Radcliffe Capital Management, L.P. Diversified Active

Location: Bala Cynwyd, PA

CIK: 0001218275 · Show all filings

Period: Q1 2019 (← Previous) (Next →)

Filing Date: May 15, 2019

Total Value: $612M (1.7% shares, 98.3% debt)

Holdings (29)

— Twitter, Inc. 15.9%

Value $97.35M Shares 98,915,000 Share Price $0.98 Est. Cost/Share $0.95 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 9.5%

Value $57.88M Shares 58,641,000 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

— Ares Capital Corporation 8.5%

Value $52.08M Shares 52,500,000 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

— New Mountain Finance Corporation 8.3%

Value $50.74M Shares 50,620,000 Share Price $1.00 Est. Cost/Share $1.01 Unrealized @ Report Date —

— BlackRock TCP Capital Corp 6.0%

Value $36.89M Shares 36,470,000 Share Price $1.01 Est. Cost/Share $1.00 Unrealized @ Report Date —

— TPG Specialty Lending, Inc. 5.3%

Value $32.7M Shares 32,556,000 Share Price $1.00 Est. Cost/Share $1.01 Unrealized @ Report Date —

— NAVISTAR INTERNATIONAL 5.1%

Value $31.11M Shares 31,082,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— New Mountain Finance Corporation 5.1%

Value $31.03M Shares 31,000,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 4.8%

Value $29.54M Shares 30,000,000 Share Price $0.98 Est. Cost/Share $0.98 Unrealized @ Report Date —

— TPG Specialty Lending, Inc. 4.3%

Value $26.27M Shares 25,750,000 Share Price $1.02 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Ares Capital Corporation 4.2%

Value $26M Shares 26,040,000 Share Price $1.00 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Goldman Sachs BDC Inc. 4.1%

Value $25.37M Shares 25,618,000 Share Price $0.99 Est. Cost/Share $1.02 Unrealized @ Report Date —

— BlackRock TCP Capital Corp 3.5%

Value $21.53M Shares 21,750,000 Share Price $0.99 Est. Cost/Share $1.04 Unrealized @ Report Date —

— BlackRock Capital Investment Corp 3.5%

Value $21.34M Shares 21,495,000 Share Price $0.99 Est. Cost/Share $1.02 Unrealized @ Report Date —

— Hercules Capital, Inc. 3.3%

Value $20.32M Shares 20,717,000 Share Price $0.98 Est. Cost/Share $0.98 Unrealized @ Report Date —

— ELECTRONICS FOR IMAGING, INC 2.3%

Value $14.03M Shares 14,211,000 Share Price $0.99 Est. Cost/Share $0.99 Unrealized @ Report Date —

HUNTF Hunter Maritime Acquisition Corp. 1.6%

Value $9.5M Shares 100,000 Share Price $95.00 Est. Cost/Share — Unrealized @ Report Date —

— Nuance Communications, Inc. 1.5%

Value $8.981M Shares 9,624,000 Share Price $0.93 Est. Cost/Share $0.90 Unrealized @ Report Date —

— Cemex S.A. 1.1%

Value $6.473M Shares 6,500,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Cemex S.A. 1.0%

Value $5.975M Shares 6,000,000 Share Price $1.00 Est. Cost/Share $1.00 Unrealized @ Report Date —

— Twitter, Inc. 0.9%

Value $5.666M Shares 6,021,000 Share Price $0.94 Est. Cost/Share $0.92 Unrealized @ Report Date —

— Iconix Brand Group, Inc. 0.1%

Value $372K Shares 1,500,000 Share Price $0.25 Est. Cost/Share $0.88 Unrealized @ Report Date —

— Forum Merger II Corp 0.0%

Value $109K Shares 11,000 Share Price $9.91 Est. Cost/Share $9.91 Unrealized @ Report Date —

— Trinity Merger Corp. 0.0%

Value $103K Shares 10,100 Share Price $10.20 Est. Cost/Share $10.20 Unrealized @ Report Date —

— Trident Acquisitions Corp. 0.0%

Value $102K Shares 10,000 Share Price $10.20 Est. Cost/Share $10.20 Unrealized @ Report Date —

— Sentinel Energy Services Inc. 0.0%

Value $100K Shares 10,000 Share Price $10.00 Est. Cost/Share $10.00 Unrealized @ Report Date —

— Allegro Merger Corp. 0.0%

Value $99,000 Shares 10,000 Share Price $9.90 Est. Cost/Share $9.90 Unrealized @ Report Date —

— Graf Industrial Corp 0.0%

Value $98,000 Shares 10,000 Share Price $9.80 Est. Cost/Share $9.80 Unrealized @ Report Date —

