Radcliffe Capital Management, L.P. Diversified Active

CIK: 0001218275 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 15, 2019

Total Value ($000): $611,800 (1.7% shares, 98.3% debt)

Holdings (29)

— Twitter, Inc. 15.9%

Value ($000) $97,352 Shares 98,915,000 Est. Cost $0.95 Unrealized —

— PROSPECT CAPITAL CORP 9.5%

Value ($000) $57,879 Shares 58,641,000 Est. Cost $0.99 Unrealized —

— Ares Capital Corporation 8.5%

Value ($000) $52,080 Shares 52,500,000 Est. Cost $0.99 Unrealized —

— New Mountain Finance Corporation 8.3%

Value ($000) $50,745 Shares 50,620,000 Est. Cost $1.01 Unrealized —

— BlackRock TCP Capital Corp 6.0%

Value ($000) $36,888 Shares 36,470,000 Est. Cost $1.00 Unrealized —

— TPG Specialty Lending, Inc. 5.3%

Value ($000) $32,701 Shares 32,556,000 Est. Cost $1.01 Unrealized —

— NAVISTAR INTERNATIONAL 5.1%

Value ($000) $31,112 Shares 31,082,000 Est. Cost $1.00 Unrealized —

— New Mountain Finance Corporation 5.1%

Value ($000) $31,029 Shares 31,000,000 Est. Cost $1.00 Unrealized —

— PROSPECT CAPITAL CORP 4.8%

Value ($000) $29,535 Shares 30,000,000 Est. Cost $0.98 Unrealized —

— TPG Specialty Lending, Inc. 4.3%

Value ($000) $26,273 Shares 25,750,000 Est. Cost $1.02 Unrealized —

— Ares Capital Corporation 4.2%

Value ($000) $25,995 Shares 26,040,000 Est. Cost $1.02 Unrealized —

— Goldman Sachs BDC Inc. 4.1%

Value ($000) $25,371 Shares 25,618,000 Est. Cost $1.02 Unrealized —

— BlackRock TCP Capital Corp 3.5%

Value ($000) $21,528 Shares 21,750,000 Est. Cost $1.04 Unrealized —

— BlackRock Capital Investment Corp 3.5%

Value ($000) $21,338 Shares 21,495,000 Est. Cost $1.02 Unrealized —

— Hercules Capital, Inc. 3.3%

Value ($000) $20,317 Shares 20,717,000 Est. Cost $0.98 Unrealized —

— ELECTRONICS FOR IMAGING, INC 2.3%

Value ($000) $14,029 Shares 14,211,000 Est. Cost $0.99 Unrealized —

HUNTF Hunter Maritime Acquisition Corp. 1.6%

Value ($000) $9,500 Shares 100,000 Est. Cost — Unrealized —

— Nuance Communications, Inc. 1.5%

Value ($000) $8,981 Shares 9,624,000 Est. Cost $0.90 Unrealized —

— Cemex S.A. 1.1%

Value ($000) $6,473 Shares 6,500,000 Est. Cost $1.00 Unrealized —

— Cemex S.A. 1.0%

Value ($000) $5,975 Shares 6,000,000 Est. Cost $1.00 Unrealized —

— Twitter, Inc. 0.9%

Value ($000) $5,666 Shares 6,021,000 Est. Cost $0.92 Unrealized —

— Iconix Brand Group, Inc. 0.1%

Value ($000) $372 Shares 1,500,000 Est. Cost $0.88 Unrealized —

— Forum Merger II Corp 0.0%

Value ($000) $109 Shares 11,000 Est. Cost $9.91 Unrealized —

— Trinity Merger Corp. 0.0%

Value ($000) $103 Shares 10,100 Est. Cost $10.20 Unrealized —

— Trident Acquisitions Corp. 0.0%

Value ($000) $102 Shares 10,000 Est. Cost $10.20 Unrealized —

