Location: Bala Cynwyd, PA
CIK: 0001218275 · Show all filings
Period: Q1 2019 (← Previous) (Next →)
Filing Date: May 15, 2019
Total Value: $612M (1.7% shares, 98.3% debt)
| Ticker | Issuer | Shares | Value | % | Est. Cost | Unrealized | Class | CUSIP |
|---|---|---|---|---|---|---|---|---|
| — | Twitter, Inc. | 98,915,000 | $97.35M | 15.9% | $0.95 | — | CONVRT BOND | 90184LAB8 |
| — | PROSPECT CAPITAL CORP | 58,641,000 | $57.88M | 9.5% | $0.99 | — | CONVRT BOND | 74348TAR3 |
| — | Ares Capital Corporation | 52,500,000 | $52.08M | 8.5% | $0.99 | — | CONVRT BOND | 04010LAW3 |
| — | New Mountain Finance Corporation | 50,620,000 | $50.74M | 8.3% | $1.01 | — | CONVRT BOND | 647551AB6 |
| — | BlackRock TCP Capital Corp | 36,470,000 | $36.89M | 6.0% | $1.00 | — | CONVRT BOND | 87238QAB9 |
| — | TPG Specialty Lending, Inc. | 32,556,000 | $32.7M | 5.3% | $1.01 | — | CONVRT BOND | 87265KAB8 |
| — | NAVISTAR INTERNATIONAL | 31,082,000 | $31.11M | 5.1% | $1.00 | — | CONVRT BOND | 63934EAS7 |
| — | New Mountain Finance Corporation | 31,000,000 | $31.03M | 5.1% | $1.00 | — | CONVRT BOND | 647551AC4 |
| — | PROSPECT CAPITAL CORP | 30,000,000 | $29.54M | 4.8% | $0.98 | — | CONVRT BOND | 74348TAT9 |
| — | TPG Specialty Lending, Inc. | 25,750,000 | $26.27M | 4.3% | $1.02 | — | CONVRT BOND | 87265KAD4 |
| — | Ares Capital Corporation | 26,040,000 | $26M | 4.2% | $1.02 | — | CONVRT BOND | 04010LAT0 |
| — | Goldman Sachs BDC Inc. | 25,618,000 | $25.37M | 4.1% | $1.02 | — | CONVRT BOND | 38147UAB3 |
| — | BlackRock TCP Capital Corp | 21,750,000 | $21.53M | 3.5% | $1.04 | — | CONVRT BOND | 87238QAD5 |
| — | BlackRock Capital Investment Corp | 21,495,000 | $21.34M | 3.5% | $1.02 | — | CONVRT BOND | 092533AC2 |
| — | Hercules Capital, Inc. | 20,717,000 | $20.32M | 3.3% | $0.98 | — | CONVRT BOND | 427096AF9 |
| — | ELECTRONICS FOR IMAGING, INC | 14,211,000 | $14.03M | 2.3% | $0.99 | — | CONVRT BOND | 286082AC6 |
| HUNTF | Hunter Maritime Acquisition Corp. | 100,000 | $9.5M | 1.6% | — | — | Call | Y37828111 |
| — | Nuance Communications, Inc. | 9,624,000 | $8.981M | 1.5% | $0.90 | — | CONVRT BOND | 67020YAK6 |
| — | Cemex S.A. | 6,500,000 | $6.473M | 1.1% | $1.00 | — | CONVRT BOND | 151290BR3 |
| — | Cemex S.A. | 6,000,000 | $5.975M | 1.0% | $1.00 | — | CONVRT BOND | 151290BT9 |
| — | Twitter, Inc. | 6,021,000 | $5.666M | 0.9% | $0.92 | — | CONVRT BOND | 90184LAD4 |
| — | Iconix Brand Group, Inc. | 1,500,000 | $372K | 0.1% | $0.88 | — | CONVRT BOND | 451055AG2 |
| — | Forum Merger II Corp | 11,000 | $109K | 0.0% | $9.91 | — | COMMON | 34986F103 |
| — | Trinity Merger Corp. | 10,100 | $103K | 0.0% | $10.20 | — | COMMON | 89653L106 |
| — | Trident Acquisitions Corp. | 10,000 | $102K | 0.0% | $10.20 | — | COMMON | 89615T106 |
| — | Sentinel Energy Services Inc. | 10,000 | $100K | 0.0% | $10.00 | — | COMMON | 81728P105 |
| — | Allegro Merger Corp. | 10,000 | $99,000 | 0.0% | $9.90 | — | COMMON | 01749N103 |
| — | Graf Industrial Corp | 10,000 | $98,000 | 0.0% | $9.80 | — | COMMON | 384278107 |
| — | PROSPECT CAPITAL CORP | 50,000 | $50,000 | 0.0% | $0.99 | — | CONVRT BOND | 74348TAQ5 |