— PROSPECT CAPITAL CORP 0.0%

Value $50,000 Shares 50,000 Share Price $1.00 Est. Cost/Share $0.99 Unrealized @ Report Date —

Ticker	Issuer	Shares	Value	%	Share Price	Est. Cost/Share	Unrealized @ Report Date	Class	CUSIP
—	Twitter, Inc.	98,915,000	$97.35M	15.9%	$0.98	$0.95	—	CONVRT BOND	90184LAB8
—	PROSPECT CAPITAL CORP	58,641,000	$57.88M	9.5%	$0.99	$0.99	—	CONVRT BOND	74348TAR3
—	Ares Capital Corporation	52,500,000	$52.08M	8.5%	$0.99	$0.99	—	CONVRT BOND	04010LAW3
—	New Mountain Finance Corporation	50,620,000	$50.74M	8.3%	$1.00	$1.01	—	CONVRT BOND	647551AB6
—	BlackRock TCP Capital Corp	36,470,000	$36.89M	6.0%	$1.01	$1.00	—	CONVRT BOND	87238QAB9
—	TPG Specialty Lending, Inc.	32,556,000	$32.7M	5.3%	$1.00	$1.01	—	CONVRT BOND	87265KAB8
—	NAVISTAR INTERNATIONAL	31,082,000	$31.11M	5.1%	$1.00	$1.00	—	CONVRT BOND	63934EAS7
—	New Mountain Finance Corporation	31,000,000	$31.03M	5.1%	$1.00	$1.00	—	CONVRT BOND	647551AC4
—	PROSPECT CAPITAL CORP	30,000,000	$29.54M	4.8%	$0.98	$0.98	—	CONVRT BOND	74348TAT9
—	TPG Specialty Lending, Inc.	25,750,000	$26.27M	4.3%	$1.02	$1.02	—	CONVRT BOND	87265KAD4
—	Ares Capital Corporation	26,040,000	$26M	4.2%	$1.00	$1.02	—	CONVRT BOND	04010LAT0
—	Goldman Sachs BDC Inc.	25,618,000	$25.37M	4.1%	$0.99	$1.02	—	CONVRT BOND	38147UAB3
—	BlackRock TCP Capital Corp	21,750,000	$21.53M	3.5%	$0.99	$1.04	—	CONVRT BOND	87238QAD5
—	BlackRock Capital Investment Corp	21,495,000	$21.34M	3.5%	$0.99	$1.02	—	CONVRT BOND	092533AC2
—	Hercules Capital, Inc.	20,717,000	$20.32M	3.3%	$0.98	$0.98	—	CONVRT BOND	427096AF9
—	ELECTRONICS FOR IMAGING, INC	14,211,000	$14.03M	2.3%	$0.99	$0.99	—	CONVRT BOND	286082AC6
HUNTF	Hunter Maritime Acquisition Corp.	100,000	$9.5M	1.6%	$95.00	—	—	Call	Y37828111
—	Nuance Communications, Inc.	9,624,000	$8.981M	1.5%	$0.93	$0.90	—	CONVRT BOND	67020YAK6
—	Cemex S.A.	6,500,000	$6.473M	1.1%	$1.00	$1.00	—	CONVRT BOND	151290BR3
—	Cemex S.A.	6,000,000	$5.975M	1.0%	$1.00	$1.00	—	CONVRT BOND	151290BT9
—	Twitter, Inc.	6,021,000	$5.666M	0.9%	$0.94	$0.92	—	CONVRT BOND	90184LAD4
—	Iconix Brand Group, Inc.	1,500,000	$372K	0.1%	$0.25	$0.88	—	CONVRT BOND	451055AG2
—	Forum Merger II Corp	11,000	$109K	0.0%	$9.91	$9.91	—	COMMON	34986F103
—	Trinity Merger Corp.	10,100	$103K	0.0%	$10.20	$10.20	—	COMMON	89653L106
—	Trident Acquisitions Corp.	10,000	$102K	0.0%	$10.20	$10.20	—	COMMON	89615T106
—	Sentinel Energy Services Inc.	10,000	$100K	0.0%	$10.00	$10.00	—	COMMON	81728P105
—	Allegro Merger Corp.	10,000	$99,000	0.0%	$9.90	$9.90	—	COMMON	01749N103
—	Graf Industrial Corp	10,000	$98,000	0.0%	$9.80	$9.80	—	COMMON	384278107
—	PROSPECT CAPITAL CORP	50,000	$50,000	0.0%	$1.00	$0.99	—	CONVRT BOND	74348TAQ5