— Sentinel Energy Services Inc. 0.0%

Value ($000) $100 Shares 10,000 Est. Cost $10.00 Unrealized —

— Allegro Merger Corp. 0.0%

Value ($000) $99 Shares 10,000 Est. Cost $9.90 Unrealized —

— Graf Industrial Corp 0.0%

Value ($000) $98 Shares 10,000 Est. Cost $9.80 Unrealized —

— PROSPECT CAPITAL CORP 0.0%

Value ($000) $50 Shares 50,000 Est. Cost $0.99 Unrealized —

Ticker	Issuer	Shares	Value ($000)	%	Est. Cost	Unrealized	Class	CUSIP
—	Twitter, Inc.	98,915,000	$97,352	15.9%	$0.95	—	CONVRT BOND	90184LAB8
—	PROSPECT CAPITAL CORP	58,641,000	$57,879	9.5%	$0.99	—	CONVRT BOND	74348TAR3
—	Ares Capital Corporation	52,500,000	$52,080	8.5%	$0.99	—	CONVRT BOND	04010LAW3
—	New Mountain Finance Corporation	50,620,000	$50,745	8.3%	$1.01	—	CONVRT BOND	647551AB6
—	BlackRock TCP Capital Corp	36,470,000	$36,888	6.0%	$1.00	—	CONVRT BOND	87238QAB9
—	TPG Specialty Lending, Inc.	32,556,000	$32,701	5.3%	$1.01	—	CONVRT BOND	87265KAB8
—	NAVISTAR INTERNATIONAL	31,082,000	$31,112	5.1%	$1.00	—	CONVRT BOND	63934EAS7
—	New Mountain Finance Corporation	31,000,000	$31,029	5.1%	$1.00	—	CONVRT BOND	647551AC4
—	PROSPECT CAPITAL CORP	30,000,000	$29,535	4.8%	$0.98	—	CONVRT BOND	74348TAT9
—	TPG Specialty Lending, Inc.	25,750,000	$26,273	4.3%	$1.02	—	CONVRT BOND	87265KAD4
—	Ares Capital Corporation	26,040,000	$25,995	4.2%	$1.02	—	CONVRT BOND	04010LAT0
—	Goldman Sachs BDC Inc.	25,618,000	$25,371	4.1%	$1.02	—	CONVRT BOND	38147UAB3
—	BlackRock TCP Capital Corp	21,750,000	$21,528	3.5%	$1.04	—	CONVRT BOND	87238QAD5
—	BlackRock Capital Investment Corp	21,495,000	$21,338	3.5%	$1.02	—	CONVRT BOND	092533AC2
—	Hercules Capital, Inc.	20,717,000	$20,317	3.3%	$0.98	—	CONVRT BOND	427096AF9
—	ELECTRONICS FOR IMAGING, INC	14,211,000	$14,029	2.3%	$0.99	—	CONVRT BOND	286082AC6
HUNTF	Hunter Maritime Acquisition Corp.	100,000	$9,500	1.6%	—	—	Call	Y37828111
—	Nuance Communications, Inc.	9,624,000	$8,981	1.5%	$0.90	—	CONVRT BOND	67020YAK6
—	Cemex S.A.	6,500,000	$6,473	1.1%	$1.00	—	CONVRT BOND	151290BR3
—	Cemex S.A.	6,000,000	$5,975	1.0%	$1.00	—	CONVRT BOND	151290BT9
—	Twitter, Inc.	6,021,000	$5,666	0.9%	$0.92	—	CONVRT BOND	90184LAD4
—	Iconix Brand Group, Inc.	1,500,000	$372	0.1%	$0.88	—	CONVRT BOND	451055AG2
—	Forum Merger II Corp	11,000	$109	0.0%	$9.91	—	COMMON	34986F103
—	Trinity Merger Corp.	10,100	$103	0.0%	$10.20	—	COMMON	89653L106
—	Trident Acquisitions Corp.	10,000	$102	0.0%	$10.20	—	COMMON	89615T106
—	Sentinel Energy Services Inc.	10,000	$100	0.0%	$10.00	—	COMMON	81728P105
—	Allegro Merger Corp.	10,000	$99	0.0%	$9.90	—	COMMON	01749N103
—	Graf Industrial Corp	10,000	$98	0.0%	$9.80	—	COMMON	384278107
—	PROSPECT CAPITAL CORP	50,000	$50	0.0%	$0.99	—	CONVRT BOND	74348TAQ5