Ares Capital Corporation | 36,716,000 | $36.78M | 5.4% | $1.01 | — | CONVRT BOND | 04010LAJ2 |
| — | Ares Capital Corporation | 34,926,000 | $35.72M | 5.3% | $1.02 | — | CONVRT BOND | 04010LAM5 |
| — | PROSPECT CAPITAL CORP | 35,000,000 | $34.95M | 5.2% | $1.00 | — | CONVRT BOND | 74348TAR3 |
| — | Iconix Brand Group, Inc. | 39,950,000 | $32.71M | 4.8% | $0.82 | — | CONVRT BOND | 451055AF4 |
| — | PROSPECT CAPITAL CORP | 32,148,000 | $32.32M | 4.8% | $0.98 | — | CONVRT BOND | 74348TAQ5 |
| — | TCP Capital Corp | 29,800,000 | $31.14M | 4.6% | $0.99 | — | CONVRT BOND | 87238QAB9 |
| — | Web.com Group Inc | 30,723,000 | $30.39M | 4.5% | $0.96 | — | CONVRT BOND | 94733AAA2 |
| — | Goldman Sachs BDC Inc. | 21,050,000 | $21.78M | 3.2% | $1.03 | — | CONVRT BOND | 38147UAB3 |
| — | TCP Capital Corp | 20,750,000 | $21.29M | 3.2% | $1.04 | — | CONVRT BOND | 87238QAD5 |
| — | PDL BioPharma, Inc | 20,913,000 | $20.91M | 3.1% | $1.00 | — | CONVRT BOND | 69329YAF1 |
| — | BlackRock Capital Investment Corp | 20,000,000 | $20.77M | 3.1% | $1.03 | — | CONVRT BOND | 092533AC2 |
| — | TPG Specialty Lending, Inc. | 19,210,000 | $19.79M | 2.9% | $1.01 | — | CONVRT BOND | 87265KAB8 |
| — | Twitter, Inc. | 14,309,000 | $13.34M | 2.0% | $0.92 | — | CONVRT BOND | 90184LAD4 |
| — | NAVISTAR INTERNATIONAL | 6,644,000 | $6.889M | 1.0% | $1.00 | — | CONVRT BOND | 63934EAQ1 |
| — | CalAtlantic Group, Inc. | 2,000,000 | $2.017M | 0.3% | $0.96 | — | CONVRT BOND | 783764AS2 |
| — | Shutterfly, Inc. | 1,300,000 | $1.292M | 0.2% | $0.99 | — | CONVRT BOND | 82568PAB2 |
| — | TiVo Corporation | 1,204,000 | $1.149M | 0.2% | $0.96 | — | CONVRT BOND | 779376AD4 |
| SVVC | Firsthand Technology Value Fund, Inc. | 45,844 | $411K | 0.1% | $11.71 | -29.1% | COMMON | 33766Y100 |
| MFIN | Medallion Financial Corp | 45,430 | $160K | 0.0% | $4.72 | -51.8% | COMMON | 583928106 |
| — | Oaktree Specialty Lending Corp | 25,400 | $124K | 0.0% | $4.88 | — | COMMON | 67401P108 |
| — | Iconix Brand Group, Inc. | 21,700 | $28,000 | 0.0% | $13.50 | — | COMMON | 451055107